# Fee-only financial advisors in New York

> AdvisorCensus lists 659 investment advisory firms with a principal office in New York that meet AdvisorCensus's fee-only test: paid only by client fees on Form ADV Item 5.E, with no employee registered with a broker-dealer or licensed as an insurance agent, no brokerage, insurance, or real estate sales business or related company, and no referral fees from others, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/fee-only/page/11

## At a glance

- Investment advisory firms: 659
- Registration: SEC-registered investment adviser: 360, State-registered investment adviser: 299
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 659 (100%); Percentage of assets 595 (90%); Hourly charges 247 (37%); Subscription fees (newsletter or periodical) 19 (3%); Fixed fees 337 (51%)
- Regulatory assets under management (Item 5.F): Under $25 million 259 (39%); $25 million to $100 million 127 (19%); $100 million to $500 million 136 (21%); $500 million to $1 billion 40 (6%); $1 billion to $5 billion 42 (6%); Over $5 billion 6 (1%); Not reported 49 (7%)
- Years registered: Under 5 years 248 (38%); 5 to 9 years 134 (20%); 10 to 19 years 163 (25%); 20 years or more 113 (17%); Not reported 1 (0%)

## Firms (page 11 of 14, 501 to 550 of 659, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Pope Wealth Planning, LLC](https://advisorcensus.com/firm/pope-wealth-planning-llc-328014) ([md](https://advisorcensus.com/firm/pope-wealth-planning-llc-328014.md)) | 328014 | Not reported, Not reported | State-registered investment adviser | $25 million to $100 million | 3 | % of assets, Fixed fee |
| [Port Capital Management](https://advisorcensus.com/firm/port-capital-management-massapequa-ny-330252) ([md](https://advisorcensus.com/firm/port-capital-management-massapequa-ny-330252.md)) | 330252 | Massapequa, NY | SEC-registered investment adviser | $25 million to $100 million | 0 | % of assets |
| [Pretiumcapital Management, Inc.](https://advisorcensus.com/firm/pretiumcapital-management-inc-120244) ([md](https://advisorcensus.com/firm/pretiumcapital-management-inc-120244.md)) | 120244 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 2 | % of assets |
| [Pricap Advisors LLC](https://advisorcensus.com/firm/pricap-advisors-llc-new-york-ny-159614) ([md](https://advisorcensus.com/firm/pricap-advisors-llc-new-york-ny-159614.md)) | 159614 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 14 | % of assets |
| [Prism Planning and Solutions Group](https://advisorcensus.com/firm/prism-planning-and-solutions-group-white-plains-ny-340003) ([md](https://advisorcensus.com/firm/prism-planning-and-solutions-group-white-plains-ny-340003.md)) | 340003 | White Plains, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Fixed fee |
| [Prudent Investment Advisors, Inc.](https://advisorcensus.com/firm/prudent-investment-advisors-inc-rego-park-ny-126501) ([md](https://advisorcensus.com/firm/prudent-investment-advisors-inc-rego-park-ny-126501.md)) | 126501 | Rego Park, NY | State-registered investment adviser | Under $25 million | 27 | % of assets |
| [Pushkin Advisory Group, LLC](https://advisorcensus.com/firm/pushkin-advisory-group-llc-skaneateles-ny-226674) ([md](https://advisorcensus.com/firm/pushkin-advisory-group-llc-skaneateles-ny-226674.md)) | 226674 | Skaneateles, NY | State-registered investment adviser | $25 million to $100 million | 2 | % of assets |
| [Pyxis Retirement Consultants](https://advisorcensus.com/firm/pyxis-retirement-consultants-292348) ([md](https://advisorcensus.com/firm/pyxis-retirement-consultants-292348.md)) | 292348 | Not reported, Not reported | State-registered investment adviser | Not reported | 8 | % of assets, Fixed fee |
| [Quan Vest Consultants Inc](https://advisorcensus.com/firm/quan-vest-consultants-inc-manhasset-ny-104714) ([md](https://advisorcensus.com/firm/quan-vest-consultants-inc-manhasset-ny-104714.md)) | 104714 | Manhasset, NY | SEC-registered investment adviser | Not reported | 42 | % of assets, Hourly, Fixed fee |
| [Quantech Solution Partners North America Inc.](https://advisorcensus.com/firm/quantech-solution-partners-north-america-inc-ny-ny-315603) ([md](https://advisorcensus.com/firm/quantech-solution-partners-north-america-inc-ny-ny-315603.md)) | 315603 | Ny, NY | SEC-registered investment adviser | $500 million to $1 billion | 5 | % of assets, Fixed fee |
| [Quantum Portfolio Management, LLC](https://advisorcensus.com/firm/quantum-portfolio-management-llc-new-york-ny-326280) ([md](https://advisorcensus.com/firm/quantum-portfolio-management-llc-new-york-ny-326280.md)) | 326280 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets |
| [Quartus Investment Advisors LLC](https://advisorcensus.com/firm/quartus-investment-advisors-llc-new-york-ny-287597) ([md](https://advisorcensus.com/firm/quartus-investment-advisors-llc-new-york-ny-287597.md)) | 287597 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets |
| [Quasar](https://advisorcensus.com/firm/quasar-new-york-ny-342429) ([md](https://advisorcensus.com/firm/quasar-new-york-ny-342429.md)) | 342429 | New York, NY | SEC-registered investment adviser | Not reported | 0 | Hourly, Fixed fee |
| [Queenbridge Capital, LLC](https://advisorcensus.com/firm/queenbridge-capital-llc-pittsford-ny-324027) ([md](https://advisorcensus.com/firm/queenbridge-capital-llc-pittsford-ny-324027.md)) | 324027 | Pittsford, NY | SEC-registered investment adviser | $25 million to $100 million | 3 | % of assets |
| [QUO Vadis Capital, Inc.](https://advisorcensus.com/firm/quo-vadis-capital-inc-288611) ([md](https://advisorcensus.com/firm/quo-vadis-capital-inc-288611.md)) | 288611 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 9 | % of assets, Subscription, Fixed fee |
| [R. Seeger Wealth Management, Ltd](https://advisorcensus.com/firm/r-seeger-wealth-management-ltd-lindenhurst-ny-152258) ([md](https://advisorcensus.com/firm/r-seeger-wealth-management-ltd-lindenhurst-ny-152258.md)) | 152258 | Lindenhurst, NY | SEC-registered investment adviser | $25 million to $100 million | 5 | % of assets |
| [Radian Investment Management LLC](https://advisorcensus.com/firm/radian-investment-management-llc-new-york-ny-325109) ([md](https://advisorcensus.com/firm/radian-investment-management-llc-new-york-ny-325109.md)) | 325109 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets |
| [Radix Organization, Inc.](https://advisorcensus.com/firm/radix-organization-inc-new-york-ny-172791) ([md](https://advisorcensus.com/firm/radix-organization-inc-new-york-ny-172791.md)) | 172791 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets, Fixed fee |
| [Raijin AI](https://advisorcensus.com/firm/raijin-ai-brooklyn-ny-342079) ([md](https://advisorcensus.com/firm/raijin-ai-brooklyn-ny-342079.md)) | 342079 | Brooklyn, NY | SEC-registered investment adviser | Under $25 million | 0 | Fixed fee |
| [Raimond Wealth Management LLC](https://advisorcensus.com/firm/raimond-wealth-management-llc-getzville-ny-126302) ([md](https://advisorcensus.com/firm/raimond-wealth-management-llc-getzville-ny-126302.md)) | 126302 | Getzville, NY | State-registered investment adviser | $25 million to $100 million | 22 | % of assets, Hourly, Fixed fee |
| [Ramp Advisory LLC](https://advisorcensus.com/firm/ramp-advisory-llc-new-york-ny-342371) ([md](https://advisorcensus.com/firm/ramp-advisory-llc-new-york-ny-342371.md)) | 342371 | New York, NY | SEC-registered investment adviser | Not reported | 0 | % of assets |
| [Ratson Advisory LLC](https://advisorcensus.com/firm/ratson-advisory-llc-new-york-ny-330091) ([md](https://advisorcensus.com/firm/ratson-advisory-llc-new-york-ny-330091.md)) | 330091 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 2 | % of assets, Fixed fee |
| [Ravello Partners LLC](https://advisorcensus.com/firm/ravello-partners-llc-sag-harbor-ny-164718) ([md](https://advisorcensus.com/firm/ravello-partners-llc-sag-harbor-ny-164718.md)) | 164718 | Sag Harbor, NY | State-registered investment adviser | Under $25 million | 1 | % of assets |
| [RDG Capital Management LLC](https://advisorcensus.com/firm/rdg-capital-management-llc-pittsford-ny-329749) ([md](https://advisorcensus.com/firm/rdg-capital-management-llc-pittsford-ny-329749.md)) | 329749 | Pittsford, NY | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly |
| [Reagan Companies Asset Management, Inc](https://advisorcensus.com/firm/reagan-companies-asset-management-inc-syracuse-ny-161648) ([md](https://advisorcensus.com/firm/reagan-companies-asset-management-inc-syracuse-ny-161648.md)) | 161648 | Syracuse, NY | SEC-registered investment adviser | $1 billion to $5 billion | 13 | % of assets, Hourly, Fixed fee |
| [Red Lighthouse Investment Management, LLC](https://advisorcensus.com/firm/red-lighthouse-investment-management-llc-hillsdale-ny-145682) ([md](https://advisorcensus.com/firm/red-lighthouse-investment-management-llc-hillsdale-ny-145682.md)) | 145682 | Hillsdale, NY | SEC-registered investment adviser | $500 million to $1 billion | 16 | % of assets |
| [Rialto Wealth Management](https://advisorcensus.com/firm/rialto-wealth-management-syracuse-ny-319411) ([md](https://advisorcensus.com/firm/rialto-wealth-management-syracuse-ny-319411.md)) | 319411 | Syracuse, NY | SEC-registered investment adviser | $500 million to $1 billion | 4 | % of assets, Hourly, Fixed fee |
| [Riverside Capital Wealth LLC](https://advisorcensus.com/firm/riverside-capital-wealth-llc-331038) ([md](https://advisorcensus.com/firm/riverside-capital-wealth-llc-331038.md)) | 331038 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 2 | % of assets |
| [RKR Capital Group LLC](https://advisorcensus.com/firm/rkr-capital-group-llc-300029) ([md](https://advisorcensus.com/firm/rkr-capital-group-llc-300029.md)) | 300029 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 7 | % of assets |
| [RM Sincerbeaux Capital Management, LLC.](https://advisorcensus.com/firm/rm-sincerbeaux-capital-management-llc-new-york-ny-145159) ([md](https://advisorcensus.com/firm/rm-sincerbeaux-capital-management-llc-new-york-ny-145159.md)) | 145159 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 18 | % of assets |
| [Rockbridge Investment Management, LLC](https://advisorcensus.com/firm/rockbridge-investment-management-llc-syracuse-ny-115754) ([md](https://advisorcensus.com/firm/rockbridge-investment-management-llc-syracuse-ny-115754.md)) | 115754 | Syracuse, NY | SEC-registered investment adviser | $1 billion to $5 billion | 24 | % of assets, Hourly, Fixed fee |
| [Rockford Tower Asset Management, L.L.C.](https://advisorcensus.com/firm/rockford-tower-asset-management-l-l-c-new-york-ny-342499) ([md](https://advisorcensus.com/firm/rockford-tower-asset-management-l-l-c-new-york-ny-342499.md)) | 342499 | New York, NY | SEC-registered investment adviser | Not reported | 0 | % of assets |
| [Rooted Planning Group](https://advisorcensus.com/firm/rooted-planning-group-corning-ny-284120) ([md](https://advisorcensus.com/firm/rooted-planning-group-corning-ny-284120.md)) | 284120 | Corning, NY | SEC-registered investment adviser | $100 million to $500 million | 8 | Fixed fee |
| [Rosci Lamb, LLC](https://advisorcensus.com/firm/rosci-lamb-llc-new-york-ny-337278) ([md](https://advisorcensus.com/firm/rosci-lamb-llc-new-york-ny-337278.md)) | 337278 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 1 | % of assets, Hourly, Fixed fee |
| [Rosecliff Capital Advisory LLC](https://advisorcensus.com/firm/rosecliff-capital-advisory-llc-new-york-ny-305951) ([md](https://advisorcensus.com/firm/rosecliff-capital-advisory-llc-new-york-ny-305951.md)) | 305951 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 5 | % of assets |
| [Roventini Financial Services, Inc](https://advisorcensus.com/firm/roventini-financial-services-inc-new-city-ny-142079) ([md](https://advisorcensus.com/firm/roventini-financial-services-inc-new-city-ny-142079.md)) | 142079 | New City, NY | State-registered investment adviser | Under $25 million | 5 | % of assets |
| [Royale Asset Management LLC](https://advisorcensus.com/firm/royale-asset-management-llc-pittsford-ny-281827) ([md](https://advisorcensus.com/firm/royale-asset-management-llc-pittsford-ny-281827.md)) | 281827 | Pittsford, NY | SEC-registered investment adviser | $25 million to $100 million | 10 | % of assets, Fixed fee |
| [Ryse Capital Management](https://advisorcensus.com/firm/ryse-capital-management-rochester-ny-334978) ([md](https://advisorcensus.com/firm/ryse-capital-management-rochester-ny-334978.md)) | 334978 | Rochester, NY | State-registered investment adviser | Under $25 million | 1 | Hourly, Fixed fee |
| [S Conway Consulting, LLC](https://advisorcensus.com/firm/s-conway-consulting-llc-ithaca-ny-305970) ([md](https://advisorcensus.com/firm/s-conway-consulting-llc-ithaca-ny-305970.md)) | 305970 | Ithaca, NY | State-registered investment adviser | Under $25 million | 6 | % of assets, Hourly, Fixed fee |
| [S.e.e.d. Planning Group, LLC](https://advisorcensus.com/firm/s-e-e-d-planning-group-llc-binghamton-ny-188521) ([md](https://advisorcensus.com/firm/s-e-e-d-planning-group-llc-binghamton-ny-188521.md)) | 188521 | Binghamton, NY | SEC-registered investment adviser | $500 million to $1 billion | 11 | % of assets, Hourly, Fixed fee |
| [Sabina Asset Management LLC](https://advisorcensus.com/firm/sabina-asset-management-llc-314318) ([md](https://advisorcensus.com/firm/sabina-asset-management-llc-314318.md)) | 314318 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 5 | % of assets |
| [Safran Wealth Advisors, LLC](https://advisorcensus.com/firm/safran-wealth-advisors-llc-new-york-ny-152161) ([md](https://advisorcensus.com/firm/safran-wealth-advisors-llc-new-york-ny-152161.md)) | 152161 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 16 | % of assets, Hourly, Fixed fee |
| [Salem Asset Management](https://advisorcensus.com/firm/salem-asset-management-134309) ([md](https://advisorcensus.com/firm/salem-asset-management-134309.md)) | 134309 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 21 | % of assets |
| [Sanderson Wealth Management, LLC](https://advisorcensus.com/firm/sanderson-wealth-management-llc-buffalo-ny-118910) ([md](https://advisorcensus.com/firm/sanderson-wealth-management-llc-buffalo-ny-118910.md)) | 118910 | Buffalo, NY | SEC-registered investment adviser | $1 billion to $5 billion | 24 | % of assets |
| [Sanskar Advisors, Inc.](https://advisorcensus.com/firm/sanskar-advisors-inc-nyack-ny-113727) ([md](https://advisorcensus.com/firm/sanskar-advisors-inc-nyack-ny-113727.md)) | 113727 | Nyack, NY | State-registered investment adviser | $25 million to $100 million | 26 | % of assets, Hourly, Fixed fee |
| [SAR Services, Inc.](https://advisorcensus.com/firm/sar-services-inc-113579) ([md](https://advisorcensus.com/firm/sar-services-inc-113579.md)) | 113579 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 6 | % of assets |
| [Saratoga Investment Solutions Inc.](https://advisorcensus.com/firm/saratoga-investment-solutions-inc-saratoga-springs-ny-124949) ([md](https://advisorcensus.com/firm/saratoga-investment-solutions-inc-saratoga-springs-ny-124949.md)) | 124949 | Saratoga Springs, NY | State-registered investment adviser | $25 million to $100 million | 23 | Hourly, Fixed fee |
| [Sauberan & Company, LLC](https://advisorcensus.com/firm/sauberan-and-company-llc-lockport-ny-106317) ([md](https://advisorcensus.com/firm/sauberan-and-company-llc-lockport-ny-106317.md)) | 106317 | Lockport, NY | SEC-registered investment adviser | Under $25 million | 35 | % of assets |
| [Savvy Labs Inc](https://advisorcensus.com/firm/savvy-labs-inc-new-york-ny-322453) ([md](https://advisorcensus.com/firm/savvy-labs-inc-new-york-ny-322453.md)) | 322453 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Fixed fee |
| [Saybrook Capital Corp](https://advisorcensus.com/firm/saybrook-capital-corp-sag-harbor-ny-107679) ([md](https://advisorcensus.com/firm/saybrook-capital-corp-sag-harbor-ny-107679.md)) | 107679 | Sag Harbor, NY | SEC-registered investment adviser | $500 million to $1 billion | 36 | % of assets |

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## Questions people ask

**How many financial advisory firms are there in New York?**
AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in New York?**
659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in New York offer financial planning?**
972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in New York fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in New York](https://advisorcensus.com/advisors/ny) (https://advisorcensus.com/advisors/ny.md)
- [Flat-fee financial advisors in New York](https://advisorcensus.com/advisors/ny/flat-fee) (https://advisorcensus.com/advisors/ny/flat-fee.md)
- [Hourly financial advisors in New York](https://advisorcensus.com/advisors/ny/hourly) (https://advisorcensus.com/advisors/ny/hourly.md)
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- [Fee-only financial advisors in Glens Falls, NY](https://advisorcensus.com/advisors/ny/glens-falls/fee-only) (https://advisorcensus.com/advisors/ny/glens-falls/fee-only.md)
- [Fee-only financial advisors in Elmira, NY](https://advisorcensus.com/advisors/ny/elmira/fee-only) (https://advisorcensus.com/advisors/ny/elmira/fee-only.md)

Cite as: AdvisorCensus. Fee-only financial advisors in New York: 659 firms from Form ADV filings as of October 2026.
