{ "path": "/advisors/ny/fee-only", "url": "https://advisorcensus.com/advisors/ny/fee-only/page/11", "page_type": "state_fee", "title": "Fee-only financial advisors in New York", "filters": {}, "scope_total": 659, "faq": [ { "q": "How many financial advisory firms are there in New York?", "a": "AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York?", "a": "659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York offer financial planning?", "a": "972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 659 investment advisory firms with a principal office in New York that meet AdvisorCensus's fee-only test: paid only by client fees on Form ADV Item 5.E, with no employee registered with a broker-dealer or licensed as an insurance agent, no brokerage, insurance, or real estate sales business or related company, and no referral fees from others, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.", "about_market": null, "citation": "AdvisorCensus. Fee-only financial advisors in New York: 659 firms from Form ADV filings as of October 2026.", "total_firms": 659, "page": 11, "total_pages": 14, "sort": "name", "registration_types": { "sec": 360, "state": 299, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 659 }, { "code": "percentage_of_aum", "count": 595 }, { "code": "hourly", "count": 247 }, { "code": "subscription", "count": 19 }, { "code": "fixed", "count": 337 }, { "code": "commissions", "count": 0 }, { "code": "performance_based", "count": 0 }, { "code": "other", "count": 0 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 248 }, { "code": "5_to_9", "count": 134 }, { "code": "10_to_19", "count": 163 }, { "code": "20_plus", "count": 113 }, { "code": "not_reported", "count": 1 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 259 }, { "code": "25m_100m", "count": 127 }, { "code": "100m_500m", "count": 136 }, { "code": "500m_1b", "count": 40 }, { "code": "1b_5b", "count": 42 }, { "code": "over_5b", "count": 6 }, { "code": "not_reported", "count": 49 } ], "firms": [ { "crd_number": 328014, "name": "Pope Wealth Planning, LLC", "name_as_filed": "POPE WEALTH PLANNING, LLC", "url": "https://advisorcensus.com/firm/pope-wealth-planning-llc-328014", "city": null, "state": null, "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 330252, "name": "Port Capital Management", "name_as_filed": "PORT CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/port-capital-management-massapequa-ny-330252", "city": "Massapequa", "state": "NY", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 120244, "name": "Pretiumcapital Management, Inc.", "name_as_filed": "PRETIUMCAPITAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/pretiumcapital-management-inc-120244", "city": null, "state": null, "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 159614, "name": "Pricap Advisors LLC", "name_as_filed": "PRICAP ADVISORS LLC", "url": "https://advisorcensus.com/firm/pricap-advisors-llc-new-york-ny-159614", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 340003, "name": "Prism Planning and Solutions Group", "name_as_filed": "PRISM PLANNING AND SOLUTIONS GROUP", "url": "https://advisorcensus.com/firm/prism-planning-and-solutions-group-white-plains-ny-340003", "city": "White Plains", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 126501, "name": "Prudent Investment Advisors, Inc.", "name_as_filed": "PRUDENT INVESTMENT ADVISORS, INC.", "url": "https://advisorcensus.com/firm/prudent-investment-advisors-inc-rego-park-ny-126501", "city": "Rego Park", "state": "NY", "years_registered": 27, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 226674, "name": "Pushkin Advisory Group, LLC", "name_as_filed": "PUSHKIN ADVISORY GROUP, LLC", "url": "https://advisorcensus.com/firm/pushkin-advisory-group-llc-skaneateles-ny-226674", "city": "Skaneateles", "state": "NY", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 292348, "name": "Pyxis Retirement Consultants", "name_as_filed": "PYXIS RETIREMENT CONSULTANTS", "url": "https://advisorcensus.com/firm/pyxis-retirement-consultants-292348", "city": null, "state": null, "years_registered": 8, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 104714, "name": "Quan Vest Consultants Inc", "name_as_filed": "QUAN VEST CONSULTANTS INC", "url": "https://advisorcensus.com/firm/quan-vest-consultants-inc-manhasset-ny-104714", "city": "Manhasset", "state": "NY", "years_registered": 42, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 315603, "name": "Quantech Solution Partners North America Inc.", "name_as_filed": "QUANTECH SOLUTION PARTNERS NORTH AMERICA INC.", "url": "https://advisorcensus.com/firm/quantech-solution-partners-north-america-inc-ny-ny-315603", "city": "Ny", "state": "NY", "years_registered": 5, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 326280, "name": "Quantum Portfolio Management, LLC", "name_as_filed": "QUANTUM PORTFOLIO MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/quantum-portfolio-management-llc-new-york-ny-326280", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 287597, "name": "Quartus Investment Advisors LLC", "name_as_filed": "QUARTUS INVESTMENT ADVISORS LLC", "url": "https://advisorcensus.com/firm/quartus-investment-advisors-llc-new-york-ny-287597", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 342429, "name": "Quasar", "name_as_filed": "QUASAR", "url": "https://advisorcensus.com/firm/quasar-new-york-ny-342429", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 324027, "name": "Queenbridge Capital, LLC", "name_as_filed": "QUEENBRIDGE CAPITAL, LLC", "url": "https://advisorcensus.com/firm/queenbridge-capital-llc-pittsford-ny-324027", "city": "Pittsford", "state": "NY", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 288611, "name": "QUO Vadis Capital, Inc.", "name_as_filed": "QUO VADIS CAPITAL, INC.", "url": "https://advisorcensus.com/firm/quo-vadis-capital-inc-288611", "city": null, "state": null, "years_registered": 9, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "subscription", "fixed" ], "enhanced": false }, { "crd_number": 152258, "name": "R. Seeger Wealth Management, Ltd", "name_as_filed": "R. SEEGER WEALTH MANAGEMENT, LTD", "url": "https://advisorcensus.com/firm/r-seeger-wealth-management-ltd-lindenhurst-ny-152258", "city": "Lindenhurst", "state": "NY", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 325109, "name": "Radian Investment Management LLC", "name_as_filed": "RADIAN INVESTMENT MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/radian-investment-management-llc-new-york-ny-325109", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 172791, "name": "Radix Organization, Inc.", "name_as_filed": "RADIX ORGANIZATION, INC.", "url": "https://advisorcensus.com/firm/radix-organization-inc-new-york-ny-172791", "city": "New York", "state": "NY", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 342079, "name": "Raijin AI", "name_as_filed": "RAIJIN AI", "url": "https://advisorcensus.com/firm/raijin-ai-brooklyn-ny-342079", "city": "Brooklyn", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 126302, "name": "Raimond Wealth Management LLC", "name_as_filed": "RAIMOND WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/raimond-wealth-management-llc-getzville-ny-126302", "city": "Getzville", "state": "NY", "years_registered": 22, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 342371, "name": "Ramp Advisory LLC", "name_as_filed": "RAMP ADVISORY LLC", "url": "https://advisorcensus.com/firm/ramp-advisory-llc-new-york-ny-342371", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 330091, "name": "Ratson Advisory LLC", "name_as_filed": "RATSON ADVISORY LLC", "url": "https://advisorcensus.com/firm/ratson-advisory-llc-new-york-ny-330091", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 164718, "name": "Ravello Partners LLC", "name_as_filed": "RAVELLO PARTNERS LLC", "url": "https://advisorcensus.com/firm/ravello-partners-llc-sag-harbor-ny-164718", "city": "Sag Harbor", "state": "NY", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 329749, "name": "RDG Capital Management LLC", "name_as_filed": "RDG CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/rdg-capital-management-llc-pittsford-ny-329749", "city": "Pittsford", "state": "NY", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 161648, "name": "Reagan Companies Asset Management, Inc", "name_as_filed": "REAGAN COMPANIES ASSET MANAGEMENT, INC", "url": "https://advisorcensus.com/firm/reagan-companies-asset-management-inc-syracuse-ny-161648", "city": "Syracuse", "state": "NY", "years_registered": 13, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 145682, "name": "Red Lighthouse Investment Management, LLC", "name_as_filed": "RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/red-lighthouse-investment-management-llc-hillsdale-ny-145682", "city": "Hillsdale", "state": "NY", "years_registered": 16, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 319411, "name": "Rialto Wealth Management", "name_as_filed": "RIALTO WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/rialto-wealth-management-syracuse-ny-319411", "city": "Syracuse", "state": "NY", "years_registered": 4, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 331038, "name": "Riverside Capital Wealth LLC", "name_as_filed": "RIVERSIDE CAPITAL WEALTH LLC", "url": "https://advisorcensus.com/firm/riverside-capital-wealth-llc-331038", "city": null, "state": null, "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 300029, "name": "RKR Capital Group LLC", "name_as_filed": "RKR CAPITAL GROUP LLC", "url": "https://advisorcensus.com/firm/rkr-capital-group-llc-300029", "city": null, "state": null, "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 145159, "name": "RM Sincerbeaux Capital Management, LLC.", "name_as_filed": "RM SINCERBEAUX CAPITAL MANAGEMENT, LLC.", "url": "https://advisorcensus.com/firm/rm-sincerbeaux-capital-management-llc-new-york-ny-145159", "city": "New York", "state": "NY", "years_registered": 18, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 115754, "name": "Rockbridge Investment Management, LLC", "name_as_filed": "ROCKBRIDGE INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/rockbridge-investment-management-llc-syracuse-ny-115754", "city": "Syracuse", "state": "NY", "years_registered": 24, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 342499, "name": "Rockford Tower Asset Management, L.L.C.", "name_as_filed": "ROCKFORD TOWER ASSET MANAGEMENT, L.L.C.", "url": "https://advisorcensus.com/firm/rockford-tower-asset-management-l-l-c-new-york-ny-342499", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 284120, "name": "Rooted Planning Group", "name_as_filed": "ROOTED PLANNING GROUP", "url": "https://advisorcensus.com/firm/rooted-planning-group-corning-ny-284120", "city": "Corning", "state": "NY", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 337278, "name": "Rosci Lamb, LLC", "name_as_filed": "ROSCI LAMB, LLC", "url": "https://advisorcensus.com/firm/rosci-lamb-llc-new-york-ny-337278", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 305951, "name": "Rosecliff Capital Advisory LLC", "name_as_filed": "ROSECLIFF CAPITAL ADVISORY LLC", "url": "https://advisorcensus.com/firm/rosecliff-capital-advisory-llc-new-york-ny-305951", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 142079, "name": "Roventini Financial Services, Inc", "name_as_filed": "ROVENTINI FINANCIAL SERVICES, INC", "url": "https://advisorcensus.com/firm/roventini-financial-services-inc-new-city-ny-142079", "city": "New City", "state": "NY", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 281827, "name": "Royale Asset Management LLC", "name_as_filed": "ROYALE ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/royale-asset-management-llc-pittsford-ny-281827", "city": "Pittsford", "state": "NY", "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 334978, "name": "Ryse Capital Management", "name_as_filed": "RYSE CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/ryse-capital-management-rochester-ny-334978", "city": "Rochester", "state": "NY", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 305970, "name": "S Conway Consulting, LLC", "name_as_filed": "S CONWAY CONSULTING, LLC", "url": "https://advisorcensus.com/firm/s-conway-consulting-llc-ithaca-ny-305970", "city": "Ithaca", "state": "NY", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 188521, "name": "S.e.e.d. Planning Group, LLC", "name_as_filed": "S.E.E.D. PLANNING GROUP, LLC", "url": "https://advisorcensus.com/firm/s-e-e-d-planning-group-llc-binghamton-ny-188521", "city": "Binghamton", "state": "NY", "years_registered": 11, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 314318, "name": "Sabina Asset Management LLC", "name_as_filed": "SABINA ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/sabina-asset-management-llc-314318", "city": null, "state": null, "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 152161, "name": "Safran Wealth Advisors, LLC", "name_as_filed": "SAFRAN WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/safran-wealth-advisors-llc-new-york-ny-152161", "city": "New York", "state": "NY", "years_registered": 16, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 134309, "name": "Salem Asset Management", "name_as_filed": "SALEM ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/salem-asset-management-134309", "city": null, "state": null, "years_registered": 21, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 118910, "name": "Sanderson Wealth Management, LLC", "name_as_filed": "SANDERSON WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sanderson-wealth-management-llc-buffalo-ny-118910", "city": "Buffalo", "state": "NY", "years_registered": 24, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 113727, "name": "Sanskar Advisors, Inc.", "name_as_filed": "SANSKAR ADVISORS, INC.", "url": "https://advisorcensus.com/firm/sanskar-advisors-inc-nyack-ny-113727", "city": "Nyack", "state": "NY", "years_registered": 26, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" 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