{ "path": "/advisors/ny/fee-only", "url": "https://advisorcensus.com/advisors/ny/fee-only", "page_type": "state_fee", "title": "Fee-only financial advisors in New York", "filters": {}, "scope_total": 659, "faq": [ { "q": "How many financial advisory firms are there in New York?", "a": "AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York?", "a": "659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York offer financial planning?", "a": "972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 659 investment advisory firms with a principal office in New York that meet AdvisorCensus's fee-only test: paid only by client fees on Form ADV Item 5.E, with no employee registered with a broker-dealer or licensed as an insurance agent, no brokerage, insurance, or real estate sales business or related company, and no referral fees from others, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.", "about_market": null, "citation": "AdvisorCensus. Fee-only financial advisors in New York: 659 firms from Form ADV filings as of October 2026.", "total_firms": 659, "page": 1, "total_pages": 14, "sort": "name", "registration_types": { "sec": 360, "state": 299, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 659 }, { "code": "percentage_of_aum", "count": 595 }, { "code": "hourly", "count": 247 }, { "code": "subscription", "count": 19 }, { "code": "fixed", "count": 337 }, { "code": "commissions", "count": 0 }, { "code": "performance_based", "count": 0 }, { "code": "other", "count": 0 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 248 }, { "code": "5_to_9", "count": 134 }, { "code": "10_to_19", "count": 163 }, { "code": "20_plus", "count": 113 }, { "code": "not_reported", "count": 1 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 259 }, { "code": "25m_100m", "count": 127 }, { "code": "100m_500m", "count": 136 }, { "code": "500m_1b", "count": 40 }, { "code": "1b_5b", "count": 42 }, { "code": "over_5b", "count": 6 }, { "code": "not_reported", "count": 49 } ], "firms": [ { "crd_number": 312504, "name": "1230 Advisors, LLC", "name_as_filed": "1230 ADVISORS, LLC", "url": "https://advisorcensus.com/firm/1230-advisors-llc-pound-ridge-ny-312504", "city": "Pound Ridge", "state": "NY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 328190, "name": "2XIDEAS", "name_as_filed": "2XIDEAS", "url": "https://advisorcensus.com/firm/2xideas-new-york-ny-328190", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "subscription" ], "enhanced": false }, { "crd_number": 284266, "name": "337 Frontier Capital, LP", "name_as_filed": "337 FRONTIER CAPITAL, LP", "url": "https://advisorcensus.com/firm/337-frontier-capital-lp-new-york-ny-284266", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 343132, "name": "3A Capital, LLC", "name_as_filed": "3A CAPITAL, LLC", "url": "https://advisorcensus.com/firm/3a-capital-llc-new-york-ny-343132", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 174445, "name": "77th Street Investors", "name_as_filed": "77TH STREET INVESTORS", "url": "https://advisorcensus.com/firm/77th-street-investors-174445", "city": null, "state": null, "years_registered": 11, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 317534, "name": "Abaya Wealth Management LLC", "name_as_filed": "ABAYA WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/abaya-wealth-management-llc-buffalo-ny-317534", "city": "Buffalo", "state": "NY", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 168081, "name": "Abbondandolo Wealth Management Corp", "name_as_filed": "ABBONDANDOLO WEALTH MANAGEMENT CORP", "url": "https://advisorcensus.com/firm/abbondandolo-wealth-management-corp-glen-cove-ny-168081", "city": "Glen Cove", "state": "NY", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 334101, "name": "Abby Advisors LLC", "name_as_filed": "ABBY ADVISORS LLC", "url": "https://advisorcensus.com/firm/abby-advisors-llc-334101", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 332881, "name": "Acacia Grove Wealth Management", "name_as_filed": "ACACIA GROVE WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/acacia-grove-wealth-management-schenectady-ny-332881", "city": "Schenectady", "state": "NY", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 304442, "name": "ACE & Company New York, Inc.", "name_as_filed": "ACE & COMPANY NEW YORK, INC.", "url": "https://advisorcensus.com/firm/ace-and-company-new-york-inc-new-york-ny-304442", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 315407, "name": "Aces Advisors", "name_as_filed": "ACES ADVISORS", "url": "https://advisorcensus.com/firm/aces-advisors-new-york-ny-315407", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 159083, "name": "ADC Wealth Management, LLC", "name_as_filed": "ADC WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/adc-wealth-management-llc-massapequa-ny-159083", "city": "Massapequa", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 130987, "name": "Adirondack Research & Management Inc.", "name_as_filed": "ADIRONDACK RESEARCH & MANAGEMENT INC.", "url": "https://advisorcensus.com/firm/adirondack-research-and-management-inc-guilderland-ny-130987", "city": "Guilderland", "state": "NY", "years_registered": 22, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 125326, "name": "ADV Investment Management", "name_as_filed": "ADV INVESTMENT MANAGEMENT", "url": "https://advisorcensus.com/firm/adv-investment-management-125326", "city": null, "state": null, "years_registered": 29, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 314046, "name": "Advanced Portfolio Services LLC", "name_as_filed": "ADVANCED PORTFOLIO SERVICES LLC", "url": "https://advisorcensus.com/firm/advanced-portfolio-services-llc-saint-james-ny-314046", "city": "Saint James", "state": "NY", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 118537, "name": "Advisor Financial Services, Inc.", "name_as_filed": "ADVISOR FINANCIAL SERVICES, INC.", "url": "https://advisorcensus.com/firm/advisor-financial-services-inc-chatham-ny-118537", "city": "Chatham", "state": "NY", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 340660, "name": "Aetherion LLC", "name_as_filed": "AETHERION LLC", "url": "https://advisorcensus.com/firm/aetherion-llc-albany-ny-340660", "city": "Albany", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 105454, "name": "AFA Advisors LLC", "name_as_filed": "AFA ADVISORS LLC", "url": "https://advisorcensus.com/firm/afa-advisors-llc-larchmont-ny-105454", "city": "Larchmont", "state": "NY", "years_registered": 18, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 339023, "name": "Affluence", "name_as_filed": "AFFLUENCE", "url": "https://advisorcensus.com/firm/affluence-339023", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 168957, "name": "AFL Advisory Group LLC", "name_as_filed": "AFL ADVISORY GROUP LLC", "url": "https://advisorcensus.com/firm/afl-advisory-group-llc-olean-ny-168957", "city": "Olean", "state": "NY", "years_registered": 12, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 322515, "name": "AIP Management US", "name_as_filed": "AIP MANAGEMENT US", "url": "https://advisorcensus.com/firm/aip-management-us-new-york-ny-322515", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "1b_5b", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 343811, "name": "Aldebaran Capital", "name_as_filed": "ALDEBARAN CAPITAL", "url": "https://advisorcensus.com/firm/aldebaran-capital-brooklyn-ny-343811", "city": "Brooklyn", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 311782, "name": "Alinea Advisory Services LLC", "name_as_filed": "ALINEA ADVISORY SERVICES LLC", "url": "https://advisorcensus.com/firm/alinea-advisory-services-llc-new-york-ny-311782", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "subscription" ], "enhanced": false }, { "crd_number": 313285, "name": "Alpha", "name_as_filed": "ALPHA", "url": "https://advisorcensus.com/firm/alpha-new-york-ny-313285", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 109686, "name": "Alpine Saxon Woods", "name_as_filed": "ALPINE SAXON WOODS", "url": "https://advisorcensus.com/firm/alpine-saxon-woods-purchase-ny-109686", "city": "Purchase", "state": "NY", "years_registered": 26, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 167571, "name": "ALR Capital Advisors, LLC", "name_as_filed": "ALR CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/alr-capital-advisors-llc-new-york-ny-167571", "city": "New York", "state": "NY", "years_registered": 13, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 128386, "name": "Altanes Investments, LLC", "name_as_filed": "ALTANES INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/altanes-investments-llc-128386", "city": null, "state": null, "years_registered": 15, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 110130, "name": "Altfest Personal Wealth Management", "name_as_filed": "ALTFEST PERSONAL WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/altfest-personal-wealth-management-new-york-ny-110130", "city": "New York", "state": "NY", "years_registered": 43, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 281764, "name": "Alva Capital Management, LLC", "name_as_filed": "ALVA CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/alva-capital-management-llc-281764", "city": null, "state": null, "years_registered": 9, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 126545, "name": "Amazz Investment Management, Inc.", "name_as_filed": "AMAZZ INVESTMENT MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/amazz-investment-management-inc-williamsville-ny-126545", "city": "Williamsville", "state": "NY", "years_registered": 11, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 149185, "name": "American European Asset Management LLC", "name_as_filed": "AMERICAN EUROPEAN ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/american-european-asset-management-llc-149185", "city": null, "state": null, "years_registered": 17, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 115559, "name": "American Financial & Tax Strategies, Inc.", "name_as_filed": "AMERICAN FINANCIAL & TAX STRATEGIES, INC.", "url": "https://advisorcensus.com/firm/american-financial-and-tax-strategies-inc-new-york-ny-115559", "city": "New York", "state": "NY", "years_registered": 32, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 333518, "name": "Amvoy Wealth", "name_as_filed": "AMVOY WEALTH", "url": "https://advisorcensus.com/firm/amvoy-wealth-new-york-ny-333518", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 124600, "name": "Anchor Capital Management, LLC", "name_as_filed": "ANCHOR CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/anchor-capital-management-llc-ithaca-ny-124600", "city": "Ithaca", "state": "NY", "years_registered": 12, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 340245, "name": "Anchr Technologies RIA LLC", "name_as_filed": "ANCHR TECHNOLOGIES RIA LLC", "url": "https://advisorcensus.com/firm/anchr-technologies-ria-llc-new-york-ny-340245", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "subscription" ], "enhanced": false }, { "crd_number": 332254, "name": "Angel Light Capital", "name_as_filed": "ANGEL LIGHT CAPITAL", "url": "https://advisorcensus.com/firm/angel-light-capital-332254", "city": null, "state": null, "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 339005, "name": "Angel Wealth Advisors", "name_as_filed": "ANGEL WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/angel-wealth-advisors-339005", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 282832, "name": "Anglia Advisors", "name_as_filed": "ANGLIA ADVISORS", "url": "https://advisorcensus.com/firm/anglia-advisors-valley-stream-ny-282832", "city": "Valley Stream", "state": "NY", "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 282936, "name": "Antikythera Enterprises LLC", "name_as_filed": "ANTIKYTHERA ENTERPRISES LLC", "url": "https://advisorcensus.com/firm/antikythera-enterprises-llc-282936", "city": null, "state": null, "years_registered": 10, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 167709, "name": "Appian Road LLC", "name_as_filed": "APPIAN ROAD LLC", "url": "https://advisorcensus.com/firm/appian-road-llc-167709", "city": null, "state": null, "years_registered": 13, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 299657, "name": "Aquila Ventures LLC", "name_as_filed": "AQUILA VENTURES LLC", "url": "https://advisorcensus.com/firm/aquila-ventures-llc-299657", "city": null, "state": null, "years_registered": 7, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 148709, "name": "Arbus Capital Management, LLC", "name_as_filed": "ARBUS CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/arbus-capital-management-llc-new-york-ny-148709", "city": "New York", "state": "NY", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 165504, "name": "Arcadia Wealth Management", "name_as_filed": "ARCADIA WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/arcadia-wealth-management-smithtown-ny-165504", "city": "Smithtown", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 341514, "name": "Ardrossan Wealth Management, LLC", "name_as_filed": "ARDROSSAN WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/ardrossan-wealth-management-llc-341514", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 106981, "name": "Argus Investors' Counsel, Inc.", "name_as_filed": "ARGUS INVESTORS' COUNSEL, INC.", "url": "https://advisorcensus.com/firm/argus-investors-counsel-inc-new-york-ny-106981", "city": "New York", "state": "NY", "years_registered": 65, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 152137, "name": "Aries Investment Advisors, LLC", "name_as_filed": "ARIES INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/aries-investment-advisors-llc-garden-city-ny-152137", "city": "Garden City", "state": "NY", "years_registered": 16, "raum_band": 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