{
  "path": "/advisors/ny/albany/saratoga-springs",
  "url": "https://advisorcensus.com/advisors/ny/albany/saratoga-springs",
  "page_type": "metro_city",
  "title": "Financial advisors in Saratoga Springs, NY",
  "filters": {},
  "scope_total": 15,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Saratoga Springs, NY?",
      "a": "AdvisorCensus lists 15 investment advisory firms with a principal office in Saratoga Springs, New York (part of the Albany metro area), from Form ADV filings as of October 2026: 13 SEC-registered, 2 state-registered, and 0 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Saratoga Springs, NY?",
      "a": "5 of the 15 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Saratoga Springs, NY offer financial planning?",
      "a": "14 of the 15 firms in Saratoga Springs, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Saratoga Springs, NY fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 5 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 15 investment advisory firms with a principal office in Saratoga Springs, New York (part of the Albany metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full Albany metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": null,
  "citation": "AdvisorCensus. Financial advisors in Saratoga Springs, NY: 15 firms from Form ADV filings as of October 2026.",
  "total_firms": 15,
  "page": 1,
  "total_pages": 1,
  "sort": "name",
  "registration_types": {
    "sec": 13,
    "state": 2,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 5
    },
    {
      "code": "percentage_of_aum",
      "count": 14
    },
    {
      "code": "hourly",
      "count": 6
    },
    {
      "code": "subscription",
      "count": 1
    },
    {
      "code": "fixed",
      "count": 14
    },
    {
      "code": "commissions",
      "count": 0
    },
    {
      "code": "performance_based",
      "count": 1
    },
    {
      "code": "other",
      "count": 1
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 4
    },
    {
      "code": "5_to_9",
      "count": 2
    },
    {
      "code": "10_to_19",
      "count": 8
    },
    {
      "code": "20_plus",
      "count": 1
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 1
    },
    {
      "code": "25m_100m",
      "count": 5
    },
    {
      "code": "100m_500m",
      "count": 5
    },
    {
      "code": "500m_1b",
      "count": 2
    },
    {
      "code": "1b_5b",
      "count": 2
    },
    {
      "code": "over_5b",
      "count": 0
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "firms": [
    {
      "crd_number": 150309,
      "name": "Congress Park Capital LLC",
      "name_as_filed": "CONGRESS PARK CAPITAL  LLC",
      "url": "https://advisorcensus.com/firm/congress-park-capital-llc-saratoga-springs-ny-150309",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 17,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 152895,
      "name": "Continuum Wealth Advisors, LLC",
      "name_as_filed": "CONTINUUM WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/continuum-wealth-advisors-llc-saratoga-springs-ny-152895",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 16,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 166276,
      "name": "Crescent Hill Partners LLC",
      "name_as_filed": "CRESCENT HILL PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/crescent-hill-partners-llc-saratoga-springs-ny-166276",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 13,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 159550,
      "name": "King Wealth Management Group, LLC",
      "name_as_filed": "KING WEALTH MANAGEMENT GROUP, LLC",
      "url": "https://advisorcensus.com/firm/king-wealth-management-group-llc-saratoga-springs-ny-159550",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 154517,
      "name": "McNeill Capital, LLC",
      "name_as_filed": "MCNEILL CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/mcneill-capital-llc-saratoga-springs-ny-154517",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 151237,
      "name": "Minichmacgregor Wealth Management, LLC",
      "name_as_filed": "MINICHMACGREGOR WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/minichmacgregor-wealth-management-llc-saratoga-springs-ny-151237",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 17,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 316056,
      "name": "NYE Street Partners LLC",
      "name_as_filed": "NYE STREET PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/nye-street-partners-llc-saratoga-springs-ny-316056",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332411,
      "name": "Peak Wealth Management",
      "name_as_filed": "PEAK WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/peak-wealth-management-saratoga-springs-ny-332411",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 174327,
      "name": "Quartz Partners Investment Management",
      "name_as_filed": "QUARTZ PARTNERS INVESTMENT MANAGEMENT",
      "url": "https://advisorcensus.com/firm/quartz-partners-investment-management-saratoga-springs-ny-174327",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 11,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 149365,
      "name": "Sage Hill Advisory and Management LLC",
      "name_as_filed": "SAGE HILL ADVISORY AND MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/sage-hill-advisory-and-management-llc-saratoga-springs-ny-149365",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 17,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 124949,
      "name": "Saratoga Investment Solutions Inc.",
      "name_as_filed": "SARATOGA INVESTMENT SOLUTIONS INC.",
      "url": "https://advisorcensus.com/firm/saratoga-investment-solutions-inc-saratoga-springs-ny-124949",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 23,
      "raum_band": "25m_100m",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 289905,
      "name": "Shade Tree Advisors LLC",
      "name_as_filed": "SHADE TREE ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/shade-tree-advisors-llc-saratoga-springs-ny-289905",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 284218,
      "name": "Sterling Manor Financial, LLC",
      "name_as_filed": "STERLING MANOR FINANCIAL, LLC",
      "url": "https://advisorcensus.com/firm/sterling-manor-financial-llc-saratoga-springs-ny-284218",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 10,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 340266,
      "name": "Tailored Wealth Solutions",
      "name_as_filed": "TAILORED WEALTH SOLUTIONS",
      "url": "https://advisorcensus.com/firm/tailored-wealth-solutions-saratoga-springs-ny-340266",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 316722,
      "name": "WPM Wealth Advisors LLC",
      "name_as_filed": "WPM WEALTH ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/wpm-wealth-advisors-llc-saratoga-springs-ny-316722",
      "city": "Saratoga Springs",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    }
  ],
  "states": [],
  "metros": [],
  "siblings": {
    "national": "/advisors",
    "state": {
      "path": "/advisors/ny",
      "label": "Financial advisors in New York"
    },
    "metro": {
      "path": "/advisors/ny/albany",
      "label": "Financial advisors in Albany, NY"
    },
    "city_pages": [],
    "fee_pages": [
      {
        "path": "/advisors/ny/albany/fee-only",
        "label": "Fee-only financial advisors in Albany, NY",
        "firm_count": 28
      },
      {
        "path": "/advisors/ny/albany/flat-fee",
        "label": "Flat-fee financial advisors in Albany, NY",
        "firm_count": 48
      },
      {
        "path": "/advisors/ny/albany/hourly",
        "label": "Hourly financial advisors in Albany, NY",
        "firm_count": 36
      }
    ],
    "niche_pages": []
  },
  "csv": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}