{ "path": "/advisors/nm", "url": "https://advisorcensus.com/advisors/nm/page/2", "page_type": "state", "title": "Financial advisors in New Mexico", "filters": {}, "scope_total": 81, "faq": [ { "q": "How many financial advisory firms are there in New Mexico?", "a": "AdvisorCensus lists 81 investment advisory firms with a principal office in New Mexico, from Form ADV filings as of October 2026: 25 SEC-registered, 44 state-registered, and 12 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New Mexico?", "a": "30 of the 81 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New Mexico offer financial planning?", "a": "50 of the 69 firms in New Mexico that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New Mexico fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 30 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 81 investment advisory firms with a principal office in New Mexico, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in New Mexico: 81 firms from Form ADV filings as of October 2026.", "total_firms": 81, "page": 2, "total_pages": 2, "sort": "name", "registration_types": { "sec": 25, "state": 44, "exempt": 12 }, "fee_model_mix": [ { "code": "fee-only", "count": 30 }, { "code": "percentage_of_aum", "count": 63 }, { "code": "hourly", "count": 35 }, { "code": "subscription", "count": 2 }, { "code": "fixed", "count": 28 }, { "code": "commissions", "count": 0 }, { "code": "performance_based", "count": 7 }, { "code": "other", "count": 6 }, { "code": "not_reported", "count": 12 } ], "years_registered_distribution": [ { "code": "under_5", "count": 37 }, { "code": "5_to_9", "count": 16 }, { "code": "10_to_19", "count": 16 }, { "code": "20_plus", "count": 11 }, { "code": "not_reported", "count": 1 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 26 }, { "code": "25m_100m", "count": 9 }, { "code": "100m_500m", "count": 21 }, { "code": "500m_1b", "count": 3 }, { "code": "1b_5b", "count": 2 }, { "code": "over_5b", "count": 1 }, { "code": "not_reported", "count": 19 } ], "firms": [ { "crd_number": 143677, "name": "New Line Capital, LLC", "name_as_filed": "NEW LINE CAPITAL, LLC", "url": "https://advisorcensus.com/firm/new-line-capital-llc-santa-fe-nm-143677", "city": "Santa Fe", "state": "NM", "years_registered": 12, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 158890, "name": "Oakmont Advisory Group, LLC", "name_as_filed": "OAKMONT ADVISORY GROUP, LLC", "url": "https://advisorcensus.com/firm/oakmont-advisory-group-llc-albuquerque-nm-158890", "city": "Albuquerque", "state": "NM", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 115291, "name": "Oakmont Financial Services, L.L.C.", "name_as_filed": "OAKMONT FINANCIAL SERVICES, L.L.C.", "url": "https://advisorcensus.com/firm/oakmont-financial-services-l-l-c-santa-fe-nm-115291", "city": "Santa Fe", "state": "NM", "years_registered": 24, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 158540, "name": "Perini Capital", "name_as_filed": "PERINI CAPITAL", "url": "https://advisorcensus.com/firm/perini-capital-carlsbad-nm-158540", "city": "Carlsbad", "state": "NM", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 327538, "name": "Petroglyph Wealth", "name_as_filed": "PETROGLYPH WEALTH", "url": "https://advisorcensus.com/firm/petroglyph-wealth-327538", "city": null, "state": null, "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 145687, "name": "Portfolio Wealth Advisors", "name_as_filed": "PORTFOLIO WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/portfolio-wealth-advisors-albuquerque-nm-145687", "city": "Albuquerque", "state": "NM", "years_registered": 18, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 114540, "name": "Quest Investment Portfolio Management, Limited", "name_as_filed": "QUEST INVESTMENT PORTFOLIO MANAGEMENT, LIMITED", "url": "https://advisorcensus.com/firm/quest-investment-portfolio-management-limited-roswell-nm-114540", "city": "Roswell", "state": "NM", "years_registered": 31, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 325328, "name": "Randall Financial LLC", "name_as_filed": "RANDALL FINANCIAL LLC", "url": "https://advisorcensus.com/firm/randall-financial-llc-325328", "city": null, "state": null, "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 109446, "name": "Redw Wealth LLC", "name_as_filed": "REDW WEALTH LLC", "url": "https://advisorcensus.com/firm/redw-wealth-llc-albuquerque-nm-109446", "city": "Albuquerque", "state": "NM", "years_registered": 26, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 313217, "name": "Retirement Wealth Guidance LLC", "name_as_filed": "RETIREMENT WEALTH GUIDANCE LLC", "url": "https://advisorcensus.com/firm/retirement-wealth-guidance-llc-albuquerque-nm-313217", "city": "Albuquerque", "state": "NM", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 159402, "name": "Sandia Wealth Management, LLC", "name_as_filed": "SANDIA WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sandia-wealth-management-llc-albuquerque-nm-159402", "city": "Albuquerque", "state": "NM", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 170872, "name": "Santa FE Advisors LLC", "name_as_filed": "SANTA FE ADVISORS LLC", "url": "https://advisorcensus.com/firm/santa-fe-advisors-llc-santa-fe-nm-170872", "city": "Santa Fe", "state": "NM", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 337454, "name": "Seasons Wealth Services LLC", "name_as_filed": "SEASONS WEALTH SERVICES LLC", "url": "https://advisorcensus.com/firm/seasons-wealth-services-llc-albuquerque-nm-337454", "city": "Albuquerque", "state": "NM", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "subscription" ], "enhanced": false }, { "crd_number": 286554, "name": "SKG Capital Advisors, LLC", "name_as_filed": "SKG CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/skg-capital-advisors-llc-albuquerque-nm-286554", "city": "Albuquerque", "state": "NM", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 113715, "name": "Steve Lynch Wealth Management", "name_as_filed": "STEVE LYNCH WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/steve-lynch-wealth-management-albuquerque-nm-113715", "city": "Albuquerque", "state": "NM", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 151477, "name": "Sun Mountain Capital Advisors, LLC", "name_as_filed": "SUN MOUNTAIN CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/sun-mountain-capital-advisors-llc-santa-fe-nm-151477", "city": "Santa Fe", "state": "NM", "years_registered": 15, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 144382, "name": "T.C. Schwab Financial Planning, LLC", "name_as_filed": "T.C. SCHWAB FINANCIAL PLANNING, LLC", "url": "https://advisorcensus.com/firm/t-c-schwab-financial-planning-llc-144382", "city": null, "state": null, "years_registered": 11, "raum_band": "not_reported", "compensation_types": [ "hourly" ], "enhanced": false }, { "crd_number": 325670, "name": "The Tiny House Adviser", "name_as_filed": "THE TINY HOUSE ADVISER", "url": "https://advisorcensus.com/firm/the-tiny-house-adviser-abiquiu-nm-325670", "city": "Abiquiu", "state": "NM", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "fixed", "other" ], "enhanced": false }, { "crd_number": 106357, "name": "Thornburg Investment Management Inc", "name_as_filed": "THORNBURG INVESTMENT MANAGEMENT INC", "url": "https://advisorcensus.com/firm/thornburg-investment-management-inc-santa-fe-nm-106357", "city": "Santa Fe", "state": "NM", "years_registered": 43, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 340039, "name": "Thoughtful Wealth Advisory LLC", "name_as_filed": "THOUGHTFUL WEALTH ADVISORY LLC", "url": "https://advisorcensus.com/firm/thoughtful-wealth-advisory-llc-abiquiu-nm-340039", "city": "Abiquiu", "state": "NM", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 340540, "name": "Tierra Adentro Growth Capital", "name_as_filed": "TIERRA ADENTRO GROWTH CAPITAL", "url": "https://advisorcensus.com/firm/tierra-adentro-growth-capital-albuquerque-nm-340540", "city": "Albuquerque", "state": "NM", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 290562, "name": "Titan Fund Management, LLC", "name_as_filed": "TITAN FUND MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/titan-fund-management-llc-albuquerque-nm-290562", "city": "Albuquerque", "state": "NM", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 339827, "name": "TK Management, LLC", "name_as_filed": "TK MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/tk-management-llc-santa-fe-nm-339827", "city": "Santa Fe", "state": "NM", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 328442, "name": "Tramway Ventures, LLC", "name_as_filed": "TRAMWAY VENTURES, LLC", "url": "https://advisorcensus.com/firm/tramway-ventures-llc-albuquerque-nm-328442", "city": "Albuquerque", "state": "NM", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 144118, "name": "Truepath Financial Planning", "name_as_filed": "TRUEPATH FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/truepath-financial-planning-albuquerque-nm-144118", "city": "Albuquerque", "state": "NM", "years_registered": 19, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 159499, "name": "Ulrich Investment Consultants", "name_as_filed": "ULRICH INVESTMENT CONSULTANTS", "url": "https://advisorcensus.com/firm/ulrich-investment-consultants-albuquerque-nm-159499", "city": "Albuquerque", "state": "NM", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 307312, "name": "Verge Fund", "name_as_filed": "VERGE FUND", "url": "https://advisorcensus.com/firm/verge-fund-albuquerque-nm-307312", "city": "Albuquerque", "state": "NM", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 296462, "name": "Waterrock Wealth Management", "name_as_filed": "WATERROCK WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/waterrock-wealth-management-albuquerque-nm-296462", "city": "Albuquerque", "state": "NM", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 106802, "name": "Westwind Capital", "name_as_filed": "WESTWIND CAPITAL", "url": "https://advisorcensus.com/firm/westwind-capital-las-cruces-nm-106802", "city": "Las Cruces", "state": "NM", "years_registered": 33, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 282089, "name": "Zanetti Financial, LLC", "name_as_filed": "ZANETTI FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/zanetti-financial-llc-albuquerque-nm-282089", "city": "Albuquerque", "state": "NM", "years_registered": 4, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 332414, "name": "ZIA Capital Investments LLC", "name_as_filed": "ZIA CAPITAL INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/zia-capital-investments-llc-albuquerque-nm-332414", "city": "Albuquerque", "state": "NM", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false } ], "states": [], "metros": [ { "path": "/advisors/nm/albuquerque", "name": "Albuquerque", "msa_name": "Albuquerque, NM", "state_code": "NM", "firm_count": 36 }, { "path": "/advisors/nm/santa-fe", "name": "Santa Fe", "msa_name": "Santa Fe, NM", "state_code": "NM", "firm_count": 21 }, { "path": "/advisors/nm/las-cruces", "name": "Las Cruces", "msa_name": "Las Cruces, NM", "state_code": "NM", "firm_count": 4 }, { "path": "/advisors/nm/farmington", "name": "Farmington", "msa_name": "Farmington, NM", "state_code": "NM", "firm_count": 1 } ], "siblings": { "national": "/advisors", "state": { "path": "/advisors/nm", "label": "Financial advisors in New Mexico" }, "fee_pages": [ { "path": "/advisors/nm/fee-only", "label": "Fee-only financial advisors in New Mexico", "firm_count": 30 }, { "path": "/advisors/nm/flat-fee", "label": "Flat-fee financial advisors in New Mexico", "firm_count": 28 }, { "path": "/advisors/nm/hourly", "label": "Hourly financial advisors in New Mexico", "firm_count": 35 } ] }, "csv": "https://advisorcensus.com/advisors/nm.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }