{ "path": "/advisors/ne", "url": "https://advisorcensus.com/advisors/ne", "page_type": "state", "title": "Financial advisors in Nebraska", "filters": {}, "scope_total": 145, "faq": [ { "q": "How many financial advisory firms are there in Nebraska?", "a": "AdvisorCensus lists 145 investment advisory firms with a principal office in Nebraska, from Form ADV filings as of October 2026: 71 SEC-registered, 66 state-registered, and 8 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Nebraska?", "a": "39 of the 145 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Nebraska offer financial planning?", "a": "96 of the 137 firms in Nebraska that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Nebraska fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 39 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 145 investment advisory firms with a principal office in Nebraska, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Nebraska: 145 firms from Form ADV filings as of October 2026.", "total_firms": 145, "page": 1, "total_pages": 3, "sort": "name", "registration_types": { "sec": 71, "state": 66, "exempt": 8 }, "fee_model_mix": [ { "code": "fee-only", "count": 39 }, { "code": "percentage_of_aum", "count": 121 }, { "code": "hourly", "count": 67 }, { "code": "subscription", "count": 0 }, { "code": "fixed", "count": 84 }, { "code": "commissions", "count": 0 }, { "code": "performance_based", "count": 7 }, { "code": "other", "count": 29 }, { "code": "not_reported", "count": 8 } ], "years_registered_distribution": [ { "code": "under_5", "count": 57 }, { "code": "5_to_9", "count": 37 }, { "code": "10_to_19", "count": 25 }, { "code": "20_plus", "count": 26 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 30 }, { "code": "25m_100m", "count": 19 }, { "code": "100m_500m", "count": 35 }, { "code": "500m_1b", "count": 14 }, { "code": "1b_5b", "count": 13 }, { "code": "over_5b", "count": 9 }, { "code": "not_reported", "count": 25 } ], "firms": [ { "crd_number": 331726, "name": "402 Financial", "name_as_filed": "402 FINANCIAL", "url": "https://advisorcensus.com/firm/402-financial-331726", "city": null, "state": null, "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 310529, "name": "Adaptive Advice, LLC", "name_as_filed": "ADAPTIVE ADVICE, LLC", "url": "https://advisorcensus.com/firm/adaptive-advice-llc-omaha-ne-310529", "city": "Omaha", "state": "NE", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 334799, "name": "Agman Capital", "name_as_filed": "AGMAN CAPITAL", "url": "https://advisorcensus.com/firm/agman-capital-omaha-ne-334799", "city": "Omaha", "state": "NE", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 337967, "name": "Agsn Investments, LLC", "name_as_filed": "AGSN INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/agsn-investments-llc-omaha-ne-337967", "city": "Omaha", "state": "NE", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 135879, "name": "Allen Capital Group, LLC", "name_as_filed": "ALLEN CAPITAL GROUP, LLC", "url": "https://advisorcensus.com/firm/allen-capital-group-llc-grand-island-ne-135879", "city": "Grand Island", "state": "NE", "years_registered": 21, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 109524, "name": "Allstate Financial Advisors, LLC", "name_as_filed": "ALLSTATE FINANCIAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/allstate-financial-advisors-llc-lincoln-ne-109524", "city": "Lincoln", "state": "NE", "years_registered": 18, "raum_band": "100m_500m", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 318321, "name": "Alphaomega Wealth Management, LLC", "name_as_filed": "ALPHAOMEGA WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/alphaomega-wealth-management-llc-318321", "city": null, "state": null, "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 300725, "name": "Amen Capital Management, LLC", "name_as_filed": "AMEN CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/amen-capital-management-llc-imperial-ne-300725", "city": "Imperial", "state": "NE", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 106984, "name": "America First Investment Advisors LLC", "name_as_filed": "AMERICA FIRST INVESTMENT ADVISORS LLC", "url": "https://advisorcensus.com/firm/america-first-investment-advisors-llc-omaha-ne-106984", "city": "Omaha", "state": "NE", "years_registered": 34, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 317245, "name": "Ameritas Advisory Services, LLC", "name_as_filed": "AMERITAS ADVISORY SERVICES, LLC", "url": "https://advisorcensus.com/firm/ameritas-advisory-services-llc-lincoln-ne-317245", "city": "Lincoln", "state": "NE", "years_registered": 28, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 109381, "name": "Ameritas Investment Partners, Inc.", "name_as_filed": "AMERITAS INVESTMENT PARTNERS, INC.", "url": "https://advisorcensus.com/firm/ameritas-investment-partners-inc-lincoln-ne-109381", "city": "Lincoln", "state": "NE", "years_registered": 28, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 127045, "name": "Andorra Capital", "name_as_filed": "ANDORRA CAPITAL", "url": "https://advisorcensus.com/firm/andorra-capital-omaha-ne-127045", "city": "Omaha", "state": "NE", "years_registered": 23, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 329935, "name": "ARC Element Wealth Design", "name_as_filed": "ARC ELEMENT WEALTH DESIGN", "url": "https://advisorcensus.com/firm/arc-element-wealth-design-329935", "city": null, "state": null, "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 293175, "name": "Arkfeld Wealth Strategies, L.L.C.", "name_as_filed": "ARKFELD WEALTH STRATEGIES, L.L.C.", "url": "https://advisorcensus.com/firm/arkfeld-wealth-strategies-l-l-c-omaha-ne-293175", "city": "Omaha", "state": "NE", "years_registered": 8, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 108026, "name": "Arnold Weitz & Co", "name_as_filed": "ARNOLD WEITZ & CO", "url": "https://advisorcensus.com/firm/arnold-weitz-and-co-elkhorn-ne-108026", "city": "Elkhorn", "state": "NE", "years_registered": 17, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 148674, "name": "Avior Wealth Management, LLC", "name_as_filed": "AVIOR WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/avior-wealth-management-llc-omaha-ne-148674", "city": "Omaha", "state": "NE", "years_registered": 17, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 336268, "name": "Barrett FP LLC", "name_as_filed": "BARRETT FP LLC", "url": "https://advisorcensus.com/firm/barrett-fp-llc-336268", "city": null, "state": null, "years_registered": 1, "raum_band": "not_reported", "compensation_types": [ "hourly" ], "enhanced": false }, { "crd_number": 148605, "name": "Bazis Private Wealth, LLC", "name_as_filed": "BAZIS PRIVATE WEALTH, LLC", "url": "https://advisorcensus.com/firm/bazis-private-wealth-llc-omaha-ne-148605", "city": "Omaha", "state": "NE", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 300012, "name": "Bellwether Wealth", "name_as_filed": "BELLWETHER WEALTH", "url": "https://advisorcensus.com/firm/bellwether-wealth-lincoln-ne-300012", "city": "Lincoln", "state": "NE", "years_registered": 7, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 304083, "name": "Blue Capital", "name_as_filed": "BLUE CAPITAL", "url": "https://advisorcensus.com/firm/blue-capital-omaha-ne-304083", "city": "Omaha", "state": "NE", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 324144, "name": "Boston Omaha Asset Management", "name_as_filed": "BOSTON OMAHA ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/boston-omaha-asset-management-omaha-ne-324144", "city": "Omaha", "state": "NE", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 108028, "name": "Bridges Investment Management Inc", "name_as_filed": "BRIDGES INVESTMENT MANAGEMENT INC", "url": "https://advisorcensus.com/firm/bridges-investment-management-inc-omaha-ne-108028", "city": "Omaha", "state": "NE", "years_registered": 26, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 291011, "name": "Brokerage Specialists", "name_as_filed": "BROKERAGE SPECIALISTS", "url": "https://advisorcensus.com/firm/brokerage-specialists-grand-island-ne-291011", "city": "Grand Island", "state": "NE", "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 104851, "name": "Cambridge Advisors Inc", "name_as_filed": "CAMBRIDGE ADVISORS INC", "url": "https://advisorcensus.com/firm/cambridge-advisors-inc-omaha-ne-104851", "city": "Omaha", "state": "NE", "years_registered": 36, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 307634, "name": "Camston Asset Management, LLC", "name_as_filed": "CAMSTON ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/camston-asset-management-llc-307634", "city": null, "state": null, "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 322475, "name": "Canvas Retirement Planning LLC", "name_as_filed": "CANVAS RETIREMENT PLANNING LLC", "url": "https://advisorcensus.com/firm/canvas-retirement-planning-llc-322475", "city": null, "state": null, "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 41438, "name": "Capital Consulting & Asset Management", "name_as_filed": "CAPITAL CONSULTING & ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/capital-consulting-and-asset-management-lincoln-ne-41438", "city": "Lincoln", "state": "NE", "years_registered": 30, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 318362, "name": "Carlson Wealth, LLC", "name_as_filed": "CARLSON WEALTH, LLC", "url": "https://advisorcensus.com/firm/carlson-wealth-llc-omaha-ne-318362", "city": "Omaha", "state": "NE", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 291744, "name": "Carson Group Investing", "name_as_filed": "CARSON GROUP INVESTING", "url": "https://advisorcensus.com/firm/carson-group-investing-omaha-ne-291744", "city": "Omaha", "state": "NE", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 146090, "name": "Clark Wealth Strategies, Inc", "name_as_filed": "CLARK WEALTH STRATEGIES, INC", "url": "https://advisorcensus.com/firm/clark-wealth-strategies-inc-omaha-ne-146090", "city": "Omaha", "state": "NE", "years_registered": 18, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 308408, "name": "Convergence Advisory Group", "name_as_filed": "CONVERGENCE ADVISORY GROUP", "url": "https://advisorcensus.com/firm/convergence-advisory-group-omaha-ne-308408", "city": "Omaha", "state": "NE", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 129246, "name": "Cornerstone Financial Group,llc", "name_as_filed": "CORNERSTONE FINANCIAL GROUP,LLC", "url": "https://advisorcensus.com/firm/cornerstone-financial-group-llc-omaha-ne-129246", "city": "Omaha", "state": "NE", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 155344, "name": "CWM, LLC", "name_as_filed": "CWM, LLC", "url": "https://advisorcensus.com/firm/cwm-llc-omaha-ne-155344", "city": "Omaha", "state": "NE", "years_registered": 15, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 316112, "name": "CWS Wealth Partners", "name_as_filed": "CWS WEALTH PARTNERS", "url": "https://advisorcensus.com/firm/cws-wealth-partners-omaha-ne-316112", "city": "Omaha", "state": "NE", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], 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"enhanced": false }, { "crd_number": 309131, "name": "ELK Ridge Financial Services", "name_as_filed": "ELK RIDGE FINANCIAL SERVICES", "url": "https://advisorcensus.com/firm/elk-ridge-financial-services-309131", "city": null, "state": null, "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 295099, "name": "Ellerbrock-Norris Wealth Strategies LLC", "name_as_filed": "ELLERBROCK-NORRIS WEALTH STRATEGIES LLC", "url": "https://advisorcensus.com/firm/ellerbrock-norris-wealth-strategies-llc-omaha-ne-295099", "city": "Omaha", "state": "NE", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 104670, "name": "Evergreen Capital Management Inc", "name_as_filed": "EVERGREEN CAPITAL MANAGEMENT INC", "url": "https://advisorcensus.com/firm/evergreen-capital-management-inc-omaha-ne-104670", "city": "Omaha", "state": "NE", "years_registered": 20, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 297608, "name": "Executive Wealth Partners", "name_as_filed": "EXECUTIVE WEALTH PARTNERS", "url": "https://advisorcensus.com/firm/executive-wealth-partners-omaha-ne-297608", "city": "Omaha", "state": "NE", "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 330941, "name": "Fair Winds Financial Planning", "name_as_filed": "FAIR WINDS FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/fair-winds-financial-planning-330941", "city": null, "state": null, "years_registered": 2, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 146636, "name": "Fairway Asset Management, LLC", "name_as_filed": "FAIRWAY ASSET MANAGEMENT, LLC", "url": 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"FIRST NEBRASKA FINANCIAL SERVICES", "url": "https://advisorcensus.com/firm/first-nebraska-financial-services-north-platte-ne-298667", "city": "North Platte", "state": "NE", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 315858, "name": "FIT Wealth", "name_as_filed": "FIT WEALTH", "url": "https://advisorcensus.com/firm/fit-wealth-grand-island-ne-315858", "city": "Grand Island", "state": "NE", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false } ], "states": [], "metros": [ { "path": "/advisors/ne/omaha", "name": "Omaha", "msa_name": "Omaha, NE-IA", "state_code": "NE", "firm_count": 89 }, { "path": "/advisors/ne/lincoln", "name": "Lincoln", "msa_name": "Lincoln, NE", "state_code": "NE", "firm_count": 18 }, { "path": "/advisors/ne/grand-island", "name": "Grand Island", "msa_name": "Grand Island, NE", "state_code": "NE", "firm_count": 5 } ], "siblings": { "national": "/advisors", "state": { "path": "/advisors/ne", "label": "Financial advisors in Nebraska" }, "fee_pages": [ { "path": "/advisors/ne/fee-only", "label": "Fee-only financial advisors in Nebraska", "firm_count": 39 }, { "path": "/advisors/ne/flat-fee", "label": "Flat-fee financial advisors in Nebraska", "firm_count": 84 }, { "path": "/advisors/ne/hourly", "label": "Hourly financial advisors in Nebraska", "firm_count": 67 } ] }, "csv": "https://advisorcensus.com/advisors/ne.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }