{ "path": "/advisors/nc/raleigh", "url": "https://advisorcensus.com/advisors/nc/raleigh/page/2", "page_type": "metro", "title": "Financial advisors in Raleigh, NC", "filters": {}, "scope_total": 124, "faq": [ { "q": "How many financial advisory firms are there in Raleigh, NC?", "a": "AdvisorCensus lists 124 investment advisory firms with a principal office in the Raleigh metro area, from Form ADV filings as of October 2026: 72 SEC-registered, 44 state-registered, and 8 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Raleigh, NC?", "a": "40 of the 124 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Raleigh, NC offer financial planning?", "a": "91 of the 116 firms in Raleigh, NC that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Raleigh, NC fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 40 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 124 investment advisory firms with a principal office in the Raleigh metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Raleigh has 124 investment advisory firms with a principal office in the metro area as of October 2026: 72 SEC-registered, 44 state-registered, and 8 exempt reporting advisers. 40 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 38 report under $100 million in regulatory assets under management. The metro area has 574,295 households, 105,930 of them with income of $200,000 or more, or 854 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Raleigh, NC: 124 firms from Form ADV filings as of October 2026.", "total_firms": 124, "page": 2, "total_pages": 3, "sort": "name", "registration_types": { "sec": 72, "state": 44, "exempt": 8 }, "fee_model_mix": [ { "code": "fee-only", "count": 40 }, { "code": "percentage_of_aum", "count": 110 }, { "code": "hourly", "count": 62 }, { "code": "subscription", "count": 1 }, { "code": "fixed", "count": 75 }, { "code": "commissions", "count": 1 }, { "code": "performance_based", "count": 16 }, { "code": "other", "count": 15 }, { "code": "not_reported", "count": 8 } ], "years_registered_distribution": [ { "code": "under_5", "count": 56 }, { "code": "5_to_9", "count": 31 }, { "code": "10_to_19", "count": 21 }, { "code": "20_plus", "count": 16 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 19 }, { "code": "25m_100m", "count": 19 }, { "code": "100m_500m", "count": 45 }, { "code": "500m_1b", "count": 7 }, { "code": "1b_5b", "count": 15 }, { "code": "over_5b", "count": 2 }, { "code": "not_reported", "count": 17 } ], "firms": [ { "crd_number": 306620, "name": "Gilder Partners for Growth, LLC", "name_as_filed": "GILDER PARTNERS FOR GROWTH, LLC", "url": "https://advisorcensus.com/firm/gilder-partners-for-growth-llc-raleigh-nc-306620", "city": "Raleigh", "state": "NC", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 127717, "name": "Great Plans Capital Management, LLC", "name_as_filed": "GREAT PLANS CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/great-plans-capital-management-llc-cary-nc-127717", "city": "Cary", "state": "NC", "years_registered": 19, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 305412, "name": "Guardian Wealth Advisors, LLC", "name_as_filed": "GUARDIAN WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/guardian-wealth-advisors-llc-raleigh-nc-305412", "city": "Raleigh", "state": "NC", "years_registered": 6, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 152789, "name": "Halifax Investment Management, L.L.C.", "name_as_filed": "HALIFAX INVESTMENT MANAGEMENT, L.L.C.", "url": "https://advisorcensus.com/firm/halifax-investment-management-l-l-c-raleigh-nc-152789", "city": "Raleigh", "state": "NC", "years_registered": 16, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 305623, "name": "Hargett Hunter Capital Management, LLC", "name_as_filed": "HARGETT HUNTER CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/hargett-hunter-capital-management-llc-raleigh-nc-305623", "city": "Raleigh", "state": "NC", "years_registered": 6, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 170628, "name": "Hatteras Investment Partners, LP", "name_as_filed": "HATTERAS INVESTMENT PARTNERS, LP", "url": "https://advisorcensus.com/firm/hatteras-investment-partners-lp-raleigh-nc-170628", "city": "Raleigh", "state": "NC", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 281615, "name": "HCG Fund Management LP", "name_as_filed": "HCG FUND MANAGEMENT LP", "url": "https://advisorcensus.com/firm/hcg-fund-management-lp-raleigh-nc-281615", "city": "Raleigh", "state": "NC", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 323171, "name": "Hicks & Associates Wealth Management, LLC", "name_as_filed": "HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/hicks-and-associates-wealth-management-llc-cary-nc-323171", "city": "Cary", "state": "NC", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 118943, "name": "Hollingsworth Avent Averre & Purvis, PA", "name_as_filed": "HOLLINGSWORTH AVENT AVERRE & PURVIS, PA", "url": "https://advisorcensus.com/firm/hollingsworth-avent-averre-and-purvis-pa-raleigh-nc-118943", "city": "Raleigh", "state": "NC", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 145334, "name": "Hunter Street Investment Advisors LLC", "name_as_filed": "HUNTER STREET INVESTMENT ADVISORS LLC", "url": "https://advisorcensus.com/firm/hunter-street-investment-advisors-llc-apex-nc-145334", "city": "Apex", "state": "NC", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 302090, "name": "IFC Core Investment Management LLC", "name_as_filed": "IFC CORE INVESTMENT MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/ifc-core-investment-management-llc-raleigh-nc-302090", "city": "Raleigh", "state": "NC", "years_registered": 6, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 305377, "name": "IFC Investment Management, LLC", "name_as_filed": "IFC INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/ifc-investment-management-llc-raleigh-nc-305377", "city": "Raleigh", "state": "NC", "years_registered": 5, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 328786, "name": "Independent Wealth Advisors, LLC", "name_as_filed": "INDEPENDENT WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/independent-wealth-advisors-llc-cary-nc-328786", "city": "Cary", "state": "NC", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 334763, "name": "Innovest Strategies LLC", "name_as_filed": "INNOVEST STRATEGIES LLC", "url": "https://advisorcensus.com/firm/innovest-strategies-llc-raleigh-nc-334763", "city": "Raleigh", "state": "NC", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 334459, "name": "Integrity Wealth Management NC, LLC", "name_as_filed": "INTEGRITY WEALTH MANAGEMENT NC, LLC", "url": "https://advisorcensus.com/firm/integrity-wealth-management-nc-llc-cary-nc-334459", "city": "Cary", "state": "NC", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 319491, "name": "JME Wealth Management", "name_as_filed": "JME WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/jme-wealth-management-raleigh-nc-319491", "city": "Raleigh", "state": "NC", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 341881, "name": "Kairos RIA, LLC", "name_as_filed": "KAIROS RIA, LLC", "url": "https://advisorcensus.com/firm/kairos-ria-llc-raleigh-nc-341881", "city": "Raleigh", "state": "NC", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 318515, "name": "Kineticos Life Sciences Management LLC", "name_as_filed": "KINETICOS LIFE SCIENCES MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/kineticos-life-sciences-management-llc-raleigh-nc-318515", "city": "Raleigh", "state": "NC", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 157971, "name": "Lewis and Associates Capital Advisors, LLC", "name_as_filed": "LEWIS AND ASSOCIATES CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/lewis-and-associates-capital-advisors-llc-holly-springs-nc-157971", "city": "Holly Springs", "state": "NC", "years_registered": 11, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 116344, "name": "Lewis Financial Management, LLC", "name_as_filed": "LEWIS FINANCIAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/lewis-financial-management-llc-raleigh-nc-116344", "city": "Raleigh", "state": "NC", "years_registered": 24, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 144157, "name": "Lifeplan Group", "name_as_filed": "LIFEPLAN GROUP", "url": "https://advisorcensus.com/firm/lifeplan-group-raleigh-nc-144157", "city": "Raleigh", "state": "NC", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 304756, "name": "Lucid Wealth Planning LLC", "name_as_filed": "LUCID WEALTH PLANNING LLC", "url": "https://advisorcensus.com/firm/lucid-wealth-planning-llc-wake-forest-nc-304756", "city": "Wake Forest", "state": "NC", "years_registered": 7, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 131117, "name": "Modern Capital Advisors, LLC", "name_as_filed": "MODERN CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/modern-capital-advisors-llc-raleigh-nc-131117", "city": "Raleigh", "state": "NC", "years_registered": 15, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 339376, "name": "Molokai Investment Management, LLC", "name_as_filed": "MOLOKAI INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/molokai-investment-management-llc-wake-forest-nc-339376", "city": "Wake Forest", "state": "NC", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 118754, "name": "NC Money Management, Inc.", "name_as_filed": "NC MONEY MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/nc-money-management-inc-raleigh-nc-118754", "city": "Raleigh", "state": "NC", "years_registered": 23, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 160359, "name": "Novaquest Capital Management, L.L.C.", "name_as_filed": "NOVAQUEST CAPITAL MANAGEMENT, L.L.C.", "url": "https://advisorcensus.com/firm/novaquest-capital-management-l-l-c-raleigh-nc-160359", "city": "Raleigh", "state": "NC", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 162220, "name": "Oak City Investment Consulting", "name_as_filed": "OAK CITY INVESTMENT CONSULTING", "url": "https://advisorcensus.com/firm/oak-city-investment-consulting-wake-forest-nc-162220", "city": "Wake Forest", "state": "NC", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 342848, "name": "Olde Raleigh Financial Group", "name_as_filed": "OLDE RALEIGH FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/olde-raleigh-financial-group-raleigh-nc-342848", "city": "Raleigh", "state": "NC", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 297350, "name": "Open World Financial Life Planning", "name_as_filed": "OPEN WORLD FINANCIAL LIFE PLANNING", "url": "https://advisorcensus.com/firm/open-world-financial-life-planning-raleigh-nc-297350", "city": "Raleigh", "state": "NC", "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 291263, "name": "Other Side Asset Management, LLC", "name_as_filed": "OTHER SIDE ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/other-side-asset-management-llc-raleigh-nc-291263", "city": "Raleigh", "state": "NC", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 319283, "name": "Oval Park Capital LLC", "name_as_filed": "OVAL PARK CAPITAL LLC", "url": "https://advisorcensus.com/firm/oval-park-capital-llc-raleigh-nc-319283", "city": "Raleigh", "state": "NC", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 317067, "name": "Peace of Mind Wealth Management", "name_as_filed": "PEACE OF MIND WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/peace-of-mind-wealth-management-raleigh-nc-317067", "city": "Raleigh", "state": "NC", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 325303, "name": "Pendleton Financial Wealth Management", "name_as_filed": "PENDLETON FINANCIAL WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/pendleton-financial-wealth-management-raleigh-nc-325303", "city": "Raleigh", "state": "NC", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 118519, "name": "Physicians Financial Services, Inc.", "name_as_filed": "PHYSICIANS FINANCIAL SERVICES, INC.", "url": "https://advisorcensus.com/firm/physicians-financial-services-inc-raleigh-nc-118519", "city": "Raleigh", "state": "NC", "years_registered": 20, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 328743, "name": "Piecapital", "name_as_filed": "PIECAPITAL", "url": "https://advisorcensus.com/firm/piecapital-raleigh-nc-328743", "city": "Raleigh", "state": "NC", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 310241, "name": "Plexus Capital", "name_as_filed": "PLEXUS CAPITAL", "url": "https://advisorcensus.com/firm/plexus-capital-raleigh-nc-310241", "city": "Raleigh", "state": "NC", "years_registered": 4, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 287500, "name": "Provision Wealth Management, Inc", "name_as_filed": "PROVISION WEALTH MANAGEMENT, INC", "url": "https://advisorcensus.com/firm/provision-wealth-management-inc-raleigh-nc-287500", "city": "Raleigh", "state": "NC", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 337709, "name": "Pursuit Wealth Strategies, LLC", "name_as_filed": "PURSUIT WEALTH STRATEGIES, LLC", "url": "https://advisorcensus.com/firm/pursuit-wealth-strategies-llc-raleigh-nc-337709", "city": "Raleigh", "state": "NC", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 311710, "name": "QHP Capital, L.P.", "name_as_filed": "QHP CAPITAL, L.P.", "url": "https://advisorcensus.com/firm/qhp-capital-l-p-raleigh-nc-311710", "city": "Raleigh", "state": "NC", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 154092, "name": "Quest 10 Wealth Builders, Inc.", "name_as_filed": "QUEST 10 WEALTH BUILDERS, INC.", "url": "https://advisorcensus.com/firm/quest-10-wealth-builders-inc-fuquay-varina-nc-154092", "city": "Fuquay-Varina", "state": "NC", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 149538, "name": "Raleigh Capital Management Inc.", "name_as_filed": "RALEIGH CAPITAL MANAGEMENT INC.", "url": "https://advisorcensus.com/firm/raleigh-capital-management-inc-cary-nc-149538", "city": "Cary", "state": "NC", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 171634, "name": "Realm Investment Consulting LLC", "name_as_filed": "REALM INVESTMENT CONSULTING LLC", "url": "https://advisorcensus.com/firm/realm-investment-consulting-llc-cary-nc-171634", "city": "Cary", "state": "NC", "years_registered": 12, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 153826, "name": "REH Wealth Advisors LLC", "name_as_filed": "REH WEALTH ADVISORS LLC", "url": "https://advisorcensus.com/firm/reh-wealth-advisors-llc-raleigh-nc-153826", "city": "Raleigh", "state": "NC", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 284843, "name": "Ridgeline Wealth Advisors, LLC.", "name_as_filed": "RIDGELINE WEALTH ADVISORS, LLC.", "url": "https://advisorcensus.com/firm/ridgeline-wealth-advisors-llc-raleigh-nc-284843", "city": "Raleigh", "state": "NC", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 343760, "name": "Rogue Funds Management, LLC", "name_as_filed": "ROGUE FUNDS MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/rogue-funds-management-llc-raleigh-nc-343760", "city": "Raleigh", "state": "NC", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 166103, "name": "Saber Capital Management LLC", "name_as_filed": "SABER CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/saber-capital-management-llc-fuquay-varina-nc-166103", "city": "Fuquay Varina", "state": "NC", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "subscription", "performance_based" ], "enhanced": false }, { "crd_number": 340418, "name": "Scott Braddock Financial,llc", "name_as_filed": "SCOTT BRADDOCK FINANCIAL,LLC", "url": "https://advisorcensus.com/firm/scott-braddock-financial-llc-raleigh-nc-340418", "city": "Raleigh", "state": "NC", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 133941, "name": "Shah Capital Management", "name_as_filed": "SHAH CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/shah-capital-management-raleigh-nc-133941", "city": "Raleigh", "state": "NC", "years_registered": 21, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 304746, "name": "Sharpvue Capital, LLC", "name_as_filed": "SHARPVUE CAPITAL, LLC", "url": "https://advisorcensus.com/firm/sharpvue-capital-llc-raleigh-nc-304746", "city": "Raleigh", "state": "NC", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 122670, "name": "Sound Financial Management, Inc.", "name_as_filed": "SOUND FINANCIAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/sound-financial-management-inc-raleigh-nc-122670", "city": "Raleigh", "state": "NC", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false } ], "states": [], "metros": [], "siblings": { "national": "/advisors", "state": { "path": "/advisors/nc", "label": "Financial advisors in North Carolina" }, "metro": { "path": "/advisors/nc/raleigh", "label": "Financial advisors in Raleigh, NC" }, "city_pages": [ { "path": "/advisors/nc/raleigh/cary", "label": "Financial advisors in Cary, NC", "firm_count": 20 } ], "fee_pages": [ { "path": "/advisors/nc/raleigh/fee-only", "label": "Fee-only financial advisors in Raleigh, NC", "firm_count": 40 }, { "path": "/advisors/nc/raleigh/flat-fee", "label": "Flat-fee financial advisors in Raleigh, NC", "firm_count": 75 }, { "path": "/advisors/nc/raleigh/hourly", "label": "Hourly financial advisors in Raleigh, NC", "firm_count": 62 } ], "niche_pages": [ { "path": "/advisors/nc/raleigh/faith-based-investing", "firm_count": 1, "label": "Financial advisors for faith-based investing in Raleigh, NC" } ] }, "csv": "https://advisorcensus.com/advisors/nc/raleigh.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }