{ "path": "/advisors/nc/raleigh", "url": "https://advisorcensus.com/advisors/nc/raleigh", "page_type": "metro", "title": "Financial advisors in Raleigh, NC", "filters": {}, "scope_total": 124, "faq": [ { "q": "How many financial advisory firms are there in Raleigh, NC?", "a": "AdvisorCensus lists 124 investment advisory firms with a principal office in the Raleigh metro area, from Form ADV filings as of October 2026: 72 SEC-registered, 44 state-registered, and 8 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Raleigh, NC?", "a": "40 of the 124 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Raleigh, NC offer financial planning?", "a": "91 of the 116 firms in Raleigh, NC that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Raleigh, NC fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 40 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 124 investment advisory firms with a principal office in the Raleigh metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Raleigh has 124 investment advisory firms with a principal office in the metro area as of October 2026: 72 SEC-registered, 44 state-registered, and 8 exempt reporting advisers. 40 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 38 report under $100 million in regulatory assets under management. The metro area has 574,295 households, 105,930 of them with income of $200,000 or more, or 854 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Raleigh, NC: 124 firms from Form ADV filings as of October 2026.", "total_firms": 124, "page": 1, "total_pages": 3, "sort": "name", "registration_types": { "sec": 72, "state": 44, "exempt": 8 }, "fee_model_mix": [ { "code": "fee-only", "count": 40 }, { "code": "percentage_of_aum", "count": 110 }, { "code": "hourly", "count": 62 }, { "code": "subscription", "count": 1 }, { "code": "fixed", "count": 75 }, { "code": "commissions", "count": 1 }, { "code": "performance_based", "count": 16 }, { "code": "other", "count": 15 }, { "code": "not_reported", "count": 8 } ], "years_registered_distribution": [ { "code": "under_5", "count": 56 }, { "code": "5_to_9", "count": 31 }, { "code": "10_to_19", "count": 21 }, { "code": "20_plus", "count": 16 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 19 }, { "code": "25m_100m", "count": 19 }, { "code": "100m_500m", "count": 45 }, { "code": "500m_1b", "count": 7 }, { "code": "1b_5b", "count": 15 }, { "code": "over_5b", "count": 2 }, { "code": "not_reported", "count": 17 } ], "firms": [ { "crd_number": 336317, "name": "Advisorengine Portfolio Solutions Inc.", "name_as_filed": "ADVISORENGINE PORTFOLIO SOLUTIONS INC.", "url": "https://advisorcensus.com/firm/advisorengine-portfolio-solutions-inc-raleigh-nc-336317", "city": "Raleigh", "state": "NC", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 304967, "name": "Advisorstrust Partners LLC", "name_as_filed": "ADVISORSTRUST PARTNERS LLC", "url": "https://advisorcensus.com/firm/advisorstrust-partners-llc-raleigh-nc-304967", "city": "Raleigh", "state": "NC", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 325125, "name": "AIM Advisors, LLC", "name_as_filed": "AIM ADVISORS, LLC", "url": "https://advisorcensus.com/firm/aim-advisors-llc-raleigh-nc-325125", "city": "Raleigh", "state": "NC", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 333288, "name": "Aligned Wealth Solutions, LLC", "name_as_filed": "ALIGNED WEALTH SOLUTIONS, LLC", "url": "https://advisorcensus.com/firm/aligned-wealth-solutions-llc-raleigh-nc-333288", "city": "Raleigh", "state": "NC", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 288368, "name": "Anchor Capital Management Company, LLC", "name_as_filed": "ANCHOR CAPITAL MANAGEMENT COMPANY, LLC", "url": "https://advisorcensus.com/firm/anchor-capital-management-company-llc-raleigh-nc-288368", "city": "Raleigh", "state": "NC", "years_registered": 5, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 313278, "name": "Animal Capital", "name_as_filed": "ANIMAL CAPITAL", "url": "https://advisorcensus.com/firm/animal-capital-raleigh-nc-313278", "city": "Raleigh", "state": "NC", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 175151, "name": "ARK Royal Wealth Management LLC", "name_as_filed": "ARK ROYAL WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/ark-royal-wealth-management-llc-raleigh-nc-175151", "city": "Raleigh", "state": "NC", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 134200, "name": "Armor Investment Advisors, LLC", "name_as_filed": "ARMOR INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/armor-investment-advisors-llc-raleigh-nc-134200", "city": "Raleigh", "state": "NC", "years_registered": 21, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 281588, "name": "Artifex Advisory Group, Inc.", "name_as_filed": "ARTIFEX ADVISORY GROUP, INC.", "url": "https://advisorcensus.com/firm/artifex-advisory-group-inc-cary-nc-281588", "city": "Cary", "state": "NC", "years_registered": 10, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 343106, "name": "Astrelle Capital LLC", "name_as_filed": "ASTRELLE CAPITAL LLC", "url": "https://advisorcensus.com/firm/astrelle-capital-llc-raleigh-nc-343106", "city": "Raleigh", "state": "NC", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 309347, "name": "BD Investment Partners, LLC", "name_as_filed": "BD INVESTMENT PARTNERS, LLC", "url": "https://advisorcensus.com/firm/bd-investment-partners-llc-raleigh-nc-309347", "city": "Raleigh", "state": "NC", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 132987, "name": "Beacon Financial Strategies Corp.", "name_as_filed": "BEACON FINANCIAL STRATEGIES CORP.", "url": "https://advisorcensus.com/firm/beacon-financial-strategies-corp-raleigh-nc-132987", "city": "Raleigh", "state": "NC", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 312556, "name": "Beacon Wealthcare LLC", "name_as_filed": "BEACON WEALTHCARE LLC", "url": "https://advisorcensus.com/firm/beacon-wealthcare-llc-raleigh-nc-312556", "city": "Raleigh", "state": "NC", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 339127, "name": "BFWM LLC", "name_as_filed": "BFWM LLC", "url": "https://advisorcensus.com/firm/bfwm-llc-holly-springs-nc-339127", "city": "Holly Springs", "state": "NC", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 127193, "name": "Blue Water Capital Management, LLC", "name_as_filed": "BLUE WATER CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/blue-water-capital-management-llc-apex-nc-127193", "city": "Apex", "state": "NC", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 298351, "name": "Brian B. Bunn CPA, PLLC", "name_as_filed": "BRIAN B. BUNN CPA, PLLC", "url": "https://advisorcensus.com/firm/brian-b-bunn-cpa-pllc-raleigh-nc-298351", "city": "Raleigh", "state": "NC", "years_registered": 8, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 144686, "name": "Broad Reach Capital LLC", "name_as_filed": "BROAD REACH CAPITAL LLC", "url": "https://advisorcensus.com/firm/broad-reach-capital-llc-raleigh-nc-144686", "city": "Raleigh", "state": "NC", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 337256, "name": "Brodie Wealth Management", "name_as_filed": "BRODIE WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/brodie-wealth-management-cary-nc-337256", "city": "Cary", "state": "NC", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 297243, "name": "BSG Advisers", "name_as_filed": "BSG ADVISERS", "url": "https://advisorcensus.com/firm/bsg-advisers-apex-nc-297243", "city": "Apex", "state": "NC", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 118442, "name": "Capital Advisers, Inc.", "name_as_filed": "CAPITAL ADVISERS, INC.", "url": "https://advisorcensus.com/firm/capital-advisers-inc-raleigh-nc-118442", "city": "Raleigh", "state": "NC", "years_registered": 22, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 144374, "name": "Capital Financial Advisory Group, LLC", "name_as_filed": "CAPITAL FINANCIAL ADVISORY GROUP, LLC", "url": "https://advisorcensus.com/firm/capital-financial-advisory-group-llc-apex-nc-144374", "city": "Apex", "state": "NC", "years_registered": 17, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 157353, "name": "Capital Financial Management NC, Inc", "name_as_filed": "CAPITAL FINANCIAL MANAGEMENT NC, INC", "url": "https://advisorcensus.com/firm/capital-financial-management-nc-inc-fuquay-varina-nc-157353", "city": "Fuquay Varina", "state": "NC", "years_registered": 5, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 149124, "name": "Capital Investment Advisory Services, LLC", "name_as_filed": "CAPITAL INVESTMENT ADVISORY SERVICES, LLC", "url": "https://advisorcensus.com/firm/capital-investment-advisory-services-llc-raleigh-nc-149124", "city": "Raleigh", "state": "NC", "years_registered": 17, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 104591, "name": "Capital Investment Counsel Inc", "name_as_filed": "CAPITAL INVESTMENT COUNSEL INC", "url": "https://advisorcensus.com/firm/capital-investment-counsel-inc-raleigh-nc-104591", "city": "Raleigh", "state": "NC", "years_registered": 42, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 175112, "name": "Captrust", "name_as_filed": "CAPTRUST", "url": "https://advisorcensus.com/firm/captrust-raleigh-nc-175112", "city": "Raleigh", "state": "NC", "years_registered": 23, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 108076, "name": "Cardinal Capital Management Inc", "name_as_filed": "CARDINAL CAPITAL MANAGEMENT INC", "url": "https://advisorcensus.com/firm/cardinal-capital-management-inc-raleigh-nc-108076", "city": "Raleigh", "state": "NC", "years_registered": 34, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 172231, "name": "Carolina Wealth Strategies, LLC", "name_as_filed": "CAROLINA WEALTH STRATEGIES, LLC", "url": "https://advisorcensus.com/firm/carolina-wealth-strategies-llc-cary-nc-172231", "city": "Cary", "state": "NC", "years_registered": 12, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 323662, "name": "Cary Financial Planning, LLC", "name_as_filed": "CARY FINANCIAL PLANNING, LLC", "url": "https://advisorcensus.com/firm/cary-financial-planning-llc-cary-nc-323662", "city": "Cary", "state": "NC", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 162299, "name": "Charter Wealth Management", "name_as_filed": "CHARTER WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/charter-wealth-management-raleigh-nc-162299", "city": "Raleigh", "state": "NC", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 118205, "name": "Collegiate Capital Management, Inc.", "name_as_filed": "COLLEGIATE CAPITAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/collegiate-capital-management-inc-raleigh-nc-118205", "city": "Raleigh", "state": "NC", "years_registered": 21, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 140786, "name": "Comperio Retirement Consulting, Inc.", "name_as_filed": "COMPERIO RETIREMENT CONSULTING, INC.", "url": "https://advisorcensus.com/firm/comperio-retirement-consulting-inc-cary-nc-140786", "city": "Cary", "state": "NC", "years_registered": 20, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 311528, "name": "Cordgrass Capital Advisors, LLC", "name_as_filed": "CORDGRASS CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/cordgrass-capital-advisors-llc-raleigh-nc-311528", "city": "Raleigh", "state": "NC", "years_registered": 5, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 144871, "name": "Credit Union Investment Services", "name_as_filed": "CREDIT UNION INVESTMENT SERVICES", "url": "https://advisorcensus.com/firm/credit-union-investment-services-raleigh-nc-144871", "city": "Raleigh", "state": "NC", "years_registered": 19, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 174252, "name": "Crutchfield Advisors, Inc", "name_as_filed": "CRUTCHFIELD ADVISORS, INC", "url": "https://advisorcensus.com/firm/crutchfield-advisors-inc-apex-nc-174252", "city": "Apex", "state": "NC", "years_registered": 11, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 310482, "name": "Cunning Capital, LLC", "name_as_filed": "CUNNING CAPITAL, LLC", "url": "https://advisorcensus.com/firm/cunning-capital-llc-morrisville-nc-310482", "city": "Morrisville", "state": "NC", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 333781, "name": "Dental Innovation Alliance Management Company, LP", "name_as_filed": "DENTAL INNOVATION ALLIANCE MANAGEMENT COMPANY, LP", "url": "https://advisorcensus.com/firm/dental-innovation-alliance-management-company-lp-cary-nc-333781", "city": "Cary", "state": "NC", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 319112, "name": "Endurance Financial LLC", "name_as_filed": "ENDURANCE FINANCIAL LLC", "url": "https://advisorcensus.com/firm/endurance-financial-llc-cary-nc-319112", "city": "Cary", "state": "NC", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 338271, "name": "EQV Advisory, LLC", "name_as_filed": "EQV ADVISORY, LLC", "url": "https://advisorcensus.com/firm/eqv-advisory-llc-raleigh-nc-338271", "city": "Raleigh", "state": "NC", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 323440, "name": "Eustace Advisors", "name_as_filed": "EUSTACE ADVISORS", "url": "https://advisorcensus.com/firm/eustace-advisors-cary-nc-323440", "city": "Cary", "state": "NC", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 326535, "name": "Evergreen Wealth Advisors", "name_as_filed": "EVERGREEN WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/evergreen-wealth-advisors-raleigh-nc-326535", "city": "Raleigh", "state": "NC", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 314351, "name": "Family Legacy Financial Solutions, LLC", "name_as_filed": "FAMILY LEGACY FINANCIAL SOLUTIONS, LLC", "url": "https://advisorcensus.com/firm/family-legacy-financial-solutions-llc-cary-nc-314351", "city": "Cary", "state": "NC", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 118443, "name": "Financial Symmetry Inc.", "name_as_filed": "FINANCIAL SYMMETRY INC.", "url": "https://advisorcensus.com/firm/financial-symmetry-inc-raleigh-nc-118443", "city": "Raleigh", "state": "NC", "years_registered": 22, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 330609, "name": "Findicia, Inc.", "name_as_filed": "FINDICIA, INC.", "url": "https://advisorcensus.com/firm/findicia-inc-raleigh-nc-330609", "city": "Raleigh", "state": "NC", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "fixed", "other" ], "enhanced": false }, { "crd_number": 140777, "name": "First Citizens Asset Management, Inc", "name_as_filed": "FIRST CITIZENS ASSET MANAGEMENT, INC", "url": "https://advisorcensus.com/firm/first-citizens-asset-management-inc-raleigh-nc-140777", "city": "Raleigh", "state": "NC", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 44430, "name": "First Citizens Investor Services, Inc.", "name_as_filed": "FIRST CITIZENS INVESTOR SERVICES, INC.", "url": "https://advisorcensus.com/firm/first-citizens-investor-services-inc-raleigh-nc-44430", "city": "Raleigh", "state": "NC", "years_registered": 26, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 134006, "name": "First Financial Group", "name_as_filed": "FIRST FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/first-financial-group-raleigh-nc-134006", "city": "Raleigh", "state": "NC", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 288316, "name": "First Oak Wealth Management, LLC", "name_as_filed": "FIRST OAK WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/first-oak-wealth-management-llc-raleigh-nc-288316", "city": "Raleigh", "state": "NC", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 309750, "name": "Fortitude Financial Planning LLC", "name_as_filed": "FORTITUDE FINANCIAL PLANNING LLC", "url": "https://advisorcensus.com/firm/fortitude-financial-planning-llc-raleigh-nc-309750", "city": "Raleigh", "state": "NC", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 290298, "name": "Fortress Private Ledger, LLC", "name_as_filed": "FORTRESS PRIVATE LEDGER, LLC", "url": "https://advisorcensus.com/firm/fortress-private-ledger-llc-raleigh-nc-290298", "city": "Raleigh", "state": "NC", "years_registered": 6, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 173011, "name": "Founders Financial Alliance, LLC", "name_as_filed": "FOUNDERS FINANCIAL ALLIANCE, LLC", "url": "https://advisorcensus.com/firm/founders-financial-alliance-llc-raleigh-nc-173011", "city": "Raleigh", "state": "NC", "years_registered": 9, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false } ], "states": [], "metros": [], "siblings": { "national": "/advisors", "state": { "path": "/advisors/nc", "label": "Financial advisors in North Carolina" }, "metro": { "path": "/advisors/nc/raleigh", "label": "Financial advisors in Raleigh, NC" }, "city_pages": [ { "path": "/advisors/nc/raleigh/cary", "label": "Financial advisors in Cary, NC", "firm_count": 20 } ], "fee_pages": [ { "path": "/advisors/nc/raleigh/fee-only", "label": "Fee-only financial advisors in Raleigh, NC", "firm_count": 40 }, { "path": "/advisors/nc/raleigh/flat-fee", "label": "Flat-fee financial advisors in Raleigh, NC", "firm_count": 75 }, { "path": "/advisors/nc/raleigh/hourly", "label": "Hourly financial advisors in Raleigh, NC", "firm_count": 62 } ], "niche_pages": [ { "path": "/advisors/nc/raleigh/faith-based-investing", "firm_count": 1, "label": "Financial advisors for faith-based investing in Raleigh, NC" } ] }, "csv": "https://advisorcensus.com/advisors/nc/raleigh.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" }, "sec_registrations_12_months": { "new_sec_registrations": 10, "sec_registered_at_start": 65, "per_100_registered": null, "national_per_100": 10.0, "as_of": "2026-09-01", "sentence": "Over the 12 months to September 1, 2026, 10 firms here registered with the SEC as investment advisers.", "source": "https://advisorcensus.com/reports/monthly/2026-09" } }