# Financial advisors in North Carolina

> AdvisorCensus lists 706 investment advisory firms with a principal office in North Carolina, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/nc/page/9

## At a glance

- Investment advisory firms: 706
- Registration: SEC-registered investment adviser: 299, State-registered investment adviser: 367, Exempt reporting adviser: 40
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 292 (44%); Percentage of assets 614 (92%); Hourly charges 327 (49%); Subscription fees (newsletter or periodical) 7 (1%); Fixed fees 410 (62%); Commissions 15 (2%); Performance-based fees 69 (10%); Other 61 (9%); No compensation arrangements reported 40
- Regulatory assets under management (Item 5.F): Under $25 million 200 (28%); $25 million to $100 million 125 (18%); $100 million to $500 million 171 (24%); $500 million to $1 billion 37 (5%); $1 billion to $5 billion 60 (8%); Over $5 billion 22 (3%); Not reported 91 (13%)
- Years registered: Under 5 years 280 (40%); 5 to 9 years 168 (24%); 10 to 19 years 173 (25%); 20 years or more 82 (12%); Not reported 3 (0%)

## Firms (page 9 of 15, 401 to 450 of 706, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Linville Capital](https://advisorcensus.com/firm/linville-capital-charlotte-nc-342522) ([md](https://advisorcensus.com/firm/linville-capital-charlotte-nc-342522.md)) | 342522 | Charlotte, NC | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Lionlight Capital, L.P.](https://advisorcensus.com/firm/lionlight-capital-l-p-chapel-hill-nc-342659) ([md](https://advisorcensus.com/firm/lionlight-capital-l-p-chapel-hill-nc-342659.md)) | 342659 | Chapel Hill, NC | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Live Oak Private Wealth, LLC](https://advisorcensus.com/firm/live-oak-private-wealth-llc-wilmington-nc-297904) ([md](https://advisorcensus.com/firm/live-oak-private-wealth-llc-wilmington-nc-297904.md)) | 297904 | Wilmington, NC | SEC-registered investment adviser | $1 billion to $5 billion | 8 | % of assets, Hourly, Fixed fee |
| [Long Family Office](https://advisorcensus.com/firm/long-family-office-wilmington-nc-110990) ([md](https://advisorcensus.com/firm/long-family-office-wilmington-nc-110990.md)) | 110990 | Wilmington, NC | State-registered investment adviser | $25 million to $100 million | Not reported | % of assets |
| [Lucid Wealth Planning LLC](https://advisorcensus.com/firm/lucid-wealth-planning-llc-wake-forest-nc-304756) ([md](https://advisorcensus.com/firm/lucid-wealth-planning-llc-wake-forest-nc-304756.md)) | 304756 | Wake Forest, NC | State-registered investment adviser | $25 million to $100 million | 7 | % of assets, Fixed fee |
| [Lumina Wealth Management, LLC](https://advisorcensus.com/firm/lumina-wealth-management-llc-wilmington-nc-291548) ([md](https://advisorcensus.com/firm/lumina-wealth-management-llc-wilmington-nc-291548.md)) | 291548 | Wilmington, NC | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee |
| [Lyon Wealth Advisors](https://advisorcensus.com/firm/lyon-wealth-advisors-charlotte-nc-325041) ([md](https://advisorcensus.com/firm/lyon-wealth-advisors-charlotte-nc-325041.md)) | 325041 | Charlotte, NC | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets |
| [Mansa Wealth Advisory, LLC](https://advisorcensus.com/firm/mansa-wealth-advisory-llc-343127) ([md](https://advisorcensus.com/firm/mansa-wealth-advisory-llc-343127.md)) | 343127 | Not reported, Not reported | State-registered investment adviser | Not reported | 0 | Hourly |
| [Mark R. Lemmond CPA, PLLC](https://advisorcensus.com/firm/mark-r-lemmond-cpa-pllc-carthage-nc-118144) ([md](https://advisorcensus.com/firm/mark-r-lemmond-cpa-pllc-carthage-nc-118144.md)) | 118144 | Carthage, NC | State-registered investment adviser | Under $25 million | 25 | % of assets, Hourly |
| [Marquise Wealth Management, LLC](https://advisorcensus.com/firm/marquise-wealth-management-llc-charlotte-nc-164623) ([md](https://advisorcensus.com/firm/marquise-wealth-management-llc-charlotte-nc-164623.md)) | 164623 | Charlotte, NC | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Hourly |
| [Masonboro Advisors](https://advisorcensus.com/firm/masonboro-advisors-wilmington-nc-145151) ([md](https://advisorcensus.com/firm/masonboro-advisors-wilmington-nc-145151.md)) | 145151 | Wilmington, NC | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Fixed fee |
| [Massif Capital, LLC](https://advisorcensus.com/firm/massif-capital-llc-285847) ([md](https://advisorcensus.com/firm/massif-capital-llc-285847.md)) | 285847 | Not reported, Not reported | State-registered investment adviser | $25 million to $100 million | 7 | % of assets, Performance fee |
| [Master Plan Wealth Management, L.L.C.](https://advisorcensus.com/firm/master-plan-wealth-management-l-l-c-153740) ([md](https://advisorcensus.com/firm/master-plan-wealth-management-l-l-c-153740.md)) | 153740 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 16 | % of assets, Hourly |
| [Masters Tax and Financial Planning LLC](https://advisorcensus.com/firm/masters-tax-and-financial-planning-llc-statesville-nc-310261) ([md](https://advisorcensus.com/firm/masters-tax-and-financial-planning-llc-statesville-nc-310261.md)) | 310261 | Statesville, NC | State-registered investment adviser | $25 million to $100 million | 5 | % of assets, Hourly, Fixed fee |
| [Mauney-Pitt Financial Management, Inc.](https://advisorcensus.com/firm/mauney-pitt-financial-management-inc-shelby-nc-337870) ([md](https://advisorcensus.com/firm/mauney-pitt-financial-management-inc-shelby-nc-337870.md)) | 337870 | Shelby, NC | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [Maximum Advisory](https://advisorcensus.com/firm/maximum-advisory-284983) ([md](https://advisorcensus.com/firm/maximum-advisory-284983.md)) | 284983 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 9 | % of assets, Hourly, Fixed fee |
| [Maze Financial Planning](https://advisorcensus.com/firm/maze-financial-planning-chapel-hill-nc-140934) ([md](https://advisorcensus.com/firm/maze-financial-planning-chapel-hill-nc-140934.md)) | 140934 | Chapel Hill, NC | State-registered investment adviser | $25 million to $100 million | 20 | % of assets, Hourly |
| [MBL Advisors](https://advisorcensus.com/firm/mbl-advisors-charlotte-nc-305176) ([md](https://advisorcensus.com/firm/mbl-advisors-charlotte-nc-305176.md)) | 305176 | Charlotte, NC | SEC-registered investment adviser | $1 billion to $5 billion | 6 | % of assets, Fixed fee |
| [MEM Manager, LLC](https://advisorcensus.com/firm/mem-manager-llc-charlotte-nc-344130) ([md](https://advisorcensus.com/firm/mem-manager-llc-charlotte-nc-344130.md)) | 344130 | Charlotte, NC | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Michael S. Carrier & Associates, Inc.](https://advisorcensus.com/firm/michael-s-carrier-and-associates-inc-highlands-nc-142403) ([md](https://advisorcensus.com/firm/michael-s-carrier-and-associates-inc-highlands-nc-142403.md)) | 142403 | Highlands, NC | State-registered investment adviser | $100 million to $500 million | 14 | % of assets, Fixed fee |
| [Michelangelo Partners, LLC](https://advisorcensus.com/firm/michelangelo-partners-llc-159159) ([md](https://advisorcensus.com/firm/michelangelo-partners-llc-159159.md)) | 159159 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 14 | % of assets |
| [Mike Adams Financial Advisors, Inc.](https://advisorcensus.com/firm/mike-adams-financial-advisors-inc-mooresville-nc-323923) ([md](https://advisorcensus.com/firm/mike-adams-financial-advisors-inc-mooresville-nc-323923.md)) | 323923 | Mooresville, NC | State-registered investment adviser | Under $25 million | 3 | % of assets, Hourly |
| [Milestone Investments, Inc.](https://advisorcensus.com/firm/milestone-investments-inc-charlotte-nc-47090) ([md](https://advisorcensus.com/firm/milestone-investments-inc-charlotte-nc-47090.md)) | 47090 | Charlotte, NC | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Commissions |
| [Mill Capital Management, LLC](https://advisorcensus.com/firm/mill-capital-management-llc-concord-nc-312798) ([md](https://advisorcensus.com/firm/mill-capital-management-llc-concord-nc-312798.md)) | 312798 | Concord, NC | SEC-registered investment adviser | $1 billion to $5 billion | 5 | % of assets |
| [Millbank Dartmoor Portsmouth LLC](https://advisorcensus.com/firm/millbank-dartmoor-portsmouth-llc-asheville-nc-311046) ([md](https://advisorcensus.com/firm/millbank-dartmoor-portsmouth-llc-asheville-nc-311046.md)) | 311046 | Asheville, NC | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets |
| [Millennium Investment and Retirement Advisors, LLC](https://advisorcensus.com/firm/millennium-investment-and-retirement-advisors-llc-winston-salem-nc-117868) ([md](https://advisorcensus.com/firm/millennium-investment-and-retirement-advisors-llc-winston-salem-nc-117868.md)) | 117868 | Winston Salem, NC | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Hourly, Fixed fee |
| [Millennium Planning Group, LLC](https://advisorcensus.com/firm/millennium-planning-group-llc-pittsboro-nc-322368) ([md](https://advisorcensus.com/firm/millennium-planning-group-llc-pittsboro-nc-322368.md)) | 322368 | Pittsboro, NC | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Hourly, Fixed fee |
| [Miller Wealth Partners](https://advisorcensus.com/firm/miller-wealth-partners-343531) ([md](https://advisorcensus.com/firm/miller-wealth-partners-343531.md)) | 343531 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Miner Wealth Management](https://advisorcensus.com/firm/miner-wealth-management-315421) ([md](https://advisorcensus.com/firm/miner-wealth-management-315421.md)) | 315421 | Not reported, Not reported | State-registered investment adviser | $25 million to $100 million | 5 | % of assets, Hourly, Fixed fee |
| [Mittelman Jones Tax & Wealth](https://advisorcensus.com/firm/mittelman-jones-tax-and-wealth-winston-salem-nc-339796) ([md](https://advisorcensus.com/firm/mittelman-jones-tax-and-wealth-winston-salem-nc-339796.md)) | 339796 | Winston Salem, NC | State-registered investment adviser | Not reported | 0 | % of assets, Hourly |
| [Modern Capital Advisors, LLC](https://advisorcensus.com/firm/modern-capital-advisors-llc-raleigh-nc-131117) ([md](https://advisorcensus.com/firm/modern-capital-advisors-llc-raleigh-nc-131117.md)) | 131117 | Raleigh, NC | SEC-registered investment adviser | $100 million to $500 million | 15 | % of assets, Hourly, Fixed fee, Other |
| [Molokai Investment Management, LLC](https://advisorcensus.com/firm/molokai-investment-management-llc-wake-forest-nc-339376) ([md](https://advisorcensus.com/firm/molokai-investment-management-llc-wake-forest-nc-339376.md)) | 339376 | Wake Forest, NC | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Molokai Investments](https://advisorcensus.com/firm/molokai-investments-334042) ([md](https://advisorcensus.com/firm/molokai-investments-334042.md)) | 334042 | Not reported, Not reported | State-registered investment adviser | Not reported | 1 | % of assets, Hourly, Fixed fee, Performance fee |
| [Moore Investment Partners, LLC](https://advisorcensus.com/firm/moore-investment-partners-llc-charlotte-nc-322654) ([md](https://advisorcensus.com/firm/moore-investment-partners-llc-charlotte-nc-322654.md)) | 322654 | Charlotte, NC | State-registered investment adviser | $25 million to $100 million | 4 | % of assets |
| [Morgan Creek Capital Management, LLC](https://advisorcensus.com/firm/morgan-creek-capital-management-llc-chapel-hill-nc-138401) ([md](https://advisorcensus.com/firm/morgan-creek-capital-management-llc-chapel-hill-nc-138401.md)) | 138401 | Chapel Hill, NC | SEC-registered investment adviser | $1 billion to $5 billion | 20 | % of assets, Performance fee |
| [Mosaic Capital Partners LLC](https://advisorcensus.com/firm/mosaic-capital-partners-llc-charlotte-nc-334830) ([md](https://advisorcensus.com/firm/mosaic-capital-partners-llc-charlotte-nc-334830.md)) | 334830 | Charlotte, NC | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Muirfield Wealth Advisors LLC](https://advisorcensus.com/firm/muirfield-wealth-advisors-llc-charlotte-nc-316071) ([md](https://advisorcensus.com/firm/muirfield-wealth-advisors-llc-charlotte-nc-316071.md)) | 316071 | Charlotte, NC | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Fixed fee |
| [Namcoa](https://advisorcensus.com/firm/namcoa-mooresville-nc-133978) ([md](https://advisorcensus.com/firm/namcoa-mooresville-nc-133978.md)) | 133978 | Mooresville, NC | SEC-registered investment adviser | $100 million to $500 million | 20 | % of assets, Hourly, Fixed fee, Other |
| [NAV Wealth Management Corp.](https://advisorcensus.com/firm/nav-wealth-management-corp-149629) ([md](https://advisorcensus.com/firm/nav-wealth-management-corp-149629.md)) | 149629 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 15 | % of assets |
| [NC Money Management, Inc.](https://advisorcensus.com/firm/nc-money-management-inc-raleigh-nc-118754) ([md](https://advisorcensus.com/firm/nc-money-management-inc-raleigh-nc-118754.md)) | 118754 | Raleigh, NC | State-registered investment adviser | $25 million to $100 million | 23 | % of assets, Hourly, Fixed fee |
| [Neale Financial, LLC](https://advisorcensus.com/firm/neale-financial-llc-matthews-nc-153787) ([md](https://advisorcensus.com/firm/neale-financial-llc-matthews-nc-153787.md)) | 153787 | Matthews, NC | State-registered investment adviser | $25 million to $100 million | 16 | % of assets, Hourly, Fixed fee |
| [New Republic Partners](https://advisorcensus.com/firm/new-republic-partners-charlotte-nc-310907) ([md](https://advisorcensus.com/firm/new-republic-partners-charlotte-nc-310907.md)) | 310907 | Charlotte, NC | SEC-registered investment adviser | $1 billion to $5 billion | 5 | % of assets, Fixed fee, Performance fee |
| [Newcomb Financial Advisors, LLC](https://advisorcensus.com/firm/newcomb-financial-advisors-llc-chapel-hill-nc-155849) ([md](https://advisorcensus.com/firm/newcomb-financial-advisors-llc-chapel-hill-nc-155849.md)) | 155849 | Chapel Hill, NC | State-registered investment adviser | Under $25 million | 15 | % of assets, Hourly, Fixed fee |
| [Next World Assets LLC](https://advisorcensus.com/firm/next-world-assets-llc-durham-nc-328070) ([md](https://advisorcensus.com/firm/next-world-assets-llc-durham-nc-328070.md)) | 328070 | Durham, NC | State-registered investment adviser | $25 million to $100 million | 1 | % of assets, Performance fee |
| [Nexus Capital Inc](https://advisorcensus.com/firm/nexus-capital-inc-matthews-nc-291866) ([md](https://advisorcensus.com/firm/nexus-capital-inc-matthews-nc-291866.md)) | 291866 | Matthews, NC | State-registered investment adviser | Under $25 million | 8 | % of assets, Hourly |
| [Njord Capital, LLC](https://advisorcensus.com/firm/njord-capital-llc-334540) ([md](https://advisorcensus.com/firm/njord-capital-llc-334540.md)) | 334540 | Not reported, Not reported | State-registered investment adviser | Not reported | 0 | % of assets, Hourly, Fixed fee |
| [Noda Wealth Management LLC](https://advisorcensus.com/firm/noda-wealth-management-llc-333231) ([md](https://advisorcensus.com/firm/noda-wealth-management-llc-333231.md)) | 333231 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 1 | % of assets, Fixed fee |
| [Northside Group Wealth Management, LLC](https://advisorcensus.com/firm/northside-group-wealth-management-llc-mount-airy-nc-148608) ([md](https://advisorcensus.com/firm/northside-group-wealth-management-llc-mount-airy-nc-148608.md)) | 148608 | Mount Airy, NC | State-registered investment adviser | Under $25 million | 17 | % of assets, Hourly, Commissions |
| [Northstar Capital Advisors LLC](https://advisorcensus.com/firm/northstar-capital-advisors-llc-charlotte-nc-150004) ([md](https://advisorcensus.com/firm/northstar-capital-advisors-llc-charlotte-nc-150004.md)) | 150004 | Charlotte, NC | State-registered investment adviser | $25 million to $100 million | 17 | % of assets, Hourly |
| [Novaquest Capital Management, L.L.C.](https://advisorcensus.com/firm/novaquest-capital-management-l-l-c-raleigh-nc-160359) ([md](https://advisorcensus.com/firm/novaquest-capital-management-l-l-c-raleigh-nc-160359.md)) | 160359 | Raleigh, NC | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Performance fee |

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## Questions people ask

**How many financial advisory firms are there in North Carolina?**
AdvisorCensus lists 706 investment advisory firms with a principal office in North Carolina, from Form ADV filings as of October 2026: 299 SEC-registered, 367 state-registered, and 40 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in North Carolina?**
292 of the 706 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in North Carolina offer financial planning?**
486 of the 666 firms in North Carolina that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in North Carolina fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 292 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in North Carolina](https://advisorcensus.com/advisors/nc) (https://advisorcensus.com/advisors/nc.md)
- [Fee-only financial advisors in North Carolina](https://advisorcensus.com/advisors/nc/fee-only) (https://advisorcensus.com/advisors/nc/fee-only.md)
- [Flat-fee financial advisors in North Carolina](https://advisorcensus.com/advisors/nc/flat-fee) (https://advisorcensus.com/advisors/nc/flat-fee.md)
- [Hourly financial advisors in North Carolina](https://advisorcensus.com/advisors/nc/hourly) (https://advisorcensus.com/advisors/nc/hourly.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/nc.csv

Cite as: AdvisorCensus. Financial advisors in North Carolina: 706 firms from Form ADV filings as of October 2026.