{ "path": "/advisors/nc", "url": "https://advisorcensus.com/advisors/nc/page/3", "page_type": "state", "title": "Financial advisors in North Carolina", "filters": {}, "scope_total": 706, "faq": [ { "q": "How many financial advisory firms are there in North Carolina?", "a": "AdvisorCensus lists 706 investment advisory firms with a principal office in North Carolina, from Form ADV filings as of October 2026: 299 SEC-registered, 367 state-registered, and 40 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in North Carolina?", "a": "292 of the 706 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in North Carolina offer financial planning?", "a": "486 of the 666 firms in North Carolina that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in North Carolina fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 292 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 706 investment advisory firms with a principal office in North Carolina, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in North Carolina: 706 firms from Form ADV filings as of October 2026.", "total_firms": 706, "page": 3, "total_pages": 15, "sort": "name", "registration_types": { "sec": 299, "state": 367, "exempt": 40 }, "fee_model_mix": [ { "code": "fee-only", "count": 292 }, { "code": "percentage_of_aum", "count": 614 }, { "code": "hourly", "count": 327 }, { "code": "subscription", "count": 7 }, { "code": "fixed", "count": 410 }, { "code": "commissions", "count": 15 }, { "code": "performance_based", "count": 69 }, { "code": "other", "count": 61 }, { "code": "not_reported", "count": 40 } ], "years_registered_distribution": [ { "code": "under_5", "count": 280 }, { "code": "5_to_9", "count": 168 }, { "code": "10_to_19", "count": 173 }, { "code": "20_plus", "count": 82 }, { "code": "not_reported", "count": 3 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 200 }, { "code": "25m_100m", "count": 125 }, { "code": "100m_500m", "count": 171 }, { "code": "500m_1b", "count": 37 }, { "code": "1b_5b", "count": 60 }, { "code": "over_5b", "count": 22 }, { "code": "not_reported", "count": 91 } ], "firms": [ { "crd_number": 337256, "name": "Brodie Wealth Management", "name_as_filed": "BRODIE WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/brodie-wealth-management-cary-nc-337256", "city": "Cary", "state": "NC", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 317158, "name": "Brooks Financial of North Carolina, LLC", "name_as_filed": "BROOKS FINANCIAL OF NORTH CAROLINA, LLC", "url": "https://advisorcensus.com/firm/brooks-financial-of-north-carolina-llc-durham-nc-317158", "city": "Durham", "state": "NC", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 120462, "name": "Broyhill Asset Management, LLC", "name_as_filed": "BROYHILL ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/broyhill-asset-management-llc-charlotte-nc-120462", "city": "Charlotte", "state": "NC", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 148254, "name": "Bryant & Brannock, LLC.", "name_as_filed": "BRYANT & BRANNOCK, LLC.", "url": "https://advisorcensus.com/firm/bryant-and-brannock-llc-durham-nc-148254", "city": "Durham", "state": "NC", "years_registered": 17, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 297243, "name": "BSG Advisers", "name_as_filed": "BSG ADVISERS", "url": "https://advisorcensus.com/firm/bsg-advisers-apex-nc-297243", "city": "Apex", "state": "NC", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 129981, "name": "Buie Investment Advisors, LLC", "name_as_filed": "BUIE INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/buie-investment-advisors-llc-charlotte-nc-129981", "city": "Charlotte", "state": "NC", "years_registered": 20, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 133036, "name": "Bulldog Asset Management, Inc.", "name_as_filed": "BULLDOG ASSET MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/bulldog-asset-management-inc-133036", "city": null, "state": null, "years_registered": 21, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 289156, "name": "Buoyant Financial", "name_as_filed": "BUOYANT FINANCIAL", "url": "https://advisorcensus.com/firm/buoyant-financial-charlotte-nc-289156", "city": "Charlotte", "state": "NC", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 320823, "name": "Button & Button Wealth Management LLC", "name_as_filed": "BUTTON & BUTTON WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/button-and-button-wealth-management-llc-greensboro-nc-320823", "city": "Greensboro", "state": "NC", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 323253, "name": "By Design Financial Planning", "name_as_filed": "BY DESIGN FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/by-design-financial-planning-greensboro-nc-323253", "city": "Greensboro", "state": "NC", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 109843, "name": "C F Parks Inc", "name_as_filed": "C F PARKS INC", "url": "https://advisorcensus.com/firm/c-f-parks-inc-salisbury-nc-109843", "city": "Salisbury", "state": "NC", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 119473, "name": "C2 Investment Group", "name_as_filed": "C2 INVESTMENT GROUP", "url": "https://advisorcensus.com/firm/c2-investment-group-mooresville-nc-119473", "city": "Mooresville", "state": "NC", "years_registered": 24, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 329274, "name": "Cadence Wealth Partners, LLC", "name_as_filed": "CADENCE WEALTH PARTNERS, LLC", "url": "https://advisorcensus.com/firm/cadence-wealth-partners-llc-concord-nc-329274", "city": "Concord", "state": "NC", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 312033, "name": "Cadger Tax and Financial Inc.", "name_as_filed": "CADGER TAX AND FINANCIAL INC.", "url": "https://advisorcensus.com/firm/cadger-tax-and-financial-inc-carolina-beach-nc-312033", "city": "Carolina Beach", "state": "NC", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 153316, "name": "Calamita Wealth Management", "name_as_filed": "CALAMITA WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/calamita-wealth-management-charlotte-nc-153316", "city": "Charlotte", "state": "NC", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 111938, "name": "Camden Financial Management, Inc.", "name_as_filed": "CAMDEN FINANCIAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/camden-financial-management-inc-asheville-nc-111938", "city": "Asheville", "state": "NC", "years_registered": 25, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 154815, "name": "Cameron Advisors, LLC", "name_as_filed": "CAMERON ADVISORS, LLC", "url": "https://advisorcensus.com/firm/cameron-advisors-llc-154815", "city": null, "state": null, "years_registered": 13, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 339500, "name": "Cameron Signature Wealth Advisors LLC", "name_as_filed": "CAMERON SIGNATURE WEALTH ADVISORS LLC", "url": "https://advisorcensus.com/firm/cameron-signature-wealth-advisors-llc-charlotte-nc-339500", "city": "Charlotte", "state": "NC", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 293929, "name": "Cannon Advisors", "name_as_filed": "CANNON ADVISORS", "url": "https://advisorcensus.com/firm/cannon-advisors-charlotte-nc-293929", "city": "Charlotte", "state": "NC", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 323302, "name": "Cannon Wealth Management Services", "name_as_filed": "CANNON WEALTH MANAGEMENT SERVICES", "url": "https://advisorcensus.com/firm/cannon-wealth-management-services-winston-salem-nc-323302", "city": "Winston Salem", "state": "NC", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 332951, "name": "Canopy Financial Solutions", "name_as_filed": "CANOPY FINANCIAL SOLUTIONS", "url": "https://advisorcensus.com/firm/canopy-financial-solutions-332951", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 118442, "name": "Capital Advisers, Inc.", "name_as_filed": "CAPITAL ADVISERS, INC.", "url": "https://advisorcensus.com/firm/capital-advisers-inc-raleigh-nc-118442", "city": "Raleigh", "state": "NC", "years_registered": 22, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 343540, "name": "Capital Consulting & Investment Group LLC", "name_as_filed": "CAPITAL CONSULTING & INVESTMENT GROUP LLC", "url": "https://advisorcensus.com/firm/capital-consulting-and-investment-group-llc-durham-nc-343540", "city": "Durham", "state": "NC", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 144374, "name": "Capital Financial Advisory Group, LLC", "name_as_filed": "CAPITAL FINANCIAL ADVISORY GROUP, LLC", "url": "https://advisorcensus.com/firm/capital-financial-advisory-group-llc-apex-nc-144374", "city": "Apex", "state": "NC", "years_registered": 17, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 157353, "name": "Capital Financial Management NC, Inc", "name_as_filed": "CAPITAL FINANCIAL MANAGEMENT NC, INC", "url": "https://advisorcensus.com/firm/capital-financial-management-nc-inc-fuquay-varina-nc-157353", "city": "Fuquay Varina", "state": "NC", "years_registered": 5, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 149124, "name": "Capital Investment Advisory Services, LLC", "name_as_filed": "CAPITAL INVESTMENT ADVISORY SERVICES, LLC", "url": "https://advisorcensus.com/firm/capital-investment-advisory-services-llc-raleigh-nc-149124", "city": "Raleigh", "state": "NC", "years_registered": 17, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 104591, "name": "Capital Investment Counsel Inc", "name_as_filed": "CAPITAL INVESTMENT COUNSEL INC", "url": "https://advisorcensus.com/firm/capital-investment-counsel-inc-raleigh-nc-104591", "city": "Raleigh", "state": "NC", "years_registered": 42, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 109416, "name": "Capital Management LLC", "name_as_filed": "CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/capital-management-llc-greensboro-nc-109416", "city": "Greensboro", "state": "NC", "years_registered": 28, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 324859, "name": "Capital Solutions Advisors, LLC", "name_as_filed": "CAPITAL SOLUTIONS ADVISORS, LLC", "url": "https://advisorcensus.com/firm/capital-solutions-advisors-llc-durham-nc-324859", "city": "Durham", "state": "NC", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 283527, "name": "Capitala Private Advisors, LLC", "name_as_filed": "CAPITALA PRIVATE ADVISORS, LLC", "url": "https://advisorcensus.com/firm/capitala-private-advisors-llc-charlotte-nc-283527", "city": "Charlotte", "state": "NC", "years_registered": 10, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 175112, "name": "Captrust", "name_as_filed": "CAPTRUST", "url": "https://advisorcensus.com/firm/captrust-raleigh-nc-175112", "city": "Raleigh", "state": "NC", "years_registered": 23, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 108076, "name": "Cardinal Capital Management Inc", "name_as_filed": "CARDINAL CAPITAL MANAGEMENT INC", "url": "https://advisorcensus.com/firm/cardinal-capital-management-inc-raleigh-nc-108076", "city": "Raleigh", "state": "NC", "years_registered": 34, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 333429, "name": "Cardinal Companies, LLC", "name_as_filed": "CARDINAL COMPANIES, LLC", "url": "https://advisorcensus.com/firm/cardinal-companies-llc-charlotte-nc-333429", "city": "Charlotte", "state": "NC", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 166545, "name": "Cardinal Retirement Planning, Inc.", "name_as_filed": "CARDINAL RETIREMENT PLANNING, INC.", "url": "https://advisorcensus.com/firm/cardinal-retirement-planning-inc-chapel-hill-nc-166545", "city": "Chapel Hill", "state": "NC", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 326142, "name": "Cardinal Wealth Partners, LLC", "name_as_filed": "CARDINAL WEALTH PARTNERS, LLC", "url": "https://advisorcensus.com/firm/cardinal-wealth-partners-llc-chapel-hill-nc-326142", "city": "Chapel Hill", "state": "NC", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 136957, "name": "Carlton Hall Asset Management, LLC", "name_as_filed": "CARLTON HALL ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/carlton-hall-asset-management-llc-136957", "city": null, "state": null, "years_registered": 21, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 118823, "name": "Carolina Financial Advisors, Inc.", "name_as_filed": "CAROLINA FINANCIAL ADVISORS, INC.", "url": "https://advisorcensus.com/firm/carolina-financial-advisors-inc-greensboro-nc-118823", "city": "Greensboro", "state": "NC", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 118870, "name": "Carolina Financial Advisory, Inc.", "name_as_filed": "CAROLINA FINANCIAL ADVISORY, INC.", "url": "https://advisorcensus.com/firm/carolina-financial-advisory-inc-chapel-hill-nc-118870", "city": "Chapel Hill", "state": "NC", "years_registered": 23, "raum_band": "not_reported", "compensation_types": [ "fixed", "commissions" ], "enhanced": false }, { "crd_number": 149664, "name": "Carolina Financial Services Group, Inc.", "name_as_filed": "CAROLINA FINANCIAL SERVICES GROUP, INC.", "url": "https://advisorcensus.com/firm/carolina-financial-services-group-inc-greenville-nc-149664", "city": "Greenville", "state": "NC", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 131393, "name": "Carolina Wealth Management, Inc.", "name_as_filed": "CAROLINA WEALTH MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/carolina-wealth-management-inc-greenville-nc-131393", "city": "Greenville", "state": "NC", "years_registered": 22, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 172231, "name": "Carolina Wealth Strategies, LLC", "name_as_filed": "CAROLINA WEALTH STRATEGIES, LLC", "url": "https://advisorcensus.com/firm/carolina-wealth-strategies-llc-cary-nc-172231", "city": "Cary", "state": "NC", "years_registered": 12, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 157822, "name": "Carousel Capital Management Company, L.P.", "name_as_filed": "CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P.", "url": "https://advisorcensus.com/firm/carousel-capital-management-company-l-p-charlotte-nc-157822", "city": "Charlotte", "state": "NC", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 323662, "name": "Cary Financial Planning, LLC", "name_as_filed": "CARY FINANCIAL PLANNING, LLC", "url": "https://advisorcensus.com/firm/cary-financial-planning-llc-cary-nc-323662", "city": "Cary", "state": "NC", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 167102, "name": "Cascades Capital Asset Management, LLC", "name_as_filed": "CASCADES CAPITAL ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/cascades-capital-asset-management-llc-greensboro-nc-167102", "city": "Greensboro", "state": "NC", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 159911, "name": "Cassia Capital Partners LLC", "name_as_filed": "CASSIA CAPITAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/cassia-capital-partners-llc-winston-salem-nc-159911", "city": "Winston Salem", "state": "NC", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 342075, "name": "Castle Wealth Group", "name_as_filed": "CASTLE WEALTH GROUP", "url": "https://advisorcensus.com/firm/castle-wealth-group-mooresville-nc-342075", "city": "Mooresville", "state": "NC", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 332482, "name": "Catholic Values Endowment Advisory Group LLC", "name_as_filed": "CATHOLIC VALUES ENDOWMENT ADVISORY GROUP LLC", "url": "https://advisorcensus.com/firm/catholic-values-endowment-advisory-group-llc-332482", "city": null, "state": null, "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 335440, "name": "Center Peak Financial", "name_as_filed": "CENTER PEAK FINANCIAL", "url": "https://advisorcensus.com/firm/center-peak-financial-durham-nc-335440", "city": "Durham", "state": "NC", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 162299, "name": "Charter Wealth Management", "name_as_filed": "CHARTER WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/charter-wealth-management-raleigh-nc-162299", "city": "Raleigh", "state": "NC", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 321794, "name": "Chevron Financial", "name_as_filed": "CHEVRON FINANCIAL", "url": "https://advisorcensus.com/firm/chevron-financial-321794", "city": null, "state": null, "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false } ], "states": [], "metros": [ { "path": "/advisors/nc/charlotte", "name": "Charlotte", "msa_name": "Charlotte-Concord-Gastonia, NC-SC", "state_code": "NC", "firm_count": 221 }, { "path": "/advisors/nc/raleigh", "name": "Raleigh", "msa_name": "Raleigh-Cary, NC", "state_code": "NC", "firm_count": 124 }, { "path": "/advisors/nc/durham", "name": "Durham", "msa_name": "Durham-Chapel Hill, NC", "state_code": "NC", "firm_count": 70 }, { "path": "/advisors/nc/greensboro", "name": "Greensboro", "msa_name": "Greensboro-High Point, NC", "state_code": "NC", "firm_count": 35 }, { "path": "/advisors/nc/winston-salem", "name": "Winston-Salem", "msa_name": "Winston-Salem, NC", "state_code": "NC", "firm_count": 33 }, { "path": "/advisors/nc/asheville", "name": "Asheville", "msa_name": "Asheville, NC", "state_code": "NC", "firm_count": 24 }, { "path": "/advisors/nc/wilmington", "name": "Wilmington", "msa_name": "Wilmington, NC", "state_code": "NC", "firm_count": 22 }, { "path": "/advisors/nc/pinehurst", "name": "Pinehurst", "msa_name": "Pinehurst-Southern Pines, NC", "state_code": "NC", "firm_count": 14 }, { "path": "/advisors/nc/greenville", "name": "Greenville", "msa_name": "Greenville, NC", "state_code": "NC", "firm_count": 8 }, { "path": "/advisors/nc/hickory", "name": "Hickory", "msa_name": "Hickory-Lenoir-Morganton, NC", "state_code": "NC", "firm_count": 4 }, { "path": "/advisors/nc/rocky-mount", "name": "Rocky Mount", "msa_name": "Rocky Mount, NC", "state_code": "NC", "firm_count": 4 }, { "path": "/advisors/nc/burlington", "name": "Burlington", "msa_name": "Burlington, NC", "state_code": "NC", "firm_count": 2 }, { "path": "/advisors/nc/fayetteville", "name": "Fayetteville", "msa_name": "Fayetteville, NC", "state_code": "NC", "firm_count": 2 } ], "siblings": { "national": "/advisors", "state": { "path": "/advisors/nc", "label": "Financial advisors in North Carolina" }, "fee_pages": [ { "path": "/advisors/nc/fee-only", "label": "Fee-only financial advisors in North Carolina", "firm_count": 292 }, { "path": "/advisors/nc/flat-fee", "label": "Flat-fee financial advisors in North Carolina", "firm_count": 410 }, { "path": "/advisors/nc/hourly", "label": "Hourly financial advisors in North Carolina", "firm_count": 327 } ] }, "csv": "https://advisorcensus.com/advisors/nc.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }