{ "path": "/advisors/nc", "url": "https://advisorcensus.com/advisors/nc/page/12", "page_type": "state", "title": "Financial advisors in North Carolina", "filters": {}, "scope_total": 706, "faq": [ { "q": "How many financial advisory firms are there in North Carolina?", "a": "AdvisorCensus lists 706 investment advisory firms with a principal office in North Carolina, from Form ADV filings as of October 2026: 299 SEC-registered, 367 state-registered, and 40 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in North Carolina?", "a": "292 of the 706 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in North Carolina offer financial planning?", "a": "486 of the 666 firms in North Carolina that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in North Carolina fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 292 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 706 investment advisory firms with a principal office in North Carolina, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in North Carolina: 706 firms from Form ADV filings as of October 2026.", "total_firms": 706, "page": 12, "total_pages": 15, "sort": "name", "registration_types": { "sec": 299, "state": 367, "exempt": 40 }, "fee_model_mix": [ { "code": "fee-only", "count": 292 }, { "code": "percentage_of_aum", "count": 614 }, { "code": "hourly", "count": 327 }, { "code": "subscription", "count": 7 }, { "code": "fixed", "count": 410 }, { "code": "commissions", "count": 15 }, { "code": "performance_based", "count": 69 }, { "code": "other", "count": 61 }, { "code": "not_reported", "count": 40 } ], "years_registered_distribution": [ { "code": "under_5", "count": 280 }, { "code": "5_to_9", "count": 168 }, { "code": "10_to_19", "count": 173 }, { "code": "20_plus", "count": 82 }, { "code": "not_reported", "count": 3 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 200 }, { "code": "25m_100m", "count": 125 }, { "code": "100m_500m", "count": 171 }, { "code": "500m_1b", "count": 37 }, { "code": "1b_5b", "count": 60 }, { "code": "over_5b", "count": 22 }, { "code": "not_reported", "count": 91 } ], "firms": [ { "crd_number": 133941, "name": "Shah Capital Management", "name_as_filed": "SHAH CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/shah-capital-management-raleigh-nc-133941", "city": "Raleigh", "state": "NC", "years_registered": 21, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 329137, "name": "Shammas Financial Planning", "name_as_filed": "SHAMMAS FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/shammas-financial-planning-329137", "city": null, "state": null, "years_registered": 2, "raum_band": "not_reported", "compensation_types": [ "hourly", "subscription", "fixed" ], "enhanced": false }, { "crd_number": 304746, "name": "Sharpvue Capital, LLC", "name_as_filed": "SHARPVUE CAPITAL, LLC", "url": "https://advisorcensus.com/firm/sharpvue-capital-llc-raleigh-nc-304746", "city": "Raleigh", "state": "NC", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 105710, "name": "Sheets Smith Wealth Management", "name_as_filed": "SHEETS SMITH WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/sheets-smith-wealth-management-winston-salem-nc-105710", "city": "Winston Salem", "state": "NC", "years_registered": 38, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 285007, "name": "Sherman Financial", "name_as_filed": "SHERMAN FINANCIAL", "url": "https://advisorcensus.com/firm/sherman-financial-chapel-hill-nc-285007", "city": "Chapel Hill", "state": "NC", "years_registered": 10, "raum_band": "not_reported", "compensation_types": [ "hourly" ], "enhanced": false }, { "crd_number": 324426, "name": "Sherman Wealth Solutions LLC", "name_as_filed": "SHERMAN WEALTH SOLUTIONS LLC", "url": "https://advisorcensus.com/firm/sherman-wealth-solutions-llc-charlotte-nc-324426", "city": "Charlotte", "state": "NC", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 311295, "name": "Shining Rock Advisors LLC", "name_as_filed": "SHINING ROCK ADVISORS LLC", "url": "https://advisorcensus.com/firm/shining-rock-advisors-llc-asheville-nc-311295", "city": "Asheville", "state": "NC", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 141407, "name": "Silverback Asset Management, LLC", "name_as_filed": "SILVERBACK ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/silverback-asset-management-llc-durham-nc-141407", "city": "Durham", "state": "NC", "years_registered": 19, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 342232, "name": "Silvercap Partners", "name_as_filed": "SILVERCAP PARTNERS", "url": "https://advisorcensus.com/firm/silvercap-partners-charlotte-nc-342232", "city": "Charlotte", "state": "NC", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 298535, "name": "Silvis Financial", "name_as_filed": "SILVIS FINANCIAL", "url": "https://advisorcensus.com/firm/silvis-financial-charlotte-nc-298535", "city": "Charlotte", "state": "NC", "years_registered": 7, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 318522, "name": "Simplified Wealth LLC", "name_as_filed": "SIMPLIFIED WEALTH LLC", "url": "https://advisorcensus.com/firm/simplified-wealth-llc-318522", "city": null, "state": null, "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 283153, "name": "Sjbenen Advisory, LLC", "name_as_filed": "SJBENEN ADVISORY, LLC", "url": "https://advisorcensus.com/firm/sjbenen-advisory-llc-chapel-hill-nc-283153", "city": "Chapel Hill", "state": "NC", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 163253, "name": "SJF Management LLC", "name_as_filed": "SJF MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/sjf-management-llc-durham-nc-163253", "city": "Durham", "state": "NC", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 322652, "name": "Skibek Wealth Management", "name_as_filed": "SKIBEK WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/skibek-wealth-management-charlotte-nc-322652", "city": "Charlotte", "state": "NC", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 336314, "name": "Sledge and Company Wealth Advisors", "name_as_filed": "SLEDGE AND COMPANY WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/sledge-and-company-wealth-advisors-high-point-nc-336314", "city": "High Point", "state": "NC", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 325631, "name": "SLP Wealth", "name_as_filed": "SLP WEALTH", "url": "https://advisorcensus.com/firm/slp-wealth-durham-nc-325631", "city": "Durham", "state": "NC", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 112231, "name": "Smith Partners Wealth Management, LLC", "name_as_filed": "SMITH PARTNERS WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/smith-partners-wealth-management-llc-greensboro-nc-112231", "city": "Greensboro", "state": "NC", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 129614, "name": "Smith Salley Wealth Management", "name_as_filed": "SMITH SALLEY WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/smith-salley-wealth-management-greensboro-nc-129614", "city": "Greensboro", "state": "NC", "years_registered": 22, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 297095, "name": "Social Impact Investments Inc.", "name_as_filed": "SOCIAL IMPACT INVESTMENTS INC.", "url": "https://advisorcensus.com/firm/social-impact-investments-inc-297095", "city": null, "state": null, "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 339503, "name": "Soseki Wealth Management, LLC", "name_as_filed": "SOSEKI WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/soseki-wealth-management-llc-339503", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 122670, "name": "Sound Financial Management, Inc.", "name_as_filed": "SOUND FINANCIAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/sound-financial-management-inc-raleigh-nc-122670", "city": "Raleigh", "state": "NC", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 343232, "name": "Sounding Line Wealth Management, LLC", "name_as_filed": "SOUNDING LINE WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sounding-line-wealth-management-llc-343232", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 152413, "name": "South Atlantic Capital Management Group, Inc.", "name_as_filed": "SOUTH ATLANTIC CAPITAL MANAGEMENT GROUP, INC.", "url": "https://advisorcensus.com/firm/south-atlantic-capital-management-group-inc-wilmington-nc-152413", "city": "Wilmington", "state": "NC", "years_registered": 16, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 43035, "name": "Southeast Investments, N.C., Inc.", "name_as_filed": "SOUTHEAST INVESTMENTS, N.C., INC.", "url": "https://advisorcensus.com/firm/southeast-investments-n-c-inc-charlotte-nc-43035", "city": "Charlotte", "state": "NC", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "commissions", "other" ], "enhanced": false }, { "crd_number": 325965, "name": "Southern Investment Management Collective LLC", "name_as_filed": "SOUTHERN INVESTMENT MANAGEMENT COLLECTIVE LLC", "url": "https://advisorcensus.com/firm/southern-investment-management-collective-llc-325965", "city": null, "state": null, "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 137145, "name": "Sovereign Financial Group", "name_as_filed": "SOVEREIGN FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/sovereign-financial-group-raleigh-nc-137145", "city": "Raleigh", "state": "NC", "years_registered": 20, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 132154, "name": "Spark Asset Management Group", "name_as_filed": "SPARK ASSET MANAGEMENT GROUP", "url": "https://advisorcensus.com/firm/spark-asset-management-group-statesville-nc-132154", "city": "Statesville", "state": "NC", "years_registered": 21, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 336444, "name": "Sparrows Financial", "name_as_filed": "SPARROWS FINANCIAL", "url": "https://advisorcensus.com/firm/sparrows-financial-336444", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 318036, "name": "Sparta Wealth Partners", "name_as_filed": "SPARTA WEALTH PARTNERS", "url": "https://advisorcensus.com/firm/sparta-wealth-partners-charlotte-nc-318036", "city": "Charlotte", "state": "NC", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 166599, "name": "Spartan Planning Group", "name_as_filed": "SPARTAN PLANNING GROUP", "url": "https://advisorcensus.com/firm/spartan-planning-group-greensboro-nc-166599", "city": "Greensboro", "state": "NC", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 164078, "name": "SPP Management Services, LLC", "name_as_filed": "SPP MANAGEMENT SERVICES, LLC", "url": "https://advisorcensus.com/firm/spp-management-services-llc-charlotte-nc-164078", "city": "Charlotte", "state": "NC", "years_registered": 10, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 323793, "name": "Springboard Financial Services", "name_as_filed": "SPRINGBOARD FINANCIAL SERVICES", "url": "https://advisorcensus.com/firm/springboard-financial-services-323793", "city": null, "state": null, "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 159711, "name": "Stalwart Financial Planning", "name_as_filed": "STALWART FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/stalwart-financial-planning-fayetteville-nc-159711", "city": "Fayetteville", "state": "NC", "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 170209, "name": "Steele Creek Investment Management LLC", "name_as_filed": "STEELE CREEK INVESTMENT MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/steele-creek-investment-management-llc-charlotte-nc-170209", "city": "Charlotte", "state": "NC", "years_registered": 12, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 305881, "name": "Stepstone Private Wealth", "name_as_filed": "STEPSTONE PRIVATE WEALTH", "url": "https://advisorcensus.com/firm/stepstone-private-wealth-charlotte-nc-305881", "city": "Charlotte", "state": "NC", "years_registered": 6, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 135405, "name": "Sterling Capital Management LLC", "name_as_filed": "STERLING CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/sterling-capital-management-llc-charlotte-nc-135405", "city": "Charlotte", "state": "NC", "years_registered": 21, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 115340, "name": "Stewardship Partners Investment Counsel, Inc.", "name_as_filed": "STEWARDSHIP PARTNERS INVESTMENT COUNSEL, INC.", "url": "https://advisorcensus.com/firm/stewardship-partners-investment-counsel-inc-matthews-nc-115340", "city": "Matthews", "state": "NC", "years_registered": 22, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 334218, "name": "Stone Legacy Capital LLC", "name_as_filed": "STONE LEGACY CAPITAL LLC", "url": "https://advisorcensus.com/firm/stone-legacy-capital-llc-raleigh-nc-334218", "city": "Raleigh", "state": "NC", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 314842, "name": "Strategic Advisory Partners", "name_as_filed": "STRATEGIC ADVISORY PARTNERS", "url": "https://advisorcensus.com/firm/strategic-advisory-partners-greensboro-nc-314842", "city": "Greensboro", "state": "NC", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 339812, "name": "Strategic Wealth Management LLC", "name_as_filed": "STRATEGIC WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/strategic-wealth-management-llc-lillington-nc-339812", "city": "Lillington", "state": "NC", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 135008, "name": "Strathmore Capital Advisors", "name_as_filed": "STRATHMORE CAPITAL ADVISORS", "url": "https://advisorcensus.com/firm/strathmore-capital-advisors-charlotte-nc-135008", "city": "Charlotte", "state": "NC", "years_registered": 10, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 319155, "name": "Structural Solutions LLC", "name_as_filed": "STRUCTURAL SOLUTIONS LLC", "url": "https://advisorcensus.com/firm/structural-solutions-llc-chapel-hill-nc-319155", "city": "Chapel Hill", "state": "NC", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 159212, "name": "Sycamore Financial Planning, LLC", "name_as_filed": "SYCAMORE FINANCIAL PLANNING, LLC", "url": "https://advisorcensus.com/firm/sycamore-financial-planning-llc-durham-nc-159212", "city": "Durham", "state": "NC", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 46035, "name": "Synergy Investment Group, LLC", "name_as_filed": "SYNERGY INVESTMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/synergy-investment-group-llc-kannapolis-nc-46035", "city": "Kannapolis", "state": "NC", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 155410, "name": "T. Fenn Financial Planning, LLC", "name_as_filed": "T. FENN FINANCIAL PLANNING, LLC", "url": "https://advisorcensus.com/firm/t-fenn-financial-planning-llc-155410", "city": null, "state": null, "years_registered": 15, "raum_band": "not_reported", "compensation_types": [ "hourly" ], "enhanced": false }, { "crd_number": 149056, "name": "Tackett Wealth Management, LLC", "name_as_filed": "TACKETT WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/tackett-wealth-management-llc-cary-nc-149056", "city": "Cary", "state": "NC", "years_registered": 17, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 316576, "name": "Tactical Capital LLC", "name_as_filed": "TACTICAL CAPITAL LLC", "url": "https://advisorcensus.com/firm/tactical-capital-llc-316576", "city": null, "state": null, "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 156179, "name": "Tactical Investment Advisors, LLC", "name_as_filed": "TACTICAL INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/tactical-investment-advisors-llc-huntersville-nc-156179", "city": "Huntersville", "state": "NC", "years_registered": 11, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 320700, "name": "Taelos Financial Partners LLC", "name_as_filed": "TAELOS FINANCIAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/taelos-financial-partners-llc-apex-nc-320700", "city": "Apex", "state": "NC", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 158864, "name": "Tagstone Capital, Inc.", "name_as_filed": "TAGSTONE CAPITAL, INC.", "url": "https://advisorcensus.com/firm/tagstone-capital-inc-charlotte-nc-158864", "city": "Charlotte", "state": "NC", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false } ], "states": [], "metros": [ { "path": "/advisors/nc/charlotte", "name": "Charlotte", "msa_name": "Charlotte-Concord-Gastonia, NC-SC", "state_code": "NC", "firm_count": 221 }, { "path": "/advisors/nc/raleigh", "name": "Raleigh", "msa_name": "Raleigh-Cary, NC", "state_code": "NC", "firm_count": 124 }, { "path": "/advisors/nc/durham", "name": "Durham", "msa_name": "Durham-Chapel Hill, NC", "state_code": "NC", "firm_count": 70 }, { "path": "/advisors/nc/greensboro", "name": "Greensboro", "msa_name": "Greensboro-High Point, NC", "state_code": "NC", "firm_count": 35 }, { "path": "/advisors/nc/winston-salem", "name": "Winston-Salem", "msa_name": "Winston-Salem, NC", "state_code": "NC", "firm_count": 33 }, { "path": "/advisors/nc/asheville", "name": "Asheville", "msa_name": "Asheville, NC", "state_code": "NC", "firm_count": 24 }, { "path": "/advisors/nc/wilmington", "name": "Wilmington", "msa_name": "Wilmington, NC", "state_code": "NC", "firm_count": 22 }, { "path": "/advisors/nc/pinehurst", "name": "Pinehurst", "msa_name": "Pinehurst-Southern Pines, NC", "state_code": "NC", "firm_count": 14 }, { "path": "/advisors/nc/greenville", "name": "Greenville", "msa_name": "Greenville, NC", "state_code": "NC", "firm_count": 8 }, { "path": "/advisors/nc/hickory", "name": "Hickory", "msa_name": "Hickory-Lenoir-Morganton, NC", "state_code": "NC", "firm_count": 4 }, { "path": "/advisors/nc/rocky-mount", "name": "Rocky Mount", "msa_name": "Rocky Mount, NC", "state_code": "NC", "firm_count": 4 }, { "path": "/advisors/nc/burlington", "name": "Burlington", "msa_name": "Burlington, NC", "state_code": "NC", "firm_count": 2 }, { "path": "/advisors/nc/fayetteville", "name": "Fayetteville", "msa_name": "Fayetteville, NC", "state_code": "NC", "firm_count": 2 } ], "siblings": { "national": "/advisors", "state": { "path": "/advisors/nc", "label": "Financial advisors in North Carolina" }, "fee_pages": [ { "path": "/advisors/nc/fee-only", "label": "Fee-only financial advisors in North Carolina", "firm_count": 292 }, { "path": "/advisors/nc/flat-fee", "label": "Flat-fee financial advisors in North Carolina", "firm_count": 410 }, { "path": "/advisors/nc/hourly", "label": "Hourly financial advisors in North Carolina", "firm_count": 327 } ] }, "csv": "https://advisorcensus.com/advisors/nc.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }