{
  "path": "/advisors/nc/charlotte/for-charities",
  "url": "https://advisorcensus.com/advisors/nc/charlotte/for-charities",
  "page_type": "metro_answer",
  "title": "Financial advisors for charitable organizations in Charlotte, NC",
  "filters": {},
  "scope_total": 62,
  "faq": [
    {
      "q": "Which financial advisors in Charlotte, NC work with charitable organizations?",
      "a": "62 investment advisory firms with a principal office in the Charlotte metro area report charitable organizations among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one."
    },
    {
      "q": "How many financial advisory firms are there in Charlotte, NC?",
      "a": "AdvisorCensus lists 221 investment advisory firms with a principal office in the Charlotte metro area, from Form ADV filings as of October 2026: 124 SEC-registered, 83 state-registered, and 14 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Charlotte, NC?",
      "a": "67 of the 221 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Charlotte, NC offer financial planning?",
      "a": "147 of the 207 firms in Charlotte, NC that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Charlotte, NC fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 67 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 62 investment advisory firms with a principal office in the Charlotte metro area that report charitable organizations among their clients on Form ADV Item 5.D, from filings as of October 2026. Item 5.D asks each firm which types of clients it advises; reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically; each firm's page lists its client types as filed.",
  "about_market": "Charlotte has 221 investment advisory firms with a principal office in the metro area as of October 2026: 124 SEC-registered, 83 state-registered, and 14 exempt reporting advisers. 67 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 81 report under $100 million in regulatory assets under management. The metro area has 1,076,260 households, 150,750 of them with income of $200,000 or more, or 682 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors for charitable organizations in Charlotte, NC: 62 firms from Form ADV filings as of October 2026.",
  "total_firms": 62,
  "page": 1,
  "total_pages": 2,
  "sort": "name",
  "registration_types": {
    "sec": 51,
    "state": 11,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 22
    },
    {
      "code": "percentage_of_aum",
      "count": 62
    },
    {
      "code": "hourly",
      "count": 30
    },
    {
      "code": "subscription",
      "count": 1
    },
    {
      "code": "fixed",
      "count": 44
    },
    {
      "code": "commissions",
      "count": 1
    },
    {
      "code": "performance_based",
      "count": 9
    },
    {
      "code": "other",
      "count": 5
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 13
    },
    {
      "code": "5_to_9",
      "count": 16
    },
    {
      "code": "10_to_19",
      "count": 17
    },
    {
      "code": "20_plus",
      "count": 16
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 4
    },
    {
      "code": "25m_100m",
      "count": 8
    },
    {
      "code": "100m_500m",
      "count": 18
    },
    {
      "code": "500m_1b",
      "count": 8
    },
    {
      "code": "1b_5b",
      "count": 15
    },
    {
      "code": "over_5b",
      "count": 9
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "firms": [
    {
      "crd_number": 156512,
      "name": "3A Financial Group, LLC",
      "name_as_filed": "3A FINANCIAL GROUP, LLC",
      "url": "https://advisorcensus.com/firm/3a-financial-group-llc-charlotte-nc-156512",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 15,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 110841,
      "name": "Allspring Funds Management, LLC",
      "name_as_filed": "ALLSPRING FUNDS MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/allspring-funds-management-llc-charlotte-nc-110841",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 25,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 104973,
      "name": "Allspring Global Investments, LLC",
      "name_as_filed": "ALLSPRING GLOBAL INVESTMENTS, LLC",
      "url": "https://advisorcensus.com/firm/allspring-global-investments-llc-charlotte-nc-104973",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 42,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 157423,
      "name": "Alphastar Capital Management",
      "name_as_filed": "ALPHASTAR CAPITAL MANAGEMENT",
      "url": "https://advisorcensus.com/firm/alphastar-capital-management-cornelius-nc-157423",
      "city": "Cornelius",
      "state": "NC",
      "years_registered": 15,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 110313,
      "name": "Anderson Griggs Investments",
      "name_as_filed": "ANDERSON GRIGGS INVESTMENTS",
      "url": "https://advisorcensus.com/firm/anderson-griggs-investments-rock-hill-sc-110313",
      "city": "Rock Hill",
      "state": "SC",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167174,
      "name": "Biltmore Family Office, LLC",
      "name_as_filed": "BILTMORE FAMILY OFFICE, LLC",
      "url": "https://advisorcensus.com/firm/biltmore-family-office-llc-charlotte-nc-167174",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 13,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 39326,
      "name": "BNA Wealth",
      "name_as_filed": "BNA WEALTH",
      "url": "https://advisorcensus.com/firm/bna-wealth-rock-hill-sc-39326",
      "city": "Rock Hill",
      "state": "SC",
      "years_registered": 31,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 108780,
      "name": "Bragg Financial Advisors Inc",
      "name_as_filed": "BRAGG FINANCIAL ADVISORS INC",
      "url": "https://advisorcensus.com/firm/bragg-financial-advisors-inc-charlotte-nc-108780",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 26,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 120462,
      "name": "Broyhill Asset Management, LLC",
      "name_as_filed": "BROYHILL ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/broyhill-asset-management-llc-charlotte-nc-120462",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 140168,
      "name": "Burkett Financial Services, LLC",
      "name_as_filed": "BURKETT FINANCIAL SERVICES, LLC",
      "url": "https://advisorcensus.com/firm/burkett-financial-services-llc-rock-hill-sc-140168",
      "city": "Rock Hill",
      "state": "SC",
      "years_registered": 19,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 134217,
      "name": "Catawba River Capital",
      "name_as_filed": "CATAWBA RIVER CAPITAL",
      "url": "https://advisorcensus.com/firm/catawba-river-capital-lake-wylie-sc-134217",
      "city": "Lake Wylie",
      "state": "SC",
      "years_registered": 8,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167017,
      "name": "Colony Family Offices, LLC",
      "name_as_filed": "COLONY FAMILY OFFICES, LLC",
      "url": "https://advisorcensus.com/firm/colony-family-offices-llc-charlotte-nc-167017",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 13,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 306661,
      "name": "Core Advisory Group",
      "name_as_filed": "CORE ADVISORY GROUP",
      "url": "https://advisorcensus.com/firm/core-advisory-group-rock-hill-sc-306661",
      "city": "Rock Hill",
      "state": "SC",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 289971,
      "name": "Cornerstone Wealth",
      "name_as_filed": "CORNERSTONE WEALTH",
      "url": "https://advisorcensus.com/firm/cornerstone-wealth-huntersville-nc-289971",
      "city": "Huntersville",
      "state": "NC",
      "years_registered": 8,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 166886,
      "name": "Cornerstone Wealth Planning",
      "name_as_filed": "CORNERSTONE WEALTH PLANNING",
      "url": "https://advisorcensus.com/firm/cornerstone-wealth-planning-charlotte-nc-166886",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 6,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299732,
      "name": "Crown Wealth Group LLC",
      "name_as_filed": "CROWN WEALTH GROUP LLC",
      "url": "https://advisorcensus.com/firm/crown-wealth-group-llc-charlotte-nc-299732",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 5,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 159607,
      "name": "Defender Capital",
      "name_as_filed": "DEFENDER CAPITAL",
      "url": "https://advisorcensus.com/firm/defender-capital-charlotte-nc-159607",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 11,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 150821,
      "name": "Eastover Capital Management",
      "name_as_filed": "EASTOVER CAPITAL MANAGEMENT",
      "url": "https://advisorcensus.com/firm/eastover-capital-management-charlotte-nc-150821",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 17,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317764,
      "name": "Family Wealth Partners, LLC",
      "name_as_filed": "FAMILY WEALTH PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/family-wealth-partners-llc-matthews-nc-317764",
      "city": "Matthews",
      "state": "NC",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 325503,
      "name": "Felicity Financial LLC",
      "name_as_filed": "FELICITY FINANCIAL LLC",
      "url": "https://advisorcensus.com/firm/felicity-financial-llc-charlotte-nc-325503",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332377,
      "name": "First Tryon Advisors",
      "name_as_filed": "FIRST TRYON ADVISORS",
      "url": "https://advisorcensus.com/firm/first-tryon-advisors-charlotte-nc-332377",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 2,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 157772,
      "name": "Global Endowment Management, LP",
      "name_as_filed": "GLOBAL ENDOWMENT MANAGEMENT, LP",
      "url": "https://advisorcensus.com/firm/global-endowment-management-lp-charlotte-nc-157772",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 14,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 290727,
      "name": "Greenway Wealth Advisors, LLC",
      "name_as_filed": "GREENWAY WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/greenway-wealth-advisors-llc-charlotte-nc-290727",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 3,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 297174,
      "name": "Hale Partnership Capital Management, LLC",
      "name_as_filed": "HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/hale-partnership-capital-management-llc-charlotte-nc-297174",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 8,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 120748,
      "name": "Heritage Capital Partners,inc.",
      "name_as_filed": "HERITAGE CAPITAL PARTNERS,INC.",
      "url": "https://advisorcensus.com/firm/heritage-capital-partners-inc-charlotte-nc-120748",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 24,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 168494,
      "name": "Hobart Wealth",
      "name_as_filed": "HOBART WEALTH",
      "url": "https://advisorcensus.com/firm/hobart-wealth-charlotte-nc-168494",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 10,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 319096,
      "name": "IA Network, LLC",
      "name_as_filed": "IA NETWORK, LLC",
      "url": "https://advisorcensus.com/firm/ia-network-llc-charlotte-nc-319096",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 168267,
      "name": "Independent Advisor Alliance, LLC",
      "name_as_filed": "INDEPENDENT ADVISOR ALLIANCE, LLC",
      "url": "https://advisorcensus.com/firm/independent-advisor-alliance-llc-charlotte-nc-168267",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 12,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 118469,
      "name": "Laurel Wealth Advisors, LLC",
      "name_as_filed": "LAUREL WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/laurel-wealth-advisors-llc-charlotte-nc-118469",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 18,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 329837,
      "name": "Legacy Wealth Management",
      "name_as_filed": "LEGACY WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/legacy-wealth-management-charlotte-nc-329837",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 308639,
      "name": "Legend Private Wealth, LLC",
      "name_as_filed": "LEGEND PRIVATE WEALTH, LLC",
      "url": "https://advisorcensus.com/firm/legend-private-wealth-llc-charlotte-nc-308639",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 6,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288557,
      "name": "Linden Thomas Advisory Services, LLC",
      "name_as_filed": "LINDEN THOMAS ADVISORY SERVICES, LLC",
      "url": "https://advisorcensus.com/firm/linden-thomas-advisory-services-llc-charlotte-nc-288557",
      "city": "Charlotte",
      "state": "NC",
      "years_registered": 9,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 8733,
      "name": "LPL Enterprise, LLC",
      "name_as_filed": "LPL ENTERPRISE, LLC",
      "url": "https://advisorcensus.com/firm/lpl-enterprise-llc-fort-mill-sc-8733",
      "city": "Fort Mill",
      "state": "SC",
      "years_registered": 2,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 6413,
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "url": "https://advisorcensus.com/firm/lpl-financial-llc-fort-mill-sc-6413",
      "city": "Fort Mill",
      "state": "SC",
      "years_registered": 51,
      "raum_band": "over_5b",
      "compensation_types": [
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      "name": "Opus Financial Advisors, Inc.",
      "name_as_filed": "OPUS FINANCIAL ADVISORS, INC.",
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    {
      "crd_number": 297449,
      "name": "Passport Wealth Management",
      "name_as_filed": "PASSPORT WEALTH MANAGEMENT",
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      "city": "Cornelius",
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    {
      "crd_number": 300558,
      "name": "Portus Wealth Advisors, LLC",
      "name_as_filed": "PORTUS WEALTH ADVISORS, LLC",
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      "url": "https://advisorcensus.com/firm/sapere-wealth-management-llc-matthews-nc-119598",
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      "city": "Statesville",
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        "label": "Financial advisors with no account minimum in Charlotte, NC"
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  "csv": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}