# Financial advisors in Springfield, MO > AdvisorCensus lists 26 investment advisory firms with a principal office in the Springfield metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV. Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/mo/springfield ## At a glance - Investment advisory firms: 26 - Registration: SEC-registered investment adviser: 10, State-registered investment adviser: 14, Exempt reporting adviser: 2 - How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 6 (25%); Percentage of assets 22 (92%); Hourly charges 10 (42%); Subscription fees (newsletter or periodical) 1 (4%); Fixed fees 14 (58%); Commissions 1 (4%); Performance-based fees 2 (8%); Other 4 (17%); No compensation arrangements reported 2 - Regulatory assets under management (Item 5.F): Under $25 million 5 (19%); $25 million to $100 million 8 (31%); $100 million to $500 million 8 (31%); Over $5 billion 2 (8%); Not reported 3 (12%) - Years registered: Under 5 years 13 (50%); 5 to 9 years 1 (4%); 10 to 19 years 5 (19%); 20 years or more 7 (27%) ## Firms (page 1 of 1, 1 to 26 of 26, sorted by name) | Firm | CRD | City | Registration | Assets band | Years registered | Compensation | | --- | --- | --- | --- | --- | --- | --- | | [Advisor One, LLC](https://advisorcensus.com/firm/advisor-one-llc-springfield-mo-169498) ([md](https://advisorcensus.com/firm/advisor-one-llc-springfield-mo-169498.md)) | 169498 | Springfield, MO | State-registered investment adviser | Under $25 million | 12 | % of assets, Hourly, Fixed fee | | [Alitus Financial Services](https://advisorcensus.com/firm/alitus-financial-services-nixa-mo-326296) ([md](https://advisorcensus.com/firm/alitus-financial-services-nixa-mo-326296.md)) | 326296 | Nixa, MO | State-registered investment adviser | Under $25 million | 3 | % of assets | | [Auxan Capital Advisors, LLC](https://advisorcensus.com/firm/auxan-capital-advisors-llc-springfield-mo-133061) ([md](https://advisorcensus.com/firm/auxan-capital-advisors-llc-springfield-mo-133061.md)) | 133061 | Springfield, MO | State-registered investment adviser | $25 million to $100 million | 21 | % of assets | | [CAPITAL360FINANCIAL](https://advisorcensus.com/firm/capital360financial-springfield-mo-297178) ([md](https://advisorcensus.com/firm/capital360financial-springfield-mo-297178.md)) | 297178 | Springfield, MO | State-registered investment adviser | Under $25 million | 7 | % of assets, Hourly, Fixed fee | | [CJ Financial](https://advisorcensus.com/firm/cj-financial-springfield-mo-339461) ([md](https://advisorcensus.com/firm/cj-financial-springfield-mo-339461.md)) | 339461 | Springfield, MO | Exempt reporting adviser | Not reported | 0 | Not reported | | [DB Advisors](https://advisorcensus.com/firm/db-advisors-springfield-mo-134485) ([md](https://advisorcensus.com/firm/db-advisors-springfield-mo-134485.md)) | 134485 | Springfield, MO | State-registered investment adviser | $25 million to $100 million | 21 | % of assets, Hourly, Fixed fee, Performance fee | | [Fiduciary Trust Private Wealth Counsel LLC](https://advisorcensus.com/firm/fiduciary-trust-private-wealth-counsel-llc-springfield-mo-318579) ([md](https://advisorcensus.com/firm/fiduciary-trust-private-wealth-counsel-llc-springfield-mo-318579.md)) | 318579 | Springfield, MO | State-registered investment adviser | Under $25 million | 4 | % of assets, Fixed fee | | [Floyd Financial Group LLC](https://advisorcensus.com/firm/floyd-financial-group-llc-springfield-mo-226773) ([md](https://advisorcensus.com/firm/floyd-financial-group-llc-springfield-mo-226773.md)) | 226773 | Springfield, MO | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets | | [Forvis Mazars Wealth Advisors, LLC](https://advisorcensus.com/firm/forvis-mazars-wealth-advisors-llc-springfield-mo-110905) ([md](https://advisorcensus.com/firm/forvis-mazars-wealth-advisors-llc-springfield-mo-110905.md)) | 110905 | Springfield, MO | SEC-registered investment adviser | Over $5 billion | 26 | % of assets, Hourly, Fixed fee | | [Good Deal Development LLC](https://advisorcensus.com/firm/good-deal-development-llc-springfield-mo-323874) ([md](https://advisorcensus.com/firm/good-deal-development-llc-springfield-mo-323874.md)) | 323874 | Springfield, MO | Exempt reporting adviser | Not reported | 0 | Not reported | | [Greystone Investment Advisors, Inc.](https://advisorcensus.com/firm/greystone-investment-advisors-inc-springfield-mo-112727) ([md](https://advisorcensus.com/firm/greystone-investment-advisors-inc-springfield-mo-112727.md)) | 112727 | Springfield, MO | State-registered investment adviser | Under $25 million | 29 | % of assets | | [Hickory Wealth Management, LLC](https://advisorcensus.com/firm/hickory-wealth-management-llc-springfield-mo-298475) ([md](https://advisorcensus.com/firm/hickory-wealth-management-llc-springfield-mo-298475.md)) | 298475 | Springfield, MO | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets | | [ITI Financial Management](https://advisorcensus.com/firm/iti-financial-management-springfield-mo-152658) ([md](https://advisorcensus.com/firm/iti-financial-management-springfield-mo-152658.md)) | 152658 | Springfield, MO | State-registered investment adviser | $25 million to $100 million | 12 | % of assets, Hourly | | [JKD Financial](https://advisorcensus.com/firm/jkd-financial-springfield-mo-340392) ([md](https://advisorcensus.com/firm/jkd-financial-springfield-mo-340392.md)) | 340392 | Springfield, MO | State-registered investment adviser | $25 million to $100 million | 0 | Hourly, Fixed fee | | [Lasting Mark Retirement Group LLC](https://advisorcensus.com/firm/lasting-mark-retirement-group-llc-springfield-mo-325151) ([md](https://advisorcensus.com/firm/lasting-mark-retirement-group-llc-springfield-mo-325151.md)) | 325151 | Springfield, MO | State-registered investment adviser | $25 million to $100 million | 2 | % of assets, Fixed fee | | [Latour Asset Management LLC](https://advisorcensus.com/firm/latour-asset-management-llc-springfield-mo-172461) ([md](https://advisorcensus.com/firm/latour-asset-management-llc-springfield-mo-172461.md)) | 172461 | Springfield, MO | State-registered investment adviser | Not reported | 12 | Fixed fee, Other | | [Mackay Financial Planning, LLC](https://advisorcensus.com/firm/mackay-financial-planning-llc-springfield-mo-169583) ([md](https://advisorcensus.com/firm/mackay-financial-planning-llc-springfield-mo-169583.md)) | 169583 | Springfield, MO | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly | | [Pension Consultants Inc](https://advisorcensus.com/firm/pension-consultants-inc-springfield-mo-113914) ([md](https://advisorcensus.com/firm/pension-consultants-inc-springfield-mo-113914.md)) | 113914 | Springfield, MO | SEC-registered investment adviser | Over $5 billion | 27 | % of assets, Hourly, Fixed fee, Performance fee, Other | | [Pinnacle Family Advisors, LLC](https://advisorcensus.com/firm/pinnacle-family-advisors-llc-springfield-mo-145628) ([md](https://advisorcensus.com/firm/pinnacle-family-advisors-llc-springfield-mo-145628.md)) | 145628 | Springfield, MO | SEC-registered investment adviser | $100 million to $500 million | 13 | % of assets, Hourly, Subscription, Fixed fee, Other | | [Prosperity Financial Group](https://advisorcensus.com/firm/prosperity-financial-group-springfield-mo-336091) ([md](https://advisorcensus.com/firm/prosperity-financial-group-springfield-mo-336091.md)) | 336091 | Springfield, MO | State-registered investment adviser | $25 million to $100 million | 1 | % of assets, Fixed fee | | [RLB Financial](https://advisorcensus.com/firm/rlb-financial-springfield-mo-151778) ([md](https://advisorcensus.com/firm/rlb-financial-springfield-mo-151778.md)) | 151778 | Springfield, MO | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Fixed fee, Other | | [Sharp Wealth Management](https://advisorcensus.com/firm/sharp-wealth-management-springfield-mo-335140) ([md](https://advisorcensus.com/firm/sharp-wealth-management-springfield-mo-335140.md)) | 335140 | Springfield, MO | State-registered investment adviser | $25 million to $100 million | 0 | % of assets, Commissions | | [Sterling Investment Advisors,llc](https://advisorcensus.com/firm/sterling-investment-advisors-llc-bolivar-mo-117287) ([md](https://advisorcensus.com/firm/sterling-investment-advisors-llc-bolivar-mo-117287.md)) | 117287 | Bolivar, MO | SEC-registered investment adviser | $100 million to $500 million | 21 | % of assets, Hourly, Fixed fee | | [Trend Management, Inc.](https://advisorcensus.com/firm/trend-management-inc-springfield-mo-113847) ([md](https://advisorcensus.com/firm/trend-management-inc-springfield-mo-113847.md)) | 113847 | Springfield, MO | State-registered investment adviser | $25 million to $100 million | 35 | % of assets, Fixed fee | | [Walker Asset Management, LLC](https://advisorcensus.com/firm/walker-asset-management-llc-springfield-mo-284951) ([md](https://advisorcensus.com/firm/walker-asset-management-llc-springfield-mo-284951.md)) | 284951 | Springfield, MO | SEC-registered investment adviser | $100 million to $500 million | 10 | % of assets | | [Wealthcare Asset Management, LLC](https://advisorcensus.com/firm/wealthcare-asset-management-llc-springfield-mo-170382) ([md](https://advisorcensus.com/firm/wealthcare-asset-management-llc-springfield-mo-170382.md)) | 170382 | Springfield, MO | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets | ## Questions people ask **How many financial advisory firms are there in Springfield, MO?** AdvisorCensus lists 26 investment advisory firms with a principal office in the Springfield metro area, from Form ADV filings as of October 2026: 10 SEC-registered, 14 state-registered, and 2 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV. **How many fee-only financial advisors are in Springfield, MO?** 6 of the 26 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed. **How many financial advisors in Springfield, MO offer financial planning?** 16 of the 24 firms in Springfield, MO that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports. **Are the financial advisors in Springfield, MO fiduciaries?** Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 6 firms that meet AdvisorCensus's fee-only test report none of those sales ties. **How do I check whether a financial advisor has disciplinary disclosures?** Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck. **Does AdvisorCensus rate, verify, or recommend these firms?** No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content. **What does regulatory assets under management mean?** Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality. ## Related pages - [Financial advisors in Missouri](https://advisorcensus.com/advisors/mo) (https://advisorcensus.com/advisors/mo.md) - [Financial advisors in Springfield, MO](https://advisorcensus.com/advisors/mo/springfield) (https://advisorcensus.com/advisors/mo/springfield.md) - [Fee-only financial advisors in Springfield, MO](https://advisorcensus.com/advisors/mo/springfield/fee-only) (https://advisorcensus.com/advisors/mo/springfield/fee-only.md) - [Flat-fee financial advisors in Springfield, MO](https://advisorcensus.com/advisors/mo/springfield/flat-fee) (https://advisorcensus.com/advisors/mo/springfield/flat-fee.md) - [Hourly financial advisors in Springfield, MO](https://advisorcensus.com/advisors/mo/springfield/hourly) (https://advisorcensus.com/advisors/mo/springfield/hourly.md) - [Financial advisors in St. Louis](https://advisorcensus.com/advisors/mo/st-louis) (https://advisorcensus.com/advisors/mo/st-louis.md) - [Financial advisors in Kansas City](https://advisorcensus.com/advisors/mo/kansas-city) (https://advisorcensus.com/advisors/mo/kansas-city.md) - [Financial advisors in Columbia](https://advisorcensus.com/advisors/mo/columbia) (https://advisorcensus.com/advisors/mo/columbia.md) - [Financial advisors in Jefferson City](https://advisorcensus.com/advisors/mo/jefferson-city) (https://advisorcensus.com/advisors/mo/jefferson-city.md) - [Financial advisors in Joplin](https://advisorcensus.com/advisors/mo/joplin) (https://advisorcensus.com/advisors/mo/joplin.md) - [Financial advisors in Cape Girardeau](https://advisorcensus.com/advisors/mo/cape-girardeau) (https://advisorcensus.com/advisors/mo/cape-girardeau.md) - [Financial advisors in St. Joseph](https://advisorcensus.com/advisors/mo/st-joseph) (https://advisorcensus.com/advisors/mo/st-joseph.md) Every firm in this list as CSV: https://advisorcensus.com/advisors/mo/springfield.csv Cite as: AdvisorCensus. Financial advisors in Springfield, MO: 26 firms from Form ADV filings as of October 2026.