{ "path": "/advisors/mn", "url": "https://advisorcensus.com/advisors/mn/page/9", "page_type": "state", "title": "Financial advisors in Minnesota", "filters": {}, "scope_total": 522, "faq": [ { "q": "How many financial advisory firms are there in Minnesota?", "a": "AdvisorCensus lists 522 investment advisory firms with a principal office in Minnesota, from Form ADV filings as of October 2026: 278 SEC-registered, 207 state-registered, and 37 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Minnesota?", "a": "192 of the 522 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Minnesota offer financial planning?", "a": "337 of the 485 firms in Minnesota that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Minnesota fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 192 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 522 investment advisory firms with a principal office in Minnesota, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Minnesota: 522 firms from Form ADV filings as of October 2026.", "total_firms": 522, "page": 9, "total_pages": 11, "sort": "name", "registration_types": { "sec": 278, "state": 207, "exempt": 37 }, "fee_model_mix": [ { "code": "fee-only", "count": 192 }, { "code": "percentage_of_aum", "count": 454 }, { "code": "hourly", "count": 202 }, { "code": "subscription", "count": 7 }, { "code": "fixed", "count": 290 }, { "code": "commissions", "count": 12 }, { "code": "performance_based", "count": 69 }, { "code": "other", "count": 60 }, { "code": "not_reported", "count": 37 } ], "years_registered_distribution": [ { "code": "under_5", "count": 161 }, { "code": "5_to_9", "count": 130 }, { "code": "10_to_19", "count": 130 }, { "code": "20_plus", "count": 99 }, { "code": "not_reported", "count": 2 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 103 }, { "code": "25m_100m", "count": 97 }, { "code": "100m_500m", "count": 122 }, { "code": "500m_1b", "count": 51 }, { "code": "1b_5b", "count": 57 }, { "code": "over_5b", "count": 33 }, { "code": "not_reported", "count": 59 } ], "firms": [ { "crd_number": 311048, "name": "Siimpl", "name_as_filed": "SIIMPL", "url": "https://advisorcensus.com/firm/siimpl-bloomington-mn-311048", "city": "Bloomington", "state": "MN", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 110532, "name": "Silveroak Wealth Management LLC", "name_as_filed": "SILVEROAK WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/silveroak-wealth-management-llc-edina-mn-110532", "city": "Edina", "state": "MN", "years_registered": 25, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 329032, "name": "Siol Wealth Advisors", "name_as_filed": "SIOL WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/siol-wealth-advisors-329032", "city": null, "state": null, "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 108271, "name": "SIT Fixed Income Advisors II, LLC", "name_as_filed": "SIT FIXED INCOME ADVISORS II, LLC", "url": "https://advisorcensus.com/firm/sit-fixed-income-advisors-ii-llc-minneapolis-mn-108271", "city": "Minneapolis", "state": "MN", "years_registered": 28, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 105725, "name": "SIT Investment Associates, Inc", "name_as_filed": "SIT INVESTMENT ASSOCIATES, INC", "url": "https://advisorcensus.com/firm/sit-investment-associates-inc-minneapolis-mn-105725", "city": "Minneapolis", "state": "MN", "years_registered": 45, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 331842, "name": "Smith & Associates Financial Services, LLC", "name_as_filed": "SMITH & ASSOCIATES FINANCIAL SERVICES, LLC", "url": "https://advisorcensus.com/firm/smith-and-associates-financial-services-llc-331842", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 157308, "name": "Solidity Financial LLC", "name_as_filed": "SOLIDITY FINANCIAL LLC", "url": "https://advisorcensus.com/firm/solidity-financial-llc-shoreview-mn-157308", "city": "Shoreview", "state": "MN", "years_registered": 15, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 315184, "name": "Solpacific, LLC", "name_as_filed": "SOLPACIFIC, LLC", "url": "https://advisorcensus.com/firm/solpacific-llc-duluth-mn-315184", "city": "Duluth", "state": "MN", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "performance_based" ], "enhanced": false }, { "crd_number": 160282, "name": "Somerset Group LLC", "name_as_filed": "SOMERSET GROUP LLC", "url": "https://advisorcensus.com/firm/somerset-group-llc-wayzata-mn-160282", "city": "Wayzata", "state": "MN", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 281976, "name": "Sona Wealth, Sona Wealth Management, Sona Wealth Advisors", "name_as_filed": "SONA WEALTH, SONA WEALTH MANAGEMENT, SONA WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/sona-wealth-sona-wealth-management-sona-wealth-advisors-281976", "city": null, "state": null, "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "subscription", "fixed" ], "enhanced": false }, { "crd_number": 106052, "name": "Speece Thorson Capital Group Inc", "name_as_filed": "SPEECE THORSON CAPITAL GROUP INC", "url": "https://advisorcensus.com/firm/speece-thorson-capital-group-inc-minnetonka-mn-106052", "city": "Minnetonka", "state": "MN", "years_registered": 34, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 162258, "name": "Spell Capital Partners, LLC", "name_as_filed": "SPELL CAPITAL PARTNERS, LLC", "url": "https://advisorcensus.com/firm/spell-capital-partners-llc-minneapolis-mn-162258", "city": "Minneapolis", "state": "MN", "years_registered": 10, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 115844, "name": "Spencer Financial Advisors", "name_as_filed": "SPENCER FINANCIAL ADVISORS", "url": "https://advisorcensus.com/firm/spencer-financial-advisors-115844", "city": null, "state": null, "years_registered": 27, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 161766, "name": "Split Rock Partners, LLC", "name_as_filed": "SPLIT ROCK PARTNERS, LLC", "url": "https://advisorcensus.com/firm/split-rock-partners-llc-eden-prairie-mn-161766", "city": "Eden Prairie", "state": "MN", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 152003, "name": "Split Rock Private Trading and Wealth Management LLC", "name_as_filed": "SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/split-rock-private-trading-and-wealth-management-llc-cloquet-mn-152003", "city": "Cloquet", "state": "MN", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 159000, "name": "ST. Croix Advisors, LLC", "name_as_filed": "ST. CROIX ADVISORS, LLC", "url": "https://advisorcensus.com/firm/st-croix-advisors-llc-woodbury-mn-159000", "city": "Woodbury", "state": "MN", "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 133157, "name": "Stairway Partners, LLC", "name_as_filed": "STAIRWAY PARTNERS, LLC", "url": "https://advisorcensus.com/firm/stairway-partners-llc-minneapolis-mn-133157", "city": "Minneapolis", "state": "MN", "years_registered": 21, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 112413, "name": "Standard Valuations, Inc.", "name_as_filed": "STANDARD VALUATIONS, INC.", "url": "https://advisorcensus.com/firm/standard-valuations-inc-white-bear-lake-mn-112413", "city": "White Bear Lake", "state": "MN", "years_registered": 30, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 171057, "name": "Star Capital Inc.", "name_as_filed": "STAR CAPITAL INC.", "url": "https://advisorcensus.com/firm/star-capital-inc-edina-mn-171057", "city": "Edina", "state": "MN", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 117808, "name": "Steben & Company, LLC", "name_as_filed": "STEBEN & COMPANY, LLC", "url": "https://advisorcensus.com/firm/steben-and-company-llc-excelsior-mn-117808", "city": "Excelsior", "state": "MN", "years_registered": 21, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 115752, "name": "Stevens Foster Financial Advisors", "name_as_filed": "STEVENS FOSTER FINANCIAL ADVISORS", "url": "https://advisorcensus.com/firm/stevens-foster-financial-advisors-bloomington-mn-115752", "city": "Bloomington", "state": "MN", "years_registered": 12, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 117023, "name": "Stiles Financial Services, Inc.", "name_as_filed": "STILES FINANCIAL SERVICES, INC.", "url": "https://advisorcensus.com/firm/stiles-financial-services-inc-edina-mn-117023", "city": "Edina", "state": "MN", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 288535, "name": "Stillwater Asset Management, LLC", "name_as_filed": "STILLWATER ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/stillwater-asset-management-llc-stillwater-mn-288535", "city": "Stillwater", "state": "MN", "years_registered": 6, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 156186, "name": "Stone Arch Capital, LLC", "name_as_filed": "STONE ARCH CAPITAL, LLC", "url": "https://advisorcensus.com/firm/stone-arch-capital-llc-minneapolis-mn-156186", "city": "Minneapolis", "state": "MN", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 111447, "name": "Stonebridge Capital Advisors LLC", "name_as_filed": "STONEBRIDGE CAPITAL ADVISORS LLC", "url": "https://advisorcensus.com/firm/stonebridge-capital-advisors-llc-st-paul-mn-111447", "city": "St. Paul", "state": "MN", "years_registered": 29, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 306384, "name": "Strategic Asset Management LLC.", "name_as_filed": "STRATEGIC ASSET MANAGEMENT LLC.", "url": "https://advisorcensus.com/firm/strategic-asset-management-llc-rochester-mn-306384", "city": "Rochester", "state": "MN", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 171894, "name": "Strategic Finance & Management, LLC", "name_as_filed": "STRATEGIC FINANCE & MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/strategic-finance-and-management-llc-171894", "city": null, "state": null, "years_registered": 12, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 121007, "name": "Strategic Financial Planning, Inc.", "name_as_filed": "STRATEGIC FINANCIAL PLANNING, INC.", "url": "https://advisorcensus.com/firm/strategic-financial-planning-inc-minnetonka-mn-121007", "city": "Minnetonka", "state": "MN", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 284430, "name": "Strategic Wealth Group", "name_as_filed": "STRATEGIC WEALTH GROUP", "url": "https://advisorcensus.com/firm/strategic-wealth-group-eden-prairie-mn-284430", "city": "Eden Prairie", "state": "MN", "years_registered": 10, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 315106, "name": "Strong Tower Advisory Services", "name_as_filed": "STRONG TOWER ADVISORY SERVICES", "url": "https://advisorcensus.com/firm/strong-tower-advisory-services-minneapolis-mn-315106", "city": "Minneapolis", "state": "MN", "years_registered": 5, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 324490, "name": "Summit Advisor Group", "name_as_filed": "SUMMIT ADVISOR GROUP", "url": "https://advisorcensus.com/firm/summit-advisor-group-bloomington-mn-324490", "city": "Bloomington", "state": "MN", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 135496, "name": "Summit Creek Advisors", "name_as_filed": "SUMMIT CREEK ADVISORS", "url": "https://advisorcensus.com/firm/summit-creek-advisors-minneapolis-mn-135496", "city": "Minneapolis", "state": "MN", "years_registered": 17, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 168594, "name": "Summit Investment Advisory Services", "name_as_filed": "SUMMIT INVESTMENT ADVISORY SERVICES", "url": "https://advisorcensus.com/firm/summit-investment-advisory-services-roseville-mn-168594", "city": "Roseville", "state": "MN", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 148326, "name": "Superior Financial, LLC", "name_as_filed": "SUPERIOR FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/superior-financial-llc-rochester-mn-148326", "city": "Rochester", "state": "MN", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 333123, "name": "Sword and Shield Solutions LLC", "name_as_filed": "SWORD AND SHIELD SOLUTIONS LLC", "url": "https://advisorcensus.com/firm/sword-and-shield-solutions-llc-333123", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 110105, "name": "Symmetric Advisors Inc", "name_as_filed": "SYMMETRIC ADVISORS INC", "url": "https://advisorcensus.com/firm/symmetric-advisors-inc-minnetonka-mn-110105", "city": "Minnetonka", "state": "MN", "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 283582, "name": "Systelligence, LLC", "name_as_filed": "SYSTELLIGENCE, LLC", "url": "https://advisorcensus.com/firm/systelligence-llc-bloomington-mn-283582", "city": "Bloomington", "state": "MN", "years_registered": 10, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 115253, "name": "T. Rose & Associates, Inc.", "name_as_filed": "T. ROSE & ASSOCIATES, INC.", "url": "https://advisorcensus.com/firm/t-rose-and-associates-inc-115253", "city": null, "state": null, "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 322924, "name": "Tailwinds Wealth, LLC", "name_as_filed": "TAILWINDS WEALTH, LLC", "url": "https://advisorcensus.com/firm/tailwinds-wealth-llc-vadnais-heights-mn-322924", "city": "Vadnais Heights", "state": "MN", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 105245, "name": "Tealwood Asset Management", "name_as_filed": "TEALWOOD ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/tealwood-asset-management-minneapolis-mn-105245", "city": "Minneapolis", "state": "MN", "years_registered": 39, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 165154, "name": "Telos Solutions", "name_as_filed": "TELOS SOLUTIONS", "url": "https://advisorcensus.com/firm/telos-solutions-165154", "city": null, "state": null, "years_registered": 13, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 155270, "name": "The Advocate Group, LLC", "name_as_filed": "THE ADVOCATE GROUP, LLC", "url": "https://advisorcensus.com/firm/the-advocate-group-llc-minnetonka-mn-155270", "city": "Minnetonka", "state": "MN", "years_registered": 15, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 131112, "name": "The Cornish Group LLC DBA Cornish Financial Services Group", "name_as_filed": "THE CORNISH GROUP LLC DBA CORNISH FINANCIAL SERVICES GROUP", "url": "https://advisorcensus.com/firm/the-cornish-group-llc-dba-cornish-financial-services-group-fergus-falls-mn-131112", "city": "Fergus Falls", "state": "MN", "years_registered": 37, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 290435, "name": "The Hatlestad Group", "name_as_filed": "THE HATLESTAD GROUP", "url": "https://advisorcensus.com/firm/the-hatlestad-group-edina-mn-290435", "city": "Edina", "state": "MN", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 42941, "name": "The Oak Ridge Financial Services Group, Inc", "name_as_filed": "THE OAK RIDGE FINANCIAL SERVICES GROUP, INC", "url": "https://advisorcensus.com/firm/the-oak-ridge-financial-services-group-inc-golden-valley-mn-42941", "city": "Golden Valley", "state": "MN", "years_registered": 11, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 165093, "name": "The Sherwin Group", "name_as_filed": "THE SHERWIN GROUP", "url": "https://advisorcensus.com/firm/the-sherwin-group-st-peter-mn-165093", "city": "St. Peter", "state": "MN", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 311385, "name": "The Wealth Group - Austin B. Colby & Associates", "name_as_filed": "THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES", "url": "https://advisorcensus.com/firm/the-wealth-group-austin-b-colby-and-associates-eden-prairie-mn-311385", "city": "Eden Prairie", "state": "MN", "years_registered": 5, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 284113, "name": "Thiele Capital Management, LLC", "name_as_filed": "THIELE CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/thiele-capital-management-llc-minneapolis-mn-284113", "city": "Minneapolis", "state": "MN", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 159271, "name": "Thomas Leo Advisory, LLC", "name_as_filed": "THOMAS LEO ADVISORY, LLC", "url": "https://advisorcensus.com/firm/thomas-leo-advisory-llc-minneapolis-mn-159271", "city": "Minneapolis", "state": "MN", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 322562, "name": "Thompson Financial Transitions Inc.", "name_as_filed": "THOMPSON FINANCIAL TRANSITIONS INC.", "url": "https://advisorcensus.com/firm/thompson-financial-transitions-inc-white-bear-lake-mn-322562", "city": "White Bear Lake", "state": "MN", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false } ], "states": [], "metros": [ { "path": "/advisors/mn/minneapolis", "name": "Minneapolis", "msa_name": "Minneapolis-St. Paul-Bloomington, MN-WI", "state_code": "MN", "firm_count": 415 }, { "path": "/advisors/mn/duluth", "name": "Duluth", "msa_name": "Duluth, MN-WI", "state_code": "MN", "firm_count": 10 }, { "path": "/advisors/mn/rochester", "name": "Rochester", "msa_name": "Rochester, MN", "state_code": "MN", "firm_count": 7 }, { "path": "/advisors/mn/st-cloud", "name": "St. Cloud", "msa_name": "St. Cloud, MN", "state_code": "MN", "firm_count": 4 }, { "path": "/advisors/mn/mankato", "name": "Mankato", "msa_name": "Mankato, MN", "state_code": "MN", "firm_count": 3 } ], "siblings": { "national": "/advisors", "state": { "path": "/advisors/mn", "label": "Financial advisors in Minnesota" }, "fee_pages": [ { "path": "/advisors/mn/fee-only", "label": "Fee-only financial advisors in Minnesota", "firm_count": 192 }, { "path": "/advisors/mn/flat-fee", "label": "Flat-fee financial advisors in Minnesota", "firm_count": 290 }, { "path": "/advisors/mn/hourly", "label": "Hourly financial advisors in Minnesota", "firm_count": 202 } ] }, "csv": "https://advisorcensus.com/advisors/mn.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }