# Financial advisors in Minneapolis, MN

> AdvisorCensus lists 415 investment advisory firms with a principal office in the Minneapolis metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/mn/minneapolis/page/4

## At a glance

- Investment advisory firms: 415
- Registration: SEC-registered investment adviser: 256, State-registered investment adviser: 121, Exempt reporting adviser: 38
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 135 (36%); Percentage of assets 353 (94%); Hourly charges 155 (41%); Subscription fees (newsletter or periodical) 4 (1%); Fixed fees 230 (61%); Commissions 9 (2%); Performance-based fees 59 (16%); Other 56 (15%); No compensation arrangements reported 38
- Regulatory assets under management (Item 5.F): Under $25 million 49 (12%); $25 million to $100 million 69 (17%); $100 million to $500 million 105 (25%); $500 million to $1 billion 50 (12%); $1 billion to $5 billion 54 (13%); Over $5 billion 32 (8%); Not reported 56 (13%)
- Years registered: Under 5 years 120 (29%); 5 to 9 years 103 (25%); 10 to 19 years 109 (26%); 20 years or more 81 (20%); Not reported 2 (0%)

## Firms (page 4 of 9, 151 to 200 of 415, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Great Waters Financial](https://advisorcensus.com/firm/great-waters-financial-shoreview-mn-308215) ([md](https://advisorcensus.com/firm/great-waters-financial-shoreview-mn-308215.md)) | 308215 | Shoreview, MN | SEC-registered investment adviser | $1 billion to $5 billion | 4 | % of assets, Hourly, Fixed fee |
| [Greater Midwest Financial Group, LLC](https://advisorcensus.com/firm/greater-midwest-financial-group-llc-saint-paul-mn-324387) ([md](https://advisorcensus.com/firm/greater-midwest-financial-group-llc-saint-paul-mn-324387.md)) | 324387 | Saint Paul, MN | SEC-registered investment adviser | $500 million to $1 billion | 3 | % of assets, Fixed fee |
| [Groove Capital Management, LLC](https://advisorcensus.com/firm/groove-capital-management-llc-minneapolis-mn-313699) ([md](https://advisorcensus.com/firm/groove-capital-management-llc-minneapolis-mn-313699.md)) | 313699 | Minneapolis, MN | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Grounded Wealth](https://advisorcensus.com/firm/grounded-wealth-plymouth-mn-314801) ([md](https://advisorcensus.com/firm/grounded-wealth-plymouth-mn-314801.md)) | 314801 | Plymouth, MN | State-registered investment adviser | $25 million to $100 million | 0 | % of assets, Fixed fee |
| [GS Investment Inc](https://advisorcensus.com/firm/gs-investment-inc-eagan-mn-107782) ([md](https://advisorcensus.com/firm/gs-investment-inc-eagan-mn-107782.md)) | 107782 | Eagan, MN | SEC-registered investment adviser | $100 million to $500 million | 27 | % of assets |
| [Guardian Wealth Advisors, LLC](https://advisorcensus.com/firm/guardian-wealth-advisors-llc-st-louis-park-mn-143254) ([md](https://advisorcensus.com/firm/guardian-wealth-advisors-llc-st-louis-park-mn-143254.md)) | 143254 | St Louis Park, MN | SEC-registered investment adviser | $100 million to $500 million | 11 | % of assets, Hourly, Fixed fee |
| [Guardian Wealth Strategies, LLC](https://advisorcensus.com/firm/guardian-wealth-strategies-llc-minneapols-mn-167485) ([md](https://advisorcensus.com/firm/guardian-wealth-strategies-llc-minneapols-mn-167485.md)) | 167485 | Minneapols, MN | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets, Fixed fee |
| [Guide Financial Planning](https://advisorcensus.com/firm/guide-financial-planning-shoreview-mn-170734) ([md](https://advisorcensus.com/firm/guide-financial-planning-shoreview-mn-170734.md)) | 170734 | Shoreview, MN | State-registered investment adviser | $25 million to $100 million | 12 | % of assets, Fixed fee |
| [Guzek Asset Management](https://advisorcensus.com/firm/guzek-asset-management-bloomington-mn-139486) ([md](https://advisorcensus.com/firm/guzek-asset-management-bloomington-mn-139486.md)) | 139486 | Bloomington, MN | State-registered investment adviser | Not reported | 8 | Hourly, Other |
| [Hammer Advisory Services, Inc.](https://advisorcensus.com/firm/hammer-advisory-services-inc-woodbury-mn-152914) ([md](https://advisorcensus.com/firm/hammer-advisory-services-inc-woodbury-mn-152914.md)) | 152914 | Woodbury, MN | State-registered investment adviser | $25 million to $100 million | 16 | % of assets, Hourly, Fixed fee |
| [Harbor Capital Group LLC.](https://advisorcensus.com/firm/harbor-capital-group-llc-bloomington-mn-173812) ([md](https://advisorcensus.com/firm/harbor-capital-group-llc-bloomington-mn-173812.md)) | 173812 | Bloomington, MN | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Hays Financial Group, LLC](https://advisorcensus.com/firm/hays-financial-group-llc-minneapolis-mn-306877) ([md](https://advisorcensus.com/firm/hays-financial-group-llc-minneapolis-mn-306877.md)) | 306877 | Minneapolis, MN | SEC-registered investment adviser | Over $5 billion | 5 | % of assets, Hourly, Fixed fee |
| [Heartworth Financial LLC](https://advisorcensus.com/firm/heartworth-financial-llc-st-louis-park-mn-332065) ([md](https://advisorcensus.com/firm/heartworth-financial-llc-st-louis-park-mn-332065.md)) | 332065 | St Louis Park, MN | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly, Fixed fee |
| [Heritage Capital Advisors, LLC](https://advisorcensus.com/firm/heritage-capital-advisors-llc-st-paul-mn-115308) ([md](https://advisorcensus.com/firm/heritage-capital-advisors-llc-st-paul-mn-115308.md)) | 115308 | St Paul, MN | State-registered investment adviser | $25 million to $100 million | 3 | % of assets, Fixed fee |
| [High Note Wealth, LLC](https://advisorcensus.com/firm/high-note-wealth-llc-deephaven-mn-305768) ([md](https://advisorcensus.com/firm/high-note-wealth-llc-deephaven-mn-305768.md)) | 305768 | Deephaven, MN | SEC-registered investment adviser | $500 million to $1 billion | 6 | % of assets, Hourly |
| [Highmark Wealth Management LLC](https://advisorcensus.com/firm/highmark-wealth-management-llc-st-paul-mn-164790) ([md](https://advisorcensus.com/firm/highmark-wealth-management-llc-st-paul-mn-164790.md)) | 164790 | St. Paul, MN | SEC-registered investment adviser | $500 million to $1 billion | 14 | % of assets, Hourly, Fixed fee, Other |
| [Hofkin Capital Management, Inc.](https://advisorcensus.com/firm/hofkin-capital-management-inc-edina-mn-110068) ([md](https://advisorcensus.com/firm/hofkin-capital-management-inc-edina-mn-110068.md)) | 110068 | Edina, MN | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Performance fee |
| [Holleyjo Wealth Advisors](https://advisorcensus.com/firm/holleyjo-wealth-advisors-edina-mn-307642) ([md](https://advisorcensus.com/firm/holleyjo-wealth-advisors-edina-mn-307642.md)) | 307642 | Edina, MN | State-registered investment adviser | Under $25 million | 6 | % of assets, Hourly, Fixed fee |
| [Hunter Street Partners, LP](https://advisorcensus.com/firm/hunter-street-partners-lp-wayzata-mn-298142) ([md](https://advisorcensus.com/firm/hunter-street-partners-lp-wayzata-mn-298142.md)) | 298142 | Wayzata, MN | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Performance fee |
| [Hyland Lake Partners](https://advisorcensus.com/firm/hyland-lake-partners-edina-mn-332244) ([md](https://advisorcensus.com/firm/hyland-lake-partners-edina-mn-332244.md)) | 332244 | Edina, MN | State-registered investment adviser | $25 million to $100 million | 1 | % of assets, Fixed fee |
| [Icon Financial](https://advisorcensus.com/firm/icon-financial-prior-lake-mn-287830) ([md](https://advisorcensus.com/firm/icon-financial-prior-lake-mn-287830.md)) | 287830 | Prior Lake, MN | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Hourly |
| [Imperative Management LLC](https://advisorcensus.com/firm/imperative-management-llc-stillwater-mn-306886) ([md](https://advisorcensus.com/firm/imperative-management-llc-stillwater-mn-306886.md)) | 306886 | Stillwater, MN | Exempt reporting adviser | Not reported | 6 | Not reported |
| [India Capital LLC](https://advisorcensus.com/firm/india-capital-llc-minneapolis-mn-309034) ([md](https://advisorcensus.com/firm/india-capital-llc-minneapolis-mn-309034.md)) | 309034 | Minneapolis, MN | SEC-registered investment adviser | $100 million to $500 million | 5 | Other |
| [Indiwealth](https://advisorcensus.com/firm/indiwealth-maple-grove-mn-335563) ([md](https://advisorcensus.com/firm/indiwealth-maple-grove-mn-335563.md)) | 335563 | Maple Grove, MN | State-registered investment adviser | Under $25 million | 1 | % of assets, Fixed fee |
| [Intelligent Alpha LLC](https://advisorcensus.com/firm/intelligent-alpha-llc-minneapolis-mn-332518) ([md](https://advisorcensus.com/firm/intelligent-alpha-llc-minneapolis-mn-332518.md)) | 332518 | Minneapolis, MN | SEC-registered investment adviser | $25 million to $100 million | 2 | % of assets, Performance fee |
| [JAK Financial Solutions LLC](https://advisorcensus.com/firm/jak-financial-solutions-llc-falcon-heights-mn-332025) ([md](https://advisorcensus.com/firm/jak-financial-solutions-llc-falcon-heights-mn-332025.md)) | 332025 | Falcon Heights, MN | State-registered investment adviser | Not reported | 1 | Other |
| [Jason Janes Wealth Management, Inc.](https://advisorcensus.com/firm/jason-janes-wealth-management-inc-princeton-mn-313041) ([md](https://advisorcensus.com/firm/jason-janes-wealth-management-inc-princeton-mn-313041.md)) | 313041 | Princeton, MN | State-registered investment adviser | $25 million to $100 million | 4 | % of assets |
| [Jeffrey A. Drayton Financial Group, Inc.](https://advisorcensus.com/firm/jeffrey-a-drayton-financial-group-inc-maple-grove-mn-290721) ([md](https://advisorcensus.com/firm/jeffrey-a-drayton-financial-group-inc-maple-grove-mn-290721.md)) | 290721 | Maple Grove, MN | State-registered investment adviser | $25 million to $100 million | 8 | % of assets, Hourly, Fixed fee |
| [Jnba Financial Advisors, LLC](https://advisorcensus.com/firm/jnba-financial-advisors-llc-bloomington-mn-106550) ([md](https://advisorcensus.com/firm/jnba-financial-advisors-llc-bloomington-mn-106550.md)) | 106550 | Bloomington, MN | SEC-registered investment adviser | $1 billion to $5 billion | 42 | % of assets, Hourly, Fixed fee |
| [Jones Kertz & Associates, Inc.](https://advisorcensus.com/firm/jones-kertz-and-associates-inc-blaine-mn-104976) ([md](https://advisorcensus.com/firm/jones-kertz-and-associates-inc-blaine-mn-104976.md)) | 104976 | Blaine, MN | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets |
| [Josh Arnold Investment Consultant, LLC](https://advisorcensus.com/firm/josh-arnold-investment-consultant-llc-edina-mn-163088) ([md](https://advisorcensus.com/firm/josh-arnold-investment-consultant-llc-edina-mn-163088.md)) | 163088 | Edina, MN | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly |
| [Kerwin Asset Management, LLC](https://advisorcensus.com/firm/kerwin-asset-management-llc-edina-mn-145906) ([md](https://advisorcensus.com/firm/kerwin-asset-management-llc-edina-mn-145906.md)) | 145906 | Edina, MN | State-registered investment adviser | $25 million to $100 million | 18 | % of assets |
| [Keystone Wealth Advisors, Incorporated](https://advisorcensus.com/firm/keystone-wealth-advisors-incorporated-eagan-mn-153418) ([md](https://advisorcensus.com/firm/keystone-wealth-advisors-incorporated-eagan-mn-153418.md)) | 153418 | Eagan, MN | SEC-registered investment adviser | $100 million to $500 million | 16 | % of assets, Hourly |
| [Knox Avenue Financial Corp.](https://advisorcensus.com/firm/knox-avenue-financial-corp-st-paul-mn-289094) ([md](https://advisorcensus.com/firm/knox-avenue-financial-corp-st-paul-mn-289094.md)) | 289094 | St. Paul, MN | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Fixed fee |
| [Koob Wealth Management, LLC](https://advisorcensus.com/firm/koob-wealth-management-llc-white-bear-township-mn-154830) ([md](https://advisorcensus.com/firm/koob-wealth-management-llc-white-bear-township-mn-154830.md)) | 154830 | White Bear Township, MN | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Fixed fee |
| [KP Management LLC](https://advisorcensus.com/firm/kp-management-llc-edina-mn-161307) ([md](https://advisorcensus.com/firm/kp-management-llc-edina-mn-161307.md)) | 161307 | Edina, MN | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Performance fee |
| [Kruger Wealth Management, Inc.](https://advisorcensus.com/firm/kruger-wealth-management-inc-bloomington-mn-290488) ([md](https://advisorcensus.com/firm/kruger-wealth-management-inc-bloomington-mn-290488.md)) | 290488 | Bloomington, MN | State-registered investment adviser | Not reported | 8 | Other |
| [Kubo Financial Planning and Investments, LLC](https://advisorcensus.com/firm/kubo-financial-planning-and-investments-llc-edina-mn-291436) ([md](https://advisorcensus.com/firm/kubo-financial-planning-and-investments-llc-edina-mn-291436.md)) | 291436 | Edina, MN | State-registered investment adviser | $25 million to $100 million | 8 | % of assets, Fixed fee, Performance fee |
| [Kure Advisory, LLC](https://advisorcensus.com/firm/kure-advisory-llc-plymouth-mn-311320) ([md](https://advisorcensus.com/firm/kure-advisory-llc-plymouth-mn-311320.md)) | 311320 | Plymouth, MN | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Fixed fee |
| [Kusske Financial, Inc.](https://advisorcensus.com/firm/kusske-financial-inc-burnsville-mn-299967) ([md](https://advisorcensus.com/firm/kusske-financial-inc-burnsville-mn-299967.md)) | 299967 | Burnsville, MN | State-registered investment adviser | Under $25 million | 6 | % of assets, Hourly, Fixed fee |
| [Lakeside Capital Management - Parallel, LLC](https://advisorcensus.com/firm/lakeside-capital-management-parallel-llc-minneapolis-mn-316373) ([md](https://advisorcensus.com/firm/lakeside-capital-management-parallel-llc-minneapolis-mn-316373.md)) | 316373 | Minneapolis, MN | Exempt reporting adviser | Not reported | 4 | Not reported |
| [Landcasted Capital Management LLC](https://advisorcensus.com/firm/landcasted-capital-management-llc-waconia-mn-333803) ([md](https://advisorcensus.com/firm/landcasted-capital-management-llc-waconia-mn-333803.md)) | 333803 | Waconia, MN | State-registered investment adviser | Under $25 million | 1 | % of assets, Fixed fee |
| [Laurel Wealth Planning](https://advisorcensus.com/firm/laurel-wealth-planning-edina-mn-122035) ([md](https://advisorcensus.com/firm/laurel-wealth-planning-edina-mn-122035.md)) | 122035 | Edina, MN | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets, Hourly |
| [Lebens Advisory Group LLC](https://advisorcensus.com/firm/lebens-advisory-group-llc-lakeville-mn-175089) ([md](https://advisorcensus.com/firm/lebens-advisory-group-llc-lakeville-mn-175089.md)) | 175089 | Lakeville, MN | State-registered investment adviser | $25 million to $100 million | 11 | % of assets, Fixed fee |
| [Legacies Wealth LLC](https://advisorcensus.com/firm/legacies-wealth-llc-minnetonka-mn-143138) ([md](https://advisorcensus.com/firm/legacies-wealth-llc-minnetonka-mn-143138.md)) | 143138 | Minnetonka, MN | SEC-registered investment adviser | $500 million to $1 billion | 11 | % of assets, Fixed fee, Commissions |
| [Legacy Financial Advisors Corporation](https://advisorcensus.com/firm/legacy-financial-advisors-corporation-bloomington-mn-115384) ([md](https://advisorcensus.com/firm/legacy-financial-advisors-corporation-bloomington-mn-115384.md)) | 115384 | Bloomington, MN | SEC-registered investment adviser | $100 million to $500 million | 23 | % of assets, Commissions |
| [Legacy Wealth](https://advisorcensus.com/firm/legacy-wealth-woodbury-mn-306732) ([md](https://advisorcensus.com/firm/legacy-wealth-woodbury-mn-306732.md)) | 306732 | Woodbury, MN | SEC-registered investment adviser | $500 million to $1 billion | 6 | % of assets, Fixed fee |
| [Leuthold Weeden Capital Management](https://advisorcensus.com/firm/leuthold-weeden-capital-management-minneapolis-mn-105826) ([md](https://advisorcensus.com/firm/leuthold-weeden-capital-management-minneapolis-mn-105826.md)) | 105826 | Minneapolis, MN | SEC-registered investment adviser | $1 billion to $5 billion | 38 | % of assets, Subscription, Fixed fee |
| [Leverty Financial Group, LLC](https://advisorcensus.com/firm/leverty-financial-group-llc-hudson-wi-310258) ([md](https://advisorcensus.com/firm/leverty-financial-group-llc-hudson-wi-310258.md)) | 310258 | Hudson, WI | SEC-registered investment adviser | $500 million to $1 billion | 6 | % of assets, Hourly, Fixed fee |
| [Lifelong Wealth Advisors, Inc.](https://advisorcensus.com/firm/lifelong-wealth-advisors-inc-arden-hills-mn-331847) ([md](https://advisorcensus.com/firm/lifelong-wealth-advisors-inc-arden-hills-mn-331847.md)) | 331847 | Arden Hills, MN | SEC-registered investment adviser | $500 million to $1 billion | 2 | % of assets, Fixed fee |

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## Questions people ask

**How many financial advisory firms are there in Minneapolis, MN?**
AdvisorCensus lists 415 investment advisory firms with a principal office in the Minneapolis metro area, from Form ADV filings as of October 2026: 256 SEC-registered, 121 state-registered, and 38 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Minneapolis, MN?**
135 of the 415 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Minneapolis, MN offer financial planning?**
259 of the 377 firms in Minneapolis, MN that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Minneapolis, MN fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 135 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

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- [Financial advisors in Minneapolis, MN](https://advisorcensus.com/advisors/mn/minneapolis) (https://advisorcensus.com/advisors/mn/minneapolis.md)
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- [Financial advisors in Wayzata, MN](https://advisorcensus.com/advisors/mn/minneapolis/wayzata) (https://advisorcensus.com/advisors/mn/minneapolis/wayzata.md)
- [Financial advisors in Plymouth, MN](https://advisorcensus.com/advisors/mn/minneapolis/plymouth) (https://advisorcensus.com/advisors/mn/minneapolis/plymouth.md)
- [Financial advisors in Eden Prairie, MN](https://advisorcensus.com/advisors/mn/minneapolis/eden-prairie) (https://advisorcensus.com/advisors/mn/minneapolis/eden-prairie.md)
- [Financial advisors in St. Paul, MN](https://advisorcensus.com/advisors/mn/minneapolis/st-paul) (https://advisorcensus.com/advisors/mn/minneapolis/st-paul.md)
- [Financial advisors in Maple Grove, MN](https://advisorcensus.com/advisors/mn/minneapolis/maple-grove) (https://advisorcensus.com/advisors/mn/minneapolis/maple-grove.md)
- [Financial advisors in Duluth](https://advisorcensus.com/advisors/mn/duluth) (https://advisorcensus.com/advisors/mn/duluth.md)
- [Financial advisors in Rochester](https://advisorcensus.com/advisors/mn/rochester) (https://advisorcensus.com/advisors/mn/rochester.md)
- [Financial advisors in St. Cloud](https://advisorcensus.com/advisors/mn/st-cloud) (https://advisorcensus.com/advisors/mn/st-cloud.md)
- [Financial advisors in Mankato](https://advisorcensus.com/advisors/mn/mankato) (https://advisorcensus.com/advisors/mn/mankato.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/mn/minneapolis.csv

Cite as: AdvisorCensus. Financial advisors in Minneapolis, MN: 415 firms from Form ADV filings as of October 2026.