{ "path": "/advisors/me", "url": "https://advisorcensus.com/advisors/me/page/2", "page_type": "state", "title": "Financial advisors in Maine", "filters": {}, "scope_total": 91, "faq": [ { "q": "How many financial advisory firms are there in Maine?", "a": "AdvisorCensus lists 91 investment advisory firms with a principal office in Maine, from Form ADV filings as of October 2026: 33 SEC-registered, 54 state-registered, and 4 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Maine?", "a": "51 of the 91 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Maine offer financial planning?", "a": "63 of the 87 firms in Maine that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Maine fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 51 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 91 investment advisory firms with a principal office in Maine, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Maine: 91 firms from Form ADV filings as of October 2026.", "total_firms": 91, "page": 2, "total_pages": 2, "sort": "name", "registration_types": { "sec": 33, "state": 54, "exempt": 4 }, "fee_model_mix": [ { "code": "fee-only", "count": 51 }, { "code": "percentage_of_aum", "count": 75 }, { "code": "hourly", "count": 52 }, { "code": "subscription", "count": 0 }, { "code": "fixed", "count": 53 }, { "code": "commissions", "count": 2 }, { "code": "performance_based", "count": 2 }, { "code": "other", "count": 10 }, { "code": "not_reported", "count": 4 } ], "years_registered_distribution": [ { "code": "under_5", "count": 33 }, { "code": "5_to_9", "count": 19 }, { "code": "10_to_19", "count": 22 }, { "code": "20_plus", "count": 17 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 24 }, { "code": "25m_100m", "count": 21 }, { "code": "100m_500m", "count": 19 }, { "code": "500m_1b", "count": 8 }, { "code": "1b_5b", "count": 4 }, { "code": "over_5b", "count": 2 }, { "code": "not_reported", "count": 13 } ], "firms": [ { "crd_number": 143723, "name": "Marshall Point Advisors LLC", "name_as_filed": "MARSHALL POINT ADVISORS LLC", "url": "https://advisorcensus.com/firm/marshall-point-advisors-llc-port-clyde-me-143723", "city": "Port Clyde", "state": "ME", "years_registered": 15, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 2748, "name": "Means Wealth Management", "name_as_filed": "MEANS WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/means-wealth-management-bangor-me-2748", "city": "Bangor", "state": "ME", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 336763, "name": "MFF General Partner, LLC", "name_as_filed": "MFF GENERAL PARTNER, LLC", "url": "https://advisorcensus.com/firm/mff-general-partner-llc-portland-me-336763", "city": "Portland", "state": "ME", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 307706, "name": "Nelson Capital Advisors", "name_as_filed": "NELSON CAPITAL ADVISORS", "url": "https://advisorcensus.com/firm/nelson-capital-advisors-bangor-me-307706", "city": "Bangor", "state": "ME", "years_registered": 3, "raum_band": "1b_5b", "compensation_types": [ "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 318440, "name": "New England Financial Services", "name_as_filed": "NEW ENGLAND FINANCIAL SERVICES", "url": "https://advisorcensus.com/firm/new-england-financial-services-falmouth-me-318440", "city": "Falmouth", "state": "ME", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 337492, "name": "North Atlantic Capital Management, LLC", "name_as_filed": "NORTH ATLANTIC CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/north-atlantic-capital-management-llc-portland-me-337492", "city": "Portland", "state": "ME", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 338732, "name": "Northwater Capital", "name_as_filed": "NORTHWATER CAPITAL", "url": "https://advisorcensus.com/firm/northwater-capital-portland-me-338732", "city": "Portland", "state": "ME", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 135236, "name": "Northwoods Wealth Management", "name_as_filed": "NORTHWOODS WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/northwoods-wealth-management-boothbay-harbor-me-135236", "city": "Boothbay Harbor", "state": "ME", "years_registered": 20, "raum_band": "under_25m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 144502, "name": "O'Brien Asset Management", "name_as_filed": "O'BRIEN ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/o-brien-asset-management-144502", "city": null, "state": null, "years_registered": 19, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 108228, "name": "Old Port Advisors", "name_as_filed": "OLD PORT ADVISORS", "url": "https://advisorcensus.com/firm/old-port-advisors-portland-me-108228", "city": "Portland", "state": "ME", "years_registered": 25, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 332765, "name": "Oldfield Wealth Partners", "name_as_filed": "OLDFIELD WEALTH PARTNERS", "url": "https://advisorcensus.com/firm/oldfield-wealth-partners-bangor-me-332765", "city": "Bangor", "state": "ME", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 291413, "name": "Outfitter Financial", "name_as_filed": "OUTFITTER FINANCIAL", "url": "https://advisorcensus.com/firm/outfitter-financial-brunswick-me-291413", "city": "Brunswick", "state": "ME", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 340083, "name": "Parzych Financial Planning, LLC", "name_as_filed": "PARZYCH FINANCIAL PLANNING, LLC", "url": "https://advisorcensus.com/firm/parzych-financial-planning-llc-saco-me-340083", "city": "Saco", "state": "ME", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 286211, "name": "Penobscot Financial Advisors", "name_as_filed": "PENOBSCOT FINANCIAL ADVISORS", "url": "https://advisorcensus.com/firm/penobscot-financial-advisors-portland-me-286211", "city": "Portland", "state": "ME", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 129889, "name": "Pine Capital", "name_as_filed": "PINE CAPITAL", "url": "https://advisorcensus.com/firm/pine-capital-portland-me-129889", "city": "Portland", "state": "ME", "years_registered": 26, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 116168, "name": "Portland Financial Planning Group", "name_as_filed": "PORTLAND FINANCIAL PLANNING GROUP", "url": "https://advisorcensus.com/firm/portland-financial-planning-group-portland-me-116168", "city": "Portland", "state": "ME", "years_registered": 27, "raum_band": "25m_100m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 109127, "name": "Portland Global Advisors LLC", "name_as_filed": "PORTLAND GLOBAL ADVISORS LLC", "url": "https://advisorcensus.com/firm/portland-global-advisors-llc-portland-me-109127", "city": "Portland", "state": "ME", "years_registered": 29, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 168536, "name": "Portland Investment Advisors, LLC.", "name_as_filed": "PORTLAND INVESTMENT ADVISORS, LLC.", "url": "https://advisorcensus.com/firm/portland-investment-advisors-llc-island-falls-me-168536", "city": "Island Falls", "state": "ME", "years_registered": 12, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 105448, "name": "R M Davis Inc", "name_as_filed": "R M DAVIS INC", "url": "https://advisorcensus.com/firm/r-m-davis-inc-portland-me-105448", "city": "Portland", "state": "ME", "years_registered": 48, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 113826, "name": "Richard Brothers, Financial Advisors", "name_as_filed": "RICHARD BROTHERS, FINANCIAL ADVISORS", "url": "https://advisorcensus.com/firm/richard-brothers-financial-advisors-south-portland-me-113826", "city": "South Portland", "state": "ME", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 304297, "name": "RM Financial Services, LLC", "name_as_filed": "RM FINANCIAL SERVICES, LLC", "url": "https://advisorcensus.com/firm/rm-financial-services-llc-falmouth-me-304297", "city": "Falmouth", "state": "ME", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 123098, "name": "Robinson Smith Wealth Advisors, LLC", "name_as_filed": "ROBINSON SMITH WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/robinson-smith-wealth-advisors-llc-south-portland-me-123098", "city": "South Portland", "state": "ME", "years_registered": 22, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 119778, "name": "Roger F. Woodman JR. & Co.", "name_as_filed": "ROGER F. WOODMAN JR. & CO.", "url": "https://advisorcensus.com/firm/roger-f-woodman-jr-and-co-119778", "city": null, "state": null, "years_registered": 24, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 145697, "name": "Salem Advisory Group LLC", "name_as_filed": "SALEM ADVISORY GROUP LLC", "url": "https://advisorcensus.com/firm/salem-advisory-group-llc-wells-me-145697", "city": "Wells", "state": "ME", "years_registered": 18, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 288772, "name": "Samara Financial, Inc.", "name_as_filed": "SAMARA FINANCIAL, INC.", "url": "https://advisorcensus.com/firm/samara-financial-inc-288772", "city": null, "state": null, "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 158577, "name": "Schultz Retirement Income Solutions, Inc.", "name_as_filed": "SCHULTZ RETIREMENT INCOME SOLUTIONS, INC.", "url": "https://advisorcensus.com/firm/schultz-retirement-income-solutions-inc-rockland-me-158577", "city": "Rockland", "state": "ME", "years_registered": 15, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 128530, "name": "Shoreline Capital Corporation", "name_as_filed": "SHORELINE CAPITAL CORPORATION", "url": "https://advisorcensus.com/firm/shoreline-capital-corporation-boothbay-harbor-me-128530", "city": "Boothbay Harbor", "state": "ME", "years_registered": 17, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 330484, "name": "Silver Accounting Service Inc. DBA Silver Financial Service", "name_as_filed": "SILVER ACCOUNTING SERVICE INC. DBA SILVER FINANCIAL SERVICE", "url": "https://advisorcensus.com/firm/silver-accounting-service-inc-dba-silver-financial-service-westbrook-me-330484", "city": "Westbrook", "state": "ME", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 117826, "name": "Stewardship Financial Plainning, LLC", "name_as_filed": "STEWARDSHIP FINANCIAL PLAINNING, LLC", "url": "https://advisorcensus.com/firm/stewardship-financial-plainning-llc-117826", "city": null, "state": null, "years_registered": 24, "raum_band": "25m_100m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 307511, "name": "Stillwater Investing", "name_as_filed": "STILLWATER INVESTING", "url": "https://advisorcensus.com/firm/stillwater-investing-veazie-me-307511", "city": "Veazie", "state": "ME", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 111811, "name": "Tesseract Partners", "name_as_filed": "TESSERACT PARTNERS", "url": "https://advisorcensus.com/firm/tesseract-partners-111811", "city": null, "state": null, "years_registered": 19, "raum_band": "not_reported", "compensation_types": [ "fixed", "commissions", "other" ], "enhanced": false }, { "crd_number": 123127, "name": "The Gold Company", "name_as_filed": "THE GOLD COMPANY", "url": "https://advisorcensus.com/firm/the-gold-company-old-orchard-beach-me-123127", "city": "Old Orchard Beach", "state": "ME", "years_registered": 30, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 284309, "name": "Thibeau Financial Consulting, LLC", "name_as_filed": "THIBEAU FINANCIAL CONSULTING, LLC", "url": "https://advisorcensus.com/firm/thibeau-financial-consulting-llc-284309", "city": null, "state": null, "years_registered": 8, "raum_band": "not_reported", "compensation_types": [ "hourly" ], "enhanced": false }, { "crd_number": 119651, "name": "Tonge Investments", "name_as_filed": "TONGE INVESTMENTS", "url": "https://advisorcensus.com/firm/tonge-investments-oakland-me-119651", "city": "Oakland", "state": "ME", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 338578, "name": "Tributaries Financial Planning LLC", "name_as_filed": "TRIBUTARIES FINANCIAL PLANNING LLC", "url": "https://advisorcensus.com/firm/tributaries-financial-planning-llc-saco-me-338578", "city": "Saco", "state": "ME", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 165667, "name": "Verdia", "name_as_filed": "VERDIA", "url": "https://advisorcensus.com/firm/verdia-standish-me-165667", "city": "Standish", "state": "ME", "years_registered": 11, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 343685, "name": "Voltage Ventures LP", "name_as_filed": "VOLTAGE VENTURES LP", "url": "https://advisorcensus.com/firm/voltage-ventures-lp-portland-me-343685", "city": "Portland", "state": "ME", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 334439, "name": "Warren Financial, LLC", "name_as_filed": "WARREN FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/warren-financial-llc-bangor-me-334439", "city": "Bangor", "state": "ME", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 334643, "name": "Wealthy With Intention", "name_as_filed": "WEALTHY WITH INTENTION", "url": "https://advisorcensus.com/firm/wealthy-with-intention-334643", "city": null, "state": null, "years_registered": 1, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": 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"/advisors/me/lewiston", "name": "Lewiston", "msa_name": "Lewiston-Auburn, ME", "state_code": "ME", "firm_count": 1 } ], "siblings": { "national": "/advisors", "state": { "path": "/advisors/me", "label": "Financial advisors in Maine" }, "fee_pages": [ { "path": "/advisors/me/fee-only", "label": "Fee-only financial advisors in Maine", "firm_count": 51 }, { "path": "/advisors/me/flat-fee", "label": "Flat-fee financial advisors in Maine", "firm_count": 53 }, { "path": "/advisors/me/hourly", "label": "Hourly financial advisors in Maine", "firm_count": 52 } ] }, "csv": "https://advisorcensus.com/advisors/me.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }