{ "path": "/advisors/me", "url": "https://advisorcensus.com/advisors/me", "page_type": "state", "title": "Financial advisors in Maine", "filters": {}, "scope_total": 91, "faq": [ { "q": "How many financial advisory firms are there in Maine?", "a": "AdvisorCensus lists 91 investment advisory firms with a principal office in Maine, from Form ADV filings as of October 2026: 33 SEC-registered, 54 state-registered, and 4 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Maine?", "a": "51 of the 91 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Maine offer financial planning?", "a": "63 of the 87 firms in Maine that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Maine fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 51 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 91 investment advisory firms with a principal office in Maine, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Maine: 91 firms from Form ADV filings as of October 2026.", "total_firms": 91, "page": 1, "total_pages": 2, "sort": "name", "registration_types": { "sec": 33, "state": 54, "exempt": 4 }, "fee_model_mix": [ { "code": "fee-only", "count": 51 }, { "code": "percentage_of_aum", "count": 75 }, { "code": "hourly", "count": 52 }, { "code": "subscription", "count": 0 }, { "code": "fixed", "count": 53 }, { "code": "commissions", "count": 2 }, { "code": "performance_based", "count": 2 }, { "code": "other", "count": 10 }, { "code": "not_reported", "count": 4 } ], "years_registered_distribution": [ { "code": "under_5", "count": 33 }, { "code": "5_to_9", "count": 19 }, { "code": "10_to_19", "count": 22 }, { "code": "20_plus", "count": 17 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 24 }, { "code": "25m_100m", "count": 21 }, { "code": "100m_500m", "count": 19 }, { "code": "500m_1b", "count": 8 }, { "code": "1b_5b", "count": 4 }, { "code": "over_5b", "count": 2 }, { "code": "not_reported", "count": 13 } ], "firms": [ { "crd_number": 174407, "name": "Abbington Investment Group, LLC", "name_as_filed": "ABBINGTON INVESTMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/abbington-investment-group-llc-south-portland-me-174407", "city": "South Portland", "state": "ME", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 321891, "name": "Able Money LLC", "name_as_filed": "ABLE MONEY LLC", "url": "https://advisorcensus.com/firm/able-money-llc-321891", "city": null, "state": null, "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 341724, "name": "Ampersand Investment Advisors", "name_as_filed": "AMPERSAND INVESTMENT ADVISORS", "url": "https://advisorcensus.com/firm/ampersand-investment-advisors-camden-me-341724", "city": "Camden", "state": "ME", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 175477, "name": "Aries Wealth Management, LLC", "name_as_filed": "ARIES WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/aries-wealth-management-llc-portland-me-175477", "city": "Portland", "state": "ME", "years_registered": 11, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 311085, "name": "Atlantic Coast Financial", "name_as_filed": "ATLANTIC COAST FINANCIAL", "url": "https://advisorcensus.com/firm/atlantic-coast-financial-kennebunk-me-311085", "city": "Kennebunk", "state": "ME", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 155739, "name": "August Wealth Management", "name_as_filed": "AUGUST WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/august-wealth-management-portland-me-155739", "city": "Portland", "state": "ME", "years_registered": 15, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 165740, "name": "Azimuth Capital Management, LLC", "name_as_filed": "AZIMUTH CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/azimuth-capital-management-llc-winthrop-me-165740", "city": "Winthrop", "state": "ME", "years_registered": 13, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 325169, "name": "BDM Investments LLC", "name_as_filed": "BDM INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/bdm-investments-llc-auburn-me-325169", "city": "Auburn", "state": "ME", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 143733, "name": "Bigelow Investment Advisors, LLC", "name_as_filed": "BIGELOW INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/bigelow-investment-advisors-llc-portland-me-143733", "city": "Portland", "state": "ME", "years_registered": 19, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 306596, "name": "Birch Point Wealth Management LLC", "name_as_filed": "BIRCH POINT WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/birch-point-wealth-management-llc-rockport-me-306596", "city": "Rockport", "state": "ME", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 105164, "name": "Birchbrook", "name_as_filed": "BIRCHBROOK", "url": "https://advisorcensus.com/firm/birchbrook-bangor-me-105164", "city": "Bangor", "state": "ME", "years_registered": 36, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 143111, "name": "Black Brook Financial Planning", "name_as_filed": "BLACK BROOK FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/black-brook-financial-planning-143111", "city": null, "state": null, "years_registered": 19, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 290015, "name": "Black Harbor Financial", "name_as_filed": "BLACK HARBOR FINANCIAL", "url": "https://advisorcensus.com/firm/black-harbor-financial-290015", "city": null, "state": null, "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 299688, "name": "Blue Point Financial, Inc.", "name_as_filed": "BLUE POINT FINANCIAL, INC.", "url": "https://advisorcensus.com/firm/blue-point-financial-inc-scarborough-me-299688", "city": "Scarborough", "state": "ME", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 118985, "name": "Bogue Asset Management LLC", "name_as_filed": "BOGUE ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/bogue-asset-management-llc-north-berwick-me-118985", "city": "North Berwick", "state": "ME", "years_registered": 28, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 335281, "name": "Capital Resource Advisors LLC.", "name_as_filed": "CAPITAL RESOURCE ADVISORS LLC.", "url": "https://advisorcensus.com/firm/capital-resource-advisors-llc-335281", "city": null, "state": null, "years_registered": 1, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 316300, "name": "CEI Ventures, Inc.", "name_as_filed": "CEI VENTURES, INC.", "url": "https://advisorcensus.com/firm/cei-ventures-inc-brunswick-me-316300", "city": "Brunswick", "state": "ME", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 297745, "name": "Choice Wealth Advisors LLC", "name_as_filed": "CHOICE WEALTH ADVISORS LLC", "url": "https://advisorcensus.com/firm/choice-wealth-advisors-llc-waterville-me-297745", "city": "Waterville", "state": "ME", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 107991, "name": "Clark & Stuart Inc", "name_as_filed": "CLARK & STUART INC", "url": "https://advisorcensus.com/firm/clark-and-stuart-inc-portland-me-107991", "city": "Portland", "state": "ME", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 306182, "name": "Cornerstone Wealth Planning", "name_as_filed": "CORNERSTONE WEALTH PLANNING", "url": "https://advisorcensus.com/firm/cornerstone-wealth-planning-new-gloucester-me-306182", "city": "New Gloucester", "state": "ME", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 109730, "name": "Coston and McIsaac Investment Advisers, LLC", "name_as_filed": "COSTON AND MCISAAC INVESTMENT ADVISERS, LLC", "url": "https://advisorcensus.com/firm/coston-and-mcisaac-investment-advisers-llc-bar-harbor-me-109730", "city": "Bar Harbor", "state": "ME", "years_registered": 8, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 194515, "name": "Coston, McIsaac & Shea Financial Advisors", "name_as_filed": "COSTON, MCISAAC & SHEA FINANCIAL ADVISORS", "url": "https://advisorcensus.com/firm/coston-mcisaac-and-shea-financial-advisors-bar-harbor-me-194515", "city": "Bar Harbor", "state": "ME", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 167611, "name": "Cyclops Advisory Services, LLC", "name_as_filed": "CYCLOPS ADVISORY SERVICES, LLC", "url": "https://advisorcensus.com/firm/cyclops-advisory-services-llc-167611", "city": null, "state": null, "years_registered": 12, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 156636, "name": "Deer Isle Research & Management, LLC", "name_as_filed": "DEER ISLE RESEARCH & MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/deer-isle-research-and-management-llc-156636", "city": null, "state": null, "years_registered": 15, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 140247, "name": "Drach Advisors LLC", "name_as_filed": "DRACH ADVISORS LLC", "url": "https://advisorcensus.com/firm/drach-advisors-llc-blue-hill-me-140247", "city": "Blue Hill", "state": "ME", "years_registered": 20, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 138825, "name": "Eagle Financial Strategies", "name_as_filed": "EAGLE FINANCIAL STRATEGIES", "url": "https://advisorcensus.com/firm/eagle-financial-strategies-bangor-me-138825", "city": "Bangor", "state": "ME", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 327581, "name": "Educated Investors LLC", "name_as_filed": "EDUCATED INVESTORS LLC", "url": "https://advisorcensus.com/firm/educated-investors-llc-327581", "city": null, "state": null, "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 330467, "name": "Flying Point Advisors", "name_as_filed": "FLYING POINT ADVISORS", "url": "https://advisorcensus.com/firm/flying-point-advisors-freeport-me-330467", "city": "Freeport", "state": "ME", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 329051, "name": "FOW Partners, LP", "name_as_filed": "FOW PARTNERS, LP", "url": "https://advisorcensus.com/firm/fow-partners-lp-portland-me-329051", "city": "Portland", "state": "ME", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 165151, "name": "Freedom Wealth Advisors, LLC", "name_as_filed": "FREEDOM WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/freedom-wealth-advisors-llc-portland-me-165151", "city": "Portland", "state": "ME", "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 117831, "name": "Gibson Financial Solutions, Inc.", "name_as_filed": "GIBSON FINANCIAL SOLUTIONS, INC.", "url": "https://advisorcensus.com/firm/gibson-financial-solutions-inc-ellsworth-me-117831", "city": "Ellsworth", "state": "ME", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 299598, "name": "Great Diamond Partners, LLC", "name_as_filed": "GREAT DIAMOND PARTNERS, LLC", "url": "https://advisorcensus.com/firm/great-diamond-partners-llc-portland-me-299598", "city": "Portland", "state": "ME", "years_registered": 7, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 277101, "name": "Greenbacker Capital Management LLC", "name_as_filed": "GREENBACKER CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/greenbacker-capital-management-llc-portland-me-277101", "city": "Portland", "state": "ME", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 333183, "name": "GRP Retirement Planning", "name_as_filed": "GRP RETIREMENT PLANNING", "url": "https://advisorcensus.com/firm/grp-retirement-planning-farmingdale-me-333183", "city": "Farmingdale", "state": "ME", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 161000, "name": "Guidance Point Retirement Services, LLC", "name_as_filed": "GUIDANCE POINT RETIREMENT SERVICES, LLC", "url": "https://advisorcensus.com/firm/guidance-point-retirement-services-llc-portland-me-161000", "city": "Portland", "state": "ME", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 2993, "name": "H.M. Payson", "name_as_filed": "H.M. PAYSON", "url": "https://advisorcensus.com/firm/h-m-payson-portland-me-2993", "city": "Portland", "state": "ME", "years_registered": 60, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 118480, "name": "Harbor Investment Advisors", "name_as_filed": "HARBOR INVESTMENT ADVISORS", "url": "https://advisorcensus.com/firm/harbor-investment-advisors-118480", "city": null, "state": null, "years_registered": 28, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 168996, "name": "Harpswell Capital Advisors, LLC", "name_as_filed": "HARPSWELL CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/harpswell-capital-advisors-llc-yarmouth-me-168996", "city": "Yarmouth", "state": "ME", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 140518, "name": "Headinvest", "name_as_filed": "HEADINVEST", "url": "https://advisorcensus.com/firm/headinvest-portland-me-140518", "city": "Portland", "state": "ME", "years_registered": 20, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 327666, "name": "Integral Financial Planners", "name_as_filed": "INTEGRAL FINANCIAL PLANNERS", "url": "https://advisorcensus.com/firm/integral-financial-planners-rockport-me-327666", "city": "Rockport", "state": "ME", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 322060, "name": "Intent Advice, Inc.", "name_as_filed": "INTENT ADVICE, INC.", "url": "https://advisorcensus.com/firm/intent-advice-inc-yarmouth-me-322060", "city": "Yarmouth", "state": "ME", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 286006, "name": "J. Murphy Asset and Tax Management", "name_as_filed": "J. MURPHY ASSET AND TAX MANAGEMENT", "url": "https://advisorcensus.com/firm/j-murphy-asset-and-tax-management-westbrook-me-286006", "city": "Westbrook", "state": "ME", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 313352, "name": "J.M. Arbour, LLC", "name_as_filed": "J.M. 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