# Financial advisors in Worcester, MA

> AdvisorCensus lists 39 investment advisory firms with a principal office in the Worcester metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ma/worcester

## At a glance

- Investment advisory firms: 39
- Registration: SEC-registered investment adviser: 19, State-registered investment adviser: 16, Exempt reporting adviser: 4
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 10 (29%); Percentage of assets 28 (80%); Hourly charges 15 (43%); Fixed fees 15 (43%); Commissions 2 (6%); Performance-based fees 3 (9%); Other 5 (14%); No compensation arrangements reported 4
- Regulatory assets under management (Item 5.F): Under $25 million 9 (23%); $25 million to $100 million 5 (13%); $100 million to $500 million 11 (28%); $500 million to $1 billion 4 (10%); Over $5 billion 2 (5%); Not reported 8 (21%)
- Years registered: Under 5 years 11 (28%); 5 to 9 years 8 (21%); 10 to 19 years 12 (31%); 20 years or more 7 (18%); Not reported 1 (3%)

## Firms (page 1 of 1, 1 to 39 of 39, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [AAF Wealth Management, LLC](https://advisorcensus.com/firm/aaf-wealth-management-llc-westborough-ma-164646) ([md](https://advisorcensus.com/firm/aaf-wealth-management-llc-westborough-ma-164646.md)) | 164646 | Westborough, MA | SEC-registered investment adviser | $500 million to $1 billion | 14 | % of assets, Hourly, Fixed fee |
| [Able Financial Planning](https://advisorcensus.com/firm/able-financial-planning-west-brookfield-ma-283753) ([md](https://advisorcensus.com/firm/able-financial-planning-west-brookfield-ma-283753.md)) | 283753 | West Brookfield, MA | State-registered investment adviser | Under $25 million | 8 | % of assets, Hourly, Commissions |
| [Assabet Advisors, LLC](https://advisorcensus.com/firm/assabet-advisors-llc-holden-ma-127795) ([md](https://advisorcensus.com/firm/assabet-advisors-llc-holden-ma-127795.md)) | 127795 | Holden, MA | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets |
| [Bartholomew & Company Wealth Management, LLC](https://advisorcensus.com/firm/bartholomew-and-company-wealth-management-llc-worcester-ma-342680) ([md](https://advisorcensus.com/firm/bartholomew-and-company-wealth-management-llc-worcester-ma-342680.md)) | 342680 | Worcester, MA | SEC-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Bioventures Investors](https://advisorcensus.com/firm/bioventures-investors-westborough-ma-161520) ([md](https://advisorcensus.com/firm/bioventures-investors-westborough-ma-161520.md)) | 161520 | Westborough, MA | Exempt reporting adviser | Not reported | 14 | Not reported |
| [Bolton Global Asset Management](https://advisorcensus.com/firm/bolton-global-asset-management-bolton-ma-129376) ([md](https://advisorcensus.com/firm/bolton-global-asset-management-bolton-ma-129376.md)) | 129376 | Bolton, MA | SEC-registered investment adviser | Over $5 billion | 20 | % of assets, Hourly, Fixed fee, Commissions, Performance fee |
| [Bortolussi Wealth Management, Inc.](https://advisorcensus.com/firm/bortolussi-wealth-management-inc-southborough-ma-155780) ([md](https://advisorcensus.com/firm/bortolussi-wealth-management-inc-southborough-ma-155780.md)) | 155780 | Southborough, MA | State-registered investment adviser | $25 million to $100 million | 15 | % of assets, Hourly |
| [Boyd Financial Strategies, Inc.](https://advisorcensus.com/firm/boyd-financial-strategies-inc-auburn-ma-107505) ([md](https://advisorcensus.com/firm/boyd-financial-strategies-inc-auburn-ma-107505.md)) | 107505 | Auburn, MA | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly |
| [Brookstone Wealth Management, Inc.](https://advisorcensus.com/firm/brookstone-wealth-management-inc-oxford-ma-344265) ([md](https://advisorcensus.com/firm/brookstone-wealth-management-inc-oxford-ma-344265.md)) | 344265 | Oxford, MA | SEC-registered investment adviser | Under $25 million | 0 | % of assets, Hourly |
| [Cadence Wealth Management LLC](https://advisorcensus.com/firm/cadence-wealth-management-llc-westborough-ma-155080) ([md](https://advisorcensus.com/firm/cadence-wealth-management-llc-westborough-ma-155080.md)) | 155080 | Westborough, MA | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets, Fixed fee |
| [Carl P. Sherr & Co., LLC](https://advisorcensus.com/firm/carl-p-sherr-and-co-llc-worcester-ma-3394) ([md](https://advisorcensus.com/firm/carl-p-sherr-and-co-llc-worcester-ma-3394.md)) | 3394 | Worcester, MA | SEC-registered investment adviser | $500 million to $1 billion | 20 | % of assets, Hourly |
| [Carr Financial Group](https://advisorcensus.com/firm/carr-financial-group-worcester-ma-317321) ([md](https://advisorcensus.com/firm/carr-financial-group-worcester-ma-317321.md)) | 317321 | Worcester, MA | SEC-registered investment adviser | $500 million to $1 billion | 4 | % of assets, Fixed fee |
| [Cutler Capital Management](https://advisorcensus.com/firm/cutler-capital-management-worcester-ma-107463) ([md](https://advisorcensus.com/firm/cutler-capital-management-worcester-ma-107463.md)) | 107463 | Worcester, MA | SEC-registered investment adviser | $100 million to $500 million | 26 | % of assets, Fixed fee, Performance fee |
| [Delcam Capital](https://advisorcensus.com/firm/delcam-capital-hopedale-ma-335154) ([md](https://advisorcensus.com/firm/delcam-capital-hopedale-ma-335154.md)) | 335154 | Hopedale, MA | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Factor Investing Group](https://advisorcensus.com/firm/factor-investing-group-westborough-ma-315131) ([md](https://advisorcensus.com/firm/factor-investing-group-westborough-ma-315131.md)) | 315131 | Westborough, MA | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets |
| [Financial Foundations, Inc.](https://advisorcensus.com/firm/financial-foundations-inc-southborough-ma-129212) ([md](https://advisorcensus.com/firm/financial-foundations-inc-southborough-ma-129212.md)) | 129212 | Southborough, MA | State-registered investment adviser | Not reported | 25 | Hourly |
| [Finivi Inc.](https://advisorcensus.com/firm/finivi-inc-westborough-ma-292329) ([md](https://advisorcensus.com/firm/finivi-inc-westborough-ma-292329.md)) | 292329 | Westborough, MA | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee |
| [Fitts Financial](https://advisorcensus.com/firm/fitts-financial-southborough-ma-311349) ([md](https://advisorcensus.com/firm/fitts-financial-southborough-ma-311349.md)) | 311349 | Southborough, MA | State-registered investment adviser | Not reported | 5 | Other |
| [Girard Capital Management](https://advisorcensus.com/firm/girard-capital-management-westborough-ma-333846) ([md](https://advisorcensus.com/firm/girard-capital-management-westborough-ma-333846.md)) | 333846 | Westborough, MA | State-registered investment adviser | Under $25 million | 1 | % of assets, Fixed fee |
| [Grassroot Capital Advisors, LLC](https://advisorcensus.com/firm/grassroot-capital-advisors-llc-grafton-ma-319560) ([md](https://advisorcensus.com/firm/grassroot-capital-advisors-llc-grafton-ma-319560.md)) | 319560 | Grafton, MA | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Grimes & Company](https://advisorcensus.com/firm/grimes-and-company-westborough-ma-109420) ([md](https://advisorcensus.com/firm/grimes-and-company-westborough-ma-109420.md)) | 109420 | Westborough, MA | SEC-registered investment adviser | Over $5 billion | 26 | % of assets |
| [Investment Management Trust, LLC](https://advisorcensus.com/firm/investment-management-trust-llc-fitchburg-ma-129456) ([md](https://advisorcensus.com/firm/investment-management-trust-llc-fitchburg-ma-129456.md)) | 129456 | Fitchburg, MA | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets |
| [J.R. Prunier Capital Management LLC](https://advisorcensus.com/firm/j-r-prunier-capital-management-llc-holden-ma-321026) ([md](https://advisorcensus.com/firm/j-r-prunier-capital-management-llc-holden-ma-321026.md)) | 321026 | Holden, MA | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Fixed fee |
| [Kearney-Burch Financial Services, Inc.](https://advisorcensus.com/firm/kearney-burch-financial-services-inc-bolton-ma-304040) ([md](https://advisorcensus.com/firm/kearney-burch-financial-services-inc-bolton-ma-304040.md)) | 304040 | Bolton, MA | State-registered investment adviser | $25 million to $100 million | 7 | % of assets, Hourly |
| [Keystone Capital Advisors LLC](https://advisorcensus.com/firm/keystone-capital-advisors-llc-auburn-ma-340958) ([md](https://advisorcensus.com/firm/keystone-capital-advisors-llc-auburn-ma-340958.md)) | 340958 | Auburn, MA | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Larchmont Wealth Advisors](https://advisorcensus.com/firm/larchmont-wealth-advisors-lunenburg-ma-175223) ([md](https://advisorcensus.com/firm/larchmont-wealth-advisors-lunenburg-ma-175223.md)) | 175223 | Lunenburg, MA | State-registered investment adviser | Under $25 million | 11 | % of assets, Hourly |
| [Livelife Capital Partners LLC](https://advisorcensus.com/firm/livelife-capital-partners-llc-southborough-ma-290008) ([md](https://advisorcensus.com/firm/livelife-capital-partners-llc-southborough-ma-290008.md)) | 290008 | Southborough, MA | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Fixed fee |
| [McCurdy & Andrew Investments, LLC](https://advisorcensus.com/firm/mccurdy-and-andrew-investments-llc-sturbridge-ma-286179) ([md](https://advisorcensus.com/firm/mccurdy-and-andrew-investments-llc-sturbridge-ma-286179.md)) | 286179 | Sturbridge, MA | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Hourly, Fixed fee |
| [Meenes Wealth Partners](https://advisorcensus.com/firm/meenes-wealth-partners-shrewsbury-ma-158306) ([md](https://advisorcensus.com/firm/meenes-wealth-partners-shrewsbury-ma-158306.md)) | 158306 | Shrewsbury, MA | State-registered investment adviser | $25 million to $100 million | 14 | Fixed fee, Other |
| [Neutheos Capital Management LLC](https://advisorcensus.com/firm/neutheos-capital-management-llc-northborough-ma-343378) ([md](https://advisorcensus.com/firm/neutheos-capital-management-llc-northborough-ma-343378.md)) | 343378 | Northborough, MA | Exempt reporting adviser | Not reported | 0 | Not reported |
| [New Harbor Financial Group, LLC](https://advisorcensus.com/firm/new-harbor-financial-group-llc-worcester-ma-155528) ([md](https://advisorcensus.com/firm/new-harbor-financial-group-llc-worcester-ma-155528.md)) | 155528 | Worcester, MA | SEC-registered investment adviser | $500 million to $1 billion | 15 | % of assets, Hourly, Fixed fee |
| [Penfacs Financial Services](https://advisorcensus.com/firm/penfacs-financial-services-southborough-ma-114039) ([md](https://advisorcensus.com/firm/penfacs-financial-services-southborough-ma-114039.md)) | 114039 | Southborough, MA | State-registered investment adviser | Under $25 million | 42 | % of assets |
| [S & D Wealth Management, LLC](https://advisorcensus.com/firm/s-and-d-wealth-management-llc-westborough-ma-166167) ([md](https://advisorcensus.com/firm/s-and-d-wealth-management-llc-westborough-ma-166167.md)) | 166167 | Westborough, MA | State-registered investment adviser | Not reported | 13 | Other |
| [SEB Financial Services, LLC](https://advisorcensus.com/firm/seb-financial-services-llc-worcester-ma-140881) ([md](https://advisorcensus.com/firm/seb-financial-services-llc-worcester-ma-140881.md)) | 140881 | Worcester, MA | State-registered investment adviser | Not reported | Not reported | Other |
| [Spring Lake Equity GP LLC](https://advisorcensus.com/firm/spring-lake-equity-gp-llc-burlington-ma-167613) ([md](https://advisorcensus.com/firm/spring-lake-equity-gp-llc-burlington-ma-167613.md)) | 167613 | Burlington, MA | SEC-registered investment adviser | $100 million to $500 million | 13 | Performance fee |
| [Spring Lake Equity Management LLC](https://advisorcensus.com/firm/spring-lake-equity-management-llc-burlington-ma-167251) ([md](https://advisorcensus.com/firm/spring-lake-equity-management-llc-burlington-ma-167251.md)) | 167251 | Burlington, MA | SEC-registered investment adviser | Under $25 million | 13 | % of assets |
| [Waypoint Financial Planning LLC](https://advisorcensus.com/firm/waypoint-financial-planning-llc-southborough-ma-159051) ([md](https://advisorcensus.com/firm/waypoint-financial-planning-llc-southborough-ma-159051.md)) | 159051 | Southborough, MA | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Hourly, Fixed fee |
| [Worcester Advisors](https://advisorcensus.com/firm/worcester-advisors-worcester-ma-106653) ([md](https://advisorcensus.com/firm/worcester-advisors-worcester-ma-106653.md)) | 106653 | Worcester, MA | State-registered investment adviser | $100 million to $500 million | 14 | % of assets |
| [Yarrington Management Company](https://advisorcensus.com/firm/yarrington-management-company-westborough-ma-111994) ([md](https://advisorcensus.com/firm/yarrington-management-company-westborough-ma-111994.md)) | 111994 | Westborough, MA | State-registered investment adviser | Under $25 million | 27 | Other |

## Questions people ask

**How many financial advisory firms are there in Worcester, MA?**
AdvisorCensus lists 39 investment advisory firms with a principal office in the Worcester metro area, from Form ADV filings as of October 2026: 19 SEC-registered, 16 state-registered, and 4 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Worcester, MA?**
10 of the 39 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Worcester, MA offer financial planning?**
28 of the 35 firms in Worcester, MA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Worcester, MA fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 10 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Massachusetts](https://advisorcensus.com/advisors/ma) (https://advisorcensus.com/advisors/ma.md)
- [Financial advisors in Worcester, MA](https://advisorcensus.com/advisors/ma/worcester) (https://advisorcensus.com/advisors/ma/worcester.md)
- [Fee-only financial advisors in Worcester, MA](https://advisorcensus.com/advisors/ma/worcester/fee-only) (https://advisorcensus.com/advisors/ma/worcester/fee-only.md)
- [Flat-fee financial advisors in Worcester, MA](https://advisorcensus.com/advisors/ma/worcester/flat-fee) (https://advisorcensus.com/advisors/ma/worcester/flat-fee.md)
- [Hourly financial advisors in Worcester, MA](https://advisorcensus.com/advisors/ma/worcester/hourly) (https://advisorcensus.com/advisors/ma/worcester/hourly.md)
- [Financial advisors in Boston](https://advisorcensus.com/advisors/ma/boston) (https://advisorcensus.com/advisors/ma/boston.md)
- [Financial advisors in Barnstable Town](https://advisorcensus.com/advisors/ma/barnstable-town) (https://advisorcensus.com/advisors/ma/barnstable-town.md)
- [Financial advisors in Springfield](https://advisorcensus.com/advisors/ma/springfield) (https://advisorcensus.com/advisors/ma/springfield.md)
- [Financial advisors in Pittsfield](https://advisorcensus.com/advisors/ma/pittsfield) (https://advisorcensus.com/advisors/ma/pittsfield.md)
- [Financial advisors in Amherst Town](https://advisorcensus.com/advisors/ma/amherst-town) (https://advisorcensus.com/advisors/ma/amherst-town.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/ma/worcester.csv

Cite as: AdvisorCensus. Financial advisors in Worcester, MA: 39 firms from Form ADV filings as of October 2026.