{ "path": "/advisors/ky/louisville", "url": "https://advisorcensus.com/advisors/ky/louisville/page/2", "page_type": "metro", "title": "Financial advisors in Louisville, KY", "filters": {}, "scope_total": 87, "faq": [ { "q": "How many financial advisory firms are there in Louisville, KY?", "a": "AdvisorCensus lists 87 investment advisory firms with a principal office in the Louisville metro area, from Form ADV filings as of October 2026: 49 SEC-registered, 32 state-registered, and 6 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Louisville, KY?", "a": "26 of the 87 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Louisville, KY offer financial planning?", "a": "58 of the 81 firms in Louisville, KY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Louisville, KY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 26 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 87 investment advisory firms with a principal office in the Louisville metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Louisville has 87 investment advisory firms with a principal office in the metro area as of October 2026: 49 SEC-registered, 32 state-registered, and 6 exempt reporting advisers. 26 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 28 report under $100 million in regulatory assets under management. The metro area has 558,306 households, 53,393 of them with income of $200,000 or more, or 614 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Louisville, KY: 87 firms from Form ADV filings as of October 2026.", "total_firms": 87, "page": 2, "total_pages": 2, "sort": "name", "registration_types": { "sec": 49, "state": 32, "exempt": 6 }, "fee_model_mix": [ { "code": "fee-only", "count": 26 }, { "code": "percentage_of_aum", "count": 75 }, { "code": "hourly", "count": 34 }, { "code": "subscription", "count": 1 }, { "code": "fixed", "count": 53 }, { "code": "commissions", "count": 1 }, { "code": "performance_based", "count": 12 }, { "code": "other", "count": 7 }, { "code": "not_reported", "count": 6 } ], "years_registered_distribution": [ { "code": "under_5", "count": 28 }, { "code": "5_to_9", "count": 25 }, { "code": "10_to_19", "count": 20 }, { "code": "20_plus", "count": 13 }, { "code": "not_reported", "count": 1 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 9 }, { "code": "25m_100m", "count": 19 }, { "code": "100m_500m", "count": 25 }, { "code": "500m_1b", "count": 9 }, { "code": "1b_5b", "count": 11 }, { "code": "over_5b", "count": 2 }, { "code": "not_reported", "count": 12 } ], "firms": [ { "crd_number": 283056, "name": "Magnate Advisory Services, LLC", "name_as_filed": "MAGNATE ADVISORY SERVICES, LLC", "url": "https://advisorcensus.com/firm/magnate-advisory-services-llc-louisville-ky-283056", "city": "Louisville", "state": "KY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 283632, "name": "Mercurio Wealth Advisors", "name_as_filed": "MERCURIO WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/mercurio-wealth-advisors-louisville-ky-283632", "city": "Louisville", "state": "KY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 335186, "name": "Oak Proof Management LLC", "name_as_filed": "OAK PROOF MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/oak-proof-management-llc-louisville-ky-335186", "city": "Louisville", "state": "KY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 297462, "name": "Oxinas Partners Wealth Management", "name_as_filed": "OXINAS PARTNERS WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/oxinas-partners-wealth-management-jeffersonville-in-297462", "city": "Jeffersonville", "state": "IN", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 159957, "name": "Page Financial Services, LLC", "name_as_filed": "PAGE FINANCIAL SERVICES, LLC", "url": "https://advisorcensus.com/firm/page-financial-services-llc-louisville-ky-159957", "city": "Louisville", "state": "KY", "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 107794, "name": "Parthenon LLC", "name_as_filed": "PARTHENON LLC", "url": "https://advisorcensus.com/firm/parthenon-llc-louisville-ky-107794", "city": "Louisville", "state": "KY", "years_registered": 27, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 121880, "name": "Pillar Financial Advisors, LLC", "name_as_filed": "PILLAR FINANCIAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/pillar-financial-advisors-llc-louisville-ky-121880", "city": "Louisville", "state": "KY", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 287623, "name": "Pivot Point Wealth Planning", "name_as_filed": "PIVOT POINT WEALTH PLANNING", "url": "https://advisorcensus.com/firm/pivot-point-wealth-planning-brandenburg-ky-287623", "city": "Brandenburg", "state": "KY", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 312250, "name": "Plentiful Wealth, LLC", "name_as_filed": "PLENTIFUL WEALTH, LLC", "url": "https://advisorcensus.com/firm/plentiful-wealth-llc-louisville-ky-312250", "city": "Louisville", "state": "KY", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 172753, "name": "PNC Real Estate", "name_as_filed": "PNC REAL ESTATE", "url": "https://advisorcensus.com/firm/pnc-real-estate-louisville-ky-172753", "city": "Louisville", "state": "KY", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 120222, "name": "Private Client Services, LLC", "name_as_filed": "PRIVATE CLIENT SERVICES, LLC", "url": "https://advisorcensus.com/firm/private-client-services-llc-louisville-ky-120222", "city": "Louisville", "state": "KY", "years_registered": 16, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 286028, "name": "Prosperity Asset Management, LLC", "name_as_filed": "PROSPERITY ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/prosperity-asset-management-llc-louisville-ky-286028", "city": "Louisville", "state": "KY", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 175257, "name": "Ramsey Quantitative Systems, Inc.", "name_as_filed": "RAMSEY QUANTITATIVE SYSTEMS, INC.", "url": "https://advisorcensus.com/firm/ramsey-quantitative-systems-inc-louisville-ky-175257", "city": "Louisville", "state": "KY", "years_registered": 11, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 286230, "name": "Reliant Wealth Planning, LLC", "name_as_filed": "RELIANT WEALTH PLANNING, LLC", "url": "https://advisorcensus.com/firm/reliant-wealth-planning-llc-louisville-ky-286230", "city": "Louisville", "state": "KY", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 311575, "name": "Retirement Planning Solutions, LLC", "name_as_filed": "RETIREMENT PLANNING SOLUTIONS, LLC", "url": "https://advisorcensus.com/firm/retirement-planning-solutions-llc-louisville-ky-311575", "city": "Louisville", "state": "KY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 309381, "name": "Ricketts Financial, LLC", "name_as_filed": "RICKETTS FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/ricketts-financial-llc-louisville-ky-309381", "city": "Louisville", "state": "KY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 134918, "name": "River Road Asset Management, LLC", "name_as_filed": "RIVER ROAD ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/river-road-asset-management-llc-louisville-ky-134918", "city": "Louisville", "state": "KY", "years_registered": 21, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 161087, "name": "Riverstone Asset Management, LLC", "name_as_filed": "RIVERSTONE ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/riverstone-asset-management-llc-louisville-ky-161087", "city": "Louisville", "state": "KY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 283226, "name": "Saling Wealth Advisors", "name_as_filed": "SALING WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/saling-wealth-advisors-louisville-ky-283226", "city": "Louisville", "state": "KY", "years_registered": 10, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 107480, "name": "Stegner Investment Associates Inc", "name_as_filed": "STEGNER INVESTMENT ASSOCIATES INC", "url": "https://advisorcensus.com/firm/stegner-investment-associates-inc-louisville-ky-107480", "city": "Louisville", "state": "KY", "years_registered": 32, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 165474, "name": "Strategic Wealth Investment Group, LLC", "name_as_filed": "STRATEGIC WEALTH INVESTMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/strategic-wealth-investment-group-llc-louisville-ky-165474", "city": "Louisville", "state": "KY", "years_registered": 6, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 289872, "name": "T.K.M. Financial Services, LLC", "name_as_filed": "T.K.M. FINANCIAL SERVICES, LLC", "url": "https://advisorcensus.com/firm/t-k-m-financial-services-llc-louisville-ky-289872", "city": "Louisville", "state": "KY", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 175104, "name": "The Gleason Group, Inc.", "name_as_filed": "THE GLEASON GROUP, INC.", "url": "https://advisorcensus.com/firm/the-gleason-group-inc-prospect-ky-175104", "city": "Prospect", "state": "KY", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 341410, "name": "The Wealth Planning Company", "name_as_filed": "THE WEALTH PLANNING COMPANY", "url": "https://advisorcensus.com/firm/the-wealth-planning-company-louisville-ky-341410", "city": "Louisville", "state": "KY", "years_registered": null, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 124034, "name": "Thompson Investment Advisors", "name_as_filed": "THOMPSON INVESTMENT ADVISORS", "url": "https://advisorcensus.com/firm/thompson-investment-advisors-louisville-ky-124034", "city": "Louisville", "state": "KY", "years_registered": 35, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 109473, "name": "Todd Asset Management LLC", "name_as_filed": "TODD ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/todd-asset-management-llc-louisville-ky-109473", "city": "Louisville", "state": "KY", "years_registered": 28, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 334305, "name": "VF Advisors, LLC", "name_as_filed": "VF ADVISORS, LLC", "url": "https://advisorcensus.com/firm/vf-advisors-llc-louisville-ky-334305", "city": "Louisville", "state": "KY", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 342413, "name": "Warlock Ltd.", "name_as_filed": "WARLOCK LTD.", "url": "https://advisorcensus.com/firm/warlock-ltd-louisville-ky-342413", "city": "Louisville", "state": "KY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 305992, "name": "Warren Wealth Management & Tax Planning Inc.", "name_as_filed": "WARREN WEALTH MANAGEMENT & TAX PLANNING INC.", "url": "https://advisorcensus.com/firm/warren-wealth-management-and-tax-planning-inc-louisville-ky-305992", "city": "Louisville", "state": "KY", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 339521, "name": "Waycross GP, LLC", "name_as_filed": "WAYCROSS GP, LLC", "url": "https://advisorcensus.com/firm/waycross-gp-llc-louisville-ky-339521", "city": "Louisville", "state": "KY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 153838, "name": "Waycross Partners, LLC", "name_as_filed": "WAYCROSS PARTNERS, LLC", "url": "https://advisorcensus.com/firm/waycross-partners-llc-louisville-ky-153838", "city": "Louisville", "state": "KY", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 140498, "name": "Wealthmd Corporation", "name_as_filed": "WEALTHMD CORPORATION", "url": "https://advisorcensus.com/firm/wealthmd-corporation-louisville-ky-140498", "city": "Louisville", "state": "KY", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 325144, "name": "Whiskey Capital Finance Co. II, LLC", "name_as_filed": "WHISKEY CAPITAL FINANCE CO. II, LLC", "url": "https://advisorcensus.com/firm/whiskey-capital-finance-co-ii-llc-jeffersonville-in-325144", "city": "Jeffersonville", "state": "IN", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 307482, "name": "Whiskey Capital Finance Co., LLC", "name_as_filed": "WHISKEY CAPITAL FINANCE CO., LLC", "url": "https://advisorcensus.com/firm/whiskey-capital-finance-co-llc-jeffersonville-in-307482", "city": "Jeffersonville", "state": "IN", "years_registered": 6, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 315646, "name": "Whitestone Capital Management LLC", "name_as_filed": "WHITESTONE CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/whitestone-capital-management-llc-new-albany-in-315646", "city": "New Albany", "state": "IN", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 154708, "name": "Winebrenner Capital Management LLC", "name_as_filed": "WINEBRENNER CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/winebrenner-capital-management-llc-louisville-ky-154708", "city": "Louisville", "state": "KY", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 149749, "name": "Your Best Move Inc", "name_as_filed": "YOUR BEST MOVE INC", "url": "https://advisorcensus.com/firm/your-best-move-inc-bardstown-ky-149749", "city": "Bardstown", "state": "KY", "years_registered": 17, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false } ], "states": [], "metros": [], "siblings": { "national": "/advisors", "state": { "path": "/advisors/ky", "label": "Financial advisors in Kentucky" }, "metro": { "path": "/advisors/ky/louisville", "label": "Financial advisors in Louisville, KY" }, "city_pages": [], "fee_pages": [ { "path": "/advisors/ky/louisville/fee-only", "label": "Fee-only financial advisors in Louisville, KY", "firm_count": 26 }, { "path": "/advisors/ky/louisville/flat-fee", "label": "Flat-fee financial advisors in Louisville, KY", "firm_count": 53 }, { "path": "/advisors/ky/louisville/hourly", "label": "Hourly financial advisors in Louisville, KY", "firm_count": 34 } ], "answer_pages": [ { "path": "/advisors/ky/louisville/for-high-net-worth-individuals", "firm_count": 62, "label": "Financial advisors for high-net-worth individuals in Louisville, KY" }, { "path": "/advisors/ky/louisville/for-retirement-plans", "firm_count": 24, "label": "Financial advisors for retirement plans in Louisville, KY" }, { "path": "/advisors/ky/louisville/for-businesses", "firm_count": 27, "label": "Financial advisors for businesses in Louisville, KY" }, { "path": "/advisors/ky/louisville/for-charities", "firm_count": 23, "label": "Financial advisors for charitable organizations in Louisville, KY" }, { "path": "/advisors/ky/louisville/no-account-minimum", "firm_count": 10, "label": "Financial advisors with no account minimum in Louisville, KY" } ], "niche_pages": [ { "path": "/advisors/ky/louisville/nurses-and-healthcare-workers", "firm_count": 1, "label": "Financial advisors for nurses and healthcare workers in Louisville, KY" } ] }, "csv": "https://advisorcensus.com/advisors/ky/louisville.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }