# Financial advisors for high-net-worth individuals in Louisville, KY

> AdvisorCensus lists 62 investment advisory firms with a principal office in the Louisville metro area that report high-net-worth individuals among their clients on Form ADV Item 5.D, from filings as of October 2026. Item 5.D asks each firm which types of clients it advises; reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically; each firm's page lists its client types as filed.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ky/louisville/for-high-net-worth-individuals

## At a glance

- Investment advisory firms: 62
- Registration: SEC-registered investment adviser: 41, State-registered investment adviser: 21
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 21 (34%); Percentage of assets 59 (95%); Hourly charges 26 (42%); Fixed fees 44 (71%); Commissions 1 (2%); Performance-based fees 7 (11%); Other 3 (5%)
- Regulatory assets under management (Item 5.F): Under $25 million 2 (3%); $25 million to $100 million 16 (26%); $100 million to $500 million 22 (35%); $500 million to $1 billion 7 (11%); $1 billion to $5 billion 10 (16%); Over $5 billion 2 (3%); Not reported 3 (5%)
- Years registered: Under 5 years 16 (26%); 5 to 9 years 20 (32%); 10 to 19 years 15 (24%); 20 years or more 11 (18%)

## Firms (page 1 of 2, 1 to 50 of 62, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Access Wealth Management, LLC](https://advisorcensus.com/firm/access-wealth-management-llc-louisville-ky-339285) ([md](https://advisorcensus.com/firm/access-wealth-management-llc-louisville-ky-339285.md)) | 339285 | Louisville, KY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Performance fee |
| [Advantage Investment Management](https://advisorcensus.com/firm/advantage-investment-management-louisville-ky-146493) ([md](https://advisorcensus.com/firm/advantage-investment-management-louisville-ky-146493.md)) | 146493 | Louisville, KY | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Alexander Investment Services Co.](https://advisorcensus.com/firm/alexander-investment-services-co-louisville-ky-1037) ([md](https://advisorcensus.com/firm/alexander-investment-services-co-louisville-ky-1037.md)) | 1037 | Louisville, KY | SEC-registered investment adviser | $500 million to $1 billion | 51 | % of assets, Fixed fee, Commissions, Other |
| [American Capital Management, Inc.](https://advisorcensus.com/firm/american-capital-management-inc-new-albany-in-122452) ([md](https://advisorcensus.com/firm/american-capital-management-inc-new-albany-in-122452.md)) | 122452 | New Albany, IN | State-registered investment adviser | $25 million to $100 million | 35 | % of assets, Hourly, Other |
| [Arena Wealth Advisors LLC](https://advisorcensus.com/firm/arena-wealth-advisors-llc-jeffersonville-in-331123) ([md](https://advisorcensus.com/firm/arena-wealth-advisors-llc-jeffersonville-in-331123.md)) | 331123 | Jeffersonville, IN | State-registered investment adviser | $25 million to $100 million | 2 | % of assets, Hourly |
| [Atlas Brown](https://advisorcensus.com/firm/atlas-brown-louisville-ky-133408) ([md](https://advisorcensus.com/firm/atlas-brown-louisville-ky-133408.md)) | 133408 | Louisville, KY | SEC-registered investment adviser | $500 million to $1 billion | 21 | % of assets, Fixed fee |
| [Axiom Financial Strategies Group, LLC](https://advisorcensus.com/firm/axiom-financial-strategies-group-llc-new-albany-in-306618) ([md](https://advisorcensus.com/firm/axiom-financial-strategies-group-llc-new-albany-in-306618.md)) | 306618 | New Albany, IN | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [Barlow Wealth Partners, LLC](https://advisorcensus.com/firm/barlow-wealth-partners-llc-louisville-ky-325308) ([md](https://advisorcensus.com/firm/barlow-wealth-partners-llc-louisville-ky-325308.md)) | 325308 | Louisville, KY | SEC-registered investment adviser | $1 billion to $5 billion | 3 | % of assets, Hourly, Fixed fee |
| [Bluegrass Financial Planning, LLC](https://advisorcensus.com/firm/bluegrass-financial-planning-llc-louisville-ky-169515) ([md](https://advisorcensus.com/firm/bluegrass-financial-planning-llc-louisville-ky-169515.md)) | 169515 | Louisville, KY | State-registered investment adviser | $25 million to $100 million | 12 | % of assets, Hourly, Fixed fee |
| [BLVD Private Wealth, LLC](https://advisorcensus.com/firm/blvd-private-wealth-llc-prospect-ky-310682) ([md](https://advisorcensus.com/firm/blvd-private-wealth-llc-prospect-ky-310682.md)) | 310682 | Prospect, KY | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Fixed fee |
| [Breidenbach Capital Consulting, LLC](https://advisorcensus.com/firm/breidenbach-capital-consulting-llc-louisville-ky-125405) ([md](https://advisorcensus.com/firm/breidenbach-capital-consulting-llc-louisville-ky-125405.md)) | 125405 | Louisville, KY | State-registered investment adviser | $25 million to $100 million | 3 | % of assets, Hourly, Fixed fee |
| [Brookstone Financial](https://advisorcensus.com/firm/brookstone-financial-jeffersonville-in-168185) ([md](https://advisorcensus.com/firm/brookstone-financial-jeffersonville-in-168185.md)) | 168185 | Jeffersonville, IN | State-registered investment adviser | $100 million to $500 million | 12 | % of assets, Hourly |
| [Canopus Wealth Management](https://advisorcensus.com/firm/canopus-wealth-management-louisville-ky-287946) ([md](https://advisorcensus.com/firm/canopus-wealth-management-louisville-ky-287946.md)) | 287946 | Louisville, KY | State-registered investment adviser | $25 million to $100 million | 9 | % of assets |
| [Castellan](https://advisorcensus.com/firm/castellan-louisville-ky-299363) ([md](https://advisorcensus.com/firm/castellan-louisville-ky-299363.md)) | 299363 | Louisville, KY | SEC-registered investment adviser | $500 million to $1 billion | 5 | % of assets, Hourly, Fixed fee, Performance fee |
| [Centerline Wealth Advisors, LLC](https://advisorcensus.com/firm/centerline-wealth-advisors-llc-louisville-ky-164485) ([md](https://advisorcensus.com/firm/centerline-wealth-advisors-llc-louisville-ky-164485.md)) | 164485 | Louisville, KY | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Hourly, Fixed fee |
| [Churchill Financial Advisors, LLC](https://advisorcensus.com/firm/churchill-financial-advisors-llc-louisville-ky-333071) ([md](https://advisorcensus.com/firm/churchill-financial-advisors-llc-louisville-ky-333071.md)) | 333071 | Louisville, KY | SEC-registered investment adviser | $500 million to $1 billion | 1 | % of assets |
| [Clark Financial Planning](https://advisorcensus.com/firm/clark-financial-planning-louisville-ky-293283) ([md](https://advisorcensus.com/firm/clark-financial-planning-louisville-ky-293283.md)) | 293283 | Louisville, KY | State-registered investment adviser | Not reported | 8 | Fixed fee |
| [Coats Financial Planning](https://advisorcensus.com/firm/coats-financial-planning-louisville-ky-122135) ([md](https://advisorcensus.com/firm/coats-financial-planning-louisville-ky-122135.md)) | 122135 | Louisville, KY | State-registered investment adviser | Not reported | 26 | Fixed fee |
| [Cullinan Associates, Inc.](https://advisorcensus.com/firm/cullinan-associates-inc-louisville-ky-108340) ([md](https://advisorcensus.com/firm/cullinan-associates-inc-louisville-ky-108340.md)) | 108340 | Louisville, KY | SEC-registered investment adviser | $1 billion to $5 billion | 36 | % of assets, Fixed fee |
| [Demeter Tactical Investments Corp.](https://advisorcensus.com/firm/demeter-tactical-investments-corp-prospect-ky-329512) ([md](https://advisorcensus.com/firm/demeter-tactical-investments-corp-prospect-ky-329512.md)) | 329512 | Prospect, KY | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Performance fee |
| [Dmlo Wealth Planning, LLC](https://advisorcensus.com/firm/dmlo-wealth-planning-llc-louisville-ky-316202) ([md](https://advisorcensus.com/firm/dmlo-wealth-planning-llc-louisville-ky-316202.md)) | 316202 | Louisville, KY | SEC-registered investment adviser | $25 million to $100 million | 3 | % of assets, Hourly, Fixed fee |
| [Essa Financial LLC](https://advisorcensus.com/firm/essa-financial-llc-louisville-ky-333509) ([md](https://advisorcensus.com/firm/essa-financial-llc-louisville-ky-333509.md)) | 333509 | Louisville, KY | State-registered investment adviser | Not reported | 1 | Fixed fee |
| [Family Wealth Planning Partners](https://advisorcensus.com/firm/family-wealth-planning-partners-louisville-ky-323656) ([md](https://advisorcensus.com/firm/family-wealth-planning-partners-louisville-ky-323656.md)) | 323656 | Louisville, KY | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Fixed fee |
| [Farnsley Advisors](https://advisorcensus.com/firm/farnsley-advisors-louisville-ky-288491) ([md](https://advisorcensus.com/firm/farnsley-advisors-louisville-ky-288491.md)) | 288491 | Louisville, KY | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Hourly |
| [Federal Hill Capital Management](https://advisorcensus.com/firm/federal-hill-capital-management-bardstown-ky-151499) ([md](https://advisorcensus.com/firm/federal-hill-capital-management-bardstown-ky-151499.md)) | 151499 | Bardstown, KY | State-registered investment adviser | $25 million to $100 million | 16 | % of assets, Hourly, Fixed fee |
| [First Kentucky Securities Corp](https://advisorcensus.com/firm/first-kentucky-securities-corp-louisville-ky-7524) ([md](https://advisorcensus.com/firm/first-kentucky-securities-corp-louisville-ky-7524.md)) | 7524 | Louisville, KY | SEC-registered investment adviser | $500 million to $1 billion | 19 | % of assets, Hourly, Fixed fee, Performance fee, Other |
| [Graeter Wealth Advisors, LLC](https://advisorcensus.com/firm/graeter-wealth-advisors-llc-louisville-ky-170046) ([md](https://advisorcensus.com/firm/graeter-wealth-advisors-llc-louisville-ky-170046.md)) | 170046 | Louisville, KY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [Guidance Capital, Inc.](https://advisorcensus.com/firm/guidance-capital-inc-louisville-ky-323541) ([md](https://advisorcensus.com/firm/guidance-capital-inc-louisville-ky-323541.md)) | 323541 | Louisville, KY | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Hourly, Fixed fee |
| [Harvey Investment Company, LLC](https://advisorcensus.com/firm/harvey-investment-company-llc-louisville-ky-110482) ([md](https://advisorcensus.com/firm/harvey-investment-company-llc-louisville-ky-110482.md)) | 110482 | Louisville, KY | SEC-registered investment adviser | $1 billion to $5 billion | 25 | % of assets, Fixed fee |
| [Inspire Private Wealth Management](https://advisorcensus.com/firm/inspire-private-wealth-management-louisville-ky-314961) ([md](https://advisorcensus.com/firm/inspire-private-wealth-management-louisville-ky-314961.md)) | 314961 | Louisville, KY | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Hourly, Fixed fee |
| [Investment Answers](https://advisorcensus.com/firm/investment-answers-louisville-ky-168119) ([md](https://advisorcensus.com/firm/investment-answers-louisville-ky-168119.md)) | 168119 | Louisville, KY | State-registered investment adviser | $25 million to $100 million | 13 | % of assets |
| [J. Hagan Capital, Inc.](https://advisorcensus.com/firm/j-hagan-capital-inc-louisville-ky-168467) ([md](https://advisorcensus.com/firm/j-hagan-capital-inc-louisville-ky-168467.md)) | 168467 | Louisville, KY | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [KPP Advisory Services LLC](https://advisorcensus.com/firm/kpp-advisory-services-llc-louisville-ky-289507) ([md](https://advisorcensus.com/firm/kpp-advisory-services-llc-louisville-ky-289507.md)) | 289507 | Louisville, KY | SEC-registered investment adviser | $1 billion to $5 billion | 9 | % of assets, Hourly, Fixed fee |
| [Lach Financial](https://advisorcensus.com/firm/lach-financial-louisville-ky-157065) ([md](https://advisorcensus.com/firm/lach-financial-louisville-ky-157065.md)) | 157065 | Louisville, KY | State-registered investment adviser | $25 million to $100 million | 15 | % of assets, Hourly, Fixed fee |
| [Lanier Asset Management, LLC](https://advisorcensus.com/firm/lanier-asset-management-llc-louisville-ky-150888) ([md](https://advisorcensus.com/firm/lanier-asset-management-llc-louisville-ky-150888.md)) | 150888 | Louisville, KY | SEC-registered investment adviser | $100 million to $500 million | 10 | % of assets, Fixed fee |
| [Legacy Financial Independent Advisors LLC](https://advisorcensus.com/firm/legacy-financial-independent-advisors-llc-louisville-ky-324258) ([md](https://advisorcensus.com/firm/legacy-financial-independent-advisors-llc-louisville-ky-324258.md)) | 324258 | Louisville, KY | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Hourly, Fixed fee |
| [Lifetime Wealth Design LLC](https://advisorcensus.com/firm/lifetime-wealth-design-llc-louisville-ky-165086) ([md](https://advisorcensus.com/firm/lifetime-wealth-design-llc-louisville-ky-165086.md)) | 165086 | Louisville, KY | State-registered investment adviser | Under $25 million | 8 | % of assets, Fixed fee |
| [Magnate Advisory Services, LLC](https://advisorcensus.com/firm/magnate-advisory-services-llc-louisville-ky-283056) ([md](https://advisorcensus.com/firm/magnate-advisory-services-llc-louisville-ky-283056.md)) | 283056 | Louisville, KY | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [Mercurio Wealth Advisors](https://advisorcensus.com/firm/mercurio-wealth-advisors-louisville-ky-283632) ([md](https://advisorcensus.com/firm/mercurio-wealth-advisors-louisville-ky-283632.md)) | 283632 | Louisville, KY | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Fixed fee |
| [Oxinas Partners Wealth Management](https://advisorcensus.com/firm/oxinas-partners-wealth-management-jeffersonville-in-297462) ([md](https://advisorcensus.com/firm/oxinas-partners-wealth-management-jeffersonville-in-297462.md)) | 297462 | Jeffersonville, IN | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee |
| [Page Financial Services, LLC](https://advisorcensus.com/firm/page-financial-services-llc-louisville-ky-159957) ([md](https://advisorcensus.com/firm/page-financial-services-llc-louisville-ky-159957.md)) | 159957 | Louisville, KY | State-registered investment adviser | Under $25 million | 14 | % of assets, Fixed fee |
| [Parthenon LLC](https://advisorcensus.com/firm/parthenon-llc-louisville-ky-107794) ([md](https://advisorcensus.com/firm/parthenon-llc-louisville-ky-107794.md)) | 107794 | Louisville, KY | SEC-registered investment adviser | $1 billion to $5 billion | 27 | % of assets, Performance fee |
| [Pillar Financial Advisors, LLC](https://advisorcensus.com/firm/pillar-financial-advisors-llc-louisville-ky-121880) ([md](https://advisorcensus.com/firm/pillar-financial-advisors-llc-louisville-ky-121880.md)) | 121880 | Louisville, KY | SEC-registered investment adviser | $100 million to $500 million | 11 | % of assets, Fixed fee |
| [Pivot Point Wealth Planning](https://advisorcensus.com/firm/pivot-point-wealth-planning-brandenburg-ky-287623) ([md](https://advisorcensus.com/firm/pivot-point-wealth-planning-brandenburg-ky-287623.md)) | 287623 | Brandenburg, KY | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Fixed fee |
| [Plentiful Wealth, LLC](https://advisorcensus.com/firm/plentiful-wealth-llc-louisville-ky-312250) ([md](https://advisorcensus.com/firm/plentiful-wealth-llc-louisville-ky-312250.md)) | 312250 | Louisville, KY | State-registered investment adviser | $25 million to $100 million | 5 | % of assets, Hourly, Fixed fee |
| [Private Client Services, LLC](https://advisorcensus.com/firm/private-client-services-llc-louisville-ky-120222) ([md](https://advisorcensus.com/firm/private-client-services-llc-louisville-ky-120222.md)) | 120222 | Louisville, KY | SEC-registered investment adviser | $1 billion to $5 billion | 16 | % of assets, Hourly, Fixed fee |
| [Prosperity Asset Management, LLC](https://advisorcensus.com/firm/prosperity-asset-management-llc-louisville-ky-286028) ([md](https://advisorcensus.com/firm/prosperity-asset-management-llc-louisville-ky-286028.md)) | 286028 | Louisville, KY | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Fixed fee |
| [Reliant Wealth Planning, LLC](https://advisorcensus.com/firm/reliant-wealth-planning-llc-louisville-ky-286230) ([md](https://advisorcensus.com/firm/reliant-wealth-planning-llc-louisville-ky-286230.md)) | 286230 | Louisville, KY | SEC-registered investment adviser | $500 million to $1 billion | 9 | % of assets, Fixed fee |
| [Retirement Planning Solutions, LLC](https://advisorcensus.com/firm/retirement-planning-solutions-llc-louisville-ky-311575) ([md](https://advisorcensus.com/firm/retirement-planning-solutions-llc-louisville-ky-311575.md)) | 311575 | Louisville, KY | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [Ricketts Financial, LLC](https://advisorcensus.com/firm/ricketts-financial-llc-louisville-ky-309381) ([md](https://advisorcensus.com/firm/ricketts-financial-llc-louisville-ky-309381.md)) | 309381 | Louisville, KY | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Fixed fee |

- Next page: https://advisorcensus.com/advisors/ky/louisville/for-high-net-worth-individuals/page/2.md

## Questions people ask

**Which financial advisors in Louisville, KY work with high-net-worth individuals?**
62 investment advisory firms with a principal office in the Louisville metro area report high-net-worth individuals among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one.

**How many financial advisory firms are there in Louisville, KY?**
AdvisorCensus lists 87 investment advisory firms with a principal office in the Louisville metro area, from Form ADV filings as of October 2026: 49 SEC-registered, 32 state-registered, and 6 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Louisville, KY?**
26 of the 87 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Louisville, KY offer financial planning?**
58 of the 81 firms in Louisville, KY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Louisville, KY fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 26 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Kentucky](https://advisorcensus.com/advisors/ky) (https://advisorcensus.com/advisors/ky.md)
- [Financial advisors in Louisville, KY](https://advisorcensus.com/advisors/ky/louisville) (https://advisorcensus.com/advisors/ky/louisville.md)
- [Fee-only financial advisors in Louisville, KY](https://advisorcensus.com/advisors/ky/louisville/fee-only) (https://advisorcensus.com/advisors/ky/louisville/fee-only.md)
- [Flat-fee financial advisors in Louisville, KY](https://advisorcensus.com/advisors/ky/louisville/flat-fee) (https://advisorcensus.com/advisors/ky/louisville/flat-fee.md)
- [Hourly financial advisors in Louisville, KY](https://advisorcensus.com/advisors/ky/louisville/hourly) (https://advisorcensus.com/advisors/ky/louisville/hourly.md)
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Cite as: AdvisorCensus. Financial advisors for high-net-worth individuals in Louisville, KY: 62 firms from Form ADV filings as of October 2026.