{
  "path": "/advisors/il/chicago",
  "url": "https://advisorcensus.com/advisors/il/chicago/page/4",
  "page_type": "metro",
  "title": "Financial advisors in Chicago, IL",
  "filters": {},
  "scope_total": 1071,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Chicago, IL?",
      "a": "AdvisorCensus lists 1,071 investment advisory firms with a principal office in the Chicago metro area, from Form ADV filings as of October 2026: 635 SEC-registered, 299 state-registered, and 137 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Chicago, IL?",
      "a": "277 of the 1,071 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Chicago, IL offer financial planning?",
      "a": "465 of the 934 firms in Chicago, IL that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Chicago, IL fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 277 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 1,071 investment advisory firms with a principal office in the Chicago metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": "Chicago has 1,071 investment advisory firms with a principal office in the metro area as of October 2026: 635 SEC-registered, 299 state-registered, and 137 exempt reporting advisers. 277 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 266 report under $100 million in regulatory assets under management. The metro area has 3,643,783 households, 596,838 of them with income of $200,000 or more, or 557 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors in Chicago, IL: 1,071 firms from Form ADV filings as of October 2026.",
  "total_firms": 1071,
  "page": 4,
  "total_pages": 22,
  "sort": "name",
  "registration_types": {
    "sec": 635,
    "state": 299,
    "exempt": 137
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 277
    },
    {
      "code": "percentage_of_aum",
      "count": 864
    },
    {
      "code": "hourly",
      "count": 307
    },
    {
      "code": "subscription",
      "count": 9
    },
    {
      "code": "fixed",
      "count": 432
    },
    {
      "code": "commissions",
      "count": 38
    },
    {
      "code": "performance_based",
      "count": 286
    },
    {
      "code": "other",
      "count": 160
    },
    {
      "code": "not_reported",
      "count": 137
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 358
    },
    {
      "code": "5_to_9",
      "count": 237
    },
    {
      "code": "10_to_19",
      "count": 293
    },
    {
      "code": "20_plus",
      "count": 183
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 140
    },
    {
      "code": "25m_100m",
      "count": 126
    },
    {
      "code": "100m_500m",
      "count": 260
    },
    {
      "code": "500m_1b",
      "count": 100
    },
    {
      "code": "1b_5b",
      "count": 132
    },
    {
      "code": "over_5b",
      "count": 111
    },
    {
      "code": "not_reported",
      "count": 202
    }
  ],
  "firms": [
    {
      "crd_number": 337235,
      "name": "Capital Market Advisors, LLC",
      "name_as_filed": "CAPITAL MARKET ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/capital-market-advisors-llc-chicago-il-337235",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 106768,
      "name": "Capital Resource Management,inc.",
      "name_as_filed": "CAPITAL RESOURCE MANAGEMENT,INC.",
      "url": "https://advisorcensus.com/firm/capital-resource-management-inc-deerfield-il-106768",
      "city": "Deerfield",
      "state": "IL",
      "years_registered": 35,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 304389,
      "name": "Capri EGM, LLC",
      "name_as_filed": "CAPRI EGM, LLC",
      "url": "https://advisorcensus.com/firm/capri-egm-llc-chicago-il-304389",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 7,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 109341,
      "name": "Capstone Financial Advisors Inc",
      "name_as_filed": "CAPSTONE FINANCIAL ADVISORS INC",
      "url": "https://advisorcensus.com/firm/capstone-financial-advisors-inc-downers-grove-il-109341",
      "city": "Downers Grove",
      "state": "IL",
      "years_registered": 26,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 301025,
      "name": "Carter Financial Group, Inc.",
      "name_as_filed": "CARTER FINANCIAL GROUP, INC.",
      "url": "https://advisorcensus.com/firm/carter-financial-group-inc-barrington-il-301025",
      "city": "Barrington",
      "state": "IL",
      "years_registered": 6,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 124098,
      "name": "Casey Wealth Management, Inc.",
      "name_as_filed": "CASEY WEALTH MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/casey-wealth-management-inc-orland-park-il-124098",
      "city": "Orland Park",
      "state": "IL",
      "years_registered": 24,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288893,
      "name": "Castleark Alternatives, LLC",
      "name_as_filed": "CASTLEARK ALTERNATIVES, LLC",
      "url": "https://advisorcensus.com/firm/castleark-alternatives-llc-chicago-il-288893",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 109587,
      "name": "Castleark Management LLC",
      "name_as_filed": "CASTLEARK MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/castleark-management-llc-chicago-il-109587",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 27,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 174020,
      "name": "Cedar Capital, LLC",
      "name_as_filed": "CEDAR CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/cedar-capital-llc-glen-ellyn-il-174020",
      "city": "Glen Ellyn",
      "state": "IL",
      "years_registered": 3,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 285814,
      "name": "Cedar Street Asset Management LLC",
      "name_as_filed": "CEDAR STREET ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/cedar-street-asset-management-llc-chicago-il-285814",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 7,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 291521,
      "name": "Center Rock Capital Partners, LP",
      "name_as_filed": "CENTER ROCK CAPITAL PARTNERS, LP",
      "url": "https://advisorcensus.com/firm/center-rock-capital-partners-lp-chicago-il-291521",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 8,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 289928,
      "name": "Centerstar Asset Management, LLC",
      "name_as_filed": "CENTERSTAR ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/centerstar-asset-management-llc-chicago-il-289928",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 9,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 133877,
      "name": "Centric Wealth Management, LLC",
      "name_as_filed": "CENTRIC WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/centric-wealth-management-llc-chicago-il-133877",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 21,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 171228,
      "name": "Certitude Advisors, LLC",
      "name_as_filed": "CERTITUDE ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/certitude-advisors-llc-northfield-il-171228",
      "city": "Northfield",
      "state": "IL",
      "years_registered": 9,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105644,
      "name": "Cetera Investment Advisers LLC",
      "name_as_filed": "CETERA INVESTMENT ADVISERS LLC",
      "url": "https://advisorcensus.com/firm/cetera-investment-advisers-llc-schaumburg-il-105644",
      "city": "Schaumburg",
      "state": "IL",
      "years_registered": 42,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 165436,
      "name": "Cetera Investment Management LLC",
      "name_as_filed": "CETERA INVESTMENT MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/cetera-investment-management-llc-schamburg-il-165436",
      "city": "Schamburg",
      "state": "IL",
      "years_registered": 13,
      "raum_band": "not_reported",
      "compensation_types": [
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 139531,
      "name": "CFI Partners",
      "name_as_filed": "CFI PARTNERS",
      "url": "https://advisorcensus.com/firm/cfi-partners-chicago-il-139531",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 15,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 322813,
      "name": "Cgam",
      "name_as_filed": "CGAM",
      "url": "https://advisorcensus.com/firm/cgam-naperville-il-322813",
      "city": "Naperville",
      "state": "IL",
      "years_registered": 3,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 286148,
      "name": "Chancellor Financial Services, Inc.",
      "name_as_filed": "CHANCELLOR FINANCIAL SERVICES, INC.",
      "url": "https://advisorcensus.com/firm/chancellor-financial-services-inc-orland-park-il-286148",
      "city": "Orland Park",
      "state": "IL",
      "years_registered": 9,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 128450,
      "name": "Channing Capital Management, LLC",
      "name_as_filed": "CHANNING CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/channing-capital-management-llc-chicago-il-128450",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 23,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 111578,
      "name": "Chesley, Taft & Associates, LLC",
      "name_as_filed": "CHESLEY, TAFT & ASSOCIATES, LLC",
      "url": "https://advisorcensus.com/firm/chesley-taft-and-associates-llc-chicago-il-111578",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 25,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 311619,
      "name": "Chicago Atlantic Advisers, LLC",
      "name_as_filed": "CHICAGO ATLANTIC ADVISERS, LLC",
      "url": "https://advisorcensus.com/firm/chicago-atlantic-advisers-llc-chicago-il-311619",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 4,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 123483,
      "name": "Chicago Capital Management Advisors, LLC",
      "name_as_filed": "CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/chicago-capital-management-advisors-llc-lisle-il-123483",
      "city": "Lisle",
      "state": "IL",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 175453,
      "name": "Chicago Capital Management, LLC",
      "name_as_filed": "CHICAGO CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/chicago-capital-management-llc-chicago-il-175453",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 11,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 282493,
      "name": "Chicago Capital Partners",
      "name_as_filed": "CHICAGO CAPITAL PARTNERS",
      "url": "https://advisorcensus.com/firm/chicago-capital-partners-highland-park-il-282493",
      "city": "Highland Park",
      "state": "IL",
      "years_registered": 10,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 291624,
      "name": "Chicago Capital, LLC",
      "name_as_filed": "CHICAGO CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/chicago-capital-llc-chicago-il-291624",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 8,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 123243,
      "name": "Chicago Investment Advisory Council, Inc.",
      "name_as_filed": "CHICAGO INVESTMENT ADVISORY COUNCIL, INC.",
      "url": "https://advisorcensus.com/firm/chicago-investment-advisory-council-inc-st-charles-il-123243",
      "city": "St. Charles",
      "state": "IL",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 142810,
      "name": "Chicago Investment Advisory Group",
      "name_as_filed": "CHICAGO INVESTMENT ADVISORY GROUP",
      "url": "https://advisorcensus.com/firm/chicago-investment-advisory-group-mokena-il-142810",
      "city": "Mokena",
      "state": "IL",
      "years_registered": 7,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 333344,
      "name": "Chicago Oakbrook Financial Group",
      "name_as_filed": "CHICAGO OAKBROOK FINANCIAL GROUP",
      "url": "https://advisorcensus.com/firm/chicago-oakbrook-financial-group-oak-brook-il-333344",
      "city": "Oak Brook",
      "state": "IL",
      "years_registered": 1,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 172960,
      "name": "Chicago Pacific Founders",
      "name_as_filed": "CHICAGO PACIFIC FOUNDERS",
      "url": "https://advisorcensus.com/firm/chicago-pacific-founders-chicago-il-172960",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 12,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 147662,
      "name": "Chicago Partners Investment Group LLC",
      "name_as_filed": "CHICAGO PARTNERS INVESTMENT GROUP LLC",
      "url": "https://advisorcensus.com/firm/chicago-partners-investment-group-llc-chicago-il-147662",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 18,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 155667,
      "name": "Chicago River Capital, LLC",
      "name_as_filed": "CHICAGO RIVER CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/chicago-river-capital-llc-chicago-il-155667",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 321050,
      "name": "Chicago Ventures Fund Management, LLC",
      "name_as_filed": "CHICAGO VENTURES FUND MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/chicago-ventures-fund-management-llc-chicago-il-321050",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 112271,
      "name": "Chicago Wealth Management, Inc.",
      "name_as_filed": "CHICAGO WEALTH MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/chicago-wealth-management-inc-chicago-il-112271",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 20,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 104604,
      "name": "Christian Brothers Investment Services, Inc.",
      "name_as_filed": "CHRISTIAN BROTHERS INVESTMENT SERVICES, INC.",
      "url": "https://advisorcensus.com/firm/christian-brothers-investment-services-inc-chicago-il-104604",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 44,
      "raum_band": "over_5b",
      "compensation_types": [
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  "states": [],
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  "siblings": {
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    "state": {
      "path": "/advisors/il",
      "label": "Financial advisors in Illinois"
    },
    "metro": {
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      "label": "Financial advisors in Chicago, IL"
    },
    "city_pages": [
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    "fee_pages": [
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      },
      {
        "path": "/advisors/il/chicago/flat-fee",
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      },
      {
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      }
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      },
      {
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      },
      {
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      },
      {
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      },
      {
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      },
      {
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      }
    ]
  },
  "csv": "https://advisorcensus.com/advisors/il/chicago.csv",
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}