{
  "path": "/advisors/il/chicago",
  "url": "https://advisorcensus.com/advisors/il/chicago/page/11",
  "page_type": "metro",
  "title": "Financial advisors in Chicago, IL",
  "filters": {},
  "scope_total": 1071,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Chicago, IL?",
      "a": "AdvisorCensus lists 1,071 investment advisory firms with a principal office in the Chicago metro area, from Form ADV filings as of October 2026: 635 SEC-registered, 299 state-registered, and 137 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Chicago, IL?",
      "a": "277 of the 1,071 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Chicago, IL offer financial planning?",
      "a": "465 of the 934 firms in Chicago, IL that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Chicago, IL fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 277 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 1,071 investment advisory firms with a principal office in the Chicago metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": "Chicago has 1,071 investment advisory firms with a principal office in the metro area as of October 2026: 635 SEC-registered, 299 state-registered, and 137 exempt reporting advisers. 277 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 266 report under $100 million in regulatory assets under management. The metro area has 3,643,783 households, 596,838 of them with income of $200,000 or more, or 557 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors in Chicago, IL: 1,071 firms from Form ADV filings as of October 2026.",
  "total_firms": 1071,
  "page": 11,
  "total_pages": 22,
  "sort": "name",
  "registration_types": {
    "sec": 635,
    "state": 299,
    "exempt": 137
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 277
    },
    {
      "code": "percentage_of_aum",
      "count": 864
    },
    {
      "code": "hourly",
      "count": 307
    },
    {
      "code": "subscription",
      "count": 9
    },
    {
      "code": "fixed",
      "count": 432
    },
    {
      "code": "commissions",
      "count": 38
    },
    {
      "code": "performance_based",
      "count": 286
    },
    {
      "code": "other",
      "count": 160
    },
    {
      "code": "not_reported",
      "count": 137
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 358
    },
    {
      "code": "5_to_9",
      "count": 237
    },
    {
      "code": "10_to_19",
      "count": 293
    },
    {
      "code": "20_plus",
      "count": 183
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 140
    },
    {
      "code": "25m_100m",
      "count": 126
    },
    {
      "code": "100m_500m",
      "count": 260
    },
    {
      "code": "500m_1b",
      "count": 100
    },
    {
      "code": "1b_5b",
      "count": 132
    },
    {
      "code": "over_5b",
      "count": 111
    },
    {
      "code": "not_reported",
      "count": 202
    }
  ],
  "firms": [
    {
      "crd_number": 305445,
      "name": "Kinzie Capital Partners",
      "name_as_filed": "KINZIE CAPITAL PARTNERS",
      "url": "https://advisorcensus.com/firm/kinzie-capital-partners-chicago-il-305445",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334680,
      "name": "Kisher Capital, LLC",
      "name_as_filed": "KISHER CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/kisher-capital-llc-dekalb-il-334680",
      "city": "Dekalb",
      "state": "IL",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 165136,
      "name": "KKM Financial LLC",
      "name_as_filed": "KKM FINANCIAL LLC",
      "url": "https://advisorcensus.com/firm/kkm-financial-llc-chicago-il-165136",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 14,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 265787,
      "name": "Klaff Realty, LP",
      "name_as_filed": "KLAFF REALTY, LP",
      "url": "https://advisorcensus.com/firm/klaff-realty-lp-chicago-il-265787",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 10,
      "raum_band": "100m_500m",
      "compensation_types": [
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 136825,
      "name": "Kline Capital Management LLC",
      "name_as_filed": "KLINE CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/kline-capital-management-llc-northfield-il-136825",
      "city": "Northfield",
      "state": "IL",
      "years_registered": 15,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 123479,
      "name": "Knoble, Larry H.",
      "name_as_filed": "KNOBLE, LARRY H.",
      "url": "https://advisorcensus.com/firm/knoble-larry-h-sycamore-il-123479",
      "city": "Sycamore",
      "state": "IL",
      "years_registered": 28,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 152243,
      "name": "Kollar Wealth Advisors, LLC",
      "name_as_filed": "KOLLAR WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/kollar-wealth-advisors-llc-northbrook-il-152243",
      "city": "Northbrook",
      "state": "IL",
      "years_registered": 16,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 322425,
      "name": "Kortenkamp, Joshua F",
      "name_as_filed": "KORTENKAMP, JOSHUA F",
      "url": "https://advisorcensus.com/firm/kortenkamp-joshua-f-gurnee-il-322425",
      "city": "Gurnee",
      "state": "IL",
      "years_registered": 3,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 168156,
      "name": "Kotys Wealth Professionals",
      "name_as_filed": "KOTYS WEALTH PROFESSIONALS",
      "url": "https://advisorcensus.com/firm/kotys-wealth-professionals-valparaiso-in-168156",
      "city": "Valparaiso",
      "state": "IN",
      "years_registered": 6,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 338738,
      "name": "KRM Financial Planning & Wealth Management, LLC",
      "name_as_filed": "KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/krm-financial-planning-and-wealth-management-llc-st-charles-il-338738",
      "city": "St. Charles",
      "state": "IL",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 143204,
      "name": "Kruse Asset Management, LLC",
      "name_as_filed": "KRUSE ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/kruse-asset-management-llc-chicago-il-143204",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 306434,
      "name": "Kuhn & Company Investment Counsel, LLC",
      "name_as_filed": "KUHN & COMPANY INVESTMENT COUNSEL, LLC",
      "url": "https://advisorcensus.com/firm/kuhn-and-company-investment-counsel-llc-chicago-il-306434",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 283028,
      "name": "Kuhn Capital Partners",
      "name_as_filed": "KUHN CAPITAL PARTNERS",
      "url": "https://advisorcensus.com/firm/kuhn-capital-partners-oak-brook-il-283028",
      "city": "Oak Brook",
      "state": "IL",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 168727,
      "name": "Kuhn Wealth Management Inc.",
      "name_as_filed": "KUHN WEALTH MANAGEMENT INC.",
      "url": "https://advisorcensus.com/firm/kuhn-wealth-management-inc-schaumburg-il-168727",
      "city": "Schaumburg",
      "state": "IL",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 149156,
      "name": "L&G - Asset Management, America",
      "name_as_filed": "L&G - ASSET MANAGEMENT, AMERICA",
      "url": "https://advisorcensus.com/firm/l-and-g-asset-management-america-chicago-il-149156",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 17,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 305631,
      "name": "Lago Asset Management",
      "name_as_filed": "LAGO ASSET MANAGEMENT",
      "url": "https://advisorcensus.com/firm/lago-asset-management-chicago-il-305631",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 4,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 173782,
      "name": "Lake Jericho, LLC",
      "name_as_filed": "LAKE JERICHO, LLC",
      "url": "https://advisorcensus.com/firm/lake-jericho-llc-chicago-il-173782",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 11,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 296761,
      "name": "Lake Street",
      "name_as_filed": "LAKE STREET",
      "url": "https://advisorcensus.com/firm/lake-street-chicago-il-296761",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 8,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 325609,
      "name": "Lakeshore Capital Group, Inc.",
      "name_as_filed": "LAKESHORE CAPITAL GROUP, INC.",
      "url": "https://advisorcensus.com/firm/lakeshore-capital-group-inc-rolling-meadows-il-325609",
      "city": "Rolling Meadows",
      "state": "IL",
      "years_registered": 3,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 343512,
      "name": "Lakeshore Private Office LLC",
      "name_as_filed": "LAKESHORE PRIVATE OFFICE LLC",
      "url": "https://advisorcensus.com/firm/lakeshore-private-office-llc-chicago-il-343512",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 174887,
      "name": "Lakewood Asset Management, LLC",
      "name_as_filed": "LAKEWOOD ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/lakewood-asset-management-llc-naperville-il-174887",
      "city": "Naperville",
      "state": "IL",
      "years_registered": 8,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 174249,
      "name": "Lakshmi Wealth Management LLC",
      "name_as_filed": "LAKSHMI WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/lakshmi-wealth-management-llc-naperville-il-174249",
      "city": "Naperville",
      "state": "IL",
      "years_registered": 9,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 28352,
      "name": "Landolt Securities, Inc.",
      "name_as_filed": "LANDOLT SECURITIES, INC.",
      "url": "https://advisorcensus.com/firm/landolt-securities-inc-lake-bluff-il-28352",
      "city": "Lake Bluff",
      "state": "IL",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 297573,
      "name": "Lantz Financial LLC",
      "name_as_filed": "LANTZ FINANCIAL LLC",
      "url": "https://advisorcensus.com/firm/lantz-financial-llc-naperville-il-297573",
      "city": "Naperville",
      "state": "IL",
      "years_registered": 8,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 161298,
      "name": "Laramar Multi-Family Value Manager, LLC",
      "name_as_filed": "LARAMAR MULTI-FAMILY VALUE MANAGER, LLC",
      "url": "https://advisorcensus.com/firm/laramar-multi-family-value-manager-llc-chicago-il-161298",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 324670,
      "name": "Lasalle Capital Management, LLC",
      "name_as_filed": "LASALLE CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/lasalle-capital-management-llc-chicago-il-324670",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 109307,
      "name": "Lasalle Investment Management",
      "name_as_filed": "LASALLE INVESTMENT MANAGEMENT",
      "url": "https://advisorcensus.com/firm/lasalle-investment-management-chicago-il-109307",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 43,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 109701,
      "name": "Lasalle ST. Investment Advisors, L.L.C.",
      "name_as_filed": "LASALLE ST. INVESTMENT ADVISORS, L.L.C.",
      "url": "https://advisorcensus.com/firm/lasalle-st-investment-advisors-l-l-c-elmhurst-il-109701",
      "city": "Elmhurst",
      "state": "IL",
      "years_registered": 37,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 282423,
      "name": "Latko Wealth Management, Ltd.",
      "name_as_filed": "LATKO WEALTH MANAGEMENT, LTD.",
      "url": "https://advisorcensus.com/firm/latko-wealth-management-ltd-frankfort-il-282423",
      "city": "Frankfort",
      "state": "IL",
      "years_registered": 8,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 289763,
      "name": "Lauer Wealth Management",
      "name_as_filed": "LAUER WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/lauer-wealth-management-valparaiso-in-289763",
      "city": "Valparaiso",
      "state": "IN",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 319707,
      "name": "Laureate Capital Real Estate Management, LLC",
      "name_as_filed": "LAUREATE CAPITAL REAL ESTATE MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/laureate-capital-real-estate-management-llc-glen-ellyn-il-319707",
      "city": "Glen Ellyn",
      "state": "IL",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 172519,
      "name": "Laureate Wealth Management, LLC",
      "name_as_filed": "LAUREATE WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/laureate-wealth-management-llc-glen-ellyn-il-172519",
      "city": "Glen Ellyn",
      "state": "IL",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 111074,
      "name": "LCM Capital Management Inc",
      "name_as_filed": "LCM CAPITAL MANAGEMENT INC",
      "url": "https://advisorcensus.com/firm/lcm-capital-management-inc-chicago-il-111074",
      "city": "Chicago",
      "state": "IL",
      "years_registered": 19,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 148787,
      "name": "Leading Edge Wealth Management, LLC",
      "name_as_filed": "LEADING EDGE WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/leading-edge-wealth-management-llc-rolling-meadows-il-148787",
      "city": "Rolling Meadows",
      "state": "IL",
      "years_registered": 17,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
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      "path": "/advisors/il",
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      },
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      },
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      },
      {
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      }
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  },
  "csv": "https://advisorcensus.com/advisors/il/chicago.csv",
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}