# Financial advisors in Naperville, IL

> AdvisorCensus lists 41 investment advisory firms with a principal office in Naperville, Illinois (part of the Chicago metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full Chicago metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/il/chicago/naperville

## At a glance

- Investment advisory firms: 41
- Registration: SEC-registered investment adviser: 20, State-registered investment adviser: 18, Exempt reporting adviser: 3
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 8 (21%); Percentage of assets 36 (95%); Hourly charges 15 (39%); Fixed fees 24 (63%); Commissions 5 (13%); Performance-based fees 5 (13%); Other 2 (5%); No compensation arrangements reported 3
- Regulatory assets under management (Item 5.F): Under $25 million 8 (20%); $25 million to $100 million 9 (22%); $100 million to $500 million 10 (24%); $500 million to $1 billion 5 (12%); Over $5 billion 3 (7%); Not reported 6 (15%)
- Years registered: Under 5 years 14 (34%); 5 to 9 years 15 (37%); 10 to 19 years 9 (22%); 20 years or more 3 (7%)

## Firms (page 1 of 1, 1 to 41 of 41, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Access Softek Advisory Services](https://advisorcensus.com/firm/access-softek-advisory-services-naperville-il-299800) ([md](https://advisorcensus.com/firm/access-softek-advisory-services-naperville-il-299800.md)) | 299800 | Naperville, IL | SEC-registered investment adviser | Under $25 million | 7 | % of assets |
| [Advanced Planning Advisors Group Inc.](https://advisorcensus.com/firm/advanced-planning-advisors-group-inc-naperville-il-313101) ([md](https://advisorcensus.com/firm/advanced-planning-advisors-group-inc-naperville-il-313101.md)) | 313101 | Naperville, IL | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [Ashe Benefits 401(K) Advisory Services, Ltd.](https://advisorcensus.com/firm/ashe-benefits-401-k-advisory-services-ltd-naperville-il-289513) ([md](https://advisorcensus.com/firm/ashe-benefits-401-k-advisory-services-ltd-naperville-il-289513.md)) | 289513 | Naperville, IL | State-registered investment adviser | $25 million to $100 million | 8 | % of assets |
| [Bishop Financial Services LLC](https://advisorcensus.com/firm/bishop-financial-services-llc-naperville-il-314745) ([md](https://advisorcensus.com/firm/bishop-financial-services-llc-naperville-il-314745.md)) | 314745 | Naperville, IL | State-registered investment adviser | Under $25 million | 5 | % of assets, Performance fee |
| [Blue Cedar Advisors LLC](https://advisorcensus.com/firm/blue-cedar-advisors-llc-naperville-il-312727) ([md](https://advisorcensus.com/firm/blue-cedar-advisors-llc-naperville-il-312727.md)) | 312727 | Naperville, IL | State-registered investment adviser | Under $25 million | 5 | % of assets, Fixed fee |
| [Calamos Advisors LLC](https://advisorcensus.com/firm/calamos-advisors-llc-naperville-il-105758) ([md](https://advisorcensus.com/firm/calamos-advisors-llc-naperville-il-105758.md)) | 105758 | Naperville, IL | SEC-registered investment adviser | Over $5 billion | 39 | % of assets |
| [Calamos Private Equity LLC](https://advisorcensus.com/firm/calamos-private-equity-llc-naperville-il-326913) ([md](https://advisorcensus.com/firm/calamos-private-equity-llc-naperville-il-326913.md)) | 326913 | Naperville, IL | SEC-registered investment adviser | Not reported | 2 | Fixed fee |
| [Calamos Wealth Management LLC](https://advisorcensus.com/firm/calamos-wealth-management-llc-naperville-il-143490) ([md](https://advisorcensus.com/firm/calamos-wealth-management-llc-naperville-il-143490.md)) | 143490 | Naperville, IL | SEC-registered investment adviser | Over $5 billion | 19 | % of assets, Fixed fee |
| [Cgam](https://advisorcensus.com/firm/cgam-naperville-il-322813) ([md](https://advisorcensus.com/firm/cgam-naperville-il-322813.md)) | 322813 | Naperville, IL | SEC-registered investment adviser | $25 million to $100 million | 3 | % of assets |
| [Cornerstone Asset Management, Inc.](https://advisorcensus.com/firm/cornerstone-asset-management-inc-naperville-il-113635) ([md](https://advisorcensus.com/firm/cornerstone-asset-management-inc-naperville-il-113635.md)) | 113635 | Naperville, IL | State-registered investment adviser | Under $25 million | 19 | % of assets, Hourly, Other |
| [DHJJ Financial Advisors](https://advisorcensus.com/firm/dhjj-financial-advisors-naperville-il-107034) ([md](https://advisorcensus.com/firm/dhjj-financial-advisors-naperville-il-107034.md)) | 107034 | Naperville, IL | SEC-registered investment adviser | $500 million to $1 billion | 33 | % of assets, Hourly, Fixed fee |
| [Fiduciary Financial Partners, LLC](https://advisorcensus.com/firm/fiduciary-financial-partners-llc-naperville-il-156389) ([md](https://advisorcensus.com/firm/fiduciary-financial-partners-llc-naperville-il-156389.md)) | 156389 | Naperville, IL | SEC-registered investment adviser | $100 million to $500 million | 13 | % of assets, Fixed fee, Commissions |
| [GCR Financial Services, LLC](https://advisorcensus.com/firm/gcr-financial-services-llc-naperville-il-151821) ([md](https://advisorcensus.com/firm/gcr-financial-services-llc-naperville-il-151821.md)) | 151821 | Naperville, IL | State-registered investment adviser | $25 million to $100 million | 16 | % of assets, Hourly, Fixed fee |
| [GW Asset Management LLC](https://advisorcensus.com/firm/gw-asset-management-llc-naperville-il-339702) ([md](https://advisorcensus.com/firm/gw-asset-management-llc-naperville-il-339702.md)) | 339702 | Naperville, IL | State-registered investment adviser | Under $25 million | 0 | % of assets |
| [Heritage Wealth](https://advisorcensus.com/firm/heritage-wealth-naperville-il-315288) ([md](https://advisorcensus.com/firm/heritage-wealth-naperville-il-315288.md)) | 315288 | Naperville, IL | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Fixed fee |
| [Herrick Lake Investments LLC](https://advisorcensus.com/firm/herrick-lake-investments-llc-naperville-il-315662) ([md](https://advisorcensus.com/firm/herrick-lake-investments-llc-naperville-il-315662.md)) | 315662 | Naperville, IL | State-registered investment adviser | Under $25 million | 5 | % of assets |
| [HK Private Client, LLC](https://advisorcensus.com/firm/hk-private-client-llc-naperville-il-315104) ([md](https://advisorcensus.com/firm/hk-private-client-llc-naperville-il-315104.md)) | 315104 | Naperville, IL | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Hourly |
| [Intentgen Financial Partners](https://advisorcensus.com/firm/intentgen-financial-partners-naperville-il-341913) ([md](https://advisorcensus.com/firm/intentgen-financial-partners-naperville-il-341913.md)) | 341913 | Naperville, IL | SEC-registered investment adviser | $500 million to $1 billion | 0 | % of assets, Fixed fee, Commissions |
| [Kadisak Financial Services, Inc.](https://advisorcensus.com/firm/kadisak-financial-services-inc-naperville-il-122895) ([md](https://advisorcensus.com/firm/kadisak-financial-services-inc-naperville-il-122895.md)) | 122895 | Naperville, IL | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Fixed fee |
| [Lakewood Asset Management, LLC](https://advisorcensus.com/firm/lakewood-asset-management-llc-naperville-il-174887) ([md](https://advisorcensus.com/firm/lakewood-asset-management-llc-naperville-il-174887.md)) | 174887 | Naperville, IL | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Fixed fee |
| [Lakshmi Wealth Management LLC](https://advisorcensus.com/firm/lakshmi-wealth-management-llc-naperville-il-174249) ([md](https://advisorcensus.com/firm/lakshmi-wealth-management-llc-naperville-il-174249.md)) | 174249 | Naperville, IL | State-registered investment adviser | $25 million to $100 million | 9 | % of assets |
| [Lantz Financial LLC](https://advisorcensus.com/firm/lantz-financial-llc-naperville-il-297573) ([md](https://advisorcensus.com/firm/lantz-financial-llc-naperville-il-297573.md)) | 297573 | Naperville, IL | SEC-registered investment adviser | $500 million to $1 billion | 8 | % of assets, Hourly, Fixed fee |
| [Left Brain Wealth Management, LLC](https://advisorcensus.com/firm/left-brain-wealth-management-llc-naperville-il-170348) ([md](https://advisorcensus.com/firm/left-brain-wealth-management-llc-naperville-il-170348.md)) | 170348 | Naperville, IL | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee, Performance fee |
| [M.brown Financial Advisors](https://advisorcensus.com/firm/m-brown-financial-advisors-naperville-il-312364) ([md](https://advisorcensus.com/firm/m-brown-financial-advisors-naperville-il-312364.md)) | 312364 | Naperville, IL | State-registered investment adviser | Not reported | 5 | % of assets, Hourly, Commissions |
| [Millington Financial Advisors, LLC](https://advisorcensus.com/firm/millington-financial-advisors-llc-naperville-il-156315) ([md](https://advisorcensus.com/firm/millington-financial-advisors-llc-naperville-il-156315.md)) | 156315 | Naperville, IL | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Fixed fee |
| [Oakwood Wealth Advisors Ltd.](https://advisorcensus.com/firm/oakwood-wealth-advisors-ltd-naperville-il-164656) ([md](https://advisorcensus.com/firm/oakwood-wealth-advisors-ltd-naperville-il-164656.md)) | 164656 | Naperville, IL | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Hourly, Fixed fee, Performance fee |
| [Powers Financial Group, LLC](https://advisorcensus.com/firm/powers-financial-group-llc-naperville-il-306913) ([md](https://advisorcensus.com/firm/powers-financial-group-llc-naperville-il-306913.md)) | 306913 | Naperville, IL | State-registered investment adviser | Under $25 million | 6 | % of assets, Hourly |
| [Prairie Investment Advisors, LLC](https://advisorcensus.com/firm/prairie-investment-advisors-llc-naperville-il-173356) ([md](https://advisorcensus.com/firm/prairie-investment-advisors-llc-naperville-il-173356.md)) | 173356 | Naperville, IL | State-registered investment adviser | $100 million to $500 million | 11 | % of assets, Hourly, Fixed fee |
| [Ptma Investment Advisors](https://advisorcensus.com/firm/ptma-investment-advisors-naperville-il-301973) ([md](https://advisorcensus.com/firm/ptma-investment-advisors-naperville-il-301973.md)) | 301973 | Naperville, IL | SEC-registered investment adviser | Over $5 billion | 7 | % of assets |
| [RAI Wealth](https://advisorcensus.com/firm/rai-wealth-naperville-il-324695) ([md](https://advisorcensus.com/firm/rai-wealth-naperville-il-324695.md)) | 324695 | Naperville, IL | SEC-registered investment adviser | $500 million to $1 billion | 3 | % of assets, Fixed fee, Commissions |
| [Red Dot Capital LLC](https://advisorcensus.com/firm/red-dot-capital-llc-naperville-il-332865) ([md](https://advisorcensus.com/firm/red-dot-capital-llc-naperville-il-332865.md)) | 332865 | Naperville, IL | Exempt reporting adviser | Not reported | 0 | Not reported |
| [RWC for Life](https://advisorcensus.com/firm/rwc-for-life-naperville-il-317898) ([md](https://advisorcensus.com/firm/rwc-for-life-naperville-il-317898.md)) | 317898 | Naperville, IL | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Hourly, Fixed fee, Other |
| [SCG Asset Management LLC](https://advisorcensus.com/firm/scg-asset-management-llc-naperville-il-311843) ([md](https://advisorcensus.com/firm/scg-asset-management-llc-naperville-il-311843.md)) | 311843 | Naperville, IL | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Fixed fee |
| [Sovereign Bay Advisors LLC](https://advisorcensus.com/firm/sovereign-bay-advisors-llc-naperville-il-337245) ([md](https://advisorcensus.com/firm/sovereign-bay-advisors-llc-naperville-il-337245.md)) | 337245 | Naperville, IL | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Stanton Group Wealth Partners, Inc.](https://advisorcensus.com/firm/stanton-group-wealth-partners-inc-naperville-il-335311) ([md](https://advisorcensus.com/firm/stanton-group-wealth-partners-inc-naperville-il-335311.md)) | 335311 | Naperville, IL | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Stenger Family Office, LLC](https://advisorcensus.com/firm/stenger-family-office-llc-naperville-il-325089) ([md](https://advisorcensus.com/firm/stenger-family-office-llc-naperville-il-325089.md)) | 325089 | Naperville, IL | SEC-registered investment adviser | $500 million to $1 billion | 3 | % of assets, Fixed fee |
| [Stone Island Financial Planning](https://advisorcensus.com/firm/stone-island-financial-planning-naperville-il-146765) ([md](https://advisorcensus.com/firm/stone-island-financial-planning-naperville-il-146765.md)) | 146765 | Naperville, IL | SEC-registered investment adviser | $100 million to $500 million | 17 | % of assets, Hourly, Fixed fee, Performance fee |
| [T2 Asset Management, LLC](https://advisorcensus.com/firm/t2-asset-management-llc-naperville-il-167714) ([md](https://advisorcensus.com/firm/t2-asset-management-llc-naperville-il-167714.md)) | 167714 | Naperville, IL | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee, Commissions |
| [Volta Energy Technologies, LLC](https://advisorcensus.com/firm/volta-energy-technologies-llc-naperville-il-307947) ([md](https://advisorcensus.com/firm/volta-energy-technologies-llc-naperville-il-307947.md)) | 307947 | Naperville, IL | Exempt reporting adviser | Not reported | 6 | Not reported |
| [Wealth Strategies Counselors, Inc](https://advisorcensus.com/firm/wealth-strategies-counselors-inc-naperville-il-122292) ([md](https://advisorcensus.com/firm/wealth-strategies-counselors-inc-naperville-il-122292.md)) | 122292 | Naperville, IL | State-registered investment adviser | Not reported | 27 | Fixed fee |
| [Windrock Wealth Management](https://advisorcensus.com/firm/windrock-wealth-management-naperville-il-166124) ([md](https://advisorcensus.com/firm/windrock-wealth-management-naperville-il-166124.md)) | 166124 | Naperville, IL | SEC-registered investment adviser | $100 million to $500 million | 10 | % of assets, Hourly, Fixed fee, Performance fee |

## Questions people ask

**How many financial advisory firms are there in Naperville, IL?**
AdvisorCensus lists 41 investment advisory firms with a principal office in Naperville, Illinois (part of the Chicago metro area), from Form ADV filings as of October 2026: 20 SEC-registered, 18 state-registered, and 3 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Naperville, IL?**
8 of the 41 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Naperville, IL offer financial planning?**
28 of the 38 firms in Naperville, IL that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Naperville, IL fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 8 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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Cite as: AdvisorCensus. Financial advisors in Naperville, IL: 41 firms from Form ADV filings as of October 2026.