# Financial advisors in Cape Coral, FL > AdvisorCensus lists 38 investment advisory firms with a principal office in the Cape Coral metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV. Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/fl/cape-coral ## At a glance - Investment advisory firms: 38 - Registration: SEC-registered investment adviser: 14, State-registered investment adviser: 19, Exempt reporting adviser: 5 - How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 11 (33%); Percentage of assets 32 (97%); Hourly charges 19 (58%); Fixed fees 22 (67%); Commissions 1 (3%); Performance-based fees 2 (6%); Other 2 (6%); No compensation arrangements reported 5 - Regulatory assets under management (Item 5.F): Under $25 million 13 (34%); $25 million to $100 million 6 (16%); $100 million to $500 million 9 (24%); $500 million to $1 billion 4 (11%); Not reported 6 (16%) - Years registered: Under 5 years 16 (42%); 5 to 9 years 8 (21%); 10 to 19 years 10 (26%); 20 years or more 4 (11%) ## Firms (page 1 of 1, 1 to 38 of 38, sorted by name) | Firm | CRD | City | Registration | Assets band | Years registered | Compensation | | --- | --- | --- | --- | --- | --- | --- | | [Advantage Wealth Partners](https://advisorcensus.com/firm/advantage-wealth-partners-fort-myers-fl-329635) ([md](https://advisorcensus.com/firm/advantage-wealth-partners-fort-myers-fl-329635.md)) | 329635 | Fort Myers, FL | SEC-registered investment adviser | $500 million to $1 billion | 2 | % of assets | | [Anchorblock Capital LLC](https://advisorcensus.com/firm/anchorblock-capital-llc-estero-fl-332098) ([md](https://advisorcensus.com/firm/anchorblock-capital-llc-estero-fl-332098.md)) | 332098 | Estero, FL | Exempt reporting adviser | Not reported | 0 | Not reported | | [Broaden Wealth LLC](https://advisorcensus.com/firm/broaden-wealth-llc-fort-myers-fl-338314) ([md](https://advisorcensus.com/firm/broaden-wealth-llc-fort-myers-fl-338314.md)) | 338314 | Fort Myers, FL | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly | | [Campbell Financial Partners, LLC](https://advisorcensus.com/firm/campbell-financial-partners-llc-fort-myers-fl-142889) ([md](https://advisorcensus.com/firm/campbell-financial-partners-llc-fort-myers-fl-142889.md)) | 142889 | Fort Myers, FL | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee | | [Dreamit Ventures](https://advisorcensus.com/firm/dreamit-ventures-estero-fl-295030) ([md](https://advisorcensus.com/firm/dreamit-ventures-estero-fl-295030.md)) | 295030 | Estero, FL | Exempt reporting adviser | Not reported | 8 | Not reported | | [Eagle Equity Holdings, LLC](https://advisorcensus.com/firm/eagle-equity-holdings-llc-cape-coral-fl-285806) ([md](https://advisorcensus.com/firm/eagle-equity-holdings-llc-cape-coral-fl-285806.md)) | 285806 | Cape Coral, FL | State-registered investment adviser | Under $25 million | 8 | % of assets, Performance fee | | [Eubanks Financial](https://advisorcensus.com/firm/eubanks-financial-fort-myers-fl-306185) ([md](https://advisorcensus.com/firm/eubanks-financial-fort-myers-fl-306185.md)) | 306185 | Fort Myers, FL | State-registered investment adviser | Under $25 million | 6 | % of assets, Fixed fee | | [Evolution Wealth Management Inc.](https://advisorcensus.com/firm/evolution-wealth-management-inc-fort-myers-fl-307644) ([md](https://advisorcensus.com/firm/evolution-wealth-management-inc-fort-myers-fl-307644.md)) | 307644 | Fort Myers, FL | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Fixed fee | | [Genesis Wealth Planning, LLC](https://advisorcensus.com/firm/genesis-wealth-planning-llc-bonita-springs-fl-170039) ([md](https://advisorcensus.com/firm/genesis-wealth-planning-llc-bonita-springs-fl-170039.md)) | 170039 | Bonita Springs, FL | State-registered investment adviser | Under $25 million | 12 | % of assets, Hourly, Fixed fee | | [Gulf Coast Investment Management](https://advisorcensus.com/firm/gulf-coast-investment-management-fort-myers-fl-121554) ([md](https://advisorcensus.com/firm/gulf-coast-investment-management-fort-myers-fl-121554.md)) | 121554 | Fort Myers, FL | State-registered investment adviser | Under $25 million | 14 | % of assets | | [Haas Financial, Inc.](https://advisorcensus.com/firm/haas-financial-inc-sanibel-fl-329490) ([md](https://advisorcensus.com/firm/haas-financial-inc-sanibel-fl-329490.md)) | 329490 | Sanibel, FL | State-registered investment adviser | $25 million to $100 million | 2 | % of assets, Fixed fee | | [Jesurun Wealth Advisors LLC](https://advisorcensus.com/firm/jesurun-wealth-advisors-llc-bonita-springs-fl-341695) ([md](https://advisorcensus.com/firm/jesurun-wealth-advisors-llc-bonita-springs-fl-341695.md)) | 341695 | Bonita Springs, FL | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee | | [JK PWA LLC](https://advisorcensus.com/firm/jk-pwa-llc-fort-myers-fl-304202) ([md](https://advisorcensus.com/firm/jk-pwa-llc-fort-myers-fl-304202.md)) | 304202 | Fort Myers, FL | State-registered investment adviser | Under $25 million | 7 | % of assets | | [Legacy Family Office, LLC](https://advisorcensus.com/firm/legacy-family-office-llc-bonita-springs-fl-147160) ([md](https://advisorcensus.com/firm/legacy-family-office-llc-bonita-springs-fl-147160.md)) | 147160 | Bonita Springs, FL | State-registered investment adviser | $25 million to $100 million | 12 | Fixed fee | | [M&M Wealth Management, LLC](https://advisorcensus.com/firm/m-and-m-wealth-management-llc-fort-myers-fl-170859) ([md](https://advisorcensus.com/firm/m-and-m-wealth-management-llc-fort-myers-fl-170859.md)) | 170859 | Fort Myers, FL | State-registered investment adviser | $25 million to $100 million | 12 | % of assets, Hourly, Fixed fee | | [Macke Financial Advisory Group](https://advisorcensus.com/firm/macke-financial-advisory-group-fort-myers-fl-111318) ([md](https://advisorcensus.com/firm/macke-financial-advisory-group-fort-myers-fl-111318.md)) | 111318 | Fort Myers, FL | SEC-registered investment adviser | $100 million to $500 million | 26 | % of assets, Hourly, Fixed fee | | [Marquis Wealth Management Group](https://advisorcensus.com/firm/marquis-wealth-management-group-fort-myers-fl-116604) ([md](https://advisorcensus.com/firm/marquis-wealth-management-group-fort-myers-fl-116604.md)) | 116604 | Fort Myers, FL | SEC-registered investment adviser | $100 million to $500 million | 24 | % of assets, Hourly, Fixed fee | | [Mutual Trust Advisory Group](https://advisorcensus.com/firm/mutual-trust-advisory-group-estero-fl-277060) ([md](https://advisorcensus.com/firm/mutual-trust-advisory-group-estero-fl-277060.md)) | 277060 | Estero, FL | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee | | [Naples Wealth Advisors, LLC](https://advisorcensus.com/firm/naples-wealth-advisors-llc-naples-fl-343247) ([md](https://advisorcensus.com/firm/naples-wealth-advisors-llc-naples-fl-343247.md)) | 343247 | Naples, FL | SEC-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee | | [Nova Wealth Management, Inc.](https://advisorcensus.com/firm/nova-wealth-management-inc-bonita-springs-fl-169450) ([md](https://advisorcensus.com/firm/nova-wealth-management-inc-bonita-springs-fl-169450.md)) | 169450 | Bonita Springs, FL | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Hourly | | [Pelican Wealth Advisors, LLC](https://advisorcensus.com/firm/pelican-wealth-advisors-llc-bonita-springs-fl-153972) ([md](https://advisorcensus.com/firm/pelican-wealth-advisors-llc-bonita-springs-fl-153972.md)) | 153972 | Bonita Springs, FL | State-registered investment adviser | $25 million to $100 million | 16 | % of assets, Hourly, Fixed fee, Other | | [Portfolio Medics, LLC](https://advisorcensus.com/firm/portfolio-medics-llc-bonita-springs-fl-145958) ([md](https://advisorcensus.com/firm/portfolio-medics-llc-bonita-springs-fl-145958.md)) | 145958 | Bonita Springs, FL | SEC-registered investment adviser | $500 million to $1 billion | 8 | % of assets, Hourly, Fixed fee | | [Pruitt Richmond Wealth Management LLC](https://advisorcensus.com/firm/pruitt-richmond-wealth-management-llc-estero-fl-324967) ([md](https://advisorcensus.com/firm/pruitt-richmond-wealth-management-llc-estero-fl-324967.md)) | 324967 | Estero, FL | State-registered investment adviser | Under $25 million | 3 | % of assets, Hourly, Fixed fee | | [R.E. Snow Private Wealth Management Group, LLC](https://advisorcensus.com/firm/r-e-snow-private-wealth-management-group-llc-estero-fl-122190) ([md](https://advisorcensus.com/firm/r-e-snow-private-wealth-management-group-llc-estero-fl-122190.md)) | 122190 | Estero, FL | State-registered investment adviser | Not reported | 18 | % of assets | | [Retirement Wealth Advisors, LLC](https://advisorcensus.com/firm/retirement-wealth-advisors-llc-cape-coral-fl-300419) ([md](https://advisorcensus.com/firm/retirement-wealth-advisors-llc-cape-coral-fl-300419.md)) | 300419 | Cape Coral, FL | State-registered investment adviser | Under $25 million | 7 | % of assets, Hourly, Other | | [Rezny Wealth Management, Inc.](https://advisorcensus.com/firm/rezny-wealth-management-inc-fort-myers-fl-109638) ([md](https://advisorcensus.com/firm/rezny-wealth-management-inc-fort-myers-fl-109638.md)) | 109638 | Fort Myers, FL | SEC-registered investment adviser | $500 million to $1 billion | 12 | % of assets, Hourly | | [Rinaldi Wealth Management, Inc.](https://advisorcensus.com/firm/rinaldi-wealth-management-inc-bonita-springs-fl-311583) ([md](https://advisorcensus.com/firm/rinaldi-wealth-management-inc-bonita-springs-fl-311583.md)) | 311583 | Bonita Springs, FL | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee | | [River Tree Capital Management](https://advisorcensus.com/firm/river-tree-capital-management-bonita-springs-fl-165530) ([md](https://advisorcensus.com/firm/river-tree-capital-management-bonita-springs-fl-165530.md)) | 165530 | Bonita Springs, FL | State-registered investment adviser | $25 million to $100 million | 13 | % of assets | | [Rothguard LLC](https://advisorcensus.com/firm/rothguard-llc-lehigh-acres-fl-343918) ([md](https://advisorcensus.com/firm/rothguard-llc-lehigh-acres-fl-343918.md)) | 343918 | Lehigh Acres, FL | Exempt reporting adviser | Not reported | 0 | Not reported | | [Sentinel Wealth Inc](https://advisorcensus.com/firm/sentinel-wealth-inc-bonita-springs-fl-122923) ([md](https://advisorcensus.com/firm/sentinel-wealth-inc-bonita-springs-fl-122923.md)) | 122923 | Bonita Springs, FL | State-registered investment adviser | $25 million to $100 million | 16 | % of assets, Fixed fee | | [Silverleaf Venture Partners, LLC](https://advisorcensus.com/firm/silverleaf-venture-partners-llc-fort-myers-fl-300581) ([md](https://advisorcensus.com/firm/silverleaf-venture-partners-llc-fort-myers-fl-300581.md)) | 300581 | Fort Myers, FL | Exempt reporting adviser | Not reported | 0 | Not reported | | [Sorsby Financial Corp](https://advisorcensus.com/firm/sorsby-financial-corp-bonita-springs-fl-39437) ([md](https://advisorcensus.com/firm/sorsby-financial-corp-bonita-springs-fl-39437.md)) | 39437 | Bonita Springs, FL | State-registered investment adviser | Under $25 million | 17 | % of assets, Hourly, Fixed fee, Commissions, Performance fee | | [Spyrnal Financial Group](https://advisorcensus.com/firm/spyrnal-financial-group-bokeelia-fl-299957) ([md](https://advisorcensus.com/firm/spyrnal-financial-group-bokeelia-fl-299957.md)) | 299957 | Bokeelia, FL | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Fixed fee | | [SVP3 GP, LLC](https://advisorcensus.com/firm/svp3-gp-llc-fort-myers-fl-307162) ([md](https://advisorcensus.com/firm/svp3-gp-llc-fort-myers-fl-307162.md)) | 307162 | Fort Myers, FL | Exempt reporting adviser | Not reported | 0 | Not reported | | [The Art and Science of Successful Planning](https://advisorcensus.com/firm/the-art-and-science-of-successful-planning-ft-myers-fl-114523) ([md](https://advisorcensus.com/firm/the-art-and-science-of-successful-planning-ft-myers-fl-114523.md)) | 114523 | Ft. Myers, FL | State-registered investment adviser | Under $25 million | 20 | % of assets, Hourly, Fixed fee | | [The Investment Advisory Office of Christopher Mikes, P.A.](https://advisorcensus.com/firm/the-investment-advisory-office-of-christopher-mikes-p-a-bonita-springs-fl-340895) ([md](https://advisorcensus.com/firm/the-investment-advisory-office-of-christopher-mikes-p-a-bonita-springs-fl-340895.md)) | 340895 | Bonita Springs, FL | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee | | [Uhler Vertich White Advisors](https://advisorcensus.com/firm/uhler-vertich-white-advisors-fort-myers-fl-130716) ([md](https://advisorcensus.com/firm/uhler-vertich-white-advisors-fort-myers-fl-130716.md)) | 130716 | Fort Myers, FL | SEC-registered investment adviser | $500 million to $1 billion | 22 | % of assets | | [Waterstone Financial Advisory LLC](https://advisorcensus.com/firm/waterstone-financial-advisory-llc-fort-myers-fl-325012) ([md](https://advisorcensus.com/firm/waterstone-financial-advisory-llc-fort-myers-fl-325012.md)) | 325012 | Fort Myers, FL | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Fixed fee | ## Questions people ask **How many financial advisory firms are there in Cape Coral, FL?** AdvisorCensus lists 38 investment advisory firms with a principal office in the Cape Coral metro area, from Form ADV filings as of October 2026: 14 SEC-registered, 19 state-registered, and 5 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV. **How many fee-only financial advisors are in Cape Coral, FL?** 11 of the 38 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed. **How many financial advisors in Cape Coral, FL offer financial planning?** 28 of the 33 firms in Cape Coral, FL that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports. **Are the financial advisors in Cape Coral, FL fiduciaries?** Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 11 firms that meet AdvisorCensus's fee-only test report none of those sales ties. **How do I check whether a financial advisor has disciplinary disclosures?** Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck. **Does AdvisorCensus rate, verify, or recommend these firms?** No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content. **What does regulatory assets under management mean?** Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality. ## Related pages - [Financial advisors in Florida](https://advisorcensus.com/advisors/fl) (https://advisorcensus.com/advisors/fl.md) - [Financial advisors in Cape Coral, FL](https://advisorcensus.com/advisors/fl/cape-coral) (https://advisorcensus.com/advisors/fl/cape-coral.md) - [Fee-only financial advisors in Cape Coral, FL](https://advisorcensus.com/advisors/fl/cape-coral/fee-only) (https://advisorcensus.com/advisors/fl/cape-coral/fee-only.md) - [Flat-fee financial advisors in Cape Coral, FL](https://advisorcensus.com/advisors/fl/cape-coral/flat-fee) (https://advisorcensus.com/advisors/fl/cape-coral/flat-fee.md) - [Hourly financial advisors in Cape Coral, FL](https://advisorcensus.com/advisors/fl/cape-coral/hourly) (https://advisorcensus.com/advisors/fl/cape-coral/hourly.md) - [Financial advisors in Fort Myers, FL](https://advisorcensus.com/advisors/fl/cape-coral/fort-myers) (https://advisorcensus.com/advisors/fl/cape-coral/fort-myers.md) - [Financial advisors in Bonita Springs, FL](https://advisorcensus.com/advisors/fl/cape-coral/bonita-springs) (https://advisorcensus.com/advisors/fl/cape-coral/bonita-springs.md) - [Financial advisors in Miami](https://advisorcensus.com/advisors/fl/miami) (https://advisorcensus.com/advisors/fl/miami.md) - [Financial advisors in Tampa](https://advisorcensus.com/advisors/fl/tampa) (https://advisorcensus.com/advisors/fl/tampa.md) - [Financial advisors in Orlando](https://advisorcensus.com/advisors/fl/orlando) (https://advisorcensus.com/advisors/fl/orlando.md) - [Financial advisors in Jacksonville](https://advisorcensus.com/advisors/fl/jacksonville) (https://advisorcensus.com/advisors/fl/jacksonville.md) - [Financial advisors in North Port](https://advisorcensus.com/advisors/fl/north-port) (https://advisorcensus.com/advisors/fl/north-port.md) - [Financial advisors in Naples](https://advisorcensus.com/advisors/fl/naples) (https://advisorcensus.com/advisors/fl/naples.md) - [Financial advisors in Palm Bay](https://advisorcensus.com/advisors/fl/palm-bay) (https://advisorcensus.com/advisors/fl/palm-bay.md) - [Financial advisors in Port St. Lucie](https://advisorcensus.com/advisors/fl/port-st-lucie) (https://advisorcensus.com/advisors/fl/port-st-lucie.md) Every firm in this list as CSV: https://advisorcensus.com/advisors/fl/cape-coral.csv Cite as: AdvisorCensus. Financial advisors in Cape Coral, FL: 38 firms from Form ADV filings as of October 2026.