# Financial advisors in Connecticut

> AdvisorCensus lists 963 investment advisory firms with a principal office in Connecticut, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ct/page/6

## At a glance

- Investment advisory firms: 963
- Registration: SEC-registered investment adviser: 515, State-registered investment adviser: 263, Exempt reporting adviser: 185
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 199 (26%); Percentage of assets 704 (90%); Hourly charges 188 (24%); Subscription fees (newsletter or periodical) 9 (1%); Fixed fees 269 (35%); Commissions 9 (1%); Performance-based fees 344 (44%); Other 133 (17%); No compensation arrangements reported 185
- Regulatory assets under management (Item 5.F): Under $25 million 143 (15%); $25 million to $100 million 79 (8%); $100 million to $500 million 187 (19%); $500 million to $1 billion 83 (9%); $1 billion to $5 billion 139 (14%); Over $5 billion 88 (9%); Not reported 244 (25%)
- Years registered: Under 5 years 376 (39%); 5 to 9 years 174 (18%); 10 to 19 years 231 (24%); 20 years or more 172 (18%); Not reported 10 (1%)

## Firms (page 6 of 20, 251 to 300 of 963, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Divyde Capital Partners L.P.](https://advisorcensus.com/firm/divyde-capital-partners-l-p-westport-ct-338880) ([md](https://advisorcensus.com/firm/divyde-capital-partners-l-p-westport-ct-338880.md)) | 338880 | Westport, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [DKR Capital Partners L.P.](https://advisorcensus.com/firm/dkr-capital-partners-l-p-greenwich-ct-117815) ([md](https://advisorcensus.com/firm/dkr-capital-partners-l-p-greenwich-ct-117815.md)) | 117815 | Greenwich, CT | Exempt reporting adviser | Not reported | 13 | Not reported |
| [Dock Street Capital Management LLC](https://advisorcensus.com/firm/dock-street-capital-management-llc-westport-ct-157155) ([md](https://advisorcensus.com/firm/dock-street-capital-management-llc-westport-ct-157155.md)) | 157155 | Westport, CT | SEC-registered investment adviser | $1 billion to $5 billion | 13 | % of assets, Fixed fee |
| [Dolphin Associates III, LLC](https://advisorcensus.com/firm/dolphin-associates-iii-llc-riverside-ct-163972) ([md](https://advisorcensus.com/firm/dolphin-associates-iii-llc-riverside-ct-163972.md)) | 163972 | Riverside, CT | Exempt reporting adviser | Not reported | 3 | Not reported |
| [Donaldson Financial Wellness Network, LLC](https://advisorcensus.com/firm/donaldson-financial-wellness-network-llc-newtown-ct-293622) ([md](https://advisorcensus.com/firm/donaldson-financial-wellness-network-llc-newtown-ct-293622.md)) | 293622 | Newtown, CT | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly, Fixed fee |
| [DP Equity Investments LLC](https://advisorcensus.com/firm/dp-equity-investments-llc-westport-ct-315283) ([md](https://advisorcensus.com/firm/dp-equity-investments-llc-westport-ct-315283.md)) | 315283 | Westport, CT | Exempt reporting adviser | Not reported | 5 | Not reported |
| [Drake Capital Advisors LLC](https://advisorcensus.com/firm/drake-capital-advisors-llc-old-greenwich-ct-136716) ([md](https://advisorcensus.com/firm/drake-capital-advisors-llc-old-greenwich-ct-136716.md)) | 136716 | Old Greenwich, CT | SEC-registered investment adviser | $500 million to $1 billion | 20 | % of assets, Performance fee, Other |
| [Draper Fisher Jurvetson Gotham Management, LLC](https://advisorcensus.com/firm/draper-fisher-jurvetson-gotham-management-llc-stamford-ct-330745) ([md](https://advisorcensus.com/firm/draper-fisher-jurvetson-gotham-management-llc-stamford-ct-330745.md)) | 330745 | Stamford, CT | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Drum Capital Management LLC](https://advisorcensus.com/firm/drum-capital-management-llc-stamford-ct-137964) ([md](https://advisorcensus.com/firm/drum-capital-management-llc-stamford-ct-137964.md)) | 137964 | Stamford, CT | SEC-registered investment adviser | $500 million to $1 billion | 20 | % of assets, Performance fee, Other |
| [Drum Hill Capital, LLC](https://advisorcensus.com/firm/drum-hill-capital-llc-westport-ct-123359) ([md](https://advisorcensus.com/firm/drum-hill-capital-llc-westport-ct-123359.md)) | 123359 | Westport, CT | SEC-registered investment adviser | $100 million to $500 million | 20 | % of assets, Hourly, Fixed fee |
| [Duke Funding Management, L.L.C.](https://advisorcensus.com/firm/duke-funding-management-l-l-c-old-greenwich-ct-117590) ([md](https://advisorcensus.com/firm/duke-funding-management-l-l-c-old-greenwich-ct-117590.md)) | 117590 | Old Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 24 | % of assets, Performance fee |
| [Dunbar Associates, LLC](https://advisorcensus.com/firm/dunbar-associates-llc-monroe-ct-323134) ([md](https://advisorcensus.com/firm/dunbar-associates-llc-monroe-ct-323134.md)) | 323134 | Monroe, CT | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets |
| [Dunham Lane Capital Partners LLC](https://advisorcensus.com/firm/dunham-lane-capital-partners-llc-greenwich-ct-283276) ([md](https://advisorcensus.com/firm/dunham-lane-capital-partners-llc-greenwich-ct-283276.md)) | 283276 | Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Performance fee |
| [DWM Asset Management, LLC](https://advisorcensus.com/firm/dwm-asset-management-llc-stamford-ct-143224) ([md](https://advisorcensus.com/firm/dwm-asset-management-llc-stamford-ct-143224.md)) | 143224 | Stamford, CT | SEC-registered investment adviser | $500 million to $1 billion | 19 | % of assets, Performance fee |
| [Dynamic Beta Investments LLC](https://advisorcensus.com/firm/dynamic-beta-investments-llc-greenwich-ct-164972) ([md](https://advisorcensus.com/firm/dynamic-beta-investments-llc-greenwich-ct-164972.md)) | 164972 | Greenwich, CT | SEC-registered investment adviser | Over $5 billion | 14 | % of assets |
| [Eagle Capital Advisors, LLC](https://advisorcensus.com/firm/eagle-capital-advisors-llc-middlebury-ct-173730) ([md](https://advisorcensus.com/firm/eagle-capital-advisors-llc-middlebury-ct-173730.md)) | 173730 | Middlebury, CT | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [Eagle Health Investments LP](https://advisorcensus.com/firm/eagle-health-investments-lp-greenwich-ct-309210) ([md](https://advisorcensus.com/firm/eagle-health-investments-lp-greenwich-ct-309210.md)) | 309210 | Greenwich, CT | SEC-registered investment adviser | $500 million to $1 billion | 5 | % of assets, Performance fee |
| [Eagle Point Credit Management LLC](https://advisorcensus.com/firm/eagle-point-credit-management-llc-greenwich-ct-166370) ([md](https://advisorcensus.com/firm/eagle-point-credit-management-llc-greenwich-ct-166370.md)) | 166370 | Greenwich, CT | SEC-registered investment adviser | Over $5 billion | 13 | % of assets, Performance fee, Other |
| [Eagle Point Defensive Income Management LLC](https://advisorcensus.com/firm/eagle-point-defensive-income-management-llc-greenwich-ct-328508) ([md](https://advisorcensus.com/firm/eagle-point-defensive-income-management-llc-greenwich-ct-328508.md)) | 328508 | Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Performance fee |
| [Eagle Point Enhanced Income Management LLC](https://advisorcensus.com/firm/eagle-point-enhanced-income-management-llc-greenwich-ct-327357) ([md](https://advisorcensus.com/firm/eagle-point-enhanced-income-management-llc-greenwich-ct-327357.md)) | 327357 | Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets |
| [Eagle Point Income Management LLC](https://advisorcensus.com/firm/eagle-point-income-management-llc-greenwich-ct-299198) ([md](https://advisorcensus.com/firm/eagle-point-income-management-llc-greenwich-ct-299198.md)) | 299198 | Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets |
| [East Guilford Financial Services LLC](https://advisorcensus.com/firm/east-guilford-financial-services-llc-madison-ct-127481) ([md](https://advisorcensus.com/firm/east-guilford-financial-services-llc-madison-ct-127481.md)) | 127481 | Madison, CT | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly |
| [Eastern Asset Management LLC](https://advisorcensus.com/firm/eastern-asset-management-llc-greenwich-ct-339499) ([md](https://advisorcensus.com/firm/eastern-asset-management-llc-greenwich-ct-339499.md)) | 339499 | Greenwich, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Edge Partners Capital LLC](https://advisorcensus.com/firm/edge-partners-capital-llc-westport-ct-330669) ([md](https://advisorcensus.com/firm/edge-partners-capital-llc-westport-ct-330669.md)) | 330669 | Westport, CT | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Edgewood Capital Advisors, LLC](https://advisorcensus.com/firm/edgewood-capital-advisors-llc-southport-ct-164110) ([md](https://advisorcensus.com/firm/edgewood-capital-advisors-llc-southport-ct-164110.md)) | 164110 | Southport, CT | Exempt reporting adviser | Not reported | 14 | Not reported |
| [Edgewood Management LLC](https://advisorcensus.com/firm/edgewood-management-llc-greenwich-ct-106647) ([md](https://advisorcensus.com/firm/edgewood-management-llc-greenwich-ct-106647.md)) | 106647 | Greenwich, CT | SEC-registered investment adviser | Over $5 billion | 52 | % of assets, Performance fee |
| [Edgeworth Capital, Inc.](https://advisorcensus.com/firm/edgeworth-capital-inc-greenwich-ct-327432) ([md](https://advisorcensus.com/firm/edgeworth-capital-inc-greenwich-ct-327432.md)) | 327432 | Greenwich, CT | Exempt reporting adviser | Not reported | 3 | Not reported |
| [Edgon Advisory LLC](https://advisorcensus.com/firm/edgon-advisory-llc-hartford-ct-287530) ([md](https://advisorcensus.com/firm/edgon-advisory-llc-hartford-ct-287530.md)) | 287530 | Hartford, CT | State-registered investment adviser | Under $25 million | 8 | % of assets, Hourly, Fixed fee |
| [Educated Wealth & Financial, LLC](https://advisorcensus.com/firm/educated-wealth-and-financial-llc-westport-ct-283739) ([md](https://advisorcensus.com/firm/educated-wealth-and-financial-llc-westport-ct-283739.md)) | 283739 | Westport, CT | State-registered investment adviser | Under $25 million | 9 | % of assets, Hourly, Fixed fee |
| [Education Growth Partners, LLC](https://advisorcensus.com/firm/education-growth-partners-llc-stamford-ct-166162) ([md](https://advisorcensus.com/firm/education-growth-partners-llc-stamford-ct-166162.md)) | 166162 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Performance fee |
| [EIA Investments LLC](https://advisorcensus.com/firm/eia-investments-llc-salisbury-ct-314532) ([md](https://advisorcensus.com/firm/eia-investments-llc-salisbury-ct-314532.md)) | 314532 | Salisbury, CT | State-registered investment adviser | Under $25 million | 2 | % of assets, Performance fee |
| [EL2 Capital LLC](https://advisorcensus.com/firm/el2-capital-llc-westport-ct-317882) ([md](https://advisorcensus.com/firm/el2-capital-llc-westport-ct-317882.md)) | 317882 | Westport, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Elite Capital Management Group, LLC](https://advisorcensus.com/firm/elite-capital-management-group-llc-east-berlin-ct-144228) ([md](https://advisorcensus.com/firm/elite-capital-management-group-llc-east-berlin-ct-144228.md)) | 144228 | East Berlin, CT | SEC-registered investment adviser | $100 million to $500 million | 17 | % of assets |
| [ELK Capital Management, LLC](https://advisorcensus.com/firm/elk-capital-management-llc-new-haven-ct-327823) ([md](https://advisorcensus.com/firm/elk-capital-management-llc-new-haven-ct-327823.md)) | 327823 | New Haven, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Ellington Credit Company Management LLC](https://advisorcensus.com/firm/ellington-credit-company-management-llc-old-greenwich-ct-168311) ([md](https://advisorcensus.com/firm/ellington-credit-company-management-llc-old-greenwich-ct-168311.md)) | 168311 | Old Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets, Performance fee |
| [Ellington Financial Management LLC](https://advisorcensus.com/firm/ellington-financial-management-llc-old-greenwich-ct-150510) ([md](https://advisorcensus.com/firm/ellington-financial-management-llc-old-greenwich-ct-150510.md)) | 150510 | Old Greenwich, CT | SEC-registered investment adviser | Over $5 billion | 16 | % of assets, Performance fee |
| [Ellington Global Asset Management, LLC](https://advisorcensus.com/firm/ellington-global-asset-management-llc-old-greenwich-ct-141772) ([md](https://advisorcensus.com/firm/ellington-global-asset-management-llc-old-greenwich-ct-141772.md)) | 141772 | Old Greenwich, CT | SEC-registered investment adviser | Over $5 billion | 19 | % of assets, Performance fee |
| [Ellington Management Group, L.L.C.](https://advisorcensus.com/firm/ellington-management-group-l-l-c-old-greenwich-ct-112493) ([md](https://advisorcensus.com/firm/ellington-management-group-l-l-c-old-greenwich-ct-112493.md)) | 112493 | Old Greenwich, CT | SEC-registered investment adviser | Over $5 billion | 27 | % of assets, Performance fee |
| [Elm Street Advisors, LLC](https://advisorcensus.com/firm/elm-street-advisors-llc-new-haven-ct-301641) ([md](https://advisorcensus.com/firm/elm-street-advisors-llc-new-haven-ct-301641.md)) | 301641 | New Haven, CT | Exempt reporting adviser | Not reported | Not reported | Not reported |
| [Elvaston Capital Management LLC](https://advisorcensus.com/firm/elvaston-capital-management-llc-westport-ct-238795) ([md](https://advisorcensus.com/firm/elvaston-capital-management-llc-westport-ct-238795.md)) | 238795 | Westport, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Elypath Capital Management LLC](https://advisorcensus.com/firm/elypath-capital-management-llc-greenwich-ct-342148) ([md](https://advisorcensus.com/firm/elypath-capital-management-llc-greenwich-ct-342148.md)) | 342148 | Greenwich, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Empire Capital GP, L.L.C.](https://advisorcensus.com/firm/empire-capital-gp-l-l-c-norwalk-ct-286276) ([md](https://advisorcensus.com/firm/empire-capital-gp-l-l-c-norwalk-ct-286276.md)) | 286276 | Norwalk, CT | Exempt reporting adviser | Not reported | Not reported | Not reported |
| [Empower Financial Advisory, LLC](https://advisorcensus.com/firm/empower-financial-advisory-llc-glastonbury-ct-313968) ([md](https://advisorcensus.com/firm/empower-financial-advisory-llc-glastonbury-ct-313968.md)) | 313968 | Glastonbury, CT | SEC-registered investment adviser | $500 million to $1 billion | 5 | % of assets, Hourly, Fixed fee |
| [Endeavour Capital Advisors Inc.](https://advisorcensus.com/firm/endeavour-capital-advisors-inc-greenwich-ct-137689) ([md](https://advisorcensus.com/firm/endeavour-capital-advisors-inc-greenwich-ct-137689.md)) | 137689 | Greenwich, CT | SEC-registered investment adviser | $500 million to $1 billion | 14 | % of assets, Performance fee |
| [Energy Income Partners](https://advisorcensus.com/firm/energy-income-partners-westport-ct-140799) ([md](https://advisorcensus.com/firm/energy-income-partners-westport-ct-140799.md)) | 140799 | Westport, CT | SEC-registered investment adviser | Over $5 billion | 20 | % of assets, Performance fee |
| [Engle Capital Management, L.P.](https://advisorcensus.com/firm/engle-capital-management-l-p-greenwich-ct-178525) ([md](https://advisorcensus.com/firm/engle-capital-management-l-p-greenwich-ct-178525.md)) | 178525 | Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets, Performance fee |
| [Envest Asset Management, LLC](https://advisorcensus.com/firm/envest-asset-management-llc-georgetown-ct-293134) ([md](https://advisorcensus.com/firm/envest-asset-management-llc-georgetown-ct-293134.md)) | 293134 | Georgetown, CT | State-registered investment adviser | $25 million to $100 million | 8 | % of assets, Hourly, Fixed fee |
| [Equinox Partners Investment Management LLC](https://advisorcensus.com/firm/equinox-partners-investment-management-llc-stamford-ct-105885) ([md](https://advisorcensus.com/firm/equinox-partners-investment-management-llc-stamford-ct-105885.md)) | 105885 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 39 | % of assets, Performance fee |
| [ERG Asset Management LLC](https://advisorcensus.com/firm/erg-asset-management-llc-norwalk-ct-161694) ([md](https://advisorcensus.com/firm/erg-asset-management-llc-norwalk-ct-161694.md)) | 161694 | Norwalk, CT | State-registered investment adviser | Under $25 million | 6 | Fixed fee |
| [Ernest J. Brousseau, CPA, CFP®](https://advisorcensus.com/firm/ernest-j-brousseau-cpa-cfp-manchester-ct-128112) ([md](https://advisorcensus.com/firm/ernest-j-brousseau-cpa-cfp-manchester-ct-128112.md)) | 128112 | Manchester, CT | State-registered investment adviser | Under $25 million | 24 | % of assets, Hourly, Fixed fee |

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## Questions people ask

**How many financial advisory firms are there in Connecticut?**
AdvisorCensus lists 963 investment advisory firms with a principal office in Connecticut, from Form ADV filings as of October 2026: 515 SEC-registered, 263 state-registered, and 185 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Connecticut?**
199 of the 963 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Connecticut offer financial planning?**
266 of the 778 firms in Connecticut that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Connecticut fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 199 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Connecticut](https://advisorcensus.com/advisors/ct) (https://advisorcensus.com/advisors/ct.md)
- [Fee-only financial advisors in Connecticut](https://advisorcensus.com/advisors/ct/fee-only) (https://advisorcensus.com/advisors/ct/fee-only.md)
- [Flat-fee financial advisors in Connecticut](https://advisorcensus.com/advisors/ct/flat-fee) (https://advisorcensus.com/advisors/ct/flat-fee.md)
- [Hourly financial advisors in Connecticut](https://advisorcensus.com/advisors/ct/hourly) (https://advisorcensus.com/advisors/ct/hourly.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/ct.csv

Cite as: AdvisorCensus. Financial advisors in Connecticut: 963 firms from Form ADV filings as of October 2026.