{ "path": "/advisors/ct", "url": "https://advisorcensus.com/advisors/ct/page/6", "page_type": "state", "title": "Financial advisors in Connecticut", "filters": {}, "scope_total": 963, "faq": [ { "q": "How many financial advisory firms are there in Connecticut?", "a": "AdvisorCensus lists 963 investment advisory firms with a principal office in Connecticut, from Form ADV filings as of October 2026: 515 SEC-registered, 263 state-registered, and 185 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Connecticut?", "a": "199 of the 963 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Connecticut offer financial planning?", "a": "266 of the 778 firms in Connecticut that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Connecticut fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 199 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 963 investment advisory firms with a principal office in Connecticut, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Connecticut: 963 firms from Form ADV filings as of October 2026.", "total_firms": 963, "page": 6, "total_pages": 20, "sort": "name", "registration_types": { "sec": 515, "state": 263, "exempt": 185 }, "fee_model_mix": [ { "code": "fee-only", "count": 199 }, { "code": "percentage_of_aum", "count": 704 }, { "code": "hourly", "count": 188 }, { "code": "subscription", "count": 9 }, { "code": "fixed", "count": 269 }, { "code": "commissions", "count": 9 }, { "code": "performance_based", "count": 344 }, { "code": "other", "count": 133 }, { "code": "not_reported", "count": 185 } ], "years_registered_distribution": [ { "code": "under_5", "count": 376 }, { "code": "5_to_9", "count": 174 }, { "code": "10_to_19", "count": 231 }, { "code": "20_plus", "count": 172 }, { "code": "not_reported", "count": 10 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 143 }, { "code": "25m_100m", "count": 79 }, { "code": "100m_500m", "count": 187 }, { "code": "500m_1b", "count": 83 }, { "code": "1b_5b", "count": 139 }, { "code": "over_5b", "count": 88 }, { "code": "not_reported", "count": 244 } ], "firms": [ { "crd_number": 338880, "name": "Divyde Capital Partners L.P.", "name_as_filed": "DIVYDE CAPITAL PARTNERS L.P.", "url": "https://advisorcensus.com/firm/divyde-capital-partners-l-p-westport-ct-338880", "city": "Westport", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 117815, "name": "DKR Capital Partners L.P.", "name_as_filed": "DKR CAPITAL PARTNERS L.P.", "url": "https://advisorcensus.com/firm/dkr-capital-partners-l-p-greenwich-ct-117815", "city": "Greenwich", "state": "CT", "years_registered": 13, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 157155, "name": "Dock Street Capital Management LLC", "name_as_filed": "DOCK STREET CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/dock-street-capital-management-llc-westport-ct-157155", "city": "Westport", "state": "CT", "years_registered": 13, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 163972, "name": "Dolphin Associates III, LLC", "name_as_filed": "DOLPHIN ASSOCIATES III, LLC", "url": "https://advisorcensus.com/firm/dolphin-associates-iii-llc-riverside-ct-163972", "city": "Riverside", "state": "CT", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 293622, "name": "Donaldson Financial Wellness Network, LLC", "name_as_filed": "DONALDSON FINANCIAL WELLNESS NETWORK, LLC", "url": "https://advisorcensus.com/firm/donaldson-financial-wellness-network-llc-newtown-ct-293622", "city": "Newtown", "state": "CT", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 315283, "name": "DP Equity Investments LLC", "name_as_filed": "DP EQUITY INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/dp-equity-investments-llc-westport-ct-315283", "city": "Westport", "state": "CT", "years_registered": 5, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 136716, "name": "Drake Capital Advisors LLC", "name_as_filed": "DRAKE CAPITAL ADVISORS LLC", "url": "https://advisorcensus.com/firm/drake-capital-advisors-llc-old-greenwich-ct-136716", "city": "Old Greenwich", "state": "CT", "years_registered": 20, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 330745, "name": "Draper Fisher Jurvetson Gotham Management, LLC", "name_as_filed": "DRAPER FISHER JURVETSON GOTHAM MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/draper-fisher-jurvetson-gotham-management-llc-stamford-ct-330745", "city": "Stamford", "state": "CT", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 137964, "name": "Drum Capital Management LLC", "name_as_filed": "DRUM CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/drum-capital-management-llc-stamford-ct-137964", "city": "Stamford", "state": "CT", "years_registered": 20, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 123359, "name": "Drum Hill Capital, LLC", "name_as_filed": "DRUM HILL CAPITAL, LLC", "url": "https://advisorcensus.com/firm/drum-hill-capital-llc-westport-ct-123359", "city": "Westport", "state": "CT", "years_registered": 20, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 117590, "name": "Duke Funding Management, L.L.C.", "name_as_filed": "DUKE FUNDING MANAGEMENT, L.L.C.", "url": "https://advisorcensus.com/firm/duke-funding-management-l-l-c-old-greenwich-ct-117590", "city": "Old Greenwich", "state": "CT", "years_registered": 24, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 323134, "name": "Dunbar Associates, LLC", "name_as_filed": "DUNBAR ASSOCIATES, LLC", "url": "https://advisorcensus.com/firm/dunbar-associates-llc-monroe-ct-323134", "city": "Monroe", "state": "CT", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 283276, "name": "Dunham Lane Capital Partners LLC", "name_as_filed": "DUNHAM LANE CAPITAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/dunham-lane-capital-partners-llc-greenwich-ct-283276", "city": "Greenwich", "state": "CT", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 143224, "name": "DWM Asset Management, LLC", "name_as_filed": "DWM ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/dwm-asset-management-llc-stamford-ct-143224", "city": "Stamford", "state": "CT", "years_registered": 19, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 164972, "name": "Dynamic Beta Investments LLC", "name_as_filed": "DYNAMIC BETA INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/dynamic-beta-investments-llc-greenwich-ct-164972", "city": "Greenwich", "state": "CT", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 173730, "name": "Eagle Capital Advisors, LLC", "name_as_filed": "EAGLE CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/eagle-capital-advisors-llc-middlebury-ct-173730", "city": "Middlebury", "state": "CT", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 309210, "name": "Eagle Health Investments LP", "name_as_filed": "EAGLE HEALTH INVESTMENTS LP", "url": "https://advisorcensus.com/firm/eagle-health-investments-lp-greenwich-ct-309210", "city": "Greenwich", "state": "CT", "years_registered": 5, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 166370, "name": "Eagle Point Credit Management LLC", "name_as_filed": "EAGLE POINT CREDIT MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/eagle-point-credit-management-llc-greenwich-ct-166370", "city": "Greenwich", "state": "CT", "years_registered": 13, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 328508, "name": "Eagle Point Defensive Income Management LLC", "name_as_filed": "EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/eagle-point-defensive-income-management-llc-greenwich-ct-328508", "city": "Greenwich", "state": "CT", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 327357, "name": "Eagle Point Enhanced Income Management LLC", "name_as_filed": "EAGLE POINT ENHANCED INCOME MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/eagle-point-enhanced-income-management-llc-greenwich-ct-327357", "city": "Greenwich", "state": "CT", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 299198, "name": "Eagle Point Income Management LLC", "name_as_filed": "EAGLE POINT INCOME MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/eagle-point-income-management-llc-greenwich-ct-299198", "city": "Greenwich", "state": "CT", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 127481, "name": "East Guilford Financial Services LLC", "name_as_filed": "EAST GUILFORD FINANCIAL SERVICES LLC", "url": "https://advisorcensus.com/firm/east-guilford-financial-services-llc-madison-ct-127481", "city": "Madison", "state": "CT", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 339499, "name": "Eastern Asset Management LLC", "name_as_filed": "EASTERN ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/eastern-asset-management-llc-greenwich-ct-339499", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 330669, "name": "Edge Partners Capital LLC", "name_as_filed": "EDGE PARTNERS CAPITAL LLC", "url": "https://advisorcensus.com/firm/edge-partners-capital-llc-westport-ct-330669", "city": "Westport", "state": "CT", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 164110, "name": "Edgewood Capital Advisors, LLC", "name_as_filed": "EDGEWOOD CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/edgewood-capital-advisors-llc-southport-ct-164110", "city": "Southport", "state": "CT", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 106647, "name": "Edgewood Management LLC", "name_as_filed": "EDGEWOOD MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/edgewood-management-llc-greenwich-ct-106647", "city": "Greenwich", "state": "CT", "years_registered": 52, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 327432, "name": "Edgeworth Capital, Inc.", "name_as_filed": "EDGEWORTH CAPITAL, INC.", "url": "https://advisorcensus.com/firm/edgeworth-capital-inc-greenwich-ct-327432", "city": "Greenwich", "state": "CT", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 287530, "name": "Edgon Advisory LLC", "name_as_filed": "EDGON ADVISORY LLC", "url": "https://advisorcensus.com/firm/edgon-advisory-llc-hartford-ct-287530", "city": "Hartford", "state": "CT", "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 283739, "name": "Educated Wealth & Financial, LLC", "name_as_filed": "EDUCATED WEALTH & FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/educated-wealth-and-financial-llc-westport-ct-283739", "city": "Westport", "state": "CT", "years_registered": 9, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 166162, "name": "Education Growth Partners, LLC", "name_as_filed": "EDUCATION GROWTH PARTNERS, LLC", "url": "https://advisorcensus.com/firm/education-growth-partners-llc-stamford-ct-166162", "city": "Stamford", "state": "CT", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 314532, "name": "EIA Investments LLC", "name_as_filed": "EIA INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/eia-investments-llc-salisbury-ct-314532", "city": "Salisbury", "state": "CT", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 317882, "name": "EL2 Capital LLC", "name_as_filed": "EL2 CAPITAL LLC", "url": "https://advisorcensus.com/firm/el2-capital-llc-westport-ct-317882", "city": "Westport", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 144228, "name": "Elite Capital Management Group, LLC", "name_as_filed": "ELITE CAPITAL MANAGEMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/elite-capital-management-group-llc-east-berlin-ct-144228", "city": "East Berlin", "state": "CT", "years_registered": 17, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 327823, "name": "ELK Capital Management, LLC", "name_as_filed": "ELK CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/elk-capital-management-llc-new-haven-ct-327823", "city": "New Haven", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 168311, "name": "Ellington Credit Company Management LLC", "name_as_filed": "ELLINGTON CREDIT COMPANY MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/ellington-credit-company-management-llc-old-greenwich-ct-168311", "city": "Old Greenwich", "state": "CT", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 150510, "name": "Ellington Financial Management LLC", "name_as_filed": "ELLINGTON FINANCIAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/ellington-financial-management-llc-old-greenwich-ct-150510", "city": "Old Greenwich", "state": "CT", "years_registered": 16, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 141772, "name": "Ellington Global Asset Management, LLC", "name_as_filed": "ELLINGTON GLOBAL ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/ellington-global-asset-management-llc-old-greenwich-ct-141772", "city": "Old Greenwich", "state": "CT", "years_registered": 19, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 112493, "name": "Ellington Management Group, L.L.C.", "name_as_filed": "ELLINGTON MANAGEMENT GROUP, L.L.C.", "url": "https://advisorcensus.com/firm/ellington-management-group-l-l-c-old-greenwich-ct-112493", "city": "Old Greenwich", "state": "CT", "years_registered": 27, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 301641, "name": "Elm Street Advisors, LLC", "name_as_filed": "ELM STREET ADVISORS, LLC", "url": "https://advisorcensus.com/firm/elm-street-advisors-llc-new-haven-ct-301641", "city": "New Haven", "state": "CT", "years_registered": null, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 238795, "name": "Elvaston Capital Management LLC", "name_as_filed": "ELVASTON CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/elvaston-capital-management-llc-westport-ct-238795", "city": "Westport", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 342148, "name": "Elypath Capital Management LLC", "name_as_filed": "ELYPATH CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/elypath-capital-management-llc-greenwich-ct-342148", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 286276, "name": "Empire Capital GP, L.L.C.", "name_as_filed": "EMPIRE CAPITAL GP, L.L.C.", "url": "https://advisorcensus.com/firm/empire-capital-gp-l-l-c-norwalk-ct-286276", "city": "Norwalk", "state": "CT", "years_registered": null, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 313968, "name": "Empower Financial Advisory, LLC", "name_as_filed": "EMPOWER FINANCIAL ADVISORY, LLC", "url": "https://advisorcensus.com/firm/empower-financial-advisory-llc-glastonbury-ct-313968", "city": "Glastonbury", "state": "CT", "years_registered": 5, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 137689, "name": "Endeavour Capital Advisors Inc.", "name_as_filed": "ENDEAVOUR CAPITAL ADVISORS INC.", "url": "https://advisorcensus.com/firm/endeavour-capital-advisors-inc-greenwich-ct-137689", "city": "Greenwich", "state": "CT", "years_registered": 14, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 140799, "name": "Energy Income Partners", "name_as_filed": "ENERGY INCOME PARTNERS", "url": "https://advisorcensus.com/firm/energy-income-partners-westport-ct-140799", "city": "Westport", "state": "CT", "years_registered": 20, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 178525, "name": "Engle Capital Management, L.P.", "name_as_filed": "ENGLE CAPITAL MANAGEMENT, L.P.", "url": "https://advisorcensus.com/firm/engle-capital-management-l-p-greenwich-ct-178525", "city": "Greenwich", "state": "CT", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 293134, "name": "Envest Asset Management, LLC", "name_as_filed": "ENVEST ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/envest-asset-management-llc-georgetown-ct-293134", "city": "Georgetown", "state": "CT", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 105885, "name": "Equinox Partners Investment Management LLC", "name_as_filed": "EQUINOX PARTNERS INVESTMENT MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/equinox-partners-investment-management-llc-stamford-ct-105885", "city": "Stamford", "state": "CT", "years_registered": 39, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 161694, "name": "ERG Asset Management LLC", "name_as_filed": "ERG ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/erg-asset-management-llc-norwalk-ct-161694", "city": "Norwalk", "state": "CT", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 128112, "name": "Ernest J. Brousseau, CPA, CFP®", "name_as_filed": "ERNEST J. 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