{ "path": "/advisors/ct", "url": "https://advisorcensus.com/advisors/ct/page/5", "page_type": "state", "title": "Financial advisors in Connecticut", "filters": {}, "scope_total": 963, "faq": [ { "q": "How many financial advisory firms are there in Connecticut?", "a": "AdvisorCensus lists 963 investment advisory firms with a principal office in Connecticut, from Form ADV filings as of October 2026: 515 SEC-registered, 263 state-registered, and 185 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Connecticut?", "a": "199 of the 963 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Connecticut offer financial planning?", "a": "266 of the 778 firms in Connecticut that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Connecticut fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 199 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 963 investment advisory firms with a principal office in Connecticut, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Connecticut: 963 firms from Form ADV filings as of October 2026.", "total_firms": 963, "page": 5, "total_pages": 20, "sort": "name", "registration_types": { "sec": 515, "state": 263, "exempt": 185 }, "fee_model_mix": [ { "code": "fee-only", "count": 199 }, { "code": "percentage_of_aum", "count": 704 }, { "code": "hourly", "count": 188 }, { "code": "subscription", "count": 9 }, { "code": "fixed", "count": 269 }, { "code": "commissions", "count": 9 }, { "code": "performance_based", "count": 344 }, { "code": "other", "count": 133 }, { "code": "not_reported", "count": 185 } ], "years_registered_distribution": [ { "code": "under_5", "count": 376 }, { "code": "5_to_9", "count": 174 }, { "code": "10_to_19", "count": 231 }, { "code": "20_plus", "count": 172 }, { "code": "not_reported", "count": 10 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 143 }, { "code": "25m_100m", "count": 79 }, { "code": "100m_500m", "count": 187 }, { "code": "500m_1b", "count": 83 }, { "code": "1b_5b", "count": 139 }, { "code": "over_5b", "count": 88 }, { "code": "not_reported", "count": 244 } ], "firms": [ { "crd_number": 106159, "name": "Conifer Investments Ltd", "name_as_filed": "CONIFER INVESTMENTS LTD", "url": "https://advisorcensus.com/firm/conifer-investments-ltd-west-hartford-ct-106159", "city": "West Hartford", "state": "CT", "years_registered": 32, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 127744, "name": "Connecticut Cambridge Advisors", "name_as_filed": "CONNECTICUT CAMBRIDGE ADVISORS", "url": "https://advisorcensus.com/firm/connecticut-cambridge-advisors-127744", "city": null, "state": null, "years_registered": 31, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 305013, "name": "Connecticut Capital Management Group, LLC", "name_as_filed": "CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/connecticut-capital-management-group-llc-milford-ct-305013", "city": "Milford", "state": "CT", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 154310, "name": "Connecticut Wealth Management, LLC", "name_as_filed": "CONNECTICUT WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/connecticut-wealth-management-llc-farmington-ct-154310", "city": "Farmington", "state": "CT", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 338649, "name": "Connell Financial Services, LLC", "name_as_filed": "CONNELL FINANCIAL SERVICES, LLC", "url": "https://advisorcensus.com/firm/connell-financial-services-llc-338649", "city": null, "state": null, "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 120387, "name": "Conning Investment Products, Inc.", "name_as_filed": "CONNING INVESTMENT PRODUCTS, INC.", "url": "https://advisorcensus.com/firm/conning-investment-products-inc-hartford-ct-120387", "city": "Hartford", "state": "CT", "years_registered": 12, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 107423, "name": "Conning, Inc.", "name_as_filed": "CONNING, INC.", "url": "https://advisorcensus.com/firm/conning-inc-hartford-ct-107423", "city": "Hartford", "state": "CT", "years_registered": 43, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "subscription", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 310378, "name": "Constitution Investment Advisory and Portfolio Management", "name_as_filed": "CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT", "url": "https://advisorcensus.com/firm/constitution-investment-advisory-and-portfolio-management-shelton-ct-310378", "city": "Shelton", "state": "CT", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 115167, "name": "Context Capital Management LLC", "name_as_filed": "CONTEXT CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/context-capital-management-llc-greenwich-ct-115167", "city": "Greenwich", "state": "CT", "years_registered": 21, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 125638, "name": "Continental Nine Financial Management, LLC", "name_as_filed": "CONTINENTAL NINE FINANCIAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/continental-nine-financial-management-llc-waterbury-ct-125638", "city": "Waterbury", "state": "CT", "years_registered": 37, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 109979, "name": "Contrarian Capital Management LLC", "name_as_filed": "CONTRARIAN CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/contrarian-capital-management-llc-greenwich-ct-109979", "city": "Greenwich", "state": "CT", "years_registered": 30, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 134911, "name": "Cook Pine Capital LLC", "name_as_filed": "COOK PINE CAPITAL LLC", "url": "https://advisorcensus.com/firm/cook-pine-capital-llc-greenwich-ct-134911", "city": "Greenwich", "state": "CT", "years_registered": 21, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 104671, "name": "Cooper Financial Services, Inc.", "name_as_filed": "COOPER FINANCIAL SERVICES, INC.", "url": "https://advisorcensus.com/firm/cooper-financial-services-inc-shelton-ct-104671", "city": "Shelton", "state": "CT", "years_registered": 41, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 107631, "name": "Cooperative Funeral Fund Inc", "name_as_filed": "COOPERATIVE FUNERAL FUND INC", "url": "https://advisorcensus.com/firm/cooperative-funeral-fund-inc-madison-ct-107631", "city": "Madison", "state": "CT", "years_registered": 37, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 135810, "name": "Corecommodity Management, LLC", "name_as_filed": "CORECOMMODITY MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/corecommodity-management-llc-stamford-ct-135810", "city": "Stamford", "state": "CT", "years_registered": 20, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 333864, "name": "Counterpointe Investment Management LLC", "name_as_filed": "COUNTERPOINTE INVESTMENT MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/counterpointe-investment-management-llc-stamford-ct-333864", "city": "Stamford", "state": "CT", "years_registered": 1, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 339631, "name": "Cove View Investment Partners, LLC", "name_as_filed": "COVE VIEW INVESTMENT PARTNERS, LLC", "url": "https://advisorcensus.com/firm/cove-view-investment-partners-llc-old-greenwich-ct-339631", "city": "Old Greenwich", "state": "CT", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 107911, "name": "Cramer Rosenthal McGlynn LLC", "name_as_filed": "CRAMER ROSENTHAL MCGLYNN LLC", "url": "https://advisorcensus.com/firm/cramer-rosenthal-mcglynn-llc-stamford-ct-107911", "city": "Stamford", "state": "CT", "years_registered": 43, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 117439, "name": "Creative Funding Corporation", "name_as_filed": "CREATIVE FUNDING CORPORATION", "url": "https://advisorcensus.com/firm/creative-funding-corporation-bloomfield-ct-117439", "city": "Bloomfield", "state": "CT", "years_registered": 41, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 330136, "name": "Crionna Wealth LLC", "name_as_filed": "CRIONNA WEALTH LLC", "url": "https://advisorcensus.com/firm/crionna-wealth-llc-avon-ct-330136", "city": "Avon", "state": "CT", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 330570, "name": "Crito Capital Advisers LLC", "name_as_filed": "CRITO CAPITAL ADVISERS LLC", "url": "https://advisorcensus.com/firm/crito-capital-advisers-llc-westport-ct-330570", "city": "Westport", "state": "CT", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 161724, "name": "Crito Capital LLC", "name_as_filed": "CRITO CAPITAL LLC", "url": "https://advisorcensus.com/firm/crito-capital-llc-westport-ct-161724", "city": "Westport", "state": "CT", "years_registered": null, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 129503, "name": "Cropsey Asset Management, LLC", "name_as_filed": "CROPSEY ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/cropsey-asset-management-llc-129503", "city": null, "state": null, "years_registered": 22, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 292058, "name": "Cross Island Advisors LLC", "name_as_filed": "CROSS ISLAND ADVISORS LLC", "url": "https://advisorcensus.com/firm/cross-island-advisors-llc-darien-ct-292058", "city": "Darien", "state": "CT", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 285340, "name": "Cross Ocean Partners Management LP", "name_as_filed": "CROSS OCEAN PARTNERS MANAGEMENT LP", "url": "https://advisorcensus.com/firm/cross-ocean-partners-management-lp-greenwich-ct-285340", "city": "Greenwich", "state": "CT", "years_registered": 9, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 314888, "name": "Crowdcent LLC", "name_as_filed": "CROWDCENT LLC", "url": "https://advisorcensus.com/firm/crowdcent-llc-greenwich-ct-314888", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 168739, "name": "Cruiser Capital Advisors, LLC", "name_as_filed": "CRUISER CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/cruiser-capital-advisors-llc-stamford-ct-168739", "city": "Stamford", "state": "CT", "years_registered": 13, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 319723, "name": "Crypto Native Capital, LLC", "name_as_filed": "CRYPTO NATIVE CAPITAL, LLC", "url": "https://advisorcensus.com/firm/crypto-native-capital-llc-greenwich-ct-319723", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 148909, "name": "Culpepper Group LLC", "name_as_filed": "CULPEPPER GROUP LLC", "url": "https://advisorcensus.com/firm/culpepper-group-llc-148909", "city": null, "state": null, "years_registered": 17, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 159308, "name": "Czech Asset Management, L.P.", "name_as_filed": "CZECH ASSET MANAGEMENT, L.P.", "url": "https://advisorcensus.com/firm/czech-asset-management-l-p-stamford-ct-159308", "city": "Stamford", "state": "CT", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 327487, "name": "Dayah Capital LLC", "name_as_filed": "DAYAH CAPITAL LLC", "url": "https://advisorcensus.com/firm/dayah-capital-llc-stamford-ct-327487", "city": "Stamford", "state": "CT", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 125900, "name": "DBA Farmstead Investment Management", "name_as_filed": "DBA FARMSTEAD INVESTMENT MANAGEMENT", "url": "https://advisorcensus.com/firm/dba-farmstead-investment-management-125900", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 158187, "name": "Deccan Value Investors L.P.", "name_as_filed": "DECCAN VALUE INVESTORS L.P.", "url": "https://advisorcensus.com/firm/deccan-value-investors-l-p-greenwich-ct-158187", "city": "Greenwich", "state": "CT", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 131994, "name": "Decision Options, LLC", "name_as_filed": "DECISION OPTIONS, LLC", "url": "https://advisorcensus.com/firm/decision-options-llc-131994", "city": null, "state": null, "years_registered": 20, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 312459, "name": "Deep Track Capital, LP", "name_as_filed": "DEEP TRACK CAPITAL, LP", "url": "https://advisorcensus.com/firm/deep-track-capital-lp-greenwich-ct-312459", "city": "Greenwich", "state": "CT", "years_registered": 5, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 148260, "name": "DEL Gallo Financial Services, LLC", "name_as_filed": "DEL GALLO FINANCIAL SERVICES, LLC", "url": "https://advisorcensus.com/firm/del-gallo-financial-services-llc-avon-ct-148260", "city": "Avon", "state": "CT", "years_registered": 17, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 310885, "name": "Dellora Investments LP", "name_as_filed": "DELLORA INVESTMENTS LP", "url": "https://advisorcensus.com/firm/dellora-investments-lp-greenwich-ct-310885", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 281691, "name": "Delta Wealth Management, LLC", "name_as_filed": "DELTA WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/delta-wealth-management-llc-281691", "city": null, "state": null, "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 129744, "name": "Dennis Glynn, CPA", "name_as_filed": "DENNIS GLYNN, CPA", "url": "https://advisorcensus.com/firm/dennis-glynn-cpa-rocky-hill-ct-129744", "city": "Rocky Hill", "state": "CT", "years_registered": 28, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 343737, "name": "Denovo Financial", "name_as_filed": "DENOVO FINANCIAL", "url": "https://advisorcensus.com/firm/denovo-financial-windsor-ct-343737", "city": "Windsor", "state": "CT", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 305567, "name": "Devotio Capital Management LLC", "name_as_filed": "DEVOTIO CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/devotio-capital-management-llc-stamford-ct-305567", "city": "Stamford", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 105945, "name": "Dewitt Capital Management LLC", "name_as_filed": "DEWITT CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/dewitt-capital-management-llc-mystic-ct-105945", "city": "Mystic", "state": "CT", "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 165619, "name": "DIA LLC", "name_as_filed": "DIA LLC", "url": "https://advisorcensus.com/firm/dia-llc-165619", "city": null, "state": null, "years_registered": 13, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 317039, "name": "Dialectic Capital Management LP", "name_as_filed": "DIALECTIC CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/dialectic-capital-management-lp-norwalk-ct-317039", "city": "Norwalk", "state": "CT", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 107788, "name": "Diamant 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"path": "/advisors/ct", "label": "Financial advisors in Connecticut" }, "fee_pages": [ { "path": "/advisors/ct/fee-only", "label": "Fee-only financial advisors in Connecticut", "firm_count": 199 }, { "path": "/advisors/ct/flat-fee", "label": "Flat-fee financial advisors in Connecticut", "firm_count": 269 }, { "path": "/advisors/ct/hourly", "label": "Hourly financial advisors in Connecticut", "firm_count": 188 } ] }, "csv": "https://advisorcensus.com/advisors/ct.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }