{
  "path": "/advisors/ct",
  "url": "https://advisorcensus.com/advisors/ct/page/18",
  "page_type": "state",
  "title": "Financial advisors in Connecticut",
  "filters": {},
  "scope_total": 963,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Connecticut?",
      "a": "AdvisorCensus lists 963 investment advisory firms with a principal office in Connecticut, from Form ADV filings as of October 2026: 515 SEC-registered, 263 state-registered, and 185 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Connecticut?",
      "a": "199 of the 963 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Connecticut offer financial planning?",
      "a": "266 of the 778 firms in Connecticut that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Connecticut fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 199 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 963 investment advisory firms with a principal office in Connecticut, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": null,
  "citation": "AdvisorCensus. Financial advisors in Connecticut: 963 firms from Form ADV filings as of October 2026.",
  "total_firms": 963,
  "page": 18,
  "total_pages": 20,
  "sort": "name",
  "registration_types": {
    "sec": 515,
    "state": 263,
    "exempt": 185
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 199
    },
    {
      "code": "percentage_of_aum",
      "count": 704
    },
    {
      "code": "hourly",
      "count": 188
    },
    {
      "code": "subscription",
      "count": 9
    },
    {
      "code": "fixed",
      "count": 269
    },
    {
      "code": "commissions",
      "count": 9
    },
    {
      "code": "performance_based",
      "count": 344
    },
    {
      "code": "other",
      "count": 133
    },
    {
      "code": "not_reported",
      "count": 185
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 376
    },
    {
      "code": "5_to_9",
      "count": 174
    },
    {
      "code": "10_to_19",
      "count": 231
    },
    {
      "code": "20_plus",
      "count": 172
    },
    {
      "code": "not_reported",
      "count": 10
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 143
    },
    {
      "code": "25m_100m",
      "count": 79
    },
    {
      "code": "100m_500m",
      "count": 187
    },
    {
      "code": "500m_1b",
      "count": 83
    },
    {
      "code": "1b_5b",
      "count": 139
    },
    {
      "code": "over_5b",
      "count": 88
    },
    {
      "code": "not_reported",
      "count": 244
    }
  ],
  "firms": [
    {
      "crd_number": 314862,
      "name": "Tamarack Global Manager LLC",
      "name_as_filed": "TAMARACK GLOBAL MANAGER LLC",
      "url": "https://advisorcensus.com/firm/tamarack-global-manager-llc-greenwich-ct-314862",
      "city": "Greenwich",
      "state": "CT",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 109888,
      "name": "Tanaka Capital Management Inc",
      "name_as_filed": "TANAKA CAPITAL MANAGEMENT INC",
      "url": "https://advisorcensus.com/firm/tanaka-capital-management-inc-greenwich-ct-109888",
      "city": "Greenwich",
      "state": "CT",
      "years_registered": 39,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 138757,
      "name": "Teewinot Capital Advisers, L.L.C.",
      "name_as_filed": "TEEWINOT CAPITAL ADVISERS, L.L.C.",
      "url": "https://advisorcensus.com/firm/teewinot-capital-advisers-l-l-c-norwalk-ct-138757",
      "city": "Norwalk",
      "state": "CT",
      "years_registered": 20,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 340922,
      "name": "Telos Partners LLC",
      "name_as_filed": "TELOS PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/telos-partners-llc-avon-ct-340922",
      "city": "Avon",
      "state": "CT",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 311121,
      "name": "Ten Coves Capital, LP",
      "name_as_filed": "TEN COVES CAPITAL, LP",
      "url": "https://advisorcensus.com/firm/ten-coves-capital-lp-darien-ct-311121",
      "city": "Darien",
      "state": "CT",
      "years_registered": 5,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 166930,
      "name": "Tengram Capital Partners",
      "name_as_filed": "TENGRAM CAPITAL PARTNERS",
      "url": "https://advisorcensus.com/firm/tengram-capital-partners-westport-ct-166930",
      "city": "Westport",
      "state": "CT",
      "years_registered": 12,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105963,
      "name": "Teton Advisors, LLC",
      "name_as_filed": "TETON ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/teton-advisors-llc-greenwich-ct-105963",
      "city": "Greenwich",
      "state": "CT",
      "years_registered": 31,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 126295,
      "name": "Thames Financial Management",
      "name_as_filed": "THAMES FINANCIAL MANAGEMENT",
      "url": "https://advisorcensus.com/firm/thames-financial-management-norwich-ct-126295",
      "city": "Norwich",
      "state": "CT",
      "years_registered": 8,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 169212,
      "name": "The Community Foundation for Greater New Haven, Inc.",
      "name_as_filed": "THE COMMUNITY FOUNDATION FOR GREATER NEW HAVEN, INC.",
      "url": "https://advisorcensus.com/firm/the-community-foundation-for-greater-new-haven-inc-new-haven-ct-169212",
      "city": "New Haven",
      "state": "CT",
      "years_registered": 12,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 155624,
      "name": "The Dowling Group Wealth Management",
      "name_as_filed": "THE DOWLING GROUP WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/the-dowling-group-wealth-management-greenwich-ct-155624",
      "city": "Greenwich",
      "state": "CT",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 330683,
      "name": "The Real Wealth Coterie",
      "name_as_filed": "THE REAL WEALTH COTERIE",
      "url": "https://advisorcensus.com/firm/the-real-wealth-coterie-new-haven-ct-330683",
      "city": "New Haven",
      "state": "CT",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 166626,
      "name": "The WF Group, LLC",
      "name_as_filed": "THE WF GROUP, LLC",
      "url": "https://advisorcensus.com/firm/the-wf-group-llc-166626",
      "city": null,
      "state": null,
      "years_registered": 13,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105273,
      "name": "The Winthrop Corporation",
      "name_as_filed": "THE WINTHROP CORPORATION",
      "url": "https://advisorcensus.com/firm/the-winthrop-corporation-shelton-ct-105273",
      "city": "Shelton",
      "state": "CT",
      "years_registered": 65,
      "raum_band": "not_reported",
      "compensation_types": [
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323861,
      "name": "Themes Management Company LLC",
      "name_as_filed": "THEMES MANAGEMENT COMPANY LLC",
      "url": "https://advisorcensus.com/firm/themes-management-company-llc-greenwich-ct-323861",
      "city": "Greenwich",
      "state": "CT",
      "years_registered": 3,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 335591,
      "name": "Third View Private Wealth",
      "name_as_filed": "THIRD VIEW PRIVATE WEALTH",
      "url": "https://advisorcensus.com/firm/third-view-private-wealth-westport-ct-335591",
      "city": "Westport",
      "state": "CT",
      "years_registered": 1,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 110103,
      "name": "Three Lakes Advisors, Inc.",
      "name_as_filed": "THREE LAKES ADVISORS, INC.",
      "url": "https://advisorcensus.com/firm/three-lakes-advisors-inc-110103",
      "city": null,
      "state": null,
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 338918,
      "name": "Thrivealike LLC",
      "name_as_filed": "THRIVEALIKE LLC",
      "url": "https://advisorcensus.com/firm/thrivealike-llc-338918",
      "city": null,
      "state": null,
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 319631,
      "name": "TIA Ventures Management, LLC",
      "name_as_filed": "TIA VENTURES MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/tia-ventures-management-llc-westport-ct-319631",
      "city": "Westport",
      "state": "CT",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 336222,
      "name": "Tiburon Capital Partners LLC",
      "name_as_filed": "TIBURON CAPITAL PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/tiburon-capital-partners-llc-greenwich-ct-336222",
      "city": "Greenwich",
      "state": "CT",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 135805,
      "name": "Titan Advisors, LLC",
      "name_as_filed": "TITAN ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/titan-advisors-llc-stamford-ct-135805",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 20,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 115054,
      "name": "Tittmann & Rusch, LLC",
      "name_as_filed": "TITTMANN & RUSCH, LLC",
      "url": "https://advisorcensus.com/firm/tittmann-and-rusch-llc-avon-ct-115054",
      "city": "Avon",
      "state": "CT",
      "years_registered": 34,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 127346,
      "name": "Toomey Investment Management, Inc",
      "name_as_filed": "TOOMEY INVESTMENT MANAGEMENT, INC",
      "url": "https://advisorcensus.com/firm/toomey-investment-management-inc-wallingford-ct-127346",
      "city": "Wallingford",
      "state": "CT",
      "years_registered": 8,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 331000,
      "name": "Top Private Wealth",
      "name_as_filed": "TOP PRIVATE WEALTH",
      "url": "https://advisorcensus.com/firm/top-private-wealth-glastonbury-ct-331000",
      "city": "Glastonbury",
      "state": "CT",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 336207,
      "name": "Tourmalet Advisors, LP",
      "name_as_filed": "TOURMALET ADVISORS, LP",
      "url": "https://advisorcensus.com/firm/tourmalet-advisors-lp-fairfield-ct-336207",
      "city": "Fairfield",
      "state": "CT",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317104,
      "name": "Tower Bay Asset Management LP",
      "name_as_filed": "TOWER BAY ASSET MANAGEMENT LP",
      "url": "https://advisorcensus.com/firm/tower-bay-asset-management-lp-stamford-ct-317104",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 4,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 139000,
      "name": "Tradex Global Advisors, LLC",
      "name_as_filed": "TRADEX GLOBAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/tradex-global-advisors-llc-greenwich-ct-139000",
      "city": "Greenwich",
      "state": "CT",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 170476,
      "name": "Trexquant Investment LP",
      "name_as_filed": "TREXQUANT INVESTMENT LP",
      "url": "https://advisorcensus.com/firm/trexquant-investment-lp-stamford-ct-170476",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 12,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 305563,
      "name": "TRGP Investment Partners, LP",
      "name_as_filed": "TRGP INVESTMENT PARTNERS, LP",
      "url": "https://advisorcensus.com/firm/trgp-investment-partners-lp-stamford-ct-305563",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 6,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 166592,
      "name": "Trident Advantage Group, LLC",
      "name_as_filed": "TRIDENT ADVANTAGE GROUP, LLC",
      "url": "https://advisorcensus.com/firm/trident-advantage-group-llc-greenwich-ct-166592",
      "city": "Greenwich",
      "state": "CT",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 325802,
      "name": "Triveni Capital Investments LP",
      "name_as_filed": "TRIVENI CAPITAL INVESTMENTS LP",
      "url": "https://advisorcensus.com/firm/triveni-capital-investments-lp-stamford-ct-325802",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 3,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 292182,
      "name": "Trivium Point Advisory, LLC",
      "name_as_filed": "TRIVIUM POINT ADVISORY, LLC",
      "url": "https://advisorcensus.com/firm/trivium-point-advisory-llc-wilton-ct-292182",
      "city": "Wilton",
      "state": "CT",
      "years_registered": 8,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 127086,
      "name": "Troika Investment Advisors, LLC",
      "name_as_filed": "TROIKA INVESTMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/troika-investment-advisors-llc-hampton-ct-127086",
      "city": "Hampton",
      "state": "CT",
      "years_registered": 26,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 277052,
      "name": "True Green Capital Management LLC",
      "name_as_filed": "TRUE GREEN CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/true-green-capital-management-llc-westport-ct-277052",
      "city": "Westport",
      "state": "CT",
      "years_registered": 4,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 161042,
      "name": "True North Management Group, LLC",
      "name_as_filed": "TRUE NORTH MANAGEMENT GROUP, LLC",
      "url": "https://advisorcensus.com/firm/true-north-management-group-llc-stamford-ct-161042",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 14,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105525,
      "name": "TSCG Investors, LLC",
      "name_as_filed": "TSCG INVESTORS, LLC",
      "url": "https://advisorcensus.com/firm/tscg-investors-llc-simsbury-ct-105525",
      "city": "Simsbury",
      "state": "CT",
      "years_registered": 37,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 159792,
      "name": "Tudor Investment Corporation",
      "name_as_filed": "TUDOR INVESTMENT CORPORATION",
      "url": "https://advisorcensus.com/firm/tudor-investment-corporation-stamford-ct-159792",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 14,
      "raum_band": "over_5b",
      "compensation_types": [
        "hourly",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 330567,
      "name": "Tumolo Wealth Management LLC",
      "name_as_filed": "TUMOLO WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/tumolo-wealth-management-llc-east-lyme-ct-330567",
      "city": "East Lyme",
      "state": "CT",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
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      ],
      "enhanced": false
    },
    {
      "crd_number": 6857,
      "name": "Tweedy, Browne Company LLC",
      "name_as_filed": "TWEEDY, BROWNE COMPANY LLC",
      "url": "https://advisorcensus.com/firm/tweedy-browne-company-llc-stamford-ct-6857",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 51,
      "raum_band": "over_5b",
      "compensation_types": [
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      ],
      "enhanced": false
    },
    {
      "crd_number": 343559,
      "name": "Twenty Four Wealth",
      "name_as_filed": "TWENTY FOUR WEALTH",
      "url": "https://advisorcensus.com/firm/twenty-four-wealth-darien-ct-343559",
      "city": "Darien",
      "state": "CT",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
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        "hourly",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 325314,
      "name": "Twin Lions Management",
      "name_as_filed": "TWIN LIONS MANAGEMENT",
      "url": "https://advisorcensus.com/firm/twin-lions-management-stamford-ct-325314",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 306214,
      "name": "U.S.A. Financial & Tax Services, LLC",
      "name_as_filed": "U.S.A. FINANCIAL & TAX SERVICES, LLC",
      "url": "https://advisorcensus.com/firm/u-s-a-financial-and-tax-services-llc-farmington-ct-306214",
      "city": "Farmington",
      "state": "CT",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
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      ],
      "enhanced": false
    },
    {
      "crd_number": 107754,
      "name": "UBS Farmland Investors LLC",
      "name_as_filed": "UBS FARMLAND INVESTORS LLC",
      "url": "https://advisorcensus.com/firm/ubs-farmland-investors-llc-hartford-ct-107754",
      "city": "Hartford",
      "state": "CT",
      "years_registered": 29,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 107758,
      "name": "UBS Realty Investors LLC",
      "name_as_filed": "UBS REALTY INVESTORS LLC",
      "url": "https://advisorcensus.com/firm/ubs-realty-investors-llc-hartford-ct-107758",
      "city": "Hartford",
      "state": "CT",
      "years_registered": 32,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 285154,
      "name": "Union Capital Associates, L.P.",
      "name_as_filed": "UNION CAPITAL ASSOCIATES, L.P.",
      "url": "https://advisorcensus.com/firm/union-capital-associates-l-p-greenwich-ct-285154",
      "city": "Greenwich",
      "state": "CT",
      "years_registered": 9,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 335515,
      "name": "Uplift",
      "name_as_filed": "UPLIFT",
      "url": "https://advisorcensus.com/firm/uplift-darien-ct-335515",
      "city": "Darien",
      "state": "CT",
      "years_registered": 1,
      "raum_band": "1b_5b",
      "compensation_types": [
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        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 108113,
      "name": "USI Advisors",
      "name_as_filed": "USI ADVISORS",
      "url": "https://advisorcensus.com/firm/usi-advisors-glastonbury-ct-108113",
      "city": "Glastonbury",
      "state": "CT",
      "years_registered": 27,
      "raum_band": "over_5b",
      "compensation_types": [
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        "hourly",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 43793,
      "name": "USI Securities, Inc.",
      "name_as_filed": "USI SECURITIES, INC.",
      "url": "https://advisorcensus.com/firm/usi-securities-inc-glastonbury-ct-43793",
      "city": "Glastonbury",
      "state": "CT",
      "years_registered": 27,
      "raum_band": "not_reported",
      "compensation_types": [
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        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 145161,
      "name": "Van Rensselaer Management LLC",
      "name_as_filed": "VAN RENSSELAER MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/van-rensselaer-management-llc-145161",
      "city": null,
      "state": null,
      "years_registered": 18,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 335143,
      "name": "Varcov Co.",
      "name_as_filed": "VARCOV CO.",
      "url": "https://advisorcensus.com/firm/varcov-co-darien-ct-335143",
      "city": "Darien",
      "state": "CT",
      "years_registered": 1,
      "raum_band": "500m_1b",
      "compensation_types": [
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        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 337379,
      "name": "Verbena Value LP",
      "name_as_filed": "VERBENA VALUE LP",
      "url": "https://advisorcensus.com/firm/verbena-value-lp-westport-ct-337379",
      "city": "Westport",
      "state": "CT",
      "years_registered": 1,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    }
  ],
  "states": [],
  "metros": [
    {
      "path": "/advisors/ct/bridgeport",
      "name": "Bridgeport",
      "msa_name": "Bridgeport-Stamford-Danbury, CT",
      "state_code": "CT",
      "firm_count": 635
    },
    {
      "path": "/advisors/ct/hartford",
      "name": "Hartford",
      "msa_name": "Hartford-West Hartford-East Hartford, CT",
      "state_code": "CT",
      "firm_count": 138
    },
    {
      "path": "/advisors/ct/new-haven",
      "name": "New Haven",
      "msa_name": "New Haven, CT",
      "state_code": "CT",
      "firm_count": 44
    },
    {
      "path": "/advisors/ct/waterbury",
      "name": "Waterbury",
      "msa_name": "Waterbury-Shelton, CT",
      "state_code": "CT",
      "firm_count": 33
    },
    {
      "path": "/advisors/ct/norwich",
      "name": "Norwich",
      "msa_name": "Norwich-New London-Willimantic, CT",
      "state_code": "CT",
      "firm_count": 13
    }
  ],
  "siblings": {
    "national": "/advisors",
    "state": {
      "path": "/advisors/ct",
      "label": "Financial advisors in Connecticut"
    },
    "fee_pages": [
      {
        "path": "/advisors/ct/fee-only",
        "label": "Fee-only financial advisors in Connecticut",
        "firm_count": 199
      },
      {
        "path": "/advisors/ct/flat-fee",
        "label": "Flat-fee financial advisors in Connecticut",
        "firm_count": 269
      },
      {
        "path": "/advisors/ct/hourly",
        "label": "Hourly financial advisors in Connecticut",
        "firm_count": 188
      }
    ]
  },
  "csv": "https://advisorcensus.com/advisors/ct.csv",
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}