{ "path": "/advisors/ct", "url": "https://advisorcensus.com/advisors/ct/page/16", "page_type": "state", "title": "Financial advisors in Connecticut", "filters": {}, "scope_total": 963, "faq": [ { "q": "How many financial advisory firms are there in Connecticut?", "a": "AdvisorCensus lists 963 investment advisory firms with a principal office in Connecticut, from Form ADV filings as of October 2026: 515 SEC-registered, 263 state-registered, and 185 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Connecticut?", "a": "199 of the 963 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Connecticut offer financial planning?", "a": "266 of the 778 firms in Connecticut that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Connecticut fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 199 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 963 investment advisory firms with a principal office in Connecticut, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Connecticut: 963 firms from Form ADV filings as of October 2026.", "total_firms": 963, "page": 16, "total_pages": 20, "sort": "name", "registration_types": { "sec": 515, "state": 263, "exempt": 185 }, "fee_model_mix": [ { "code": "fee-only", "count": 199 }, { "code": "percentage_of_aum", "count": 704 }, { "code": "hourly", "count": 188 }, { "code": "subscription", "count": 9 }, { "code": "fixed", "count": 269 }, { "code": "commissions", "count": 9 }, { "code": "performance_based", "count": 344 }, { "code": "other", "count": 133 }, { "code": "not_reported", "count": 185 } ], "years_registered_distribution": [ { "code": "under_5", "count": 376 }, { "code": "5_to_9", "count": 174 }, { "code": "10_to_19", "count": 231 }, { "code": "20_plus", "count": 172 }, { "code": "not_reported", "count": 10 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 143 }, { "code": "25m_100m", "count": 79 }, { "code": "100m_500m", "count": 187 }, { "code": "500m_1b", "count": 83 }, { "code": "1b_5b", "count": 139 }, { "code": "over_5b", "count": 88 }, { "code": "not_reported", "count": 244 } ], "firms": [ { "crd_number": 107363, "name": "Scholtz & Company, LLC", "name_as_filed": "SCHOLTZ & COMPANY, LLC", "url": "https://advisorcensus.com/firm/scholtz-and-company-llc-stamford-ct-107363", "city": "Stamford", "state": "CT", "years_registered": 13, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 331267, "name": "Science & Technology Partners, L.P.", "name_as_filed": "SCIENCE & TECHNOLOGY PARTNERS, L.P.", "url": "https://advisorcensus.com/firm/science-and-technology-partners-l-p-greenwich-ct-331267", "city": "Greenwich", "state": "CT", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 166358, "name": "Scott Capital Partners", "name_as_filed": "SCOTT CAPITAL PARTNERS", "url": "https://advisorcensus.com/firm/scott-capital-partners-darien-ct-166358", "city": "Darien", "state": "CT", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "performance_based", "other" ], "enhanced": false }, { "crd_number": 128237, "name": "Scott, Ralph Upton", "name_as_filed": "SCOTT, RALPH UPTON", "url": "https://advisorcensus.com/firm/scott-ralph-upton-128237", "city": null, "state": null, "years_registered": 9, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 13035, "name": "Searle & Co.", "name_as_filed": "SEARLE & CO.", "url": "https://advisorcensus.com/firm/searle-and-co-greenwich-ct-13035", "city": "Greenwich", "state": "CT", "years_registered": 18, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "commissions" ], "enhanced": false }, { "crd_number": 19789, "name": "Securities Industry Management Corp.", "name_as_filed": "SECURITIES INDUSTRY MANAGEMENT CORP.", "url": "https://advisorcensus.com/firm/securities-industry-management-corp-19789", "city": null, "state": null, "years_registered": 29, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 330699, "name": "Seneca Wealth Advisors, LLC", "name_as_filed": "SENECA WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/seneca-wealth-advisors-llc-westport-ct-330699", "city": "Westport", "state": "CT", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 162233, "name": "Sentinel Alternative Asset Management, LLC", "name_as_filed": "SENTINEL ALTERNATIVE ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sentinel-alternative-asset-management-llc-old-greenwich-ct-162233", "city": "Old Greenwich", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 302082, "name": "Sentinel Asset Management, LLC", "name_as_filed": "SENTINEL ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sentinel-asset-management-llc-wallingford-ct-302082", "city": "Wallingford", "state": "CT", "years_registered": 7, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 335010, "name": "Seva Funds, LLC", "name_as_filed": "SEVA FUNDS, LLC", "url": "https://advisorcensus.com/firm/seva-funds-llc-335010", "city": null, "state": null, "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 113383, "name": "Shaffer Asset Management, Inc.", "name_as_filed": "SHAFFER ASSET MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/shaffer-asset-management-inc-113383", "city": null, "state": null, "years_registered": 20, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 7320, "name": "Shearman, Ralston Inc.", "name_as_filed": "SHEARMAN, RALSTON INC.", "url": "https://advisorcensus.com/firm/shearman-ralston-inc-greenwich-ct-7320", "city": "Greenwich", "state": "CT", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 311138, "name": "Shehu Asset Management, LLC", "name_as_filed": "SHEHU ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/shehu-asset-management-llc-southbury-ct-311138", "city": "Southbury", "state": "CT", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 170685, "name": "Shelter Growth Capital Partners LLC", "name_as_filed": "SHELTER GROWTH CAPITAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/shelter-growth-capital-partners-llc-stamford-ct-170685", "city": "Stamford", "state": "CT", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 144622, "name": "Shine Financial Services, LLC", "name_as_filed": "SHINE FINANCIAL SERVICES, LLC", "url": "https://advisorcensus.com/firm/shine-financial-services-llc-144622", "city": null, "state": null, "years_registered": 19, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "performance_based", "other" ], "enhanced": false }, { "crd_number": 176520, "name": "Sightline Wealth Advisors, LLC", "name_as_filed": "SIGHTLINE WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/sightline-wealth-advisors-llc-groton-ct-176520", "city": "Groton", "state": "CT", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 285438, "name": "Signal Lake General Partner LLC", "name_as_filed": "SIGNAL LAKE GENERAL PARTNER LLC", "url": "https://advisorcensus.com/firm/signal-lake-general-partner-llc-westport-ct-285438", "city": "Westport", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 321887, "name": "Silver Heights Capital LLC", "name_as_filed": "SILVER HEIGHTS CAPITAL LLC", "url": "https://advisorcensus.com/firm/silver-heights-capital-llc-south-norwalk-ct-321887", "city": "South Norwalk", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 157738, "name": "Silver Point Capital, L.P.", "name_as_filed": "SILVER POINT CAPITAL, L.P.", "url": "https://advisorcensus.com/firm/silver-point-capital-l-p-greenwich-ct-157738", "city": "Greenwich", "state": "CT", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 332374, "name": "Silver Point Private Credit Fund Management, LLC", "name_as_filed": "SILVER POINT PRIVATE CREDIT FUND MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/silver-point-private-credit-fund-management-llc-greenwich-ct-332374", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 317225, "name": "Silver Point Specialty Credit Fund Management, LLC", "name_as_filed": "SILVER POINT SPECIALTY CREDIT FUND MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/silver-point-specialty-credit-fund-management-llc-greenwich-ct-317225", "city": "Greenwich", "state": "CT", "years_registered": 4, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 305189, "name": "Silver Tiger Advisors", "name_as_filed": "SILVER TIGER ADVISORS", "url": "https://advisorcensus.com/firm/silver-tiger-advisors-305189", "city": null, "state": null, "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 318331, "name": "Silversea Capital, LLC", "name_as_filed": "SILVERSEA CAPITAL, LLC", "url": "https://advisorcensus.com/firm/silversea-capital-llc-318331", "city": null, "state": null, "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 170778, "name": "Siri Capital Advisors LLC", "name_as_filed": "SIRI CAPITAL ADVISORS LLC", "url": "https://advisorcensus.com/firm/siri-capital-advisors-llc-wilton-ct-170778", "city": "Wilton", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 337373, "name": "SKM Wealth Management, LLC", "name_as_filed": "SKM WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/skm-wealth-management-llc-337373", "city": null, "state": null, "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 134001, "name": "Sky Investment Group LLC", "name_as_filed": "SKY INVESTMENT GROUP LLC", "url": "https://advisorcensus.com/firm/sky-investment-group-llc-hartford-ct-134001", "city": "Hartford", "state": "CT", "years_registered": 21, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 319067, "name": "Skyview SV2 Management, LLC", "name_as_filed": "SKYVIEW SV2 MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/skyview-sv2-management-llc-greenwich-ct-319067", "city": "Greenwich", "state": "CT", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 127247, "name": "Sladek & Witek, LLP", "name_as_filed": "SLADEK & WITEK, LLP", "url": "https://advisorcensus.com/firm/sladek-and-witek-llp-trumbull-ct-127247", "city": "Trumbull", "state": "CT", "years_registered": 25, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 342140, "name": "Smarter Way Wealth", "name_as_filed": "SMARTER WAY WEALTH", "url": "https://advisorcensus.com/firm/smarter-way-wealth-342140", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 322951, "name": "Smith Brothers Financial, LLC", "name_as_filed": "SMITH BROTHERS FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/smith-brothers-financial-llc-glastonbury-ct-322951", "city": "Glastonbury", "state": "CT", "years_registered": 4, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 308942, "name": "Soaring Capital Management, LLC", "name_as_filed": "SOARING CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/soaring-capital-management-llc-308942", "city": null, "state": null, "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 159962, "name": "Solas Capital Management, LLC", "name_as_filed": "SOLAS CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/solas-capital-management-llc-darien-ct-159962", "city": "Darien", "state": "CT", "years_registered": 14, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 294459, "name": "Soleus Capital Management, L.P.", "name_as_filed": "SOLEUS CAPITAL MANAGEMENT, L.P.", "url": "https://advisorcensus.com/firm/soleus-capital-management-l-p-greenwich-ct-294459", "city": "Greenwich", "state": "CT", "years_registered": 6, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 174217, "name": "Somnio Financial Group, LLC", "name_as_filed": "SOMNIO FINANCIAL GROUP, LLC", "url": "https://advisorcensus.com/firm/somnio-financial-group-llc-glastonbury-ct-174217", "city": "Glastonbury", "state": "CT", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 132088, "name": "Sound Financial Management, LLC", "name_as_filed": "SOUND FINANCIAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sound-financial-management-llc-132088", "city": null, "state": null, "years_registered": 21, "raum_band": "under_25m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 169037, "name": "Sound Mark Partners, LLC", "name_as_filed": "SOUND MARK PARTNERS, LLC", "url": "https://advisorcensus.com/firm/sound-mark-partners-llc-greenwich-ct-169037", "city": "Greenwich", "state": "CT", "years_registered": 13, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 125511, "name": "Sound Portfolio Advisors, LLC", "name_as_filed": "SOUND PORTFOLIO ADVISORS, LLC", "url": "https://advisorcensus.com/firm/sound-portfolio-advisors-llc-mystic-ct-125511", "city": "Mystic", "state": "CT", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 112379, "name": "Sound Shore Management Inc", "name_as_filed": "SOUND SHORE MANAGEMENT INC", "url": "https://advisorcensus.com/firm/sound-shore-management-inc-greenwich-ct-112379", "city": "Greenwich", "state": "CT", "years_registered": 48, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 340845, "name": "Soundview Private Wealth Advisors", "name_as_filed": "SOUNDVIEW PRIVATE WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/soundview-private-wealth-advisors-cheshire-ct-340845", "city": "Cheshire", "state": "CT", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 163023, "name": "Southfield Capital LP", "name_as_filed": "SOUTHFIELD CAPITAL LP", "url": "https://advisorcensus.com/firm/southfield-capital-lp-greenwich-ct-163023", "city": "Greenwich", "state": "CT", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 146270, "name": "Southport Station Financial Management, LLC", "name_as_filed": "SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/southport-station-financial-management-llc-southport-ct-146270", "city": "Southport", "state": "CT", "years_registered": 18, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 294314, "name": "Sovereign Financial Group, Inc.", "name_as_filed": "SOVEREIGN FINANCIAL GROUP, INC.", "url": "https://advisorcensus.com/firm/sovereign-financial-group-inc-stamford-ct-294314", "city": "Stamford", "state": "CT", "years_registered": 7, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 127151, "name": "Sovereign Financial Services", "name_as_filed": "SOVEREIGN FINANCIAL SERVICES", "url": "https://advisorcensus.com/firm/sovereign-financial-services-rocky-hill-ct-127151", "city": "Rocky Hill", "state": "CT", "years_registered": 23, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 300463, "name": "Spectrum Asset Management, Inc.", "name_as_filed": "SPECTRUM ASSET MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/spectrum-asset-management-inc-stamford-ct-300463", "city": "Stamford", "state": "CT", "years_registered": 39, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 106419, "name": "Spectrum Financial Strategies Inc", "name_as_filed": "SPECTRUM FINANCIAL STRATEGIES INC", "url": "https://advisorcensus.com/firm/spectrum-financial-strategies-inc-hamden-ct-106419", "city": "Hamden", "state": "CT", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 165188, "name": "Spencer Trask & Co.", "name_as_filed": "SPENCER TRASK & CO.", "url": "https://advisorcensus.com/firm/spencer-trask-and-co-greenwich-ct-165188", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 333626, "name": "Spice Expeditions, LP", "name_as_filed": "SPICE EXPEDITIONS, LP", "url": "https://advisorcensus.com/firm/spice-expeditions-lp-westport-ct-333626", "city": "Westport", "state": "CT", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 125714, "name": "Spivak Asset Management, LLC", "name_as_filed": "SPIVAK ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/spivak-asset-management-llc-avon-ct-125714", "city": "Avon", "state": "CT", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 288472, "name": "Split Spectrum Management, LLC", "name_as_filed": "SPLIT SPECTRUM MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/split-spectrum-management-llc-greenwich-ct-288472", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 299067, "name": "Spree Capital Advisers", "name_as_filed": "SPREE CAPITAL ADVISERS", "url": "https://advisorcensus.com/firm/spree-capital-advisers-darien-ct-299067", "city": "Darien", "state": "CT", "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false } ], "states": [], "metros": [ { "path": "/advisors/ct/bridgeport", "name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "state_code": "CT", "firm_count": 635 }, { "path": "/advisors/ct/hartford", "name": "Hartford", "msa_name": "Hartford-West Hartford-East Hartford, CT", "state_code": "CT", "firm_count": 138 }, { "path": "/advisors/ct/new-haven", "name": "New Haven", "msa_name": "New Haven, CT", "state_code": "CT", "firm_count": 44 }, { "path": "/advisors/ct/waterbury", "name": "Waterbury", "msa_name": "Waterbury-Shelton, CT", "state_code": "CT", "firm_count": 33 }, { "path": "/advisors/ct/norwich", "name": "Norwich", "msa_name": "Norwich-New London-Willimantic, CT", "state_code": "CT", "firm_count": 13 } ], "siblings": { "national": "/advisors", "state": { "path": "/advisors/ct", "label": "Financial advisors in Connecticut" }, "fee_pages": [ { "path": "/advisors/ct/fee-only", "label": "Fee-only financial advisors in Connecticut", "firm_count": 199 }, { "path": "/advisors/ct/flat-fee", "label": "Flat-fee financial advisors in Connecticut", "firm_count": 269 }, { "path": "/advisors/ct/hourly", "label": "Hourly financial advisors in Connecticut", "firm_count": 188 } ] }, "csv": "https://advisorcensus.com/advisors/ct.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }