# Financial advisors in New Haven, CT

> AdvisorCensus lists 44 investment advisory firms with a principal office in the New Haven metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ct/new-haven

## At a glance

- Investment advisory firms: 44
- Registration: SEC-registered investment adviser: 22, State-registered investment adviser: 13, Exempt reporting adviser: 9
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 12 (34%); Percentage of assets 29 (83%); Hourly charges 19 (54%); Fixed fees 16 (46%); Performance-based fees 1 (3%); Other 3 (9%); No compensation arrangements reported 9
- Regulatory assets under management (Item 5.F): Under $25 million 5 (11%); $25 million to $100 million 3 (7%); $100 million to $500 million 12 (27%); $500 million to $1 billion 5 (11%); $1 billion to $5 billion 1 (2%); Over $5 billion 3 (7%); Not reported 15 (34%)
- Years registered: Under 5 years 17 (39%); 5 to 9 years 8 (18%); 10 to 19 years 10 (23%); 20 years or more 8 (18%); Not reported 1 (2%)

## Firms (page 1 of 1, 1 to 44 of 44, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Acadian Ventures Management, LLC](https://advisorcensus.com/firm/acadian-ventures-management-llc-madison-ct-329726) ([md](https://advisorcensus.com/firm/acadian-ventures-management-llc-madison-ct-329726.md)) | 329726 | Madison, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Accretive Capital Management, LLC](https://advisorcensus.com/firm/accretive-capital-management-llc-madison-ct-160939) ([md](https://advisorcensus.com/firm/accretive-capital-management-llc-madison-ct-160939.md)) | 160939 | Madison, CT | Exempt reporting adviser | Not reported | 14 | Not reported |
| [Ayers & Associates, P.C.](https://advisorcensus.com/firm/ayers-and-associates-p-c-new-haven-ct-127417) ([md](https://advisorcensus.com/firm/ayers-and-associates-p-c-new-haven-ct-127417.md)) | 127417 | New Haven, CT | State-registered investment adviser | Not reported | 36 | Hourly |
| [B.P. Walsh and Co., LLC](https://advisorcensus.com/firm/b-p-walsh-and-co-llc-branford-ct-125477) ([md](https://advisorcensus.com/firm/b-p-walsh-and-co-llc-branford-ct-125477.md)) | 125477 | Branford, CT | State-registered investment adviser | Under $25 million | 16 | % of assets |
| [Blakely Harbor Advisors, LLC](https://advisorcensus.com/firm/blakely-harbor-advisors-llc-new-haven-ct-152249) ([md](https://advisorcensus.com/firm/blakely-harbor-advisors-llc-new-haven-ct-152249.md)) | 152249 | New Haven, CT | State-registered investment adviser | $25 million to $100 million | 2 | % of assets |
| [Bulldog Innovation Group LLC](https://advisorcensus.com/firm/bulldog-innovation-group-llc-new-haven-ct-281063) ([md](https://advisorcensus.com/firm/bulldog-innovation-group-llc-new-haven-ct-281063.md)) | 281063 | New Haven, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Compass Wealth Management LLC](https://advisorcensus.com/firm/compass-wealth-management-llc-guilford-ct-106289) ([md](https://advisorcensus.com/firm/compass-wealth-management-llc-guilford-ct-106289.md)) | 106289 | Guilford, CT | SEC-registered investment adviser | $500 million to $1 billion | 29 | % of assets, Fixed fee |
| [Connecticut Capital Management Group, LLC](https://advisorcensus.com/firm/connecticut-capital-management-group-llc-milford-ct-305013) ([md](https://advisorcensus.com/firm/connecticut-capital-management-group-llc-milford-ct-305013.md)) | 305013 | Milford, CT | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Fixed fee |
| [Cooperative Funeral Fund Inc](https://advisorcensus.com/firm/cooperative-funeral-fund-inc-madison-ct-107631) ([md](https://advisorcensus.com/firm/cooperative-funeral-fund-inc-madison-ct-107631.md)) | 107631 | Madison, CT | SEC-registered investment adviser | $500 million to $1 billion | 37 | % of assets |
| [Diastole Wealth Management](https://advisorcensus.com/firm/diastole-wealth-management-guilford-ct-111604) ([md](https://advisorcensus.com/firm/diastole-wealth-management-guilford-ct-111604.md)) | 111604 | Guilford, CT | SEC-registered investment adviser | $100 million to $500 million | 26 | % of assets |
| [East Guilford Financial Services LLC](https://advisorcensus.com/firm/east-guilford-financial-services-llc-madison-ct-127481) ([md](https://advisorcensus.com/firm/east-guilford-financial-services-llc-madison-ct-127481.md)) | 127481 | Madison, CT | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly |
| [ELK Capital Management, LLC](https://advisorcensus.com/firm/elk-capital-management-llc-new-haven-ct-327823) ([md](https://advisorcensus.com/firm/elk-capital-management-llc-new-haven-ct-327823.md)) | 327823 | New Haven, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Elm Street Advisors, LLC](https://advisorcensus.com/firm/elm-street-advisors-llc-new-haven-ct-301641) ([md](https://advisorcensus.com/firm/elm-street-advisors-llc-new-haven-ct-301641.md)) | 301641 | New Haven, CT | Exempt reporting adviser | Not reported | Not reported | Not reported |
| [Frostgate, LLC](https://advisorcensus.com/firm/frostgate-llc-madison-ct-312232) ([md](https://advisorcensus.com/firm/frostgate-llc-madison-ct-312232.md)) | 312232 | Madison, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Granite Islands Private Wealth, LLC](https://advisorcensus.com/firm/granite-islands-private-wealth-llc-guilford-ct-336263) ([md](https://advisorcensus.com/firm/granite-islands-private-wealth-llc-guilford-ct-336263.md)) | 336263 | Guilford, CT | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Fixed fee |
| [Great Mountain Partners](https://advisorcensus.com/firm/great-mountain-partners-new-haven-ct-309528) ([md](https://advisorcensus.com/firm/great-mountain-partners-new-haven-ct-309528.md)) | 309528 | New Haven, CT | SEC-registered investment adviser | Over $5 billion | 5 | % of assets, Performance fee |
| [Grey Ledge Advisors, LLC](https://advisorcensus.com/firm/grey-ledge-advisors-llc-guilford-ct-124867) ([md](https://advisorcensus.com/firm/grey-ledge-advisors-llc-guilford-ct-124867.md)) | 124867 | Guilford, CT | SEC-registered investment adviser | $500 million to $1 billion | 23 | % of assets, Hourly, Fixed fee |
| [Heritage Capital, LLC](https://advisorcensus.com/firm/heritage-capital-llc-woodbridge-ct-127650) ([md](https://advisorcensus.com/firm/heritage-capital-llc-woodbridge-ct-127650.md)) | 127650 | Woodbridge, CT | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly |
| [ITS Asset Management, L.P.](https://advisorcensus.com/firm/its-asset-management-l-p-north-haven-ct-106977) ([md](https://advisorcensus.com/firm/its-asset-management-l-p-north-haven-ct-106977.md)) | 106977 | North Haven, CT | SEC-registered investment adviser | $100 million to $500 million | 55 | % of assets |
| [Knights of Columbus Asset Advisors LLC](https://advisorcensus.com/firm/knights-of-columbus-asset-advisors-llc-new-haven-ct-174129) ([md](https://advisorcensus.com/firm/knights-of-columbus-asset-advisors-llc-new-haven-ct-174129.md)) | 174129 | New Haven, CT | SEC-registered investment adviser | Over $5 billion | 11 | % of assets |
| [Kreitler Financial LLC](https://advisorcensus.com/firm/kreitler-financial-llc-new-haven-ct-309056) ([md](https://advisorcensus.com/firm/kreitler-financial-llc-new-haven-ct-309056.md)) | 309056 | New Haven, CT | SEC-registered investment adviser | $500 million to $1 billion | 6 | % of assets, Hourly, Fixed fee |
| [Ladd Capital Management LLC](https://advisorcensus.com/firm/ladd-capital-management-llc-new-haven-ct-105162) ([md](https://advisorcensus.com/firm/ladd-capital-management-llc-new-haven-ct-105162.md)) | 105162 | New Haven, CT | SEC-registered investment adviser | $100 million to $500 million | 50 | % of assets |
| [McCauley Investments Advisors LLC](https://advisorcensus.com/firm/mccauley-investments-advisors-llc-guilford-ct-171742) ([md](https://advisorcensus.com/firm/mccauley-investments-advisors-llc-guilford-ct-171742.md)) | 171742 | Guilford, CT | State-registered investment adviser | Under $25 million | 12 | % of assets, Hourly |
| [Midnight OIL Collective Inc.](https://advisorcensus.com/firm/midnight-oil-collective-inc-branford-ct-323163) ([md](https://advisorcensus.com/firm/midnight-oil-collective-inc-branford-ct-323163.md)) | 323163 | Branford, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Monte Financial Group, LLC](https://advisorcensus.com/firm/monte-financial-group-llc-guilford-ct-150119) ([md](https://advisorcensus.com/firm/monte-financial-group-llc-guilford-ct-150119.md)) | 150119 | Guilford, CT | SEC-registered investment adviser | $100 million to $500 million | 17 | % of assets, Hourly, Fixed fee |
| [Morrissey Wealth Management LLC](https://advisorcensus.com/firm/morrissey-wealth-management-llc-north-haven-ct-291228) ([md](https://advisorcensus.com/firm/morrissey-wealth-management-llc-north-haven-ct-291228.md)) | 291228 | North Haven, CT | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Fixed fee |
| [Open Circle Wealth Partners](https://advisorcensus.com/firm/open-circle-wealth-partners-north-haven-ct-150623) ([md](https://advisorcensus.com/firm/open-circle-wealth-partners-north-haven-ct-150623.md)) | 150623 | North Haven, CT | State-registered investment adviser | $25 million to $100 million | 16 | % of assets, Hourly, Fixed fee |
| [Osaic Institutions, Inc.](https://advisorcensus.com/firm/osaic-institutions-inc-meriden-ct-35371) ([md](https://advisorcensus.com/firm/osaic-institutions-inc-meriden-ct-35371.md)) | 35371 | Meriden, CT | SEC-registered investment adviser | Over $5 billion | 19 | % of assets, Hourly, Fixed fee |
| [Plootus](https://advisorcensus.com/firm/plootus-new-haven-ct-314583) ([md](https://advisorcensus.com/firm/plootus-new-haven-ct-314583.md)) | 314583 | New Haven, CT | SEC-registered investment adviser | Not reported | 3 | Other |
| [Principle Wealth](https://advisorcensus.com/firm/principle-wealth-madison-ct-290180) ([md](https://advisorcensus.com/firm/principle-wealth-madison-ct-290180.md)) | 290180 | Madison, CT | SEC-registered investment adviser | $1 billion to $5 billion | 8 | % of assets, Fixed fee |
| [Professional Alliance Associates, LLC](https://advisorcensus.com/firm/professional-alliance-associates-llc-madison-ct-127149) ([md](https://advisorcensus.com/firm/professional-alliance-associates-llc-madison-ct-127149.md)) | 127149 | Madison, CT | State-registered investment adviser | Not reported | 25 | Other |
| [Promesa Capital LLC](https://advisorcensus.com/firm/promesa-capital-llc-guilford-ct-330502) ([md](https://advisorcensus.com/firm/promesa-capital-llc-guilford-ct-330502.md)) | 330502 | Guilford, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Quantum Capital Management](https://advisorcensus.com/firm/quantum-capital-management-new-haven-ct-323719) ([md](https://advisorcensus.com/firm/quantum-capital-management-new-haven-ct-323719.md)) | 323719 | New Haven, CT | Exempt reporting adviser | Not reported | 3 | Not reported |
| [Real Financial Planning, LLC](https://advisorcensus.com/firm/real-financial-planning-llc-guilford-ct-167877) ([md](https://advisorcensus.com/firm/real-financial-planning-llc-guilford-ct-167877.md)) | 167877 | Guilford, CT | State-registered investment adviser | Not reported | 13 | Hourly, Fixed fee |
| [Sentinel Asset Management, LLC](https://advisorcensus.com/firm/sentinel-asset-management-llc-wallingford-ct-302082) ([md](https://advisorcensus.com/firm/sentinel-asset-management-llc-wallingford-ct-302082.md)) | 302082 | Wallingford, CT | State-registered investment adviser | $25 million to $100 million | 7 | % of assets, Hourly, Fixed fee |
| [Spectrum Financial Strategies Inc](https://advisorcensus.com/firm/spectrum-financial-strategies-inc-hamden-ct-106419) ([md](https://advisorcensus.com/firm/spectrum-financial-strategies-inc-hamden-ct-106419.md)) | 106419 | Hamden, CT | State-registered investment adviser | Not reported | 14 | Hourly, Fixed fee, Other |
| [Summit Planning Group, LLC](https://advisorcensus.com/firm/summit-planning-group-llc-branford-ct-126563) ([md](https://advisorcensus.com/firm/summit-planning-group-llc-branford-ct-126563.md)) | 126563 | Branford, CT | State-registered investment adviser | Not reported | 0 | Hourly, Fixed fee |
| [The Community Foundation for Greater New Haven, Inc.](https://advisorcensus.com/firm/the-community-foundation-for-greater-new-haven-inc-new-haven-ct-169212) ([md](https://advisorcensus.com/firm/the-community-foundation-for-greater-new-haven-inc-new-haven-ct-169212.md)) | 169212 | New Haven, CT | State-registered investment adviser | $500 million to $1 billion | 12 | % of assets |
| [The Real Wealth Coterie](https://advisorcensus.com/firm/the-real-wealth-coterie-new-haven-ct-330683) ([md](https://advisorcensus.com/firm/the-real-wealth-coterie-new-haven-ct-330683.md)) | 330683 | New Haven, CT | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly, Fixed fee |
| [Toomey Investment Management, Inc](https://advisorcensus.com/firm/toomey-investment-management-inc-wallingford-ct-127346) ([md](https://advisorcensus.com/firm/toomey-investment-management-inc-wallingford-ct-127346.md)) | 127346 | Wallingford, CT | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee |
| [Waldo.ai, Inc.](https://advisorcensus.com/firm/waldo-ai-inc-new-haven-ct-336723) ([md](https://advisorcensus.com/firm/waldo-ai-inc-new-haven-ct-336723.md)) | 336723 | New Haven, CT | SEC-registered investment adviser | Under $25 million | 1 | % of assets |
| [Warner Wealth](https://advisorcensus.com/firm/warner-wealth-madison-ct-334877) ([md](https://advisorcensus.com/firm/warner-wealth-madison-ct-334877.md)) | 334877 | Madison, CT | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets |
| [Wharton Midmarket Investment Advisors Inc](https://advisorcensus.com/firm/wharton-midmarket-investment-advisors-inc-woodbridge-ct-301186) ([md](https://advisorcensus.com/firm/wharton-midmarket-investment-advisors-inc-woodbridge-ct-301186.md)) | 301186 | Woodbridge, CT | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Hourly |
| [Worrell Advisory Services](https://advisorcensus.com/firm/worrell-advisory-services-branford-ct-285888) ([md](https://advisorcensus.com/firm/worrell-advisory-services-branford-ct-285888.md)) | 285888 | Branford, CT | State-registered investment adviser | Under $25 million | 9 | % of assets, Hourly |

## Questions people ask

**How many financial advisory firms are there in New Haven, CT?**
AdvisorCensus lists 44 investment advisory firms with a principal office in the New Haven metro area, from Form ADV filings as of October 2026: 22 SEC-registered, 13 state-registered, and 9 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in New Haven, CT?**
12 of the 44 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in New Haven, CT offer financial planning?**
23 of the 35 firms in New Haven, CT that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in New Haven, CT fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 12 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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- [Financial advisors in New Haven, CT](https://advisorcensus.com/advisors/ct/new-haven) (https://advisorcensus.com/advisors/ct/new-haven.md)
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Every firm in this list as CSV: https://advisorcensus.com/advisors/ct/new-haven.csv

Cite as: AdvisorCensus. Financial advisors in New Haven, CT: 44 firms from Form ADV filings as of October 2026.