{
  "path": "/advisors/ct/flat-fee",
  "url": "https://advisorcensus.com/advisors/ct/flat-fee/page/6",
  "page_type": "state_fee",
  "title": "Flat-fee financial advisors in Connecticut",
  "filters": {},
  "scope_total": 269,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Connecticut?",
      "a": "AdvisorCensus lists 963 investment advisory firms with a principal office in Connecticut, from Form ADV filings as of October 2026: 515 SEC-registered, 263 state-registered, and 185 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Connecticut?",
      "a": "199 of the 963 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Connecticut offer financial planning?",
      "a": "266 of the 778 firms in Connecticut that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Connecticut fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 199 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 269 investment advisory firms with a principal office in Connecticut that report fixed fees among their Form ADV Item 5.E compensation arrangements, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.",
  "about_market": null,
  "citation": "AdvisorCensus. Flat-fee financial advisors in Connecticut: 269 firms from Form ADV filings as of October 2026.",
  "total_firms": 269,
  "page": 6,
  "total_pages": 6,
  "sort": "name",
  "registration_types": {
    "sec": 148,
    "state": 121,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 94
    },
    {
      "code": "percentage_of_aum",
      "count": 235
    },
    {
      "code": "hourly",
      "count": 140
    },
    {
      "code": "subscription",
      "count": 5
    },
    {
      "code": "fixed",
      "count": 269
    },
    {
      "code": "commissions",
      "count": 7
    },
    {
      "code": "performance_based",
      "count": 48
    },
    {
      "code": "other",
      "count": 37
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 81
    },
    {
      "code": "5_to_9",
      "count": 54
    },
    {
      "code": "10_to_19",
      "count": 61
    },
    {
      "code": "20_plus",
      "count": 71
    },
    {
      "code": "not_reported",
      "count": 2
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 68
    },
    {
      "code": "25m_100m",
      "count": 31
    },
    {
      "code": "100m_500m",
      "count": 60
    },
    {
      "code": "500m_1b",
      "count": 26
    },
    {
      "code": "1b_5b",
      "count": 38
    },
    {
      "code": "over_5b",
      "count": 20
    },
    {
      "code": "not_reported",
      "count": 26
    }
  ],
  "firms": [
    {
      "crd_number": 335143,
      "name": "Varcov Co.",
      "name_as_filed": "VARCOV CO.",
      "url": "https://advisorcensus.com/firm/varcov-co-darien-ct-335143",
      "city": "Darien",
      "state": "CT",
      "years_registered": 1,
      "raum_band": "500m_1b",
      "compensation_types": [
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 168955,
      "name": "Virtus Advisers, LLC",
      "name_as_filed": "VIRTUS ADVISERS, LLC",
      "url": "https://advisorcensus.com/firm/virtus-advisers-llc-hartford-ct-168955",
      "city": "Hartford",
      "state": "CT",
      "years_registered": 12,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 109621,
      "name": "Vision Investment Advisors, LLC",
      "name_as_filed": "VISION INVESTMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/vision-investment-advisors-llc-stamford-ct-109621",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 26,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "commissions",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 330019,
      "name": "Vision Wealth Advisory",
      "name_as_filed": "VISION WEALTH ADVISORY",
      "url": "https://advisorcensus.com/firm/vision-wealth-advisory-330019",
      "city": null,
      "state": null,
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 2882,
      "name": "Voya Financial Advisors, Inc.",
      "name_as_filed": "VOYA FINANCIAL ADVISORS, INC.",
      "url": "https://advisorcensus.com/firm/voya-financial-advisors-inc-windsor-ct-2882",
      "city": "Windsor",
      "state": "CT",
      "years_registered": 32,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 3989,
      "name": "Voya Retirement Advisors, LLC",
      "name_as_filed": "VOYA RETIREMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/voya-retirement-advisors-llc-windsor-ct-3989",
      "city": "Windsor",
      "state": "CT",
      "years_registered": 26,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 333573,
      "name": "Waypoint Capital Partners, LLC",
      "name_as_filed": "WAYPOINT CAPITAL PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/waypoint-capital-partners-llc-stamford-ct-333573",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 128836,
      "name": "Wealth Management Advisers, LLC",
      "name_as_filed": "WEALTH MANAGEMENT ADVISERS, LLC",
      "url": "https://advisorcensus.com/firm/wealth-management-advisers-llc-128836",
      "city": null,
      "state": null,
      "years_registered": 23,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 125923,
      "name": "Wealthguard LLC",
      "name_as_filed": "WEALTHGUARD LLC",
      "url": "https://advisorcensus.com/firm/wealthguard-llc-125923",
      "city": null,
      "state": null,
      "years_registered": 23,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 226733,
      "name": "Wealthshape LLC",
      "name_as_filed": "WEALTHSHAPE LLC",
      "url": "https://advisorcensus.com/firm/wealthshape-llc-windsor-ct-226733",
      "city": "Windsor",
      "state": "CT",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 119664,
      "name": "Webster Wealth Advisors, Inc.",
      "name_as_filed": "WEBSTER WEALTH ADVISORS, INC.",
      "url": "https://advisorcensus.com/firm/webster-wealth-advisors-inc-stamford-ct-119664",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 26,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 339866,
      "name": "Weise Financial Wellness",
      "name_as_filed": "WEISE FINANCIAL WELLNESS",
      "url": "https://advisorcensus.com/firm/weise-financial-wellness-339866",
      "city": null,
      "state": null,
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 226535,
      "name": "William Joseph Capital Management, Inc.",
      "name_as_filed": "WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/william-joseph-capital-management-inc-bristol-ct-226535",
      "city": "Bristol",
      "state": "CT",
      "years_registered": 5,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 149954,
      "name": "Willowfield Ventures LLC",
      "name_as_filed": "WILLOWFIELD VENTURES LLC",
      "url": "https://advisorcensus.com/firm/willowfield-ventures-llc-149954",
      "city": null,
      "state": null,
      "years_registered": 17,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 142761,
      "name": "WJ Financial Advisors, LLC",
      "name_as_filed": "WJ FINANCIAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/wj-financial-advisors-llc-killingworth-ct-142761",
      "city": "Killingworth",
      "state": "CT",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 125765,
      "name": "Wmgna",
      "name_as_filed": "WMGNA",
      "url": "https://advisorcensus.com/firm/wmgna-farmington-ct-125765",
      "city": "Farmington",
      "state": "CT",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 106302,
      "name": "Wright Investors Service Inc",
      "name_as_filed": "WRIGHT INVESTORS SERVICE INC",
      "url": "https://advisorcensus.com/firm/wright-investors-service-inc-shelton-ct-106302",
      "city": "Shelton",
      "state": "CT",
      "years_registered": 30,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 139570,
      "name": "Wright Private Asset Management LLC",
      "name_as_filed": "WRIGHT PRIVATE ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/wright-private-asset-management-llc-shelton-ct-139570",
      "city": "Shelton",
      "state": "CT",
      "years_registered": 20,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105434,
      "name": "YHB Investment Advisors Inc",
      "name_as_filed": "YHB INVESTMENT ADVISORS INC",
      "url": "https://advisorcensus.com/firm/yhb-investment-advisors-inc-west-hartford-ct-105434",
      "city": "West Hartford",
      "state": "CT",
      "years_registered": 36,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    }
  ],
  "states": [],
  "metros": [],
  "siblings": {
    "national": "/advisors",
    "state": {
      "path": "/advisors/ct",
      "label": "Financial advisors in Connecticut"
    },
    "fee_pages": [
      {
        "path": "/advisors/ct/fee-only",
        "label": "Fee-only financial advisors in Connecticut",
        "firm_count": 199
      },
      {
        "path": "/advisors/ct/hourly",
        "label": "Hourly financial advisors in Connecticut",
        "firm_count": 188
      }
    ],
    "metro_fee_pages": [
      {
        "path": "/advisors/ct/bridgeport/flat-fee",
        "firm_count": 108,
        "label": "Flat-fee financial advisors in Bridgeport, CT"
      },
      {
        "path": "/advisors/ct/hartford/flat-fee",
        "firm_count": 77,
        "label": "Flat-fee financial advisors in Hartford, CT"
      },
      {
        "path": "/advisors/ct/waterbury/flat-fee",
        "firm_count": 19,
        "label": "Flat-fee financial advisors in Waterbury, CT"
      },
      {
        "path": "/advisors/ct/new-haven/flat-fee",
        "firm_count": 16,
        "label": "Flat-fee financial advisors in New Haven, CT"
      },
      {
        "path": "/advisors/ct/norwich/flat-fee",
        "firm_count": 6,
        "label": "Flat-fee financial advisors in Norwich, CT"
      }
    ]
  },
  "csv": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}