{
  "path": "/advisors/ct/flat-fee",
  "url": "https://advisorcensus.com/advisors/ct/flat-fee/page/4",
  "page_type": "state_fee",
  "title": "Flat-fee financial advisors in Connecticut",
  "filters": {},
  "scope_total": 269,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Connecticut?",
      "a": "AdvisorCensus lists 963 investment advisory firms with a principal office in Connecticut, from Form ADV filings as of October 2026: 515 SEC-registered, 263 state-registered, and 185 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Connecticut?",
      "a": "199 of the 963 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Connecticut offer financial planning?",
      "a": "266 of the 778 firms in Connecticut that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Connecticut fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 199 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 269 investment advisory firms with a principal office in Connecticut that report fixed fees among their Form ADV Item 5.E compensation arrangements, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.",
  "about_market": null,
  "citation": "AdvisorCensus. Flat-fee financial advisors in Connecticut: 269 firms from Form ADV filings as of October 2026.",
  "total_firms": 269,
  "page": 4,
  "total_pages": 6,
  "sort": "name",
  "registration_types": {
    "sec": 148,
    "state": 121,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 94
    },
    {
      "code": "percentage_of_aum",
      "count": 235
    },
    {
      "code": "hourly",
      "count": 140
    },
    {
      "code": "subscription",
      "count": 5
    },
    {
      "code": "fixed",
      "count": 269
    },
    {
      "code": "commissions",
      "count": 7
    },
    {
      "code": "performance_based",
      "count": 48
    },
    {
      "code": "other",
      "count": 37
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 81
    },
    {
      "code": "5_to_9",
      "count": 54
    },
    {
      "code": "10_to_19",
      "count": 61
    },
    {
      "code": "20_plus",
      "count": 71
    },
    {
      "code": "not_reported",
      "count": 2
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 68
    },
    {
      "code": "25m_100m",
      "count": 31
    },
    {
      "code": "100m_500m",
      "count": 60
    },
    {
      "code": "500m_1b",
      "count": 26
    },
    {
      "code": "1b_5b",
      "count": 38
    },
    {
      "code": "over_5b",
      "count": 20
    },
    {
      "code": "not_reported",
      "count": 26
    }
  ],
  "firms": [
    {
      "crd_number": 291228,
      "name": "Morrissey Wealth Management LLC",
      "name_as_filed": "MORRISSEY WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/morrissey-wealth-management-llc-north-haven-ct-291228",
      "city": "North Haven",
      "state": "CT",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 110743,
      "name": "Mullaney Keating & Wright Inc",
      "name_as_filed": "MULLANEY KEATING & WRIGHT INC",
      "url": "https://advisorcensus.com/firm/mullaney-keating-and-wright-inc-middletown-ct-110743",
      "city": "Middletown",
      "state": "CT",
      "years_registered": 32,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 342013,
      "name": "N10° Wealth",
      "name_as_filed": "N10° WEALTH",
      "url": "https://advisorcensus.com/firm/n10-wealth-greenwich-ct-342013",
      "city": "Greenwich",
      "state": "CT",
      "years_registered": 0,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 338470,
      "name": "Narrow Path Guidance, LLC",
      "name_as_filed": "NARROW PATH GUIDANCE, LLC",
      "url": "https://advisorcensus.com/firm/narrow-path-guidance-llc-east-hampton-ct-338470",
      "city": "East Hampton",
      "state": "CT",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 335223,
      "name": "Navigator Financial LLC",
      "name_as_filed": "NAVIGATOR FINANCIAL LLC",
      "url": "https://advisorcensus.com/firm/navigator-financial-llc-farmington-ct-335223",
      "city": "Farmington",
      "state": "CT",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 174280,
      "name": "Nebrodi Partners, LLC",
      "name_as_filed": "NEBRODI PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/nebrodi-partners-llc-hartford-ct-174280",
      "city": "Hartford",
      "state": "CT",
      "years_registered": 11,
      "raum_band": "1b_5b",
      "compensation_types": [
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 148827,
      "name": "Netherby Advisors LLC",
      "name_as_filed": "NETHERBY ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/netherby-advisors-llc-148827",
      "city": null,
      "state": null,
      "years_registered": 17,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 307771,
      "name": "New Edge Wealth",
      "name_as_filed": "NEW EDGE WEALTH",
      "url": "https://advisorcensus.com/firm/new-edge-wealth-stamford-ct-307771",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 6,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "commissions",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105900,
      "name": "New England Asset Management, Inc.",
      "name_as_filed": "NEW ENGLAND ASSET MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/new-england-asset-management-inc-farmington-ct-105900",
      "city": "Farmington",
      "state": "CT",
      "years_registered": 41,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 109203,
      "name": "New England Capital Financial Advisors LLC",
      "name_as_filed": "NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/new-england-capital-financial-advisors-llc-cheshire-ct-109203",
      "city": "Cheshire",
      "state": "CT",
      "years_registered": 26,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 322604,
      "name": "Nexgen Investments LLC",
      "name_as_filed": "NEXGEN INVESTMENTS LLC",
      "url": "https://advisorcensus.com/firm/nexgen-investments-llc-322604",
      "city": null,
      "state": null,
      "years_registered": 4,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299013,
      "name": "Northshire Consulting, LLC",
      "name_as_filed": "NORTHSHIRE CONSULTING, LLC",
      "url": "https://advisorcensus.com/firm/northshire-consulting-llc-299013",
      "city": null,
      "state": null,
      "years_registered": 5,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 173314,
      "name": "Northstar Portfolio Investments, LLC",
      "name_as_filed": "NORTHSTAR PORTFOLIO INVESTMENTS, LLC",
      "url": "https://advisorcensus.com/firm/northstar-portfolio-investments-llc-stamford-ct-173314",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 11,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 133162,
      "name": "Nutmeg Capital Advisors, LLC",
      "name_as_filed": "NUTMEG CAPITAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/nutmeg-capital-advisors-llc-hartford-ct-133162",
      "city": "Hartford",
      "state": "CT",
      "years_registered": 21,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 106293,
      "name": "Oak Financial Group Inc",
      "name_as_filed": "OAK FINANCIAL GROUP INC",
      "url": "https://advisorcensus.com/firm/oak-financial-group-inc-stamford-ct-106293",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 34,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 306284,
      "name": "Oakridge Management Group LLC",
      "name_as_filed": "OAKRIDGE MANAGEMENT GROUP LLC",
      "url": "https://advisorcensus.com/firm/oakridge-management-group-llc-stamford-ct-306284",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 6,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 336509,
      "name": "One Mile Financial Planning, LLC",
      "name_as_filed": "ONE MILE FINANCIAL PLANNING, LLC",
      "url": "https://advisorcensus.com/firm/one-mile-financial-planning-llc-336509",
      "city": null,
      "state": null,
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 150623,
      "name": "Open Circle Wealth Partners",
      "name_as_filed": "OPEN CIRCLE WEALTH PARTNERS",
      "url": "https://advisorcensus.com/firm/open-circle-wealth-partners-north-haven-ct-150623",
      "city": "North Haven",
      "state": "CT",
      "years_registered": 16,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 35371,
      "name": "Osaic Institutions, Inc.",
      "name_as_filed": "OSAIC INSTITUTIONS, INC.",
      "url": "https://advisorcensus.com/firm/osaic-institutions-inc-meriden-ct-35371",
      "city": "Meriden",
      "state": "CT",
      "years_registered": 19,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 330671,
      "name": "Paradoxiom Capital",
      "name_as_filed": "PARADOXIOM CAPITAL",
      "url": "https://advisorcensus.com/firm/paradoxiom-capital-stamford-ct-330671",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 145640,
      "name": "Pasi Investments, LLC",
      "name_as_filed": "PASI INVESTMENTS, LLC",
      "url": "https://advisorcensus.com/firm/pasi-investments-llc-farmington-ct-145640",
      "city": "Farmington",
      "state": "CT",
      "years_registered": 18,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 333973,
      "name": "Paulson Private Wealth LLC",
      "name_as_filed": "PAULSON PRIVATE WEALTH LLC",
      "url": "https://advisorcensus.com/firm/paulson-private-wealth-llc-333973",
      "city": null,
      "state": null,
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 111503,
      "name": "Pentegra Investors, Inc.",
      "name_as_filed": "PENTEGRA INVESTORS, INC.",
      "url": "https://advisorcensus.com/firm/pentegra-investors-inc-shelton-ct-111503",
      "city": "Shelton",
      "state": "CT",
      "years_registered": 36,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 342609,
      "name": "Pezzi Private Capital",
      "name_as_filed": "PEZZI PRIVATE CAPITAL",
      "url": "https://advisorcensus.com/firm/pezzi-private-capital-342609",
      "city": null,
      "state": null,
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 298633,
      "name": "Phraction Management LLC",
      "name_as_filed": "PHRACTION MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/phraction-management-llc-colchester-ct-298633",
      "city": "Colchester",
      "state": "CT",
      "years_registered": 7,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 342141,
      "name": "Pink Planning",
      "name_as_filed": "PINK PLANNING",
      "url": "https://advisorcensus.com/firm/pink-planning-342141",
      "city": null,
      "state": null,
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 310229,
      "name": "Polymath Capital Advisors, LLC.",
      "name_as_filed": "POLYMATH CAPITAL ADVISORS, LLC.",
      "url": "https://advisorcensus.com/firm/polymath-capital-advisors-llc-310229",
      "city": null,
      "state": null,
      "years_registered": 5,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105981,
      "name": "Portfolio Advisors LLC",
      "name_as_filed": "PORTFOLIO ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/portfolio-advisors-llc-darien-ct-105981",
      "city": "Darien",
      "state": "CT",
      "years_registered": 32,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 290180,
      "name": "Principle Wealth",
      "name_as_filed": "PRINCIPLE WEALTH",
      "url": "https://advisorcensus.com/firm/principle-wealth-madison-ct-290180",
      "city": "Madison",
      "state": "CT",
      "years_registered": 8,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 125771,
      "name": "Private Capital Advisors, Inc.",
      "name_as_filed": "PRIVATE CAPITAL ADVISORS, INC.",
      "url": "https://advisorcensus.com/firm/private-capital-advisors-inc-darien-ct-125771",
      "city": "Darien",
      "state": "CT",
      "years_registered": 23,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317930,
      "name": "Private Capital Asset Management LLC",
      "name_as_filed": "PRIVATE CAPITAL ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/private-capital-asset-management-llc-darien-ct-317930",
      "city": "Darien",
      "state": "CT",
      "years_registered": 4,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288239,
      "name": "Procyon",
      "name_as_filed": "PROCYON",
      "url": "https://advisorcensus.com/firm/procyon-shelton-ct-288239",
      "city": "Shelton",
      "state": "CT",
      "years_registered": 9,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 111791,
      "name": "Prodeo Financial Services",
      "name_as_filed": "PRODEO FINANCIAL SERVICES",
      "url": "https://advisorcensus.com/firm/prodeo-financial-services-111791",
      "city": null,
      "state": null,
      "years_registered": 24,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 294879,
      "name": "QP Global Family Offices, LLC",
      "name_as_filed": "QP GLOBAL FAMILY OFFICES, LLC",
      "url": "https://advisorcensus.com/firm/qp-global-family-offices-llc-greenwich-ct-294879",
      "city": "Greenwich",
      "state": "CT",
      "years_registered": 8,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 112160,
      "name": "Quarve Associates, LLC",
      "name_as_filed": "QUARVE ASSOCIATES, LLC",
      "url": "https://advisorcensus.com/firm/quarve-associates-llc-stamford-ct-112160",
      "city": "Stamford",
      "state": "CT",
      "years_registered": 14,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 142534,
      "name": "QVM Group LLC",
      "name_as_filed": "QVM GROUP LLC",
      "url": "https://advisorcensus.com/firm/qvm-group-llc-glastonbury-ct-142534",
      "city": "Glastonbury",
      "state": "CT",
      "years_registered": 19,
      "raum_band": "25m_100m",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
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      "crd_number": 306161,
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      "name_as_filed": "RISKIN WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/riskin-wealth-management-llc-newtown-ct-306161",
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      "name_as_filed": "ROCK ELM CAPITAL MANAGEMENT LLC",
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      "crd_number": 298181,
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  "csv": null,
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    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}