{
  "path": "/advisors/ct/flat-fee",
  "url": "https://advisorcensus.com/advisors/ct/flat-fee/page/2",
  "page_type": "state_fee",
  "title": "Flat-fee financial advisors in Connecticut",
  "filters": {},
  "scope_total": 269,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Connecticut?",
      "a": "AdvisorCensus lists 963 investment advisory firms with a principal office in Connecticut, from Form ADV filings as of October 2026: 515 SEC-registered, 263 state-registered, and 185 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Connecticut?",
      "a": "199 of the 963 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Connecticut offer financial planning?",
      "a": "266 of the 778 firms in Connecticut that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Connecticut fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 199 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 269 investment advisory firms with a principal office in Connecticut that report fixed fees among their Form ADV Item 5.E compensation arrangements, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.",
  "about_market": null,
  "citation": "AdvisorCensus. Flat-fee financial advisors in Connecticut: 269 firms from Form ADV filings as of October 2026.",
  "total_firms": 269,
  "page": 2,
  "total_pages": 6,
  "sort": "name",
  "registration_types": {
    "sec": 148,
    "state": 121,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 94
    },
    {
      "code": "percentage_of_aum",
      "count": 235
    },
    {
      "code": "hourly",
      "count": 140
    },
    {
      "code": "subscription",
      "count": 5
    },
    {
      "code": "fixed",
      "count": 269
    },
    {
      "code": "commissions",
      "count": 7
    },
    {
      "code": "performance_based",
      "count": 48
    },
    {
      "code": "other",
      "count": 37
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 81
    },
    {
      "code": "5_to_9",
      "count": 54
    },
    {
      "code": "10_to_19",
      "count": 61
    },
    {
      "code": "20_plus",
      "count": 71
    },
    {
      "code": "not_reported",
      "count": 2
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 68
    },
    {
      "code": "25m_100m",
      "count": 31
    },
    {
      "code": "100m_500m",
      "count": 60
    },
    {
      "code": "500m_1b",
      "count": 26
    },
    {
      "code": "1b_5b",
      "count": 38
    },
    {
      "code": "over_5b",
      "count": 20
    },
    {
      "code": "not_reported",
      "count": 26
    }
  ],
  "firms": [
    {
      "crd_number": 154310,
      "name": "Connecticut Wealth Management, LLC",
      "name_as_filed": "CONNECTICUT WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/connecticut-wealth-management-llc-farmington-ct-154310",
      "city": "Farmington",
      "state": "CT",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 107423,
      "name": "Conning, Inc.",
      "name_as_filed": "CONNING, INC.",
      "url": "https://advisorcensus.com/firm/conning-inc-hartford-ct-107423",
      "city": "Hartford",
      "state": "CT",
      "years_registered": 43,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "subscription",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 125638,
      "name": "Continental Nine Financial Management, LLC",
      "name_as_filed": "CONTINENTAL NINE FINANCIAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/continental-nine-financial-management-llc-waterbury-ct-125638",
      "city": "Waterbury",
      "state": "CT",
      "years_registered": 37,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 134911,
      "name": "Cook Pine Capital LLC",
      "name_as_filed": "COOK PINE CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/cook-pine-capital-llc-greenwich-ct-134911",
      "city": "Greenwich",
      "state": "CT",
      "years_registered": 21,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 330570,
      "name": "Crito Capital Advisers LLC",
      "name_as_filed": "CRITO CAPITAL ADVISERS LLC",
      "url": "https://advisorcensus.com/firm/crito-capital-advisers-llc-westport-ct-330570",
      "city": "Westport",
      "state": "CT",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 161724,
      "name": "Crito Capital LLC",
      "name_as_filed": "CRITO CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/crito-capital-llc-westport-ct-161724",
      "city": "Westport",
      "state": "CT",
      "years_registered": null,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 148909,
      "name": "Culpepper Group LLC",
      "name_as_filed": "CULPEPPER GROUP LLC",
      "url": "https://advisorcensus.com/firm/culpepper-group-llc-148909",
      "city": null,
      "state": null,
      "years_registered": 17,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 125900,
      "name": "DBA Farmstead Investment Management",
      "name_as_filed": "DBA FARMSTEAD INVESTMENT MANAGEMENT",
      "url": "https://advisorcensus.com/firm/dba-farmstead-investment-management-125900",
      "city": null,
      "state": null,
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 148260,
      "name": "DEL Gallo Financial Services, LLC",
      "name_as_filed": "DEL GALLO FINANCIAL SERVICES, LLC",
      "url": "https://advisorcensus.com/firm/del-gallo-financial-services-llc-avon-ct-148260",
      "city": "Avon",
      "state": "CT",
      "years_registered": 17,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 111618,
      "name": "Dick Hutchinson Registered Investment Advisor",
      "name_as_filed": "DICK HUTCHINSON REGISTERED INVESTMENT ADVISOR",
      "url": "https://advisorcensus.com/firm/dick-hutchinson-registered-investment-advisor-111618",
      "city": null,
      "state": null,
      "years_registered": 33,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 157155,
      "name": "Dock Street Capital Management LLC",
      "name_as_filed": "DOCK STREET CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/dock-street-capital-management-llc-westport-ct-157155",
      "city": "Westport",
      "state": "CT",
      "years_registered": 13,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 293622,
      "name": "Donaldson Financial Wellness Network, LLC",
      "name_as_filed": "DONALDSON FINANCIAL WELLNESS NETWORK, LLC",
      "url": "https://advisorcensus.com/firm/donaldson-financial-wellness-network-llc-newtown-ct-293622",
      "city": "Newtown",
      "state": "CT",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 123359,
      "name": "Drum Hill Capital, LLC",
      "name_as_filed": "DRUM HILL CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/drum-hill-capital-llc-westport-ct-123359",
      "city": "Westport",
      "state": "CT",
      "years_registered": 20,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 287530,
      "name": "Edgon Advisory LLC",
      "name_as_filed": "EDGON ADVISORY LLC",
      "url": "https://advisorcensus.com/firm/edgon-advisory-llc-hartford-ct-287530",
      "city": "Hartford",
      "state": "CT",
      "years_registered": 8,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 283739,
      "name": "Educated Wealth & Financial, LLC",
      "name_as_filed": "EDUCATED WEALTH & FINANCIAL, LLC",
      "url": "https://advisorcensus.com/firm/educated-wealth-and-financial-llc-westport-ct-283739",
      "city": "Westport",
      "state": "CT",
      "years_registered": 9,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 313968,
      "name": "Empower Financial Advisory, LLC",
      "name_as_filed": "EMPOWER FINANCIAL ADVISORY, LLC",
      "url": "https://advisorcensus.com/firm/empower-financial-advisory-llc-glastonbury-ct-313968",
      "city": "Glastonbury",
      "state": "CT",
      "years_registered": 5,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 293134,
      "name": "Envest Asset Management, LLC",
      "name_as_filed": "ENVEST ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/envest-asset-management-llc-georgetown-ct-293134",
      "city": "Georgetown",
      "state": "CT",
      "years_registered": 8,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 161694,
      "name": "ERG Asset Management LLC",
      "name_as_filed": "ERG ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/erg-asset-management-llc-norwalk-ct-161694",
      "city": "Norwalk",
      "state": "CT",
      "years_registered": 6,
      "raum_band": "under_25m",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 128112,
      "name": "Ernest J. Brousseau, CPA, CFP®",
      "name_as_filed": "ERNEST J. BROUSSEAU, CPA, CFP®",
      "url": "https://advisorcensus.com/firm/ernest-j-brousseau-cpa-cfp-manchester-ct-128112",
      "city": "Manchester",
      "state": "CT",
      "years_registered": 24,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 164076,
      "name": "Essex Asset Advisors Inc.",
      "name_as_filed": "ESSEX ASSET ADVISORS INC.",
      "url": "https://advisorcensus.com/firm/essex-asset-advisors-inc-ivoryton-ct-164076",
      "city": "Ivoryton",
      "state": "CT",
      "years_registered": 11,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 127549,
      "name": "Essex Financial Services, Inc.",
      "name_as_filed": "ESSEX FINANCIAL SERVICES, INC.",
      "url": "https://advisorcensus.com/firm/essex-financial-services-inc-essex-ct-127549",
      "city": "Essex",
      "state": "CT",
      "years_registered": 23,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 336693,
      "name": "Euclid Harding, LLC",
      "name_as_filed": "EUCLID HARDING, LLC",
      "url": "https://advisorcensus.com/firm/euclid-harding-llc-wilton-ct-336693",
      "city": "Wilton",
      "state": "CT",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299602,
      "name": "Excel Wealth Management, LLC",
      "name_as_filed": "EXCEL WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/excel-wealth-management-llc-manchester-ct-299602",
      "city": "Manchester",
      "state": "CT",
      "years_registered": 7,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105970,
      "name": "Fairfield, Bush & Co.",
      "name_as_filed": "FAIRFIELD, BUSH & CO.",
      "url": "https://advisorcensus.com/firm/fairfield-bush-and-co-darien-ct-105970",
      "city": "Darien",
      "state": "CT",
      "years_registered": 53,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 108414,
      "name": "Fairport Asset Management Corp",
      "name_as_filed": "FAIRPORT ASSET MANAGEMENT CORP",
      "url": "https://advisorcensus.com/firm/fairport-asset-management-corp-fairfield-ct-108414",
      "city": "Fairfield",
      "state": "CT",
      "years_registered": 36,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 127323,
      "name": "Farmingbury Financial Services, LLC",
      "name_as_filed": "FARMINGBURY FINANCIAL SERVICES, LLC",
      "url": "https://advisorcensus.com/firm/farmingbury-financial-services-llc-wolcott-ct-127323",
      "city": "Wolcott",
      "state": "CT",
      "years_registered": 27,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 329906,
      "name": "Fcig Wealth Management, LLC",
      "name_as_filed": "FCIG WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/fcig-wealth-management-llc-plainfield-ct-329906",
      "city": "Plainfield",
      "state": "CT",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105003,
      "name": "Fierston Financial Group Inc",
      "name_as_filed": "FIERSTON FINANCIAL GROUP INC",
      "url": "https://advisorcensus.com/firm/fierston-financial-group-inc-west-hartford-ct-105003",
      "city": "West Hartford",
      "state": "CT",
      "years_registered": 37,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 117131,
      "name": "Financial Advantage Advisors Co.",
      "name_as_filed": "FINANCIAL ADVANTAGE ADVISORS CO.",
      "url": "https://advisorcensus.com/firm/financial-advantage-advisors-co-117131",
      "city": null,
      "state": null,
      "years_registered": 32,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 165147,
      "name": "Financial Answers, LLC",
      "name_as_filed": "FINANCIAL ANSWERS, LLC",
      "url": "https://advisorcensus.com/firm/financial-answers-llc-ellington-ct-165147",
      "city": "Ellington",
      "state": "CT",
      "years_registered": 14,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 293380,
      "name": "Financial Resources Group, LLC",
      "name_as_filed": "FINANCIAL RESOURCES GROUP, LLC",
      "url": "https://advisorcensus.com/firm/financial-resources-group-llc-glastonbury-ct-293380",
      "city": "Glastonbury",
      "state": "CT",
      "years_registered": 8,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 111155,
      "name": "Fiscal Dynamics Incorporated",
      "name_as_filed": "FISCAL DYNAMICS INCORPORATED",
      "url": "https://advisorcensus.com/firm/fiscal-dynamics-incorporated-farmington-ct-111155",
      "city": "Farmington",
      "state": "CT",
      "years_registered": 14,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 340068,
      "name": "Fortress Financial Management",
      "name_as_filed": "FORTRESS FINANCIAL MANAGEMENT",
      "url": "https://advisorcensus.com/firm/fortress-financial-management-shelton-ct-340068",
      "city": "Shelton",
      "state": "CT",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 168147,
      "name": "Foundation Financial Inc.",
      "name_as_filed": "FOUNDATION FINANCIAL INC.",
      "url": "https://advisorcensus.com/firm/foundation-financial-inc-green-s-farms-ct-168147",
      "city": "Green'S Farms",
      "state": "CT",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 106503,
      "name": "Fremont Wealth Management, LP",
      "name_as_filed": "FREMONT WEALTH MANAGEMENT, LP",
      "url": "https://advisorcensus.com/firm/fremont-wealth-management-lp-southport-ct-106503",
      "city": "Southport",
      "state": "CT",
      "years_registered": 14,
      "raum_band": "25m_100m",
      "compensation_types": [
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    {
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      "name": "Goodwin Capital Advisers, Inc.",
      "name_as_filed": "GOODWIN CAPITAL ADVISERS, INC.",
      "url": "https://advisorcensus.com/firm/goodwin-capital-advisers-inc-hartford-ct-108290",
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    {
      "crd_number": 127357,
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      "name_as_filed": "GRANITE GROUP ADVISORS, LLC",
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    {
      "crd_number": 137219,
      "name": "Granite Hill Capital Management, LLC",
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    },
    {
      "crd_number": 336263,
      "name": "Granite Islands Private Wealth, LLC",
      "name_as_filed": "GRANITE ISLANDS PRIVATE WEALTH, LLC",
      "url": "https://advisorcensus.com/firm/granite-islands-private-wealth-llc-guilford-ct-336263",
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      "name": "Greenhouse Wealth Management, LLC",
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      "crd_number": 307732,
      "name": "Greensledge Asset Management LLC",
      "name_as_filed": "GREENSLEDGE ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/greensledge-asset-management-llc-glastonbury-ct-307732",
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  "csv": null,
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    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
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}
