{ "path": "/advisors/ct/fee-only", "url": "https://advisorcensus.com/advisors/ct/fee-only/page/2", "page_type": "state_fee", "title": "Fee-only financial advisors in Connecticut", "filters": {}, "scope_total": 199, "faq": [ { "q": "How many financial advisory firms are there in Connecticut?", "a": "AdvisorCensus lists 963 investment advisory firms with a principal office in Connecticut, from Form ADV filings as of October 2026: 515 SEC-registered, 263 state-registered, and 185 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Connecticut?", "a": "199 of the 963 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Connecticut offer financial planning?", "a": "266 of the 778 firms in Connecticut that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Connecticut fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 199 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 199 investment advisory firms with a principal office in Connecticut that meet AdvisorCensus's fee-only test: paid only by client fees on Form ADV Item 5.E, with no employee registered with a broker-dealer or licensed as an insurance agent, no brokerage, insurance, or real estate sales business or related company, and no referral fees from others, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.", "about_market": null, "citation": "AdvisorCensus. Fee-only financial advisors in Connecticut: 199 firms from Form ADV filings as of October 2026.", "total_firms": 199, "page": 2, "total_pages": 4, "sort": "name", "registration_types": { "sec": 85, "state": 114, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 199 }, { "code": "percentage_of_aum", "count": 185 }, { "code": "hourly", "count": 78 }, { "code": "subscription", "count": 5 }, { "code": "fixed", "count": 94 }, { "code": "commissions", "count": 0 }, { "code": "performance_based", "count": 0 }, { "code": "other", "count": 0 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 68 }, { "code": "5_to_9", "count": 30 }, { "code": "10_to_19", "count": 37 }, { "code": "20_plus", "count": 63 }, { "code": "not_reported", "count": 1 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 66 }, { "code": "25m_100m", "count": 37 }, { "code": "100m_500m", "count": 53 }, { "code": "500m_1b", "count": 12 }, { "code": "1b_5b", "count": 15 }, { "code": "over_5b", "count": 3 }, { "code": "not_reported", "count": 13 } ], "firms": [ { "crd_number": 139601, "name": "Divergence Capital Management", "name_as_filed": "DIVERGENCE CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/divergence-capital-management-139601", "city": null, "state": null, "years_registered": 19, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 123359, "name": "Drum Hill Capital, LLC", "name_as_filed": "DRUM HILL CAPITAL, LLC", "url": "https://advisorcensus.com/firm/drum-hill-capital-llc-westport-ct-123359", "city": "Westport", "state": "CT", "years_registered": 20, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 164972, "name": "Dynamic Beta Investments LLC", "name_as_filed": "DYNAMIC BETA INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/dynamic-beta-investments-llc-greenwich-ct-164972", "city": "Greenwich", "state": "CT", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 173730, "name": "Eagle Capital Advisors, LLC", "name_as_filed": "EAGLE CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/eagle-capital-advisors-llc-middlebury-ct-173730", "city": "Middlebury", "state": "CT", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 283739, "name": "Educated Wealth & Financial, LLC", "name_as_filed": "EDUCATED WEALTH & FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/educated-wealth-and-financial-llc-westport-ct-283739", "city": "Westport", "state": "CT", "years_registered": 9, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 293134, "name": "Envest Asset Management, LLC", "name_as_filed": "ENVEST ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/envest-asset-management-llc-georgetown-ct-293134", "city": "Georgetown", "state": "CT", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 128112, "name": "Ernest J. Brousseau, CPA, CFP®", "name_as_filed": "ERNEST J. BROUSSEAU, CPA, CFP®", "url": "https://advisorcensus.com/firm/ernest-j-brousseau-cpa-cfp-manchester-ct-128112", "city": "Manchester", "state": "CT", "years_registered": 24, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 105970, "name": "Fairfield, Bush & Co.", "name_as_filed": "FAIRFIELD, BUSH & CO.", "url": "https://advisorcensus.com/firm/fairfield-bush-and-co-darien-ct-105970", "city": "Darien", "state": "CT", "years_registered": 53, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 341167, "name": "Fairlead Strategies LLC", "name_as_filed": "FAIRLEAD STRATEGIES LLC", "url": "https://advisorcensus.com/firm/fairlead-strategies-llc-greenwich-ct-341167", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "subscription" ], "enhanced": false }, { "crd_number": 159304, "name": "Fairview Constitution Management IV LLC", "name_as_filed": "FAIRVIEW CONSTITUTION MANAGEMENT IV LLC", "url": "https://advisorcensus.com/firm/fairview-constitution-management-iv-llc-west-hartford-ct-159304", "city": "West Hartford", "state": "CT", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 335746, "name": "FAO Wealth Inc", "name_as_filed": "FAO WEALTH INC", "url": "https://advisorcensus.com/firm/fao-wealth-inc-trumbull-ct-335746", "city": "Trumbull", "state": "CT", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 105003, "name": "Fierston Financial Group Inc", "name_as_filed": "FIERSTON FINANCIAL GROUP INC", "url": "https://advisorcensus.com/firm/fierston-financial-group-inc-west-hartford-ct-105003", "city": "West Hartford", "state": "CT", "years_registered": 37, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 340068, "name": "Fortress Financial Management", "name_as_filed": "FORTRESS FINANCIAL MANAGEMENT", "url": "https://advisorcensus.com/firm/fortress-financial-management-shelton-ct-340068", "city": "Shelton", "state": "CT", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 168147, "name": "Foundation Financial Inc.", "name_as_filed": "FOUNDATION FINANCIAL INC.", "url": "https://advisorcensus.com/firm/foundation-financial-inc-green-s-farms-ct-168147", "city": "Green'S Farms", "state": "CT", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 118853, "name": "Founders Capital Management, LLC", "name_as_filed": "FOUNDERS CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/founders-capital-management-llc-hartford-ct-118853", "city": "Hartford", "state": "CT", "years_registered": 24, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 106503, "name": "Fremont Wealth Management, LP", "name_as_filed": "FREMONT WEALTH MANAGEMENT, LP", "url": "https://advisorcensus.com/firm/fremont-wealth-management-lp-southport-ct-106503", "city": "Southport", "state": "CT", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 312338, "name": "GCD Financial Planning and Advisory Services", "name_as_filed": "GCD FINANCIAL PLANNING AND ADVISORY SERVICES", "url": "https://advisorcensus.com/firm/gcd-financial-planning-and-advisory-services-312338", "city": null, "state": null, "years_registered": 4, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 127531, "name": "Gene Alexander Qualman", "name_as_filed": "GENE ALEXANDER QUALMAN", "url": "https://advisorcensus.com/firm/gene-alexander-qualman-darien-ct-127531", "city": "Darien", "state": "CT", "years_registered": 34, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 143970, "name": "Gilman Hill Asset Management, LLC", "name_as_filed": "GILMAN HILL ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/gilman-hill-asset-management-llc-new-canaan-ct-143970", "city": "New Canaan", "state": "CT", "years_registered": 19, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 127288, "name": "Glastonbury CPA's Financial Advisors, LLC", "name_as_filed": "GLASTONBURY CPA'S FINANCIAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/glastonbury-cpa-s-financial-advisors-llc-glastonbury-ct-127288", "city": "Glastonbury", "state": "CT", "years_registered": 25, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 308769, "name": "Goodstead", "name_as_filed": "GOODSTEAD", "url": "https://advisorcensus.com/firm/goodstead-washington-ct-308769", "city": "Washington", "state": "CT", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 137219, "name": "Granite Hill Capital Management, LLC", "name_as_filed": "GRANITE HILL CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/granite-hill-capital-management-llc-137219", "city": null, "state": null, "years_registered": 20, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 326978, "name": "Greater Wealth", "name_as_filed": "GREATER WEALTH", "url": "https://advisorcensus.com/firm/greater-wealth-westport-ct-326978", "city": "Westport", "state": "CT", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 283763, "name": "Greenhouse Wealth Management, LLC", "name_as_filed": "GREENHOUSE WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/greenhouse-wealth-management-llc-westport-ct-283763", "city": "Westport", "state": "CT", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 165892, "name": "Greenwich Advisors, LLC", "name_as_filed": "GREENWICH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/greenwich-advisors-llc-greenwich-ct-165892", "city": "Greenwich", "state": "CT", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 142820, "name": "Greenwich Wealth Management, LLC", "name_as_filed": "GREENWICH WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/greenwich-wealth-management-llc-greenwich-ct-142820", "city": "Greenwich", "state": "CT", "years_registered": 18, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 105342, "name": "Hamilton Advisors Inc", "name_as_filed": "HAMILTON ADVISORS INC", "url": "https://advisorcensus.com/firm/hamilton-advisors-inc-105342", "city": null, "state": null, "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 309199, "name": "Harvested Financial, LLC", "name_as_filed": "HARVESTED FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/harvested-financial-llc-309199", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 336185, "name": "Hedgeye Asset Management, LLC", "name_as_filed": "HEDGEYE ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/hedgeye-asset-management-llc-stamford-ct-336185", "city": "Stamford", "state": "CT", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 127650, "name": "Heritage Capital, LLC", "name_as_filed": "HERITAGE CAPITAL, LLC", "url": "https://advisorcensus.com/firm/heritage-capital-llc-woodbridge-ct-127650", "city": "Woodbridge", "state": "CT", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 105039, "name": "HFM Wealth Management", "name_as_filed": "HFM WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/hfm-wealth-management-west-hartford-ct-105039", "city": "West Hartford", "state": "CT", "years_registered": 37, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 338539, "name": "Highlight Advisors LLC", "name_as_filed": "HIGHLIGHT ADVISORS LLC", "url": "https://advisorcensus.com/firm/highlight-advisors-llc-338539", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 281848, "name": "Hoya Capital Real Estate, LLC", "name_as_filed": "HOYA CAPITAL REAL ESTATE, LLC", "url": "https://advisorcensus.com/firm/hoya-capital-real-estate-llc-rowayton-ct-281848", "city": "Rowayton", "state": "CT", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "subscription" ], "enhanced": false }, { "crd_number": 108614, "name": "HTG Investment Advisors Inc", "name_as_filed": "HTG INVESTMENT ADVISORS INC", "url": "https://advisorcensus.com/firm/htg-investment-advisors-inc-new-canaan-ct-108614", "city": "New Canaan", "state": "CT", "years_registered": 28, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 332715, "name": "In the Money Retirement Planning Limited Liability Company", "name_as_filed": "IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY", "url": "https://advisorcensus.com/firm/in-the-money-retirement-planning-limited-liability-company-waterford-ct-332715", "city": "Waterford", "state": "CT", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 127687, "name": "Indigo Asset Management, Inc.", "name_as_filed": "INDIGO ASSET MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/indigo-asset-management-inc-127687", "city": null, "state": null, "years_registered": 28, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 291644, "name": "Infinity Financial Strategies, LLC", "name_as_filed": "INFINITY FINANCIAL STRATEGIES, LLC", "url": "https://advisorcensus.com/firm/infinity-financial-strategies-llc-granby-ct-291644", "city": "Granby", "state": "CT", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 110823, "name": "Investors Capital Management Inc", "name_as_filed": "INVESTORS CAPITAL MANAGEMENT INC", "url": "https://advisorcensus.com/firm/investors-capital-management-inc-darien-ct-110823", "city": "Darien", "state": "CT", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 108156, "name": "Jackson, Grant Investment Advisers, Inc.", "name_as_filed": "JACKSON, GRANT INVESTMENT ADVISERS, INC.", "url": "https://advisorcensus.com/firm/jackson-grant-investment-advisers-inc-stamford-ct-108156", "city": "Stamford", "state": "CT", "years_registered": 27, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 307728, "name": "Jadwin Asset Management LLC", "name_as_filed": "JADWIN ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/jadwin-asset-management-llc-greenwich-ct-307728", "city": "Greenwich", "state": "CT", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 126681, "name": "Jeffrey N. Mehler, CFP LLC", "name_as_filed": "JEFFREY N. 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