# Financial advisors in Stamford, CT

> AdvisorCensus lists 164 investment advisory firms with a principal office in Stamford, Connecticut (part of the Bridgeport metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full Bridgeport metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ct/bridgeport/stamford/page/3

## At a glance

- Investment advisory firms: 164
- Registration: SEC-registered investment adviser: 114, State-registered investment adviser: 14, Exempt reporting adviser: 36
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 13 (10%); Percentage of assets 116 (91%); Hourly charges 12 (9%); Subscription fees (newsletter or periodical) 1 (1%); Fixed fees 31 (24%); Commissions 2 (2%); Performance-based fees 89 (70%); Other 26 (20%); No compensation arrangements reported 36
- Regulatory assets under management (Item 5.F): Under $25 million 7 (4%); $25 million to $100 million 7 (4%); $100 million to $500 million 34 (21%); $500 million to $1 billion 15 (9%); $1 billion to $5 billion 41 (25%); Over $5 billion 21 (13%); Not reported 39 (24%)
- Years registered: Under 5 years 61 (37%); 5 to 9 years 28 (17%); 10 to 19 years 47 (29%); 20 years or more 24 (15%); Not reported 4 (2%)

## Firms (page 3 of 4, 101 to 150 of 164, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [O'Shaughnessy Asset Management, LLC](https://advisorcensus.com/firm/o-shaughnessy-asset-management-llc-stamford-ct-144594) ([md](https://advisorcensus.com/firm/o-shaughnessy-asset-management-llc-stamford-ct-144594.md)) | 144594 | Stamford, CT | SEC-registered investment adviser | Over $5 billion | 19 | % of assets, Performance fee, Other |
| [Oak Financial Group Inc](https://advisorcensus.com/firm/oak-financial-group-inc-stamford-ct-106293) ([md](https://advisorcensus.com/firm/oak-financial-group-inc-stamford-ct-106293.md)) | 106293 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 34 | % of assets, Fixed fee |
| [Oak HCFT Management Company LLC](https://advisorcensus.com/firm/oak-hcft-management-company-llc-stamford-ct-171582) ([md](https://advisorcensus.com/firm/oak-hcft-management-company-llc-stamford-ct-171582.md)) | 171582 | Stamford, CT | Exempt reporting adviser | Not reported | 12 | Not reported |
| [Oakridge Management Group LLC](https://advisorcensus.com/firm/oakridge-management-group-llc-stamford-ct-306284) ([md](https://advisorcensus.com/firm/oakridge-management-group-llc-stamford-ct-306284.md)) | 306284 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 6 | % of assets, Fixed fee, Performance fee |
| [Ocean Park Investments LP](https://advisorcensus.com/firm/ocean-park-investments-lp-stamford-ct-318085) ([md](https://advisorcensus.com/firm/ocean-park-investments-lp-stamford-ct-318085.md)) | 318085 | Stamford, CT | Exempt reporting adviser | Not reported | 4 | Not reported |
| [Olympiad Research LP](https://advisorcensus.com/firm/olympiad-research-lp-stamford-ct-304420) ([md](https://advisorcensus.com/firm/olympiad-research-lp-stamford-ct-304420.md)) | 304420 | Stamford, CT | SEC-registered investment adviser | $500 million to $1 billion | 7 | % of assets, Performance fee |
| [Olympus Advisors, LLC](https://advisorcensus.com/firm/olympus-advisors-llc-stamford-ct-160851) ([md](https://advisorcensus.com/firm/olympus-advisors-llc-stamford-ct-160851.md)) | 160851 | Stamford, CT | SEC-registered investment adviser | Over $5 billion | 14 | % of assets, Performance fee |
| [One River Asset Management, LLC](https://advisorcensus.com/firm/one-river-asset-management-llc-stamford-ct-167835) ([md](https://advisorcensus.com/firm/one-river-asset-management-llc-stamford-ct-167835.md)) | 167835 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 13 | % of assets, Performance fee |
| [Otter Rock Advisors LP](https://advisorcensus.com/firm/otter-rock-advisors-lp-stamford-ct-338160) ([md](https://advisorcensus.com/firm/otter-rock-advisors-lp-stamford-ct-338160.md)) | 338160 | Stamford, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Pacific Advantage Capital Group Ltd.](https://advisorcensus.com/firm/pacific-advantage-capital-group-ltd-stamford-ct-171037) ([md](https://advisorcensus.com/firm/pacific-advantage-capital-group-ltd-stamford-ct-171037.md)) | 171037 | Stamford, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Paradoxiom Capital](https://advisorcensus.com/firm/paradoxiom-capital-stamford-ct-330671) ([md](https://advisorcensus.com/firm/paradoxiom-capital-stamford-ct-330671.md)) | 330671 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 1 | Fixed fee, Performance fee |
| [Parkman Healthcare Partners LLC](https://advisorcensus.com/firm/parkman-healthcare-partners-llc-stamford-ct-300701) ([md](https://advisorcensus.com/firm/parkman-healthcare-partners-llc-stamford-ct-300701.md)) | 300701 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 7 | % of assets, Performance fee |
| [Peattie Capital Management](https://advisorcensus.com/firm/peattie-capital-management-stamford-ct-144248) ([md](https://advisorcensus.com/firm/peattie-capital-management-stamford-ct-144248.md)) | 144248 | Stamford, CT | State-registered investment adviser | $25 million to $100 million | 19 | % of assets |
| [Pegasus Capital Advisors, L.P.](https://advisorcensus.com/firm/pegasus-capital-advisors-l-p-stamford-ct-157094) ([md](https://advisorcensus.com/firm/pegasus-capital-advisors-l-p-stamford-ct-157094.md)) | 157094 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Performance fee, Other |
| [Philosmith Capital Corporation](https://advisorcensus.com/firm/philosmith-capital-corporation-stamford-ct-162082) ([md](https://advisorcensus.com/firm/philosmith-capital-corporation-stamford-ct-162082.md)) | 162082 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Performance fee |
| [Pier Capital, LLC](https://advisorcensus.com/firm/pier-capital-llc-stamford-ct-131212) ([md](https://advisorcensus.com/firm/pier-capital-llc-stamford-ct-131212.md)) | 131212 | Stamford, CT | SEC-registered investment adviser | $500 million to $1 billion | 22 | % of assets, Performance fee |
| [POINT72 Asset Management, L.P.](https://advisorcensus.com/firm/point72-asset-management-l-p-stamford-ct-283077) ([md](https://advisorcensus.com/firm/point72-asset-management-l-p-stamford-ct-283077.md)) | 283077 | Stamford, CT | SEC-registered investment adviser | Over $5 billion | 10 | % of assets, Performance fee, Other |
| [Post Road Group LLC](https://advisorcensus.com/firm/post-road-group-llc-stamford-ct-288459) ([md](https://advisorcensus.com/firm/post-road-group-llc-stamford-ct-288459.md)) | 288459 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 9 | % of assets, Performance fee, Other |
| [Precision Advisors, LLC](https://advisorcensus.com/firm/precision-advisors-llc-stamford-ct-226656) ([md](https://advisorcensus.com/firm/precision-advisors-llc-stamford-ct-226656.md)) | 226656 | Stamford, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Proprium Capital Partners, L.P.](https://advisorcensus.com/firm/proprium-capital-partners-l-p-stamford-ct-165441) ([md](https://advisorcensus.com/firm/proprium-capital-partners-l-p-stamford-ct-165441.md)) | 165441 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 13 | % of assets, Performance fee, Other |
| [Quarve Associates, LLC](https://advisorcensus.com/firm/quarve-associates-llc-stamford-ct-112160) ([md](https://advisorcensus.com/firm/quarve-associates-llc-stamford-ct-112160.md)) | 112160 | Stamford, CT | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Fixed fee |
| [Rampart Asset Management LLC](https://advisorcensus.com/firm/rampart-asset-management-llc-stamford-ct-168549) ([md](https://advisorcensus.com/firm/rampart-asset-management-llc-stamford-ct-168549.md)) | 168549 | Stamford, CT | State-registered investment adviser | Under $25 million | 12 | % of assets |
| [Relayer Capital Management LLC](https://advisorcensus.com/firm/relayer-capital-management-llc-stamford-ct-330128) ([md](https://advisorcensus.com/firm/relayer-capital-management-llc-stamford-ct-330128.md)) | 330128 | Stamford, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Renaissance Capital LLC](https://advisorcensus.com/firm/renaissance-capital-llc-stamford-ct-109945) ([md](https://advisorcensus.com/firm/renaissance-capital-llc-stamford-ct-109945.md)) | 109945 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 32 | % of assets, Subscription, Fixed fee |
| [Ridgeview Asset Management Partners, LLC](https://advisorcensus.com/firm/ridgeview-asset-management-partners-llc-stamford-ct-283786) ([md](https://advisorcensus.com/firm/ridgeview-asset-management-partners-llc-stamford-ct-283786.md)) | 283786 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets, Performance fee |
| [Riveroak Investment Corp., LLC](https://advisorcensus.com/firm/riveroak-investment-corp-llc-stamford-ct-163707) ([md](https://advisorcensus.com/firm/riveroak-investment-corp-llc-stamford-ct-163707.md)) | 163707 | Stamford, CT | Exempt reporting adviser | Not reported | 14 | Not reported |
| [Riverside Blockchain, LLC](https://advisorcensus.com/firm/riverside-blockchain-llc-stamford-ct-331721) ([md](https://advisorcensus.com/firm/riverside-blockchain-llc-stamford-ct-331721.md)) | 331721 | Stamford, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [RJA Asset Management LLC](https://advisorcensus.com/firm/rja-asset-management-llc-stamford-ct-153428) ([md](https://advisorcensus.com/firm/rja-asset-management-llc-stamford-ct-153428.md)) | 153428 | Stamford, CT | SEC-registered investment adviser | $500 million to $1 billion | 16 | % of assets, Fixed fee, Performance fee, Other |
| [RPO LLC](https://advisorcensus.com/firm/rpo-llc-stamford-ct-318296) ([md](https://advisorcensus.com/firm/rpo-llc-stamford-ct-318296.md)) | 318296 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Performance fee |
| [RZH Advisors LLC](https://advisorcensus.com/firm/rzh-advisors-llc-stamford-ct-125696) ([md](https://advisorcensus.com/firm/rzh-advisors-llc-stamford-ct-125696.md)) | 125696 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 16 | % of assets, Hourly, Fixed fee |
| [Sandbrook Capital Management LP](https://advisorcensus.com/firm/sandbrook-capital-management-lp-stamford-ct-317009) ([md](https://advisorcensus.com/firm/sandbrook-capital-management-lp-stamford-ct-317009.md)) | 317009 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 4 | % of assets, Performance fee |
| [Scholtz & Company, LLC](https://advisorcensus.com/firm/scholtz-and-company-llc-stamford-ct-107363) ([md](https://advisorcensus.com/firm/scholtz-and-company-llc-stamford-ct-107363.md)) | 107363 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 13 | % of assets, Fixed fee |
| [Shelter Growth Capital Partners LLC](https://advisorcensus.com/firm/shelter-growth-capital-partners-llc-stamford-ct-170685) ([md](https://advisorcensus.com/firm/shelter-growth-capital-partners-llc-stamford-ct-170685.md)) | 170685 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 11 | % of assets, Performance fee |
| [Sovereign Financial Group, Inc.](https://advisorcensus.com/firm/sovereign-financial-group-inc-stamford-ct-294314) ([md](https://advisorcensus.com/firm/sovereign-financial-group-inc-stamford-ct-294314.md)) | 294314 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 7 | % of assets, Hourly, Fixed fee |
| [Spectrum Asset Management, Inc.](https://advisorcensus.com/firm/spectrum-asset-management-inc-stamford-ct-300463) ([md](https://advisorcensus.com/firm/spectrum-asset-management-inc-stamford-ct-300463.md)) | 300463 | Stamford, CT | SEC-registered investment adviser | Over $5 billion | 39 | % of assets |
| [Spruce Management LLC](https://advisorcensus.com/firm/spruce-management-llc-stamford-ct-329991) ([md](https://advisorcensus.com/firm/spruce-management-llc-stamford-ct-329991.md)) | 329991 | Stamford, CT | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Steward Partners Investment Advisory, LLC](https://advisorcensus.com/firm/steward-partners-investment-advisory-llc-stamford-ct-283004) ([md](https://advisorcensus.com/firm/steward-partners-investment-advisory-llc-stamford-ct-283004.md)) | 283004 | Stamford, CT | SEC-registered investment adviser | Over $5 billion | 10 | % of assets, Hourly, Fixed fee |
| [Stolar Capital Investment Management LLC](https://advisorcensus.com/firm/stolar-capital-investment-management-llc-stamford-ct-322243) ([md](https://advisorcensus.com/firm/stolar-capital-investment-management-llc-stamford-ct-322243.md)) | 322243 | Stamford, CT | Exempt reporting adviser | Not reported | 4 | Not reported |
| [Strong Wealth Advisors, LLC](https://advisorcensus.com/firm/strong-wealth-advisors-llc-stamford-ct-332447) ([md](https://advisorcensus.com/firm/strong-wealth-advisors-llc-stamford-ct-332447.md)) | 332447 | Stamford, CT | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly, Fixed fee, Performance fee |
| [Summer Family Advisors LLC](https://advisorcensus.com/firm/summer-family-advisors-llc-stamford-ct-338026) ([md](https://advisorcensus.com/firm/summer-family-advisors-llc-stamford-ct-338026.md)) | 338026 | Stamford, CT | State-registered investment adviser | Not reported | Not reported | Hourly, Fixed fee |
| [Summerhaven Investment Management, LLC](https://advisorcensus.com/firm/summerhaven-investment-management-llc-stamford-ct-289269) ([md](https://advisorcensus.com/firm/summerhaven-investment-management-llc-stamford-ct-289269.md)) | 289269 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets |
| [Sustainable Growth Advisers, LP](https://advisorcensus.com/firm/sustainable-growth-advisers-lp-stamford-ct-127447) ([md](https://advisorcensus.com/firm/sustainable-growth-advisers-lp-stamford-ct-127447.md)) | 127447 | Stamford, CT | SEC-registered investment adviser | Over $5 billion | 23 | % of assets |
| [Talson Capital Management L.P.](https://advisorcensus.com/firm/talson-capital-management-l-p-stamford-ct-150787) ([md](https://advisorcensus.com/firm/talson-capital-management-l-p-stamford-ct-150787.md)) | 150787 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 13 | % of assets, Fixed fee, Performance fee |
| [Titan Advisors, LLC](https://advisorcensus.com/firm/titan-advisors-llc-stamford-ct-135805) ([md](https://advisorcensus.com/firm/titan-advisors-llc-stamford-ct-135805.md)) | 135805 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 20 | % of assets, Fixed fee, Performance fee |
| [Tower Bay Asset Management LP](https://advisorcensus.com/firm/tower-bay-asset-management-lp-stamford-ct-317104) ([md](https://advisorcensus.com/firm/tower-bay-asset-management-lp-stamford-ct-317104.md)) | 317104 | Stamford, CT | SEC-registered investment adviser | $500 million to $1 billion | 4 | % of assets, Performance fee |
| [Trexquant Investment LP](https://advisorcensus.com/firm/trexquant-investment-lp-stamford-ct-170476) ([md](https://advisorcensus.com/firm/trexquant-investment-lp-stamford-ct-170476.md)) | 170476 | Stamford, CT | SEC-registered investment adviser | Over $5 billion | 12 | % of assets, Performance fee |
| [TRGP Investment Partners, LP](https://advisorcensus.com/firm/trgp-investment-partners-lp-stamford-ct-305563) ([md](https://advisorcensus.com/firm/trgp-investment-partners-lp-stamford-ct-305563.md)) | 305563 | Stamford, CT | SEC-registered investment adviser | $500 million to $1 billion | 6 | % of assets, Performance fee, Other |
| [Triveni Capital Investments LP](https://advisorcensus.com/firm/triveni-capital-investments-lp-stamford-ct-325802) ([md](https://advisorcensus.com/firm/triveni-capital-investments-lp-stamford-ct-325802.md)) | 325802 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Performance fee |
| [True North Management Group, LLC](https://advisorcensus.com/firm/true-north-management-group-llc-stamford-ct-161042) ([md](https://advisorcensus.com/firm/true-north-management-group-llc-stamford-ct-161042.md)) | 161042 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Performance fee |
| [Tudor Investment Corporation](https://advisorcensus.com/firm/tudor-investment-corporation-stamford-ct-159792) ([md](https://advisorcensus.com/firm/tudor-investment-corporation-stamford-ct-159792.md)) | 159792 | Stamford, CT | SEC-registered investment adviser | Over $5 billion | 14 | Hourly, Performance fee, Other |

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## Questions people ask

**How many financial advisory firms are there in Stamford, CT?**
AdvisorCensus lists 164 investment advisory firms with a principal office in Stamford, Connecticut (part of the Bridgeport metro area), from Form ADV filings as of October 2026: 114 SEC-registered, 14 state-registered, and 36 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Stamford, CT?**
13 of the 164 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Stamford, CT offer financial planning?**
20 of the 128 firms in Stamford, CT that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Stamford, CT fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 13 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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Cite as: AdvisorCensus. Financial advisors in Stamford, CT: 164 firms from Form ADV filings as of October 2026.