# Financial advisors in Bridgeport, CT

> AdvisorCensus lists 635 investment advisory firms with a principal office in the Bridgeport metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ct/bridgeport/page/9

## At a glance

- Investment advisory firms: 635
- Registration: SEC-registered investment adviser: 391, State-registered investment adviser: 80, Exempt reporting adviser: 164
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 74 (16%); Percentage of assets 434 (92%); Hourly charges 50 (11%); Subscription fees (newsletter or periodical) 7 (1%); Fixed fees 108 (23%); Commissions 5 (1%); Performance-based fees 305 (65%); Other 85 (18%); No compensation arrangements reported 164
- Regulatory assets under management (Item 5.F): Under $25 million 40 (6%); $25 million to $100 million 36 (6%); $100 million to $500 million 130 (20%); $500 million to $1 billion 59 (9%); $1 billion to $5 billion 117 (18%); Over $5 billion 71 (11%); Not reported 182 (29%)
- Years registered: Under 5 years 269 (42%); 5 to 9 years 122 (19%); 10 to 19 years 153 (24%); 20 years or more 83 (13%); Not reported 8 (1%)

## Firms (page 9 of 13, 401 to 450 of 635, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Newman, Nicholas Drake](https://advisorcensus.com/firm/newman-nicholas-drake-stamford-ct-163333) ([md](https://advisorcensus.com/firm/newman-nicholas-drake-stamford-ct-163333.md)) | 163333 | Stamford, CT | Exempt reporting adviser | Not reported | 14 | Not reported |
| [NGN Capital LLC](https://advisorcensus.com/firm/ngn-capital-llc-stamford-ct-162938) ([md](https://advisorcensus.com/firm/ngn-capital-llc-stamford-ct-162938.md)) | 162938 | Stamford, CT | Exempt reporting adviser | Not reported | 14 | Not reported |
| [Night Owl Capital Canada, LLC](https://advisorcensus.com/firm/night-owl-capital-canada-llc-greenwich-ct-338234) ([md](https://advisorcensus.com/firm/night-owl-capital-canada-llc-greenwich-ct-338234.md)) | 338234 | Greenwich, CT | SEC-registered investment adviser | Under $25 million | 0 | % of assets |
| [Night Owl Capital Management, LLC](https://advisorcensus.com/firm/night-owl-capital-management-llc-greenwich-ct-106030) ([md](https://advisorcensus.com/firm/night-owl-capital-management-llc-greenwich-ct-106030.md)) | 106030 | Greenwich, CT | SEC-registered investment adviser | $1 billion to $5 billion | 32 | % of assets |
| [Norman Kramer Investments, Inc.](https://advisorcensus.com/firm/norman-kramer-investments-inc-westport-ct-117862) ([md](https://advisorcensus.com/firm/norman-kramer-investments-inc-westport-ct-117862.md)) | 117862 | Westport, CT | State-registered investment adviser | $25 million to $100 million | 24 | % of assets |
| [Northcoast Asset Management LLC](https://advisorcensus.com/firm/northcoast-asset-management-llc-stamford-ct-282241) ([md](https://advisorcensus.com/firm/northcoast-asset-management-llc-stamford-ct-282241.md)) | 282241 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets, Other |
| [Northern Right Capital Management, L.P.](https://advisorcensus.com/firm/northern-right-capital-management-l-p-darien-ct-133046) ([md](https://advisorcensus.com/firm/northern-right-capital-management-l-p-darien-ct-133046.md)) | 133046 | Darien, CT | SEC-registered investment adviser | $500 million to $1 billion | 14 | % of assets, Performance fee |
| [Northlight Capital Partners](https://advisorcensus.com/firm/northlight-capital-partners-westport-ct-170112) ([md](https://advisorcensus.com/firm/northlight-capital-partners-westport-ct-170112.md)) | 170112 | Westport, CT | SEC-registered investment adviser | $500 million to $1 billion | 4 | % of assets, Performance fee, Other |
| [Northstar Portfolio Investments, LLC](https://advisorcensus.com/firm/northstar-portfolio-investments-llc-stamford-ct-173314) ([md](https://advisorcensus.com/firm/northstar-portfolio-investments-llc-stamford-ct-173314.md)) | 173314 | Stamford, CT | State-registered investment adviser | $25 million to $100 million | 11 | % of assets, Hourly, Fixed fee |
| [NPLP Management](https://advisorcensus.com/firm/nplp-management-new-canaan-ct-335167) ([md](https://advisorcensus.com/firm/nplp-management-new-canaan-ct-335167.md)) | 335167 | New Canaan, CT | Exempt reporting adviser | Not reported | 1 | Not reported |
| [NSV Management LLC](https://advisorcensus.com/firm/nsv-management-llc-greenwich-ct-162486) ([md](https://advisorcensus.com/firm/nsv-management-llc-greenwich-ct-162486.md)) | 162486 | Greenwich, CT | Exempt reporting adviser | Not reported | 14 | Not reported |
| [O'Shaughnessy Asset Management, LLC](https://advisorcensus.com/firm/o-shaughnessy-asset-management-llc-stamford-ct-144594) ([md](https://advisorcensus.com/firm/o-shaughnessy-asset-management-llc-stamford-ct-144594.md)) | 144594 | Stamford, CT | SEC-registered investment adviser | Over $5 billion | 19 | % of assets, Performance fee, Other |
| [Oak Financial Group Inc](https://advisorcensus.com/firm/oak-financial-group-inc-stamford-ct-106293) ([md](https://advisorcensus.com/firm/oak-financial-group-inc-stamford-ct-106293.md)) | 106293 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 34 | % of assets, Fixed fee |
| [Oak Grove Management LLC](https://advisorcensus.com/firm/oak-grove-management-llc-greenwich-ct-167286) ([md](https://advisorcensus.com/firm/oak-grove-management-llc-greenwich-ct-167286.md)) | 167286 | Greenwich, CT | State-registered investment adviser | $25 million to $100 million | 13 | % of assets, Performance fee |
| [Oak HCFT Management Company LLC](https://advisorcensus.com/firm/oak-hcft-management-company-llc-stamford-ct-171582) ([md](https://advisorcensus.com/firm/oak-hcft-management-company-llc-stamford-ct-171582.md)) | 171582 | Stamford, CT | Exempt reporting adviser | Not reported | 12 | Not reported |
| [Oak Management Corporation](https://advisorcensus.com/firm/oak-management-corporation-wilton-ct-162441) ([md](https://advisorcensus.com/firm/oak-management-corporation-wilton-ct-162441.md)) | 162441 | Wilton, CT | Exempt reporting adviser | Not reported | 14 | Not reported |
| [Oakridge Management Group LLC](https://advisorcensus.com/firm/oakridge-management-group-llc-stamford-ct-306284) ([md](https://advisorcensus.com/firm/oakridge-management-group-llc-stamford-ct-306284.md)) | 306284 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 6 | % of assets, Fixed fee, Performance fee |
| [Occam Crest Management LP](https://advisorcensus.com/firm/occam-crest-management-lp-darien-ct-318337) ([md](https://advisorcensus.com/firm/occam-crest-management-lp-darien-ct-318337.md)) | 318337 | Darien, CT | Exempt reporting adviser | Not reported | 4 | Not reported |
| [Ocean Park Investments LP](https://advisorcensus.com/firm/ocean-park-investments-lp-stamford-ct-318085) ([md](https://advisorcensus.com/firm/ocean-park-investments-lp-stamford-ct-318085.md)) | 318085 | Stamford, CT | Exempt reporting adviser | Not reported | 4 | Not reported |
| [Old Vines Capital, LLC](https://advisorcensus.com/firm/old-vines-capital-llc-greenwich-ct-326582) ([md](https://advisorcensus.com/firm/old-vines-capital-llc-greenwich-ct-326582.md)) | 326582 | Greenwich, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Olympiad Research LP](https://advisorcensus.com/firm/olympiad-research-lp-stamford-ct-304420) ([md](https://advisorcensus.com/firm/olympiad-research-lp-stamford-ct-304420.md)) | 304420 | Stamford, CT | SEC-registered investment adviser | $500 million to $1 billion | 7 | % of assets, Performance fee |
| [Olympus Advisors, LLC](https://advisorcensus.com/firm/olympus-advisors-llc-stamford-ct-160851) ([md](https://advisorcensus.com/firm/olympus-advisors-llc-stamford-ct-160851.md)) | 160851 | Stamford, CT | SEC-registered investment adviser | Over $5 billion | 14 | % of assets, Performance fee |
| [Olympus Peak Asset Management LP](https://advisorcensus.com/firm/olympus-peak-asset-management-lp-greenwich-ct-299460) ([md](https://advisorcensus.com/firm/olympus-peak-asset-management-lp-greenwich-ct-299460.md)) | 299460 | Greenwich, CT | SEC-registered investment adviser | $500 million to $1 billion | 7 | % of assets, Performance fee |
| [Ondo Capital Management LLC](https://advisorcensus.com/firm/ondo-capital-management-llc-greenwich-ct-325197) ([md](https://advisorcensus.com/firm/ondo-capital-management-llc-greenwich-ct-325197.md)) | 325197 | Greenwich, CT | SEC-registered investment adviser | $500 million to $1 billion | 1 | Other |
| [One River Asset Management, LLC](https://advisorcensus.com/firm/one-river-asset-management-llc-stamford-ct-167835) ([md](https://advisorcensus.com/firm/one-river-asset-management-llc-stamford-ct-167835.md)) | 167835 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 13 | % of assets, Performance fee |
| [Oracle Investment Management, Inc.](https://advisorcensus.com/firm/oracle-investment-management-inc-greenwich-ct-138127) ([md](https://advisorcensus.com/firm/oracle-investment-management-inc-greenwich-ct-138127.md)) | 138127 | Greenwich, CT | Exempt reporting adviser | Not reported | 3 | Not reported |
| [Orbit Venture Partners LLC](https://advisorcensus.com/firm/orbit-venture-partners-llc-norwalk-ct-307018) ([md](https://advisorcensus.com/firm/orbit-venture-partners-llc-norwalk-ct-307018.md)) | 307018 | Norwalk, CT | Exempt reporting adviser | Not reported | 6 | Not reported |
| [Otter Rock Advisors LP](https://advisorcensus.com/firm/otter-rock-advisors-lp-stamford-ct-338160) ([md](https://advisorcensus.com/firm/otter-rock-advisors-lp-stamford-ct-338160.md)) | 338160 | Stamford, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Outsiders Venture Partners, LLC](https://advisorcensus.com/firm/outsiders-venture-partners-llc-norwalk-ct-324799) ([md](https://advisorcensus.com/firm/outsiders-venture-partners-llc-norwalk-ct-324799.md)) | 324799 | Norwalk, CT | Exempt reporting adviser | Not reported | 3 | Not reported |
| [Oxford Gate Management, LLC](https://advisorcensus.com/firm/oxford-gate-management-llc-greenwich-ct-297061) ([md](https://advisorcensus.com/firm/oxford-gate-management-llc-greenwich-ct-297061.md)) | 297061 | Greenwich, CT | SEC-registered investment adviser | $25 million to $100 million | 4 | % of assets, Performance fee |
| [Oxford Lane Management, LLC](https://advisorcensus.com/firm/oxford-lane-management-llc-greenwich-ct-154380) ([md](https://advisorcensus.com/firm/oxford-lane-management-llc-greenwich-ct-154380.md)) | 154380 | Greenwich, CT | SEC-registered investment adviser | $1 billion to $5 billion | 16 | % of assets, Performance fee |
| [Oxford Park Management, LLC](https://advisorcensus.com/firm/oxford-park-management-llc-greenwich-ct-324383) ([md](https://advisorcensus.com/firm/oxford-park-management-llc-greenwich-ct-324383.md)) | 324383 | Greenwich, CT | SEC-registered investment adviser | $25 million to $100 million | 3 | % of assets, Performance fee |
| [Oxford Square Management, LLC](https://advisorcensus.com/firm/oxford-square-management-llc-greenwich-ct-127888) ([md](https://advisorcensus.com/firm/oxford-square-management-llc-greenwich-ct-127888.md)) | 127888 | Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 23 | % of assets, Performance fee |
| [P.A.W. Capital Partners, LP](https://advisorcensus.com/firm/p-a-w-capital-partners-lp-greenwich-ct-161094) ([md](https://advisorcensus.com/firm/p-a-w-capital-partners-lp-greenwich-ct-161094.md)) | 161094 | Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Performance fee |
| [P5 Health Ventures Management, LLC](https://advisorcensus.com/firm/p5-health-ventures-management-llc-westport-ct-313730) ([md](https://advisorcensus.com/firm/p5-health-ventures-management-llc-westport-ct-313730.md)) | 313730 | Westport, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Pacific Advantage Capital Group Ltd.](https://advisorcensus.com/firm/pacific-advantage-capital-group-ltd-stamford-ct-171037) ([md](https://advisorcensus.com/firm/pacific-advantage-capital-group-ltd-stamford-ct-171037.md)) | 171037 | Stamford, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Palm Active Partners Management, LLC](https://advisorcensus.com/firm/palm-active-partners-management-llc-greenwich-ct-288860) ([md](https://advisorcensus.com/firm/palm-active-partners-management-llc-greenwich-ct-288860.md)) | 288860 | Greenwich, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Palm Management (US) LLC](https://advisorcensus.com/firm/palm-management-us-llc-greenwich-ct-317192) ([md](https://advisorcensus.com/firm/palm-management-us-llc-greenwich-ct-317192.md)) | 317192 | Greenwich, CT | Exempt reporting adviser | Not reported | 4 | Not reported |
| [Paloma Partners Management Company](https://advisorcensus.com/firm/paloma-partners-management-company-greenwich-ct-138460) ([md](https://advisorcensus.com/firm/paloma-partners-management-company-greenwich-ct-138460.md)) | 138460 | Greenwich, CT | SEC-registered investment adviser | Over $5 billion | 14 | Other |
| [Paradoxiom Capital](https://advisorcensus.com/firm/paradoxiom-capital-stamford-ct-330671) ([md](https://advisorcensus.com/firm/paradoxiom-capital-stamford-ct-330671.md)) | 330671 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 1 | Fixed fee, Performance fee |
| [Parkman Healthcare Partners LLC](https://advisorcensus.com/firm/parkman-healthcare-partners-llc-stamford-ct-300701) ([md](https://advisorcensus.com/firm/parkman-healthcare-partners-llc-stamford-ct-300701.md)) | 300701 | Stamford, CT | SEC-registered investment adviser | $1 billion to $5 billion | 7 | % of assets, Performance fee |
| [Parsifal Capital Management, LP](https://advisorcensus.com/firm/parsifal-capital-management-lp-greenwich-ct-299858) ([md](https://advisorcensus.com/firm/parsifal-capital-management-lp-greenwich-ct-299858.md)) | 299858 | Greenwich, CT | SEC-registered investment adviser | $1 billion to $5 billion | 7 | % of assets, Performance fee |
| [Pawson Capital Management LLC](https://advisorcensus.com/firm/pawson-capital-management-llc-greenwich-ct-298543) ([md](https://advisorcensus.com/firm/pawson-capital-management-llc-greenwich-ct-298543.md)) | 298543 | Greenwich, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Peak Ten Capital LLC](https://advisorcensus.com/firm/peak-ten-capital-llc-greenwich-ct-162228) ([md](https://advisorcensus.com/firm/peak-ten-capital-llc-greenwich-ct-162228.md)) | 162228 | Greenwich, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Peattie Capital Management](https://advisorcensus.com/firm/peattie-capital-management-stamford-ct-144248) ([md](https://advisorcensus.com/firm/peattie-capital-management-stamford-ct-144248.md)) | 144248 | Stamford, CT | State-registered investment adviser | $25 million to $100 million | 19 | % of assets |
| [Pegasus Capital Advisors, L.P.](https://advisorcensus.com/firm/pegasus-capital-advisors-l-p-stamford-ct-157094) ([md](https://advisorcensus.com/firm/pegasus-capital-advisors-l-p-stamford-ct-157094.md)) | 157094 | Stamford, CT | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Performance fee, Other |
| [Peloton Equity LLC](https://advisorcensus.com/firm/peloton-equity-llc-greenwich-ct-301543) ([md](https://advisorcensus.com/firm/peloton-equity-llc-greenwich-ct-301543.md)) | 301543 | Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Performance fee |
| [Pemberwick Investment Advisors, LLC](https://advisorcensus.com/firm/pemberwick-investment-advisors-llc-greenwich-ct-149639) ([md](https://advisorcensus.com/firm/pemberwick-investment-advisors-llc-greenwich-ct-149639.md)) | 149639 | Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 17 | % of assets |
| [Perryridge Capital LP](https://advisorcensus.com/firm/perryridge-capital-lp-greenwich-ct-331781) ([md](https://advisorcensus.com/firm/perryridge-capital-lp-greenwich-ct-331781.md)) | 331781 | Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Performance fee |
| [Pettee Investors Inc](https://advisorcensus.com/firm/pettee-investors-inc-rowayton-ct-105553) ([md](https://advisorcensus.com/firm/pettee-investors-inc-rowayton-ct-105553.md)) | 105553 | Rowayton, CT | SEC-registered investment adviser | $100 million to $500 million | 37 | % of assets |

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## Questions people ask

**How many financial advisory firms are there in Bridgeport, CT?**
AdvisorCensus lists 635 investment advisory firms with a principal office in the Bridgeport metro area, from Form ADV filings as of October 2026: 391 SEC-registered, 80 state-registered, and 164 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Bridgeport, CT?**
74 of the 635 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Bridgeport, CT offer financial planning?**
83 of the 471 firms in Bridgeport, CT that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Bridgeport, CT fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 74 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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Every firm in this list as CSV: https://advisorcensus.com/advisors/ct/bridgeport.csv

Cite as: AdvisorCensus. Financial advisors in Bridgeport, CT: 635 firms from Form ADV filings as of October 2026.