# Financial advisors in Old Greenwich, CT

> AdvisorCensus lists 18 investment advisory firms with a principal office in Old Greenwich, Connecticut (part of the Bridgeport metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full Bridgeport metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ct/bridgeport/old-greenwich

## At a glance

- Investment advisory firms: 18
- Registration: SEC-registered investment adviser: 13, Exempt reporting adviser: 5
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 1 (8%); Percentage of assets 12 (92%); Hourly charges 1 (8%); Fixed fees 2 (15%); Performance-based fees 12 (92%); Other 3 (23%); No compensation arrangements reported 5
- Regulatory assets under management (Item 5.F): $100 million to $500 million 8 (44%); $500 million to $1 billion 1 (6%); Over $5 billion 4 (22%); Not reported 5 (28%)
- Years registered: Under 5 years 10 (56%); 5 to 9 years 1 (6%); 10 to 19 years 4 (22%); 20 years or more 3 (17%)

## Firms (page 1 of 1, 1 to 18 of 18, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [BLKBRD Asset Management](https://advisorcensus.com/firm/blkbrd-asset-management-old-greenwich-ct-329262) ([md](https://advisorcensus.com/firm/blkbrd-asset-management-old-greenwich-ct-329262.md)) | 329262 | Old Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 1 | Performance fee, Other |
| [Brickman Manager VII LLC](https://advisorcensus.com/firm/brickman-manager-vii-llc-old-greenwich-ct-292655) ([md](https://advisorcensus.com/firm/brickman-manager-vii-llc-old-greenwich-ct-292655.md)) | 292655 | Old Greenwich, CT | Exempt reporting adviser | Not reported | 3 | Not reported |
| [Carrington Capital Management, LLC](https://advisorcensus.com/firm/carrington-capital-management-llc-old-greenwich-ct-130813) ([md](https://advisorcensus.com/firm/carrington-capital-management-llc-old-greenwich-ct-130813.md)) | 130813 | Old Greenwich, CT | SEC-registered investment adviser | Over $5 billion | 15 | % of assets, Fixed fee, Performance fee, Other |
| [Cove View Investment Partners, LLC](https://advisorcensus.com/firm/cove-view-investment-partners-llc-old-greenwich-ct-339631) ([md](https://advisorcensus.com/firm/cove-view-investment-partners-llc-old-greenwich-ct-339631.md)) | 339631 | Old Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Performance fee |
| [Drake Capital Advisors LLC](https://advisorcensus.com/firm/drake-capital-advisors-llc-old-greenwich-ct-136716) ([md](https://advisorcensus.com/firm/drake-capital-advisors-llc-old-greenwich-ct-136716.md)) | 136716 | Old Greenwich, CT | SEC-registered investment adviser | $500 million to $1 billion | 20 | % of assets, Performance fee, Other |
| [Duke Funding Management, L.L.C.](https://advisorcensus.com/firm/duke-funding-management-l-l-c-old-greenwich-ct-117590) ([md](https://advisorcensus.com/firm/duke-funding-management-l-l-c-old-greenwich-ct-117590.md)) | 117590 | Old Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 24 | % of assets, Performance fee |
| [Ellington Credit Company Management LLC](https://advisorcensus.com/firm/ellington-credit-company-management-llc-old-greenwich-ct-168311) ([md](https://advisorcensus.com/firm/ellington-credit-company-management-llc-old-greenwich-ct-168311.md)) | 168311 | Old Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets, Performance fee |
| [Ellington Financial Management LLC](https://advisorcensus.com/firm/ellington-financial-management-llc-old-greenwich-ct-150510) ([md](https://advisorcensus.com/firm/ellington-financial-management-llc-old-greenwich-ct-150510.md)) | 150510 | Old Greenwich, CT | SEC-registered investment adviser | Over $5 billion | 16 | % of assets, Performance fee |
| [Ellington Global Asset Management, LLC](https://advisorcensus.com/firm/ellington-global-asset-management-llc-old-greenwich-ct-141772) ([md](https://advisorcensus.com/firm/ellington-global-asset-management-llc-old-greenwich-ct-141772.md)) | 141772 | Old Greenwich, CT | SEC-registered investment adviser | Over $5 billion | 19 | % of assets, Performance fee |
| [Ellington Management Group, L.L.C.](https://advisorcensus.com/firm/ellington-management-group-l-l-c-old-greenwich-ct-112493) ([md](https://advisorcensus.com/firm/ellington-management-group-l-l-c-old-greenwich-ct-112493.md)) | 112493 | Old Greenwich, CT | SEC-registered investment adviser | Over $5 billion | 27 | % of assets, Performance fee |
| [Highland Peak Capital, LLC](https://advisorcensus.com/firm/highland-peak-capital-llc-old-greenwich-ct-306304) ([md](https://advisorcensus.com/firm/highland-peak-capital-llc-old-greenwich-ct-306304.md)) | 306304 | Old Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Performance fee |
| [Loretta Nolan Associates, LLC](https://advisorcensus.com/firm/loretta-nolan-associates-llc-old-greenwich-ct-126468) ([md](https://advisorcensus.com/firm/loretta-nolan-associates-llc-old-greenwich-ct-126468.md)) | 126468 | Old Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Fixed fee |
| [Mamba Growth Management Company LLC](https://advisorcensus.com/firm/mamba-growth-management-company-llc-old-greenwich-ct-333907) ([md](https://advisorcensus.com/firm/mamba-growth-management-company-llc-old-greenwich-ct-333907.md)) | 333907 | Old Greenwich, CT | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Reef Pass Investors](https://advisorcensus.com/firm/reef-pass-investors-old-greenwich-ct-334433) ([md](https://advisorcensus.com/firm/reef-pass-investors-old-greenwich-ct-334433.md)) | 334433 | Old Greenwich, CT | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Samrison Capital Management LLC](https://advisorcensus.com/firm/samrison-capital-management-llc-old-greenwich-ct-328576) ([md](https://advisorcensus.com/firm/samrison-capital-management-llc-old-greenwich-ct-328576.md)) | 328576 | Old Greenwich, CT | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Sentinel Alternative Asset Management, LLC](https://advisorcensus.com/firm/sentinel-alternative-asset-management-llc-old-greenwich-ct-162233) ([md](https://advisorcensus.com/firm/sentinel-alternative-asset-management-llc-old-greenwich-ct-162233.md)) | 162233 | Old Greenwich, CT | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Swan Investment Partners](https://advisorcensus.com/firm/swan-investment-partners-old-greenwich-ct-331679) ([md](https://advisorcensus.com/firm/swan-investment-partners-old-greenwich-ct-331679.md)) | 331679 | Old Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Performance fee |
| [Watchtower Advisors, LP](https://advisorcensus.com/firm/watchtower-advisors-lp-old-greenwich-ct-299887) ([md](https://advisorcensus.com/firm/watchtower-advisors-lp-old-greenwich-ct-299887.md)) | 299887 | Old Greenwich, CT | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Performance fee |

## Questions people ask

**How many financial advisory firms are there in Old Greenwich, CT?**
AdvisorCensus lists 18 investment advisory firms with a principal office in Old Greenwich, Connecticut (part of the Bridgeport metro area), from Form ADV filings as of October 2026: 13 SEC-registered, 0 state-registered, and 5 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Old Greenwich, CT?**
1 of the 18 firms meets AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Old Greenwich, CT offer financial planning?**
1 of the 13 firms in Old Greenwich, CT that answer Form ADV Item 5.G, which asks what advisory services a firm provides, reports financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Old Greenwich, CT fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 1 firm that meets AdvisorCensus's fee-only test reports none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Connecticut](https://advisorcensus.com/advisors/ct) (https://advisorcensus.com/advisors/ct.md)
- [Financial advisors in Bridgeport, CT](https://advisorcensus.com/advisors/ct/bridgeport) (https://advisorcensus.com/advisors/ct/bridgeport.md)
- [Fee-only financial advisors in Bridgeport, CT](https://advisorcensus.com/advisors/ct/bridgeport/fee-only) (https://advisorcensus.com/advisors/ct/bridgeport/fee-only.md)
- [Flat-fee financial advisors in Bridgeport, CT](https://advisorcensus.com/advisors/ct/bridgeport/flat-fee) (https://advisorcensus.com/advisors/ct/bridgeport/flat-fee.md)
- [Hourly financial advisors in Bridgeport, CT](https://advisorcensus.com/advisors/ct/bridgeport/hourly) (https://advisorcensus.com/advisors/ct/bridgeport/hourly.md)
- [Financial advisors for real estate investors in Bridgeport, CT](https://advisorcensus.com/advisors/ct/bridgeport/real-estate-investors) (https://advisorcensus.com/advisors/ct/bridgeport/real-estate-investors.md)
- [Financial advisors in Greenwich, CT](https://advisorcensus.com/advisors/ct/bridgeport/greenwich) (https://advisorcensus.com/advisors/ct/bridgeport/greenwich.md)
- [Financial advisors in Stamford, CT](https://advisorcensus.com/advisors/ct/bridgeport/stamford) (https://advisorcensus.com/advisors/ct/bridgeport/stamford.md)
- [Financial advisors in Westport, CT](https://advisorcensus.com/advisors/ct/bridgeport/westport) (https://advisorcensus.com/advisors/ct/bridgeport/westport.md)
- [Financial advisors in Darien, CT](https://advisorcensus.com/advisors/ct/bridgeport/darien) (https://advisorcensus.com/advisors/ct/bridgeport/darien.md)
- [Financial advisors in Norwalk, CT](https://advisorcensus.com/advisors/ct/bridgeport/norwalk) (https://advisorcensus.com/advisors/ct/bridgeport/norwalk.md)
- [Financial advisors in New Canaan, CT](https://advisorcensus.com/advisors/ct/bridgeport/new-canaan) (https://advisorcensus.com/advisors/ct/bridgeport/new-canaan.md)
- [Financial advisors in Wilton, CT](https://advisorcensus.com/advisors/ct/bridgeport/wilton) (https://advisorcensus.com/advisors/ct/bridgeport/wilton.md)
- [Financial advisors in Fairfield, CT](https://advisorcensus.com/advisors/ct/bridgeport/fairfield) (https://advisorcensus.com/advisors/ct/bridgeport/fairfield.md)
- [Financial advisors in Southport, CT](https://advisorcensus.com/advisors/ct/bridgeport/southport) (https://advisorcensus.com/advisors/ct/bridgeport/southport.md)
- [Financial advisors in Hartford](https://advisorcensus.com/advisors/ct/hartford) (https://advisorcensus.com/advisors/ct/hartford.md)
- [Financial advisors in New Haven](https://advisorcensus.com/advisors/ct/new-haven) (https://advisorcensus.com/advisors/ct/new-haven.md)
- [Financial advisors in Waterbury](https://advisorcensus.com/advisors/ct/waterbury) (https://advisorcensus.com/advisors/ct/waterbury.md)
- [Financial advisors in Norwich](https://advisorcensus.com/advisors/ct/norwich) (https://advisorcensus.com/advisors/ct/norwich.md)

Cite as: AdvisorCensus. Financial advisors in Old Greenwich, CT: 18 firms from Form ADV filings as of October 2026.