{ "path": "/advisors/ct/bridgeport/greenwich", "url": "https://advisorcensus.com/advisors/ct/bridgeport/greenwich/page/3", "page_type": "metro_city", "title": "Financial advisors in Greenwich, CT", "filters": {}, "scope_total": 222, "faq": [ { "q": "How many financial advisory firms are there in Greenwich, CT?", "a": "AdvisorCensus lists 222 investment advisory firms with a principal office in Greenwich, Connecticut (part of the Bridgeport metro area), from Form ADV filings as of October 2026: 144 SEC-registered, 11 state-registered, and 67 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Greenwich, CT?", "a": "15 of the 222 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Greenwich, CT offer financial planning?", "a": "8 of the 155 firms in Greenwich, CT that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Greenwich, CT fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 15 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 222 investment advisory firms with a principal office in Greenwich, Connecticut (part of the Bridgeport metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full Bridgeport metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Greenwich, CT: 222 firms from Form ADV filings as of October 2026.", "total_firms": 222, "page": 3, "total_pages": 5, "sort": "name", "registration_types": { "sec": 144, "state": 11, "exempt": 67 }, "fee_model_mix": [ { "code": "fee-only", "count": 15 }, { "code": "percentage_of_aum", "count": 147 }, { "code": "hourly", "count": 6 }, { "code": "subscription", "count": 1 }, { "code": "fixed", "count": 14 }, { "code": "commissions", "count": 1 }, { "code": "performance_based", "count": 121 }, { "code": "other", "count": 28 }, { "code": "not_reported", "count": 67 } ], "years_registered_distribution": [ { "code": "under_5", "count": 103 }, { "code": "5_to_9", "count": 42 }, { "code": "10_to_19", "count": 56 }, { "code": "20_plus", "count": 19 }, { "code": "not_reported", "count": 2 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 3 }, { "code": "25m_100m", "count": 12 }, { "code": "100m_500m", "count": 40 }, { "code": "500m_1b", "count": 20 }, { "code": "1b_5b", "count": 46 }, { "code": "over_5b", "count": 29 }, { "code": "not_reported", "count": 72 } ], "firms": [ { "crd_number": 318798, "name": "Hoplon Asset Management, L.P.", "name_as_filed": "HOPLON ASSET MANAGEMENT, L.P.", "url": "https://advisorcensus.com/firm/hoplon-asset-management-l-p-greenwich-ct-318798", "city": "Greenwich", "state": "CT", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 327825, "name": "Interactive Venture Partners LLC", "name_as_filed": "INTERACTIVE VENTURE PARTNERS LLC", "url": "https://advisorcensus.com/firm/interactive-venture-partners-llc-greenwich-ct-327825", "city": "Greenwich", "state": "CT", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 322648, "name": "ISO-MTS Capital Management LP", "name_as_filed": "ISO-MTS CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/iso-mts-capital-management-lp-greenwich-ct-322648", "city": "Greenwich", "state": "CT", "years_registered": 4, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 307728, "name": "Jadwin Asset Management LLC", "name_as_filed": "JADWIN ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/jadwin-asset-management-llc-greenwich-ct-307728", "city": "Greenwich", "state": "CT", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 318465, "name": "JAM Defi Holdings, LLC", "name_as_filed": "JAM DEFI HOLDINGS, LLC", "url": "https://advisorcensus.com/firm/jam-defi-holdings-llc-greenwich-ct-318465", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 311599, "name": "JAT Capital Management LP", "name_as_filed": "JAT CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/jat-capital-management-lp-greenwich-ct-311599", "city": "Greenwich", "state": "CT", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 169479, "name": "Judson Investments LLC", "name_as_filed": "JUDSON INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/judson-investments-llc-greenwich-ct-169479", "city": "Greenwich", "state": "CT", "years_registered": 12, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 161169, "name": "Karpreilly, LLC", "name_as_filed": "KARPREILLY, LLC", "url": "https://advisorcensus.com/firm/karpreilly-llc-greenwich-ct-161169", "city": "Greenwich", "state": "CT", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 157934, "name": "Kensico Capital Management Corp.", "name_as_filed": "KENSICO CAPITAL MANAGEMENT CORP.", "url": "https://advisorcensus.com/firm/kensico-capital-management-corp-greenwich-ct-157934", "city": "Greenwich", "state": "CT", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 283283, "name": "Kline Hill Partners LP", "name_as_filed": "KLINE HILL PARTNERS LP", "url": "https://advisorcensus.com/firm/kline-hill-partners-lp-greenwich-ct-283283", "city": "Greenwich", "state": "CT", "years_registered": 9, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 312453, "name": "KP7 Investors LLC", "name_as_filed": "KP7 INVESTORS LLC", "url": "https://advisorcensus.com/firm/kp7-investors-llc-greenwich-ct-312453", "city": "Greenwich", "state": "CT", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 157428, "name": "L Catterton", "name_as_filed": "L CATTERTON", "url": "https://advisorcensus.com/firm/l-catterton-greenwich-ct-157428", "city": "Greenwich", "state": "CT", "years_registered": 15, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 307509, "name": "Labyrinth Capital Partners", "name_as_filed": "LABYRINTH CAPITAL PARTNERS", "url": "https://advisorcensus.com/firm/labyrinth-capital-partners-greenwich-ct-307509", "city": "Greenwich", "state": "CT", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 339985, "name": "Light ARC Capital Management LLC", "name_as_filed": "LIGHT ARC CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/light-arc-capital-management-llc-greenwich-ct-339985", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 156720, "name": "Littlejohn & Co., LLC", "name_as_filed": "LITTLEJOHN & CO., LLC", "url": "https://advisorcensus.com/firm/littlejohn-and-co-llc-greenwich-ct-156720", "city": "Greenwich", "state": "CT", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 293737, "name": "Loancore Capital Credit Advisor LLC", "name_as_filed": "LOANCORE CAPITAL CREDIT ADVISOR LLC", "url": "https://advisorcensus.com/firm/loancore-capital-credit-advisor-llc-greenwich-ct-293737", "city": "Greenwich", "state": "CT", "years_registered": 8, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 156602, "name": "Lone Pine Capital LLC", "name_as_filed": "LONE PINE CAPITAL LLC", "url": "https://advisorcensus.com/firm/lone-pine-capital-llc-greenwich-ct-156602", "city": "Greenwich", "state": "CT", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 331456, "name": "Lone River Partners, LLC", "name_as_filed": "LONE RIVER PARTNERS, LLC", "url": "https://advisorcensus.com/firm/lone-river-partners-llc-greenwich-ct-331456", "city": "Greenwich", "state": "CT", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 324015, "name": "Lotus Infrastructure Partners, LP", "name_as_filed": "LOTUS INFRASTRUCTURE PARTNERS, LP", "url": "https://advisorcensus.com/firm/lotus-infrastructure-partners-lp-greenwich-ct-324015", "city": "Greenwich", "state": "CT", "years_registered": 3, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 111288, "name": "Lucerne Capital Management, LP", "name_as_filed": "LUCERNE CAPITAL MANAGEMENT, LP", "url": "https://advisorcensus.com/firm/lucerne-capital-management-lp-greenwich-ct-111288", "city": "Greenwich", "state": "CT", "years_registered": 25, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 162296, "name": "Mangrove Partners", "name_as_filed": "MANGROVE PARTNERS", "url": "https://advisorcensus.com/firm/mangrove-partners-greenwich-ct-162296", "city": "Greenwich", "state": "CT", "years_registered": 13, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 328237, "name": "Mapl Structured Capital LLC", "name_as_filed": "MAPL STRUCTURED CAPITAL LLC", "url": "https://advisorcensus.com/firm/mapl-structured-capital-llc-greenwich-ct-328237", "city": "Greenwich", "state": "CT", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 158975, "name": "Maple Tree Capital Services, LLC", "name_as_filed": "MAPLE TREE CAPITAL SERVICES, LLC", "url": "https://advisorcensus.com/firm/maple-tree-capital-services-llc-greenwich-ct-158975", "city": "Greenwich", "state": "CT", "years_registered": null, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 165820, "name": "Mara Investments LLC", "name_as_filed": "MARA INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/mara-investments-llc-greenwich-ct-165820", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 157850, "name": "Marblegate Asset Management, LLC", "name_as_filed": "MARBLEGATE ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/marblegate-asset-management-llc-greenwich-ct-157850", "city": "Greenwich", "state": "CT", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 165827, "name": "March Altus Capital Management LP", "name_as_filed": "MARCH ALTUS CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/march-altus-capital-management-lp-greenwich-ct-165827", "city": "Greenwich", "state": "CT", "years_registered": 11, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 286562, "name": "Martorell Capital Partners, LLC", "name_as_filed": "MARTORELL CAPITAL PARTNERS, LLC", "url": "https://advisorcensus.com/firm/martorell-capital-partners-llc-greenwich-ct-286562", "city": "Greenwich", "state": "CT", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 312864, "name": "Memphre Investments, L.P.", "name_as_filed": "MEMPHRE INVESTMENTS, L.P.", "url": "https://advisorcensus.com/firm/memphre-investments-l-p-greenwich-ct-312864", "city": "Greenwich", "state": "CT", "years_registered": 5, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 150711, "name": "MFC Portfolios, Inc", "name_as_filed": "MFC PORTFOLIOS, INC", "url": "https://advisorcensus.com/firm/mfc-portfolios-inc-greenwich-ct-150711", "city": "Greenwich", "state": "CT", "years_registered": 17, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 157095, "name": "Mill Road Capital", "name_as_filed": "MILL ROAD CAPITAL", "url": "https://advisorcensus.com/firm/mill-road-capital-greenwich-ct-157095", "city": "Greenwich", "state": "CT", "years_registered": 14, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 311376, "name": "Monachil Capital Partners LP", "name_as_filed": "MONACHIL CAPITAL PARTNERS LP", "url": "https://advisorcensus.com/firm/monachil-capital-partners-lp-greenwich-ct-311376", "city": "Greenwich", "state": "CT", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 160759, "name": "Monomoy Capital Management, L.P.", "name_as_filed": "MONOMOY CAPITAL MANAGEMENT, L.P.", "url": "https://advisorcensus.com/firm/monomoy-capital-management-l-p-greenwich-ct-160759", "city": "Greenwich", "state": "CT", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 330615, "name": "Mountain Point Credit Management LLC", "name_as_filed": "MOUNTAIN POINT CREDIT MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/mountain-point-credit-management-llc-greenwich-ct-330615", "city": "Greenwich", "state": "CT", "years_registered": 2, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 324042, "name": "MXI2 Capital Partners LLC", "name_as_filed": "MXI2 CAPITAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/mxi2-capital-partners-llc-greenwich-ct-324042", "city": "Greenwich", "state": "CT", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 342185, "name": "N10° Assets", "name_as_filed": "N10° ASSETS", "url": "https://advisorcensus.com/firm/n10-assets-greenwich-ct-342185", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 342013, "name": "N10° Wealth", "name_as_filed": "N10° WEALTH", "url": "https://advisorcensus.com/firm/n10-wealth-greenwich-ct-342013", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 294229, "name": "Natare Capital Management LP", "name_as_filed": "NATARE CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/natare-capital-management-lp-greenwich-ct-294229", "city": "Greenwich", "state": "CT", "years_registered": 8, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 338234, "name": "Night Owl Capital Canada, LLC", "name_as_filed": "NIGHT OWL CAPITAL CANADA, LLC", "url": "https://advisorcensus.com/firm/night-owl-capital-canada-llc-greenwich-ct-338234", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 106030, "name": "Night Owl Capital Management, LLC", "name_as_filed": "NIGHT OWL CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/night-owl-capital-management-llc-greenwich-ct-106030", "city": "Greenwich", "state": "CT", "years_registered": 32, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 162486, "name": "NSV Management LLC", "name_as_filed": "NSV MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/nsv-management-llc-greenwich-ct-162486", "city": "Greenwich", "state": "CT", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 167286, "name": "Oak Grove Management LLC", "name_as_filed": "OAK GROVE MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/oak-grove-management-llc-greenwich-ct-167286", "city": "Greenwich", "state": "CT", "years_registered": 13, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 326582, "name": "Old Vines Capital, LLC", "name_as_filed": "OLD VINES CAPITAL, LLC", "url": "https://advisorcensus.com/firm/old-vines-capital-llc-greenwich-ct-326582", "city": "Greenwich", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 299460, "name": "Olympus Peak Asset Management LP", "name_as_filed": "OLYMPUS PEAK ASSET MANAGEMENT LP", "url": "https://advisorcensus.com/firm/olympus-peak-asset-management-lp-greenwich-ct-299460", "city": "Greenwich", "state": "CT", "years_registered": 7, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 325197, "name": "Ondo Capital Management LLC", "name_as_filed": "ONDO CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/ondo-capital-management-llc-greenwich-ct-325197", "city": "Greenwich", "state": "CT", "years_registered": 1, "raum_band": "500m_1b", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 138127, "name": "Oracle Investment Management, Inc.", "name_as_filed": "ORACLE INVESTMENT MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/oracle-investment-management-inc-greenwich-ct-138127", "city": "Greenwich", "state": "CT", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 297061, "name": "Oxford Gate Management, LLC", "name_as_filed": "OXFORD GATE MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/oxford-gate-management-llc-greenwich-ct-297061", "city": "Greenwich", "state": "CT", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 154380, "name": "Oxford Lane Management, LLC", "name_as_filed": "OXFORD LANE MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/oxford-lane-management-llc-greenwich-ct-154380", "city": "Greenwich", "state": "CT", "years_registered": 16, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 324383, "name": "Oxford Park Management, LLC", "name_as_filed": "OXFORD PARK MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/oxford-park-management-llc-greenwich-ct-324383", "city": "Greenwich", "state": "CT", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 127888, "name": "Oxford Square Management, LLC", "name_as_filed": "OXFORD SQUARE MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/oxford-square-management-llc-greenwich-ct-127888", "city": "Greenwich", "state": "CT", "years_registered": 23, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 161094, "name": "P.A.W. Capital Partners, LP", "name_as_filed": "P.A.W. 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