{ "path": "/advisors/ct/bridgeport/darien", "url": "https://advisorcensus.com/advisors/ct/bridgeport/darien", "page_type": "metro_city", "title": "Financial advisors in Darien, CT", "filters": {}, "scope_total": 46, "faq": [ { "q": "How many financial advisory firms are there in Darien, CT?", "a": "AdvisorCensus lists 46 investment advisory firms with a principal office in Darien, Connecticut (part of the Bridgeport metro area), from Form ADV filings as of October 2026: 28 SEC-registered, 12 state-registered, and 6 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Darien, CT?", "a": "8 of the 46 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Darien, CT offer financial planning?", "a": "5 of the 40 firms in Darien, CT that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Darien, CT fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 8 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 46 investment advisory firms with a principal office in Darien, Connecticut (part of the Bridgeport metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full Bridgeport metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Darien, CT: 46 firms from Form ADV filings as of October 2026.", "total_firms": 46, "page": 1, "total_pages": 1, "sort": "name", "registration_types": { "sec": 28, "state": 12, "exempt": 6 }, "fee_model_mix": [ { "code": "fee-only", "count": 8 }, { "code": "percentage_of_aum", "count": 34 }, { "code": "hourly", "count": 3 }, { "code": "subscription", "count": 2 }, { "code": "fixed", "count": 11 }, { "code": "commissions", "count": 0 }, { "code": "performance_based", "count": 27 }, { "code": "other", "count": 7 }, { "code": "not_reported", "count": 6 } ], "years_registered_distribution": [ { "code": "under_5", "count": 18 }, { "code": "5_to_9", "count": 14 }, { "code": "10_to_19", "count": 5 }, { "code": "20_plus", "count": 9 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 7 }, { "code": "25m_100m", "count": 4 }, { "code": "100m_500m", "count": 4 }, { "code": "500m_1b", "count": 9 }, { "code": "1b_5b", "count": 9 }, { "code": "over_5b", "count": 3 }, { "code": "not_reported", "count": 10 } ], "firms": [ { "crd_number": 306165, "name": "11 Capital Partners LP", "name_as_filed": "11 CAPITAL PARTNERS LP", "url": "https://advisorcensus.com/firm/11-capital-partners-lp-darien-ct-306165", "city": "Darien", "state": "CT", "years_registered": 6, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 329482, "name": "199 Capital Management LLC", "name_as_filed": "199 CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/199-capital-management-llc-darien-ct-329482", "city": "Darien", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 173856, "name": "Activant Capital Group LLC", "name_as_filed": "ACTIVANT CAPITAL GROUP LLC", "url": "https://advisorcensus.com/firm/activant-capital-group-llc-darien-ct-173856", "city": "Darien", "state": "CT", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 342218, "name": "Aqualis Partners LLC", "name_as_filed": "AQUALIS PARTNERS LLC", "url": "https://advisorcensus.com/firm/aqualis-partners-llc-darien-ct-342218", "city": "Darien", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 313979, "name": "Avos Capital Management, LLC", "name_as_filed": "AVOS CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/avos-capital-management-llc-darien-ct-313979", "city": "Darien", "state": "CT", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 127583, "name": "Beacon Capital, LLC", "name_as_filed": "BEACON CAPITAL, LLC", "url": "https://advisorcensus.com/firm/beacon-capital-llc-darien-ct-127583", "city": "Darien", "state": "CT", "years_registered": 27, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 342572, "name": "Beaconnorth Partners", "name_as_filed": "BEACONNORTH PARTNERS", "url": "https://advisorcensus.com/firm/beaconnorth-partners-darien-ct-342572", "city": "Darien", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 167103, "name": "Beirne.", "name_as_filed": "BEIRNE.", "url": "https://advisorcensus.com/firm/beirne-darien-ct-167103", "city": "Darien", "state": "CT", "years_registered": 13, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 299022, "name": "BNM Capital Management, LLC", "name_as_filed": "BNM CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/bnm-capital-management-llc-darien-ct-299022", "city": "Darien", "state": "CT", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 120313, "name": "Boomerang Capital LLC", "name_as_filed": "BOOMERANG CAPITAL LLC", "url": "https://advisorcensus.com/firm/boomerang-capital-llc-darien-ct-120313", "city": "Darien", "state": "CT", "years_registered": 5, "raum_band": "not_reported", "compensation_types": [ "performance_based", "other" ], "enhanced": false }, { "crd_number": 108054, "name": "Bourgeon Capital Management LLC", "name_as_filed": "BOURGEON CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/bourgeon-capital-management-llc-darien-ct-108054", "city": "Darien", "state": "CT", "years_registered": 27, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 326721, "name": "Calm River Capital LLC", "name_as_filed": "CALM RIVER CAPITAL LLC", "url": "https://advisorcensus.com/firm/calm-river-capital-llc-darien-ct-326721", "city": "Darien", "state": "CT", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 323131, "name": "Caravela Energy Partners LP", "name_as_filed": "CARAVELA ENERGY PARTNERS LP", "url": "https://advisorcensus.com/firm/caravela-energy-partners-lp-darien-ct-323131", "city": "Darien", "state": "CT", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 309174, "name": "Carronade Capital Management, LP", "name_as_filed": "CARRONADE CAPITAL MANAGEMENT, LP", "url": "https://advisorcensus.com/firm/carronade-capital-management-lp-darien-ct-309174", "city": "Darien", "state": "CT", "years_registered": 6, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 292058, "name": "Cross Island Advisors LLC", "name_as_filed": "CROSS ISLAND ADVISORS LLC", "url": "https://advisorcensus.com/firm/cross-island-advisors-llc-darien-ct-292058", "city": "Darien", "state": "CT", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 314538, "name": "Fairbridge Asset Management LLC", "name_as_filed": "FAIRBRIDGE ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/fairbridge-asset-management-llc-darien-ct-314538", "city": "Darien", "state": "CT", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 105970, "name": "Fairfield, Bush & Co.", "name_as_filed": "FAIRFIELD, BUSH & CO.", "url": "https://advisorcensus.com/firm/fairfield-bush-and-co-darien-ct-105970", "city": "Darien", "state": "CT", "years_registered": 53, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 127531, "name": "Gene Alexander Qualman", "name_as_filed": "GENE ALEXANDER QUALMAN", "url": "https://advisorcensus.com/firm/gene-alexander-qualman-darien-ct-127531", "city": "Darien", "state": "CT", "years_registered": 34, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 136792, "name": "Goodnow Investment Group LLC", "name_as_filed": "GOODNOW INVESTMENT GROUP LLC", "url": "https://advisorcensus.com/firm/goodnow-investment-group-llc-darien-ct-136792", "city": "Darien", "state": "CT", "years_registered": 20, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 226521, "name": "Harbour Point Capital", "name_as_filed": "HARBOUR POINT CAPITAL", "url": "https://advisorcensus.com/firm/harbour-point-capital-darien-ct-226521", "city": "Darien", "state": "CT", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 110823, "name": "Investors Capital Management Inc", "name_as_filed": "INVESTORS CAPITAL MANAGEMENT INC", "url": "https://advisorcensus.com/firm/investors-capital-management-inc-darien-ct-110823", "city": "Darien", "state": "CT", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 132744, "name": "Makenna & Company, Inc.", "name_as_filed": "MAKENNA & COMPANY, INC.", "url": "https://advisorcensus.com/firm/makenna-and-company-inc-darien-ct-132744", "city": "Darien", "state": "CT", "years_registered": 21, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 285650, "name": "Morse Asset Management, Inc.", "name_as_filed": "MORSE ASSET MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/morse-asset-management-inc-darien-ct-285650", "city": "Darien", "state": "CT", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 300220, "name": "Nassau Private Credit LLC", "name_as_filed": "NASSAU PRIVATE CREDIT LLC", "url": "https://advisorcensus.com/firm/nassau-private-credit-llc-darien-ct-300220", "city": "Darien", "state": "CT", "years_registered": 7, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 133046, "name": "Northern Right Capital Management, L.P.", "name_as_filed": "NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.", "url": "https://advisorcensus.com/firm/northern-right-capital-management-l-p-darien-ct-133046", "city": "Darien", "state": "CT", "years_registered": 14, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 318337, "name": "Occam Crest Management LP", "name_as_filed": "OCCAM CREST MANAGEMENT LP", "url": "https://advisorcensus.com/firm/occam-crest-management-lp-darien-ct-318337", "city": "Darien", "state": "CT", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 105981, "name": "Portfolio Advisors LLC", "name_as_filed": "PORTFOLIO ADVISORS LLC", "url": "https://advisorcensus.com/firm/portfolio-advisors-llc-darien-ct-105981", "city": "Darien", "state": "CT", "years_registered": 32, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 125771, "name": "Private Capital Advisors, Inc.", "name_as_filed": "PRIVATE CAPITAL ADVISORS, INC.", "url": "https://advisorcensus.com/firm/private-capital-advisors-inc-darien-ct-125771", "city": "Darien", "state": "CT", "years_registered": 23, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 317930, "name": "Private Capital Asset Management LLC", "name_as_filed": "PRIVATE CAPITAL ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/private-capital-asset-management-llc-darien-ct-317930", "city": "Darien", "state": "CT", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 163569, "name": "Private Capital Strategies, LLC", "name_as_filed": "PRIVATE CAPITAL STRATEGIES, LLC", "url": "https://advisorcensus.com/firm/private-capital-strategies-llc-darien-ct-163569", "city": "Darien", "state": "CT", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 328819, "name": "Prosophia Advisors, LLC", "name_as_filed": "PROSOPHIA ADVISORS, LLC", "url": "https://advisorcensus.com/firm/prosophia-advisors-llc-darien-ct-328819", "city": "Darien", "state": "CT", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 335222, "name": "Renmac Advisory, LLC", "name_as_filed": "RENMAC ADVISORY, LLC", "url": "https://advisorcensus.com/firm/renmac-advisory-llc-darien-ct-335222", "city": "Darien", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "subscription" ], "enhanced": false }, { "crd_number": 287783, "name": "Rock Elm Capital Management LLC", "name_as_filed": "ROCK ELM CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/rock-elm-capital-management-llc-darien-ct-287783", "city": "Darien", "state": "CT", "years_registered": 9, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 166358, "name": "Scott Capital Partners", "name_as_filed": "SCOTT CAPITAL PARTNERS", "url": "https://advisorcensus.com/firm/scott-capital-partners-darien-ct-166358", "city": "Darien", "state": "CT", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "performance_based", "other" ], "enhanced": false }, { "crd_number": 159962, "name": "Solas Capital Management, LLC", "name_as_filed": "SOLAS CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/solas-capital-management-llc-darien-ct-159962", "city": "Darien", "state": "CT", "years_registered": 14, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 299067, "name": "Spree Capital Advisers", "name_as_filed": "SPREE CAPITAL ADVISERS", "url": "https://advisorcensus.com/firm/spree-capital-advisers-darien-ct-299067", "city": "Darien", "state": "CT", "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 139022, "name": "Sprott Asset Management USA Inc.", "name_as_filed": "SPROTT ASSET MANAGEMENT USA INC.", "url": "https://advisorcensus.com/firm/sprott-asset-management-usa-inc-darien-ct-139022", "city": "Darien", "state": "CT", "years_registered": 20, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 319478, "name": "SR Alternative Credit, LLC", "name_as_filed": "SR ALTERNATIVE CREDIT, LLC", "url": "https://advisorcensus.com/firm/sr-alternative-credit-llc-darien-ct-319478", "city": "Darien", "state": "CT", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 322230, "name": "Stevens Asset Management LLC", "name_as_filed": "STEVENS ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/stevens-asset-management-llc-darien-ct-322230", "city": "Darien", "state": "CT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 334535, "name": "Stone Blue Capital LLC", "name_as_filed": "STONE BLUE CAPITAL LLC", "url": "https://advisorcensus.com/firm/stone-blue-capital-llc-darien-ct-334535", "city": "Darien", "state": "CT", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 300130, "name": "Stratis Capital, LLC", "name_as_filed": "STRATIS CAPITAL, LLC", "url": "https://advisorcensus.com/firm/stratis-capital-llc-darien-ct-300130", "city": "Darien", "state": "CT", "years_registered": 6, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 311121, "name": "Ten Coves Capital, LP", "name_as_filed": "TEN COVES CAPITAL, LP", "url": "https://advisorcensus.com/firm/ten-coves-capital-lp-darien-ct-311121", "city": 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