{ "path": "/advisors/co/denver", "url": "https://advisorcensus.com/advisors/co/denver/page/8", "page_type": "metro", "title": "Financial advisors in Denver, CO", "filters": {}, "scope_total": 697, "faq": [ { "q": "How many financial advisory firms are there in Denver, CO?", "a": "AdvisorCensus lists 697 investment advisory firms with a principal office in the Denver metro area, from Form ADV filings as of October 2026: 269 SEC-registered, 158 state-registered, and 270 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Denver, CO?", "a": "160 of the 697 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Denver, CO offer financial planning?", "a": "284 of the 427 firms in Denver, CO that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Denver, CO fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 160 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 697 investment advisory firms with a principal office in the Denver metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Denver has 697 investment advisory firms with a principal office in the metro area as of October 2026: 269 SEC-registered, 158 state-registered, and 270 exempt reporting advisers. 160 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 152 report under $100 million in regulatory assets under management. The metro area has 1,221,636 households, 246,723 of them with income of $200,000 or more, or 354 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Denver, CO: 697 firms from Form ADV filings as of October 2026.", "total_firms": 697, "page": 8, "total_pages": 14, "sort": "name", "registration_types": { "sec": 269, "state": 158, "exempt": 270 }, "fee_model_mix": [ { "code": "fee-only", "count": 160 }, { "code": "percentage_of_aum", "count": 398 }, { "code": "hourly", "count": 172 }, { "code": "subscription", "count": 5 }, { "code": "fixed", "count": 254 }, { "code": "commissions", "count": 9 }, { "code": "performance_based", "count": 78 }, { "code": "other", "count": 43 }, { "code": "not_reported", "count": 270 } ], "years_registered_distribution": [ { "code": "under_5", "count": 414 }, { "code": "5_to_9", "count": 120 }, { "code": "10_to_19", "count": 100 }, { "code": "20_plus", "count": 58 }, { "code": "not_reported", "count": 5 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 86 }, { "code": "25m_100m", "count": 66 }, { "code": "100m_500m", "count": 135 }, { "code": "500m_1b", "count": 52 }, { "code": "1b_5b", "count": 48 }, { "code": "over_5b", "count": 19 }, { "code": "not_reported", "count": 291 } ], "firms": [ { "crd_number": 125101, "name": "JFG Family Office", "name_as_filed": "JFG FAMILY OFFICE", "url": "https://advisorcensus.com/firm/jfg-family-office-denver-co-125101", "city": "Denver", "state": "CO", "years_registered": 12, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 298784, "name": "JHP Wealth Management, LLC", "name_as_filed": "JHP WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/jhp-wealth-management-llc-centennial-co-298784", "city": "Centennial", "state": "CO", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 328474, "name": "JPL Wealth Management, LLC", "name_as_filed": "JPL WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/jpl-wealth-management-llc-greenwood-village-co-328474", "city": "Greenwood Village", "state": "CO", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 299220, "name": "Jupiter Wealth Management, LLC", "name_as_filed": "JUPITER WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/jupiter-wealth-management-llc-glendale-co-299220", "city": "Glendale", "state": "CO", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 317540, "name": "Kamino Management, LLC", "name_as_filed": "KAMINO MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/kamino-management-llc-denver-co-317540", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 283597, "name": "Keen Capital, LLC", "name_as_filed": "KEEN CAPITAL, LLC", "url": "https://advisorcensus.com/firm/keen-capital-llc-westminster-co-283597", "city": "Westminster", "state": "CO", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 315259, "name": "Kelly Intelligence", "name_as_filed": "KELLY INTELLIGENCE", "url": "https://advisorcensus.com/firm/kelly-intelligence-denver-co-315259", "city": "Denver", "state": "CO", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 299384, "name": "Key Investment Partners LLC", "name_as_filed": "KEY INVESTMENT PARTNERS LLC", "url": "https://advisorcensus.com/firm/key-investment-partners-llc-denver-co-299384", "city": "Denver", "state": "CO", "years_registered": 7, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 153147, "name": "Keystone Global Partners LLC", "name_as_filed": "KEYSTONE GLOBAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/keystone-global-partners-llc-denver-co-153147", "city": "Denver", "state": "CO", "years_registered": 11, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 339922, "name": "Kickstart Financial Planning LLC", "name_as_filed": "KICKSTART FINANCIAL PLANNING LLC", "url": "https://advisorcensus.com/firm/kickstart-financial-planning-llc-parker-co-339922", "city": "Parker", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 324932, "name": "Kindred Financial LLC", "name_as_filed": "KINDRED FINANCIAL LLC", "url": "https://advisorcensus.com/firm/kindred-financial-llc-lakewood-co-324932", "city": "Lakewood", "state": "CO", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 332053, "name": "Kinsman Peak Strategies LLC", "name_as_filed": "KINSMAN PEAK STRATEGIES LLC", "url": "https://advisorcensus.com/firm/kinsman-peak-strategies-llc-denver-co-332053", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 321077, "name": "Konvoy", "name_as_filed": "KONVOY", "url": "https://advisorcensus.com/firm/konvoy-denver-co-321077", "city": "Denver", "state": "CO", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 340062, "name": "Korzen Asset Management Ltd", "name_as_filed": "KORZEN ASSET MANAGEMENT LTD", "url": "https://advisorcensus.com/firm/korzen-asset-management-ltd-denver-co-340062", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 298353, "name": "Kozak & Tripp Private Asset Management, Inc.", "name_as_filed": "KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/kozak-and-tripp-private-asset-management-inc-highlands-ranch-co-298353", "city": "Highlands Ranch", "state": "CO", "years_registered": 8, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 131835, "name": "Krivacs Capital Management, LLC", "name_as_filed": "KRIVACS CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/krivacs-capital-management-llc-denver-co-131835", "city": "Denver", "state": "CO", "years_registered": 22, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 155677, "name": "KSL Capital Partners", "name_as_filed": "KSL CAPITAL PARTNERS", "url": "https://advisorcensus.com/firm/ksl-capital-partners-denver-co-155677", "city": "Denver", "state": "CO", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 308138, "name": "Kubera Venture Capital, LLC", "name_as_filed": "KUBERA VENTURE CAPITAL, LLC", "url": "https://advisorcensus.com/firm/kubera-venture-capital-llc-denver-co-308138", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 312409, "name": "LAB Quantitative Strategies, LLC", "name_as_filed": "LAB QUANTITATIVE STRATEGIES, LLC", "url": "https://advisorcensus.com/firm/lab-quantitative-strategies-llc-denver-co-312409", "city": "Denver", "state": "CO", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 338721, "name": "Laiyeplus Limited", "name_as_filed": "LAIYEPLUS LIMITED", "url": "https://advisorcensus.com/firm/laiyeplus-limited-denver-co-338721", "city": "Denver", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 328129, "name": "Lampe Financial Group LLC", "name_as_filed": "LAMPE FINANCIAL GROUP LLC", "url": "https://advisorcensus.com/firm/lampe-financial-group-llc-denver-co-328129", "city": "Denver", "state": "CO", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 153710, "name": "Lapis Advisers, LP", "name_as_filed": "LAPIS ADVISERS, LP", "url": "https://advisorcensus.com/firm/lapis-advisers-lp-denver-co-153710", "city": "Denver", "state": "CO", "years_registered": 16, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 313820, "name": "Lariat Wealth Management", "name_as_filed": "LARIAT WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/lariat-wealth-management-denver-co-313820", "city": "Denver", "state": "CO", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 18189, "name": "Larimer Capital Corporation", "name_as_filed": "LARIMER CAPITAL CORPORATION", "url": "https://advisorcensus.com/firm/larimer-capital-corporation-denver-co-18189", "city": "Denver", "state": "CO", "years_registered": 39, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 158422, "name": "Lasalle Debt Investors, LLC", "name_as_filed": "LASALLE DEBT INVESTORS, LLC", "url": "https://advisorcensus.com/firm/lasalle-debt-investors-llc-denver-co-158422", "city": "Denver", "state": "CO", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 338662, "name": "Ledgewyn Exchange Ltd", "name_as_filed": "LEDGEWYN EXCHANGE LTD", "url": "https://advisorcensus.com/firm/ledgewyn-exchange-ltd-denver-co-338662", "city": "Denver", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 333032, "name": "Legacy Wealth Partners, LLC", "name_as_filed": "LEGACY WEALTH PARTNERS, LLC", "url": "https://advisorcensus.com/firm/legacy-wealth-partners-llc-lakewood-co-333032", "city": "Lakewood", "state": "CO", "years_registered": 1, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 112472, "name": "Legionce Investment Advisors, Inc.", "name_as_filed": "LEGIONCE INVESTMENT ADVISORS, INC.", "url": "https://advisorcensus.com/firm/legionce-investment-advisors-inc-englewood-co-112472", "city": "Englewood", "state": "CO", "years_registered": 27, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 328785, "name": "LEH II Management LLC", "name_as_filed": "LEH II MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/leh-ii-management-llc-englewood-co-328785", "city": "Englewood", "state": "CO", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 341093, "name": "LEH III Management LLC", "name_as_filed": "LEH III MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/leh-iii-management-llc-englewood-co-341093", "city": "Englewood", "state": "CO", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 332481, "name": "Lift Asset Management", "name_as_filed": "LIFT ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/lift-asset-management-englewood-co-332481", "city": "Englewood", "state": "CO", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 327583, "name": "Liftout Capital", "name_as_filed": "LIFTOUT CAPITAL", "url": "https://advisorcensus.com/firm/liftout-capital-greenwood-village-co-327583", "city": "Greenwood Village", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 336375, "name": "Lightning Exchange Ltd", "name_as_filed": "LIGHTNING EXCHANGE LTD", "url": "https://advisorcensus.com/firm/lightning-exchange-ltd-denver-co-336375", "city": "Denver", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 333026, "name": "Lincoln Energy Holdings LLC", "name_as_filed": "LINCOLN ENERGY HOLDINGS LLC", "url": "https://advisorcensus.com/firm/lincoln-energy-holdings-llc-englewood-co-333026", "city": "Englewood", "state": "CO", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 343466, "name": "Link Foucs Ltd", "name_as_filed": "LINK FOUCS LTD", "url": "https://advisorcensus.com/firm/link-foucs-ltd-denver-co-343466", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 341052, "name": "Linkedin Research Institute Ltd", "name_as_filed": "LINKEDIN RESEARCH INSTITUTE LTD", "url": "https://advisorcensus.com/firm/linkedin-research-institute-ltd-denver-co-341052", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 283404, "name": "Lion Equity Investment Advisors, LLC", "name_as_filed": "LION EQUITY INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/lion-equity-investment-advisors-llc-denver-co-283404", "city": "Denver", "state": "CO", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 328907, "name": "Lord and Richards", "name_as_filed": "LORD AND RICHARDS", "url": "https://advisorcensus.com/firm/lord-and-richards-highlands-ranch-co-328907", "city": "Highlands Ranch", "state": "CO", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 143379, "name": "Lotusgroup Advisors", "name_as_filed": "LOTUSGROUP ADVISORS", "url": "https://advisorcensus.com/firm/lotusgroup-advisors-denver-co-143379", "city": "Denver", "state": "CO", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 298973, "name": "Lotusgroup Capital", "name_as_filed": "LOTUSGROUP CAPITAL", "url": "https://advisorcensus.com/firm/lotusgroup-capital-denver-co-298973", "city": "Denver", "state": "CO", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 324416, "name": "Louis Henry Wealth Management LLC", "name_as_filed": "LOUIS HENRY WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/louis-henry-wealth-management-llc-denver-co-324416", "city": "Denver", "state": "CO", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 112236, "name": "Loyd Financial Management Inc.", "name_as_filed": "LOYD FINANCIAL MANAGEMENT INC.", "url": "https://advisorcensus.com/firm/loyd-financial-management-inc-centennial-co-112236", "city": "Centennial", "state": "CO", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 338001, "name": "Lumenis Capitalmanagement GMBH Ltd", "name_as_filed": "LUMENIS CAPITALMANAGEMENT GMBH LTD", "url": "https://advisorcensus.com/firm/lumenis-capitalmanagement-gmbh-ltd-denver-co-338001", "city": "Denver", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 342718, "name": "Lunexa Investment Ltd", "name_as_filed": "LUNEXA INVESTMENT LTD", "url": "https://advisorcensus.com/firm/lunexa-investment-ltd-denver-co-342718", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 341088, "name": "Lurima Capital Ltd", "name_as_filed": "LURIMA CAPITAL LTD", "url": "https://advisorcensus.com/firm/lurima-capital-ltd-denver-co-341088", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 341264, "name": "Luxepoint Capital Ltd", "name_as_filed": "LUXEPOINT CAPITAL LTD", "url": "https://advisorcensus.com/firm/luxepoint-capital-ltd-denver-co-341264", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 326983, "name": "Lynch Financial Group", "name_as_filed": "LYNCH FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/lynch-financial-group-denver-co-326983", "city": "Denver", "state": "CO", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 106627, "name": "M.Z. Kark & Associates, Inc", "name_as_filed": "M.Z. 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