{ "path": "/advisors/co/denver", "url": "https://advisorcensus.com/advisors/co/denver/page/6", "page_type": "metro", "title": "Financial advisors in Denver, CO", "filters": {}, "scope_total": 697, "faq": [ { "q": "How many financial advisory firms are there in Denver, CO?", "a": "AdvisorCensus lists 697 investment advisory firms with a principal office in the Denver metro area, from Form ADV filings as of October 2026: 269 SEC-registered, 158 state-registered, and 270 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Denver, CO?", "a": "160 of the 697 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Denver, CO offer financial planning?", "a": "284 of the 427 firms in Denver, CO that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Denver, CO fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 160 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 697 investment advisory firms with a principal office in the Denver metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Denver has 697 investment advisory firms with a principal office in the metro area as of October 2026: 269 SEC-registered, 158 state-registered, and 270 exempt reporting advisers. 160 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 152 report under $100 million in regulatory assets under management. The metro area has 1,221,636 households, 246,723 of them with income of $200,000 or more, or 354 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Denver, CO: 697 firms from Form ADV filings as of October 2026.", "total_firms": 697, "page": 6, "total_pages": 14, "sort": "name", "registration_types": { "sec": 269, "state": 158, "exempt": 270 }, "fee_model_mix": [ { "code": "fee-only", "count": 160 }, { "code": "percentage_of_aum", "count": 398 }, { "code": "hourly", "count": 172 }, { "code": "subscription", "count": 5 }, { "code": "fixed", "count": 254 }, { "code": "commissions", "count": 9 }, { "code": "performance_based", "count": 78 }, { "code": "other", "count": 43 }, { "code": "not_reported", "count": 270 } ], "years_registered_distribution": [ { "code": "under_5", "count": 414 }, { "code": "5_to_9", "count": 120 }, { "code": "10_to_19", "count": 100 }, { "code": "20_plus", "count": 58 }, { "code": "not_reported", "count": 5 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 86 }, { "code": "25m_100m", "count": 66 }, { "code": "100m_500m", "count": 135 }, { "code": "500m_1b", "count": 52 }, { "code": "1b_5b", "count": 48 }, { "code": "over_5b", "count": 19 }, { "code": "not_reported", "count": 291 } ], "firms": [ { "crd_number": 339632, "name": "Ftaexchange Ltd", "name_as_filed": "FTAEXCHANGE LTD", "url": "https://advisorcensus.com/firm/ftaexchange-ltd-denver-co-339632", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 158094, "name": "FTN Capital Management", "name_as_filed": "FTN CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/ftn-capital-management-littleton-co-158094", "city": "Littleton", "state": "CO", "years_registered": 13, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 309924, "name": "Fulcrum Energy Capital Funds", "name_as_filed": "FULCRUM ENERGY CAPITAL FUNDS", "url": "https://advisorcensus.com/firm/fulcrum-energy-capital-funds-denver-co-309924", "city": "Denver", "state": "CO", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 336269, "name": "Fundivest Ltd", "name_as_filed": "FUNDIVEST LTD", "url": "https://advisorcensus.com/firm/fundivest-ltd-denver-co-336269", "city": "Denver", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 324378, "name": "Future Capital Management Inc.", "name_as_filed": "FUTURE CAPITAL MANAGEMENT INC.", "url": "https://advisorcensus.com/firm/future-capital-management-inc-castle-rock-co-324378", "city": "Castle Rock", "state": "CO", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 340116, "name": "Future Finance Academy Ltd", "name_as_filed": "FUTURE FINANCE ACADEMY LTD", "url": "https://advisorcensus.com/firm/future-finance-academy-ltd-denver-co-340116", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 336786, "name": "Future Star Financial Assets Management Inc", "name_as_filed": "FUTURE STAR FINANCIAL ASSETS MANAGEMENT INC", "url": "https://advisorcensus.com/firm/future-star-financial-assets-management-inc-denver-co-336786", "city": "Denver", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 171033, "name": "G&S Capital LLC", "name_as_filed": "G&S CAPITAL LLC", "url": "https://advisorcensus.com/firm/g-and-s-capital-llc-denver-co-171033", "city": "Denver", "state": "CO", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 341086, "name": "Gainstra Capital Inc.", "name_as_filed": "GAINSTRA CAPITAL INC.", "url": "https://advisorcensus.com/firm/gainstra-capital-inc-denver-co-341086", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 341859, "name": "Galaxy Quant Capital LLC", "name_as_filed": "GALAXY QUANT CAPITAL LLC", "url": "https://advisorcensus.com/firm/galaxy-quant-capital-llc-denver-co-341859", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 342972, "name": "Galileo Global Ltd", "name_as_filed": "GALILEO GLOBAL LTD", "url": "https://advisorcensus.com/firm/galileo-global-ltd-denver-co-342972", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 113189, "name": "Gallacher Capital Management, LLC", "name_as_filed": "GALLACHER CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/gallacher-capital-management-llc-lone-tree-co-113189", "city": "Lone Tree", "state": "CO", "years_registered": 19, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 341317, "name": "Gallatin River Capital LLC", "name_as_filed": "GALLATIN RIVER CAPITAL LLC", "url": "https://advisorcensus.com/firm/gallatin-river-capital-llc-littleton-co-341317", "city": "Littleton", "state": "CO", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 335294, "name": "Gary Management Company", "name_as_filed": "GARY MANAGEMENT COMPANY", "url": "https://advisorcensus.com/firm/gary-management-company-denver-co-335294", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 333368, "name": "GBG Wealth Management LLC", "name_as_filed": "GBG WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/gbg-wealth-management-llc-lone-tree-co-333368", "city": "Lone Tree", "state": "CO", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 339103, "name": "GEN Labs Limited", "name_as_filed": "GEN LABS LIMITED", "url": "https://advisorcensus.com/firm/gen-labs-limited-denver-co-339103", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 120894, "name": "Geneos Wealth Management, Inc.", "name_as_filed": "GENEOS WEALTH MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/geneos-wealth-management-inc-englewood-co-120894", "city": "Englewood", "state": "CO", "years_registered": 23, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 324118, "name": "Geometry Research Manager, LLC", "name_as_filed": "GEOMETRY RESEARCH MANAGER, LLC", "url": "https://advisorcensus.com/firm/geometry-research-manager-llc-thornton-co-324118", "city": "Thornton", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 323499, "name": "Geshem Partners", "name_as_filed": "GESHEM PARTNERS", "url": "https://advisorcensus.com/firm/geshem-partners-denver-co-323499", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 107563, "name": "GHP Investment Advisors Inc", "name_as_filed": "GHP INVESTMENT ADVISORS INC", "url": "https://advisorcensus.com/firm/ghp-investment-advisors-inc-denver-co-107563", "city": "Denver", "state": "CO", "years_registered": 31, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 338507, "name": "Gibson Capital", "name_as_filed": "GIBSON CAPITAL", "url": "https://advisorcensus.com/firm/gibson-capital-littleton-co-338507", "city": "Littleton", "state": "CO", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 14559, "name": "Gill Capital Partners", "name_as_filed": "GILL CAPITAL PARTNERS", "url": "https://advisorcensus.com/firm/gill-capital-partners-denver-co-14559", "city": "Denver", "state": "CO", "years_registered": 19, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 311336, "name": "Gilpin Wealth Management LLC", "name_as_filed": "GILPIN WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/gilpin-wealth-management-llc-golden-co-311336", "city": "Golden", "state": "CO", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 339257, "name": "Global Capital Partners Investments LLC", "name_as_filed": "GLOBAL CAPITAL PARTNERS INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/global-capital-partners-investments-llc-denver-co-339257", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 338658, "name": "Global Horizon Management Ltd", "name_as_filed": "GLOBAL HORIZON MANAGEMENT LTD", "url": "https://advisorcensus.com/firm/global-horizon-management-ltd-denver-co-338658", "city": "Denver", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 339173, "name": "Global Trading Investment Co., Limited", "name_as_filed": "GLOBAL TRADING INVESTMENT CO., LIMITED", "url": "https://advisorcensus.com/firm/global-trading-investment-co-limited-aurora-co-339173", "city": "Aurora", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 316072, "name": "Global Wealth Strategies and Associates, LLC", "name_as_filed": "GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC", "url": "https://advisorcensus.com/firm/global-wealth-strategies-and-associates-llc-denver-co-316072", "city": "Denver", "state": "CO", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 339951, "name": "Glorious Dawn Capital Management Co., Ltd", "name_as_filed": "GLORIOUS DAWN CAPITAL MANAGEMENT CO., LTD", "url": "https://advisorcensus.com/firm/glorious-dawn-capital-management-co-ltd-denver-co-339951", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 334482, "name": "Golden Chain Capital", "name_as_filed": "GOLDEN CHAIN CAPITAL", "url": "https://advisorcensus.com/firm/golden-chain-capital-englewood-co-334482", "city": "Englewood", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 338061, "name": "Goldonline Global Ltd", "name_as_filed": "GOLDONLINE GLOBAL LTD", "url": "https://advisorcensus.com/firm/goldonline-global-ltd-denver-co-338061", "city": "Denver", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 159606, "name": "Gorham Wealth Management, LLC", "name_as_filed": "GORHAM WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/gorham-wealth-management-llc-golden-co-159606", "city": "Golden", "state": "CO", "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 135745, "name": "Granderson Wealth Management Group Inc", "name_as_filed": "GRANDERSON WEALTH MANAGEMENT GROUP INC", "url": "https://advisorcensus.com/firm/granderson-wealth-management-group-inc-denver-co-135745", "city": "Denver", "state": "CO", "years_registered": 20, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 340110, "name": "Grantd Wealth, Inc.", "name_as_filed": "GRANTD WEALTH, INC.", "url": "https://advisorcensus.com/firm/grantd-wealth-inc-denver-co-340110", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 300146, "name": "Greenline Community Ventures, LLC", "name_as_filed": "GREENLINE COMMUNITY VENTURES, LLC", "url": "https://advisorcensus.com/firm/greenline-community-ventures-llc-denver-co-300146", "city": "Denver", "state": "CO", "years_registered": 7, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 166201, "name": "Griffis Residential Investment Advisor", "name_as_filed": "GRIFFIS RESIDENTIAL INVESTMENT ADVISOR", "url": "https://advisorcensus.com/firm/griffis-residential-investment-advisor-greenwood-village-co-166201", "city": "Greenwood Village", "state": "CO", "years_registered": 13, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 342322, "name": "Gset RWA Market Inc", "name_as_filed": "GSET RWA MARKET INC", "url": "https://advisorcensus.com/firm/gset-rwa-market-inc-denver-co-342322", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 307493, "name": "GSSG Solar, LLC", "name_as_filed": "GSSG SOLAR, LLC", "url": "https://advisorcensus.com/firm/gssg-solar-llc-denver-co-307493", "city": "Denver", "state": "CO", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 323266, "name": "Guava Capital Management LP", "name_as_filed": "GUAVA CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/guava-capital-management-lp-greenwood-village-co-323266", "city": "Greenwood Village", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 340605, "name": "Haims Capital Ltd", "name_as_filed": "HAIMS CAPITAL LTD", "url": "https://advisorcensus.com/firm/haims-capital-ltd-denver-co-340605", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 284018, "name": "Hamsher Wealth Management, LLC", "name_as_filed": "HAMSHER WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/hamsher-wealth-management-llc-greenwood-village-co-284018", "city": "Greenwood Village", "state": "CO", "years_registered": 10, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 340081, "name": "Harbor Financial Institute Ltd", "name_as_filed": "HARBOR FINANCIAL INSTITUTE LTD", "url": "https://advisorcensus.com/firm/harbor-financial-institute-ltd-denver-co-340081", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 339066, "name": "Harbor Financing Inc", "name_as_filed": "HARBOR FINANCING INC", "url": "https://advisorcensus.com/firm/harbor-financing-inc-greenwood-village-co-339066", "city": "Greenwood Village", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 344064, "name": "Harmovest Capital US Ltd", "name_as_filed": "HARMOVEST CAPITAL US LTD", "url": "https://advisorcensus.com/firm/harmovest-capital-us-ltd-denver-co-344064", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 143857, "name": "Harrison Street Private Wealth LLC", "name_as_filed": "HARRISON STREET PRIVATE WEALTH LLC", "url": "https://advisorcensus.com/firm/harrison-street-private-wealth-llc-denver-co-143857", "city": "Denver", "state": "CO", "years_registered": 15, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 342308, "name": "Harriswilliams LLC", "name_as_filed": "HARRISWILLIAMS LLC", "url": "https://advisorcensus.com/firm/harriswilliams-llc-denver-co-342308", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 340126, "name": "Haven Fiduciary Returns Ltd", "name_as_filed": "HAVEN FIDUCIARY RETURNS LTD", "url": "https://advisorcensus.com/firm/haven-fiduciary-returns-ltd-denver-co-340126", "city": "Denver", "state": "CO", 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