# Financial advisors in Denver, CO

> AdvisorCensus lists 697 investment advisory firms with a principal office in the Denver metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/co/denver/page/10

## At a glance

- Investment advisory firms: 697
- Registration: SEC-registered investment adviser: 269, State-registered investment adviser: 158, Exempt reporting adviser: 270
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 160 (37%); Percentage of assets 398 (93%); Hourly charges 172 (40%); Subscription fees (newsletter or periodical) 5 (1%); Fixed fees 254 (59%); Commissions 9 (2%); Performance-based fees 78 (18%); Other 43 (10%); No compensation arrangements reported 270
- Regulatory assets under management (Item 5.F): Under $25 million 86 (12%); $25 million to $100 million 66 (9%); $100 million to $500 million 135 (19%); $500 million to $1 billion 52 (7%); $1 billion to $5 billion 48 (7%); Over $5 billion 19 (3%); Not reported 291 (42%)
- Years registered: Under 5 years 414 (59%); 5 to 9 years 120 (17%); 10 to 19 years 100 (14%); 20 years or more 58 (8%); Not reported 5 (1%)

## Firms (page 10 of 14, 451 to 500 of 697, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Nova Financial Academy Ltd](https://advisorcensus.com/firm/nova-financial-academy-ltd-greenwood-village-co-339834) ([md](https://advisorcensus.com/firm/nova-financial-academy-ltd-greenwood-village-co-339834.md)) | 339834 | Greenwood Village, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [NZS Capital LLC](https://advisorcensus.com/firm/nzs-capital-llc-denver-co-305093) ([md](https://advisorcensus.com/firm/nzs-capital-llc-denver-co-305093.md)) | 305093 | Denver, CO | SEC-registered investment adviser | $1 billion to $5 billion | 6 | % of assets, Performance fee |
| [O'Rourke Financial](https://advisorcensus.com/firm/o-rourke-financial-littleton-co-297726) ([md](https://advisorcensus.com/firm/o-rourke-financial-littleton-co-297726.md)) | 297726 | Littleton, CO | State-registered investment adviser | Under $25 million | 8 | % of assets, Hourly |
| [Oak Street Investments](https://advisorcensus.com/firm/oak-street-investments-greenwood-village-co-288019) ([md](https://advisorcensus.com/firm/oak-street-investments-greenwood-village-co-288019.md)) | 288019 | Greenwood Village, CO | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Hourly, Fixed fee, Performance fee |
| [Oakwood Real Estate Partners, LLC](https://advisorcensus.com/firm/oakwood-real-estate-partners-llc-denver-co-169387) ([md](https://advisorcensus.com/firm/oakwood-real-estate-partners-llc-denver-co-169387.md)) | 169387 | Denver, CO | SEC-registered investment adviser | $500 million to $1 billion | 12 | % of assets, Performance fee |
| [Oatley & Diak, LLC.](https://advisorcensus.com/firm/oatley-and-diak-llc-parker-co-123589) ([md](https://advisorcensus.com/firm/oatley-and-diak-llc-parker-co-123589.md)) | 123589 | Parker, CO | State-registered investment adviser | $25 million to $100 million | 23 | % of assets, Hourly |
| [One Brick Planning & Consulting, LLC](https://advisorcensus.com/firm/one-brick-planning-and-consulting-llc-greenwood-village-co-277047) ([md](https://advisorcensus.com/firm/one-brick-planning-and-consulting-llc-greenwood-village-co-277047.md)) | 277047 | Greenwood Village, CO | State-registered investment adviser | $25 million to $100 million | 10 | % of assets, Hourly, Fixed fee |
| [One Thousand & One Voices Management, LLC](https://advisorcensus.com/firm/one-thousand-and-one-voices-management-llc-parker-co-173607) ([md](https://advisorcensus.com/firm/one-thousand-and-one-voices-management-llc-parker-co-173607.md)) | 173607 | Parker, CO | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Oneassets Capital Inc](https://advisorcensus.com/firm/oneassets-capital-inc-denver-co-340764) ([md](https://advisorcensus.com/firm/oneassets-capital-inc-denver-co-340764.md)) | 340764 | Denver, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Ophir Asset Management US LLC](https://advisorcensus.com/firm/ophir-asset-management-us-llc-denver-co-312619) ([md](https://advisorcensus.com/firm/ophir-asset-management-us-llc-denver-co-312619.md)) | 312619 | Denver, CO | SEC-registered investment adviser | $1 billion to $5 billion | 5 | Other |
| [Oreon Technologies Inc](https://advisorcensus.com/firm/oreon-technologies-inc-denver-co-341607) ([md](https://advisorcensus.com/firm/oreon-technologies-inc-denver-co-341607.md)) | 341607 | Denver, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Origin Credit Advisers, LLC](https://advisorcensus.com/firm/origin-credit-advisers-llc-denver-co-324839) ([md](https://advisorcensus.com/firm/origin-credit-advisers-llc-denver-co-324839.md)) | 324839 | Denver, CO | SEC-registered investment adviser | $500 million to $1 billion | 3 | % of assets, Performance fee |
| [Owl Creek Wealth Partners](https://advisorcensus.com/firm/owl-creek-wealth-partners-greenwood-village-co-331850) ([md](https://advisorcensus.com/firm/owl-creek-wealth-partners-greenwood-village-co-331850.md)) | 331850 | Greenwood Village, CO | SEC-registered investment adviser | $500 million to $1 billion | 2 | % of assets, Fixed fee |
| [P.A. Schopen & Associates, LLC](https://advisorcensus.com/firm/p-a-schopen-and-associates-llc-golden-co-290581) ([md](https://advisorcensus.com/firm/p-a-schopen-and-associates-llc-golden-co-290581.md)) | 290581 | Golden, CO | State-registered investment adviser | $25 million to $100 million | 8 | % of assets |
| [Paller Financial Services, Inc.](https://advisorcensus.com/firm/paller-financial-services-inc-centennial-co-161531) ([md](https://advisorcensus.com/firm/paller-financial-services-inc-centennial-co-161531.md)) | 161531 | Centennial, CO | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly, Fixed fee |
| [Panorama Wealth Advisors](https://advisorcensus.com/firm/panorama-wealth-advisors-greenwood-village-co-324199) ([md](https://advisorcensus.com/firm/panorama-wealth-advisors-greenwood-village-co-324199.md)) | 324199 | Greenwood Village, CO | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Fixed fee |
| [Paragon Capital Management](https://advisorcensus.com/firm/paragon-capital-management-denver-co-105147) ([md](https://advisorcensus.com/firm/paragon-capital-management-denver-co-105147.md)) | 105147 | Denver, CO | SEC-registered investment adviser | $1 billion to $5 billion | 36 | % of assets, Hourly, Fixed fee |
| [Paralel Advisors LLC](https://advisorcensus.com/firm/paralel-advisors-llc-denver-co-315804) ([md](https://advisorcensus.com/firm/paralel-advisors-llc-denver-co-315804.md)) | 315804 | Denver, CO | SEC-registered investment adviser | $1 billion to $5 billion | 4 | % of assets |
| [Paramount Associates Wealth Management](https://advisorcensus.com/firm/paramount-associates-wealth-management-greenwood-village-co-288537) ([md](https://advisorcensus.com/firm/paramount-associates-wealth-management-greenwood-village-co-288537.md)) | 288537 | Greenwood Village, CO | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Parsonex Advisory Services, Inc.](https://advisorcensus.com/firm/parsonex-advisory-services-inc-englewood-co-160275) ([md](https://advisorcensus.com/firm/parsonex-advisory-services-inc-englewood-co-160275.md)) | 160275 | Englewood, CO | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Hourly, Subscription, Fixed fee |
| [Pax Capital Limited](https://advisorcensus.com/firm/pax-capital-limited-arvada-co-343149) ([md](https://advisorcensus.com/firm/pax-capital-limited-arvada-co-343149.md)) | 343149 | Arvada, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Peak Capital Management, LLC](https://advisorcensus.com/firm/peak-capital-management-llc-greenwood-village-co-141488) ([md](https://advisorcensus.com/firm/peak-capital-management-llc-greenwood-village-co-141488.md)) | 141488 | Greenwood Village, CO | SEC-registered investment adviser | $100 million to $500 million | 18 | % of assets, Fixed fee |
| [Peak Financial Advisors](https://advisorcensus.com/firm/peak-financial-advisors-denver-co-115207) ([md](https://advisorcensus.com/firm/peak-financial-advisors-denver-co-115207.md)) | 115207 | Denver, CO | SEC-registered investment adviser | $100 million to $500 million | 25 | % of assets, Fixed fee |
| [Peak Financial Guidance LLC](https://advisorcensus.com/firm/peak-financial-guidance-llc-greenwood-village-co-305485) ([md](https://advisorcensus.com/firm/peak-financial-guidance-llc-greenwood-village-co-305485.md)) | 305485 | Greenwood Village, CO | State-registered investment adviser | $25 million to $100 million | 6 | % of assets, Hourly, Fixed fee |
| [Peak Financial Management, Inc.](https://advisorcensus.com/firm/peak-financial-management-inc-broomfield-co-281223) ([md](https://advisorcensus.com/firm/peak-financial-management-inc-broomfield-co-281223.md)) | 281223 | Broomfield, CO | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee |
| [Peak Planning Group, LLC](https://advisorcensus.com/firm/peak-planning-group-llc-centennial-co-289891) ([md](https://advisorcensus.com/firm/peak-planning-group-llc-centennial-co-289891.md)) | 289891 | Centennial, CO | SEC-registered investment adviser | $500 million to $1 billion | 9 | % of assets, Hourly, Fixed fee |
| [Perkea Capital Securities Inc](https://advisorcensus.com/firm/perkea-capital-securities-inc-greenwood-village-co-339266) ([md](https://advisorcensus.com/firm/perkea-capital-securities-inc-greenwood-village-co-339266.md)) | 339266 | Greenwood Village, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Perla Wealth LLC](https://advisorcensus.com/firm/perla-wealth-llc-denver-co-343191) ([md](https://advisorcensus.com/firm/perla-wealth-llc-denver-co-343191.md)) | 343191 | Denver, CO | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Peterson Financial Services LLC](https://advisorcensus.com/firm/peterson-financial-services-llc-denver-co-106127) ([md](https://advisorcensus.com/firm/peterson-financial-services-llc-denver-co-106127.md)) | 106127 | Denver, CO | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly |
| [Pine Cone Capital](https://advisorcensus.com/firm/pine-cone-capital-centennial-co-129387) ([md](https://advisorcensus.com/firm/pine-cone-capital-centennial-co-129387.md)) | 129387 | Centennial, CO | State-registered investment adviser | Under $25 million | 22 | % of assets, Hourly |
| [Pinnacle Crypto Exchange. Inc](https://advisorcensus.com/firm/pinnacle-crypto-exchange-inc-denver-co-340112) ([md](https://advisorcensus.com/firm/pinnacle-crypto-exchange-inc-denver-co-340112.md)) | 340112 | Denver, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Pinno Capital Inc](https://advisorcensus.com/firm/pinno-capital-inc-denver-co-338999) ([md](https://advisorcensus.com/firm/pinno-capital-inc-denver-co-338999.md)) | 338999 | Denver, CO | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Pioneer Global Investments Ltd.](https://advisorcensus.com/firm/pioneer-global-investments-ltd-aurora-co-340593) ([md](https://advisorcensus.com/firm/pioneer-global-investments-ltd-aurora-co-340593.md)) | 340593 | Aurora, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Pivot Planning, LLC](https://advisorcensus.com/firm/pivot-planning-llc-centennial-co-340094) ([md](https://advisorcensus.com/firm/pivot-planning-llc-centennial-co-340094.md)) | 340094 | Centennial, CO | State-registered investment adviser | Under $25 million | 0 | % of assets |
| [Platte River Equity](https://advisorcensus.com/firm/platte-river-equity-denver-co-160667) ([md](https://advisorcensus.com/firm/platte-river-equity-denver-co-160667.md)) | 160667 | Denver, CO | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Performance fee, Other |
| [Polaris Wealth Partners](https://advisorcensus.com/firm/polaris-wealth-partners-denver-co-331678) ([md](https://advisorcensus.com/firm/polaris-wealth-partners-denver-co-331678.md)) | 331678 | Denver, CO | State-registered investment adviser | Under $25 million | 2 | % of assets |
| [Portorupia Crypto Group Limited](https://advisorcensus.com/firm/portorupia-crypto-group-limited-denver-co-335413) ([md](https://advisorcensus.com/firm/portorupia-crypto-group-limited-denver-co-335413.md)) | 335413 | Denver, CO | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Premier Wealth Solutions, LLC](https://advisorcensus.com/firm/premier-wealth-solutions-llc-lakewood-co-157135) ([md](https://advisorcensus.com/firm/premier-wealth-solutions-llc-lakewood-co-157135.md)) | 157135 | Lakewood, CO | State-registered investment adviser | Under $25 million | 15 | % of assets, Hourly, Fixed fee, Commissions |
| [Presidio Advisors, LLC](https://advisorcensus.com/firm/presidio-advisors-llc-denver-co-328699) ([md](https://advisorcensus.com/firm/presidio-advisors-llc-denver-co-328699.md)) | 328699 | Denver, CO | State-registered investment adviser | $25 million to $100 million | 2 | Fixed fee |
| [Primark Advisors, LLC](https://advisorcensus.com/firm/primark-advisors-llc-denver-co-309653) ([md](https://advisorcensus.com/firm/primark-advisors-llc-denver-co-309653.md)) | 309653 | Denver, CO | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Fixed fee |
| [Primeagri Ventures Ltd](https://advisorcensus.com/firm/primeagri-ventures-ltd-denver-co-334444) ([md](https://advisorcensus.com/firm/primeagri-ventures-ltd-denver-co-334444.md)) | 334444 | Denver, CO | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Princeton Fund Advisors, LLC](https://advisorcensus.com/firm/princeton-fund-advisors-llc-denver-co-157821) ([md](https://advisorcensus.com/firm/princeton-fund-advisors-llc-denver-co-157821.md)) | 157821 | Denver, CO | SEC-registered investment adviser | $500 million to $1 billion | 15 | % of assets, Performance fee |
| [Private Client Wealth Advisors, LLC](https://advisorcensus.com/firm/private-client-wealth-advisors-llc-denver-co-172613) ([md](https://advisorcensus.com/firm/private-client-wealth-advisors-llc-denver-co-172613.md)) | 172613 | Denver, CO | State-registered investment adviser | $25 million to $100 million | 11 | % of assets, Hourly, Fixed fee, Commissions, Other |
| [Profiscal Wealth LLC](https://advisorcensus.com/firm/profiscal-wealth-llc-highlands-ranch-co-339719) ([md](https://advisorcensus.com/firm/profiscal-wealth-llc-highlands-ranch-co-339719.md)) | 339719 | Highlands Ranch, CO | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Proper Money Management LLC](https://advisorcensus.com/firm/proper-money-management-llc-arvada-co-329724) ([md](https://advisorcensus.com/firm/proper-money-management-llc-arvada-co-329724.md)) | 329724 | Arvada, CO | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly, Fixed fee |
| [Proprietary Capital, LLC](https://advisorcensus.com/firm/proprietary-capital-llc-denver-co-125139) ([md](https://advisorcensus.com/firm/proprietary-capital-llc-denver-co-125139.md)) | 125139 | Denver, CO | SEC-registered investment adviser | $500 million to $1 billion | 23 | % of assets, Performance fee |
| [Protocol Wealth, LLC](https://advisorcensus.com/firm/protocol-wealth-llc-denver-co-335298) ([md](https://advisorcensus.com/firm/protocol-wealth-llc-denver-co-335298.md)) | 335298 | Denver, CO | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Subscription, Fixed fee, Performance fee |
| [Providence Trust Inc](https://advisorcensus.com/firm/providence-trust-inc-denver-co-333507) ([md](https://advisorcensus.com/firm/providence-trust-inc-denver-co-333507.md)) | 333507 | Denver, CO | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Prox Search Capital](https://advisorcensus.com/firm/prox-search-capital-denver-co-339900) ([md](https://advisorcensus.com/firm/prox-search-capital-denver-co-339900.md)) | 339900 | Denver, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Ptma Investment Advisors](https://advisorcensus.com/firm/ptma-investment-advisors-denver-co-159189) ([md](https://advisorcensus.com/firm/ptma-investment-advisors-denver-co-159189.md)) | 159189 | Denver, CO | SEC-registered investment adviser | Over $5 billion | 14 | % of assets, Fixed fee, Other |

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## Questions people ask

**How many financial advisory firms are there in Denver, CO?**
AdvisorCensus lists 697 investment advisory firms with a principal office in the Denver metro area, from Form ADV filings as of October 2026: 269 SEC-registered, 158 state-registered, and 270 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Denver, CO?**
160 of the 697 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Denver, CO offer financial planning?**
284 of the 427 firms in Denver, CO that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Denver, CO fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 160 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

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- [Financial advisors in Denver, CO](https://advisorcensus.com/advisors/co/denver) (https://advisorcensus.com/advisors/co/denver.md)
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- [Financial advisors in Littleton, CO](https://advisorcensus.com/advisors/co/denver/littleton) (https://advisorcensus.com/advisors/co/denver/littleton.md)
- [Financial advisors in Centennial, CO](https://advisorcensus.com/advisors/co/denver/centennial) (https://advisorcensus.com/advisors/co/denver/centennial.md)
- [Financial advisors in Lakewood, CO](https://advisorcensus.com/advisors/co/denver/lakewood) (https://advisorcensus.com/advisors/co/denver/lakewood.md)
- [Financial advisors in Parker, CO](https://advisorcensus.com/advisors/co/denver/parker) (https://advisorcensus.com/advisors/co/denver/parker.md)
- [Financial advisors in Highlands Ranch, CO](https://advisorcensus.com/advisors/co/denver/highlands-ranch) (https://advisorcensus.com/advisors/co/denver/highlands-ranch.md)
- [Financial advisors in Broomfield, CO](https://advisorcensus.com/advisors/co/denver/broomfield) (https://advisorcensus.com/advisors/co/denver/broomfield.md)
- [Financial advisors in Lone Tree, CO](https://advisorcensus.com/advisors/co/denver/lone-tree) (https://advisorcensus.com/advisors/co/denver/lone-tree.md)
- [Financial advisors in Boulder](https://advisorcensus.com/advisors/co/boulder) (https://advisorcensus.com/advisors/co/boulder.md)
- [Financial advisors in Colorado Springs](https://advisorcensus.com/advisors/co/colorado-springs) (https://advisorcensus.com/advisors/co/colorado-springs.md)
- [Financial advisors in Fort Collins](https://advisorcensus.com/advisors/co/fort-collins) (https://advisorcensus.com/advisors/co/fort-collins.md)
- [Financial advisors in Greeley](https://advisorcensus.com/advisors/co/greeley) (https://advisorcensus.com/advisors/co/greeley.md)
- [Financial advisors in Grand Junction](https://advisorcensus.com/advisors/co/grand-junction) (https://advisorcensus.com/advisors/co/grand-junction.md)
- [Financial advisors in Pueblo](https://advisorcensus.com/advisors/co/pueblo) (https://advisorcensus.com/advisors/co/pueblo.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/co/denver.csv

Cite as: AdvisorCensus. Financial advisors in Denver, CO: 697 firms from Form ADV filings as of October 2026.