# Financial advisors in Denver, CO

> AdvisorCensus lists 697 investment advisory firms with a principal office in the Denver metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/co/denver

## At a glance

- Investment advisory firms: 697
- Registration: SEC-registered investment adviser: 269, State-registered investment adviser: 158, Exempt reporting adviser: 270
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 160 (37%); Percentage of assets 398 (93%); Hourly charges 172 (40%); Subscription fees (newsletter or periodical) 5 (1%); Fixed fees 254 (59%); Commissions 9 (2%); Performance-based fees 78 (18%); Other 43 (10%); No compensation arrangements reported 270
- Regulatory assets under management (Item 5.F): Under $25 million 86 (12%); $25 million to $100 million 66 (9%); $100 million to $500 million 135 (19%); $500 million to $1 billion 52 (7%); $1 billion to $5 billion 48 (7%); Over $5 billion 19 (3%); Not reported 291 (42%)
- Years registered: Under 5 years 414 (59%); 5 to 9 years 120 (17%); 10 to 19 years 100 (14%); 20 years or more 58 (8%); Not reported 5 (1%)

## Firms (page 1 of 14, 1 to 50 of 697, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [1060 Capital, LLC](https://advisorcensus.com/firm/1060-capital-llc-denver-co-174763) ([md](https://advisorcensus.com/firm/1060-capital-llc-denver-co-174763.md)) | 174763 | Denver, CO | Exempt reporting adviser | Not reported | 6 | Not reported |
| [1888 Investments, LLC](https://advisorcensus.com/firm/1888-investments-llc-denver-co-312491) ([md](https://advisorcensus.com/firm/1888-investments-llc-denver-co-312491.md)) | 312491 | Denver, CO | SEC-registered investment adviser | Over $5 billion | 5 | % of assets, Performance fee |
| [325 Fillmore LLC](https://advisorcensus.com/firm/325-fillmore-llc-denver-co-287625) ([md](https://advisorcensus.com/firm/325-fillmore-llc-denver-co-287625.md)) | 287625 | Denver, CO | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets |
| [3LINES, LLC](https://advisorcensus.com/firm/3lines-llc-greenwood-village-co-305835) ([md](https://advisorcensus.com/firm/3lines-llc-greenwood-village-co-305835.md)) | 305835 | Greenwood Village, CO | Exempt reporting adviser | Not reported | 4 | Not reported |
| [5280 Associates](https://advisorcensus.com/firm/5280-associates-denver-co-343955) ([md](https://advisorcensus.com/firm/5280-associates-denver-co-343955.md)) | 343955 | Denver, CO | SEC-registered investment adviser | Not reported | 0 | % of assets, Fixed fee |
| [5280 Capital](https://advisorcensus.com/firm/5280-capital-denver-co-167460) ([md](https://advisorcensus.com/firm/5280-capital-denver-co-167460.md)) | 167460 | Denver, CO | State-registered investment adviser | $25 million to $100 million | 12 | % of assets, Hourly, Fixed fee, Performance fee |
| [7TWO](https://advisorcensus.com/firm/7two-denver-co-328900) ([md](https://advisorcensus.com/firm/7two-denver-co-328900.md)) | 328900 | Denver, CO | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Fixed fee |
| [A & I Wealth Management](https://advisorcensus.com/firm/a-and-i-wealth-management-lone-tree-co-148357) ([md](https://advisorcensus.com/firm/a-and-i-wealth-management-lone-tree-co-148357.md)) | 148357 | Lone Tree, CO | SEC-registered investment adviser | $500 million to $1 billion | 17 | % of assets, Fixed fee |
| [Able Research Technology Ltd](https://advisorcensus.com/firm/able-research-technology-ltd-denver-co-337608) ([md](https://advisorcensus.com/firm/able-research-technology-ltd-denver-co-337608.md)) | 337608 | Denver, CO | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Abrdn Canada Limited](https://advisorcensus.com/firm/abrdn-canada-limited-denver-co-339308) ([md](https://advisorcensus.com/firm/abrdn-canada-limited-denver-co-339308.md)) | 339308 | Denver, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Absolutaris Base Limited](https://advisorcensus.com/firm/absolutaris-base-limited-denver-co-339137) ([md](https://advisorcensus.com/firm/absolutaris-base-limited-denver-co-339137.md)) | 339137 | Denver, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Access Venture Partners](https://advisorcensus.com/firm/access-venture-partners-westminster-co-290236) ([md](https://advisorcensus.com/firm/access-venture-partners-westminster-co-290236.md)) | 290236 | Westminster, CO | Exempt reporting adviser | Not reported | 9 | Not reported |
| [ACE Wealth Partners, LLC](https://advisorcensus.com/firm/ace-wealth-partners-llc-westminster-co-153595) ([md](https://advisorcensus.com/firm/ace-wealth-partners-llc-westminster-co-153595.md)) | 153595 | Westminster, CO | State-registered investment adviser | $25 million to $100 million | 16 | % of assets, Hourly, Fixed fee |
| [Adlerberg Capital LLC](https://advisorcensus.com/firm/adlerberg-capital-llc-golden-co-344440) ([md](https://advisorcensus.com/firm/adlerberg-capital-llc-golden-co-344440.md)) | 344440 | Golden, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Advance Wave Partners, LLC](https://advisorcensus.com/firm/advance-wave-partners-llc-greenwood-village-co-281452) ([md](https://advisorcensus.com/firm/advance-wave-partners-llc-greenwood-village-co-281452.md)) | 281452 | Greenwood Village, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Advanced Investments](https://advisorcensus.com/firm/advanced-investments-englewood-co-112924) ([md](https://advisorcensus.com/firm/advanced-investments-englewood-co-112924.md)) | 112924 | Englewood, CO | State-registered investment adviser | $25 million to $100 million | 27 | % of assets, Commissions |
| [Advantage Financial Services, Inc.](https://advisorcensus.com/firm/advantage-financial-services-inc-littleton-co-113549) ([md](https://advisorcensus.com/firm/advantage-financial-services-inc-littleton-co-113549.md)) | 113549 | Littleton, CO | State-registered investment adviser | Under $25 million | 25 | % of assets, Hourly |
| [Aegina Capital, LLC](https://advisorcensus.com/firm/aegina-capital-llc-denver-co-337910) ([md](https://advisorcensus.com/firm/aegina-capital-llc-denver-co-337910.md)) | 337910 | Denver, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Aether Investment Partners, LLC](https://advisorcensus.com/firm/aether-investment-partners-llc-littleton-co-149742) ([md](https://advisorcensus.com/firm/aether-investment-partners-llc-littleton-co-149742.md)) | 149742 | Littleton, CO | SEC-registered investment adviser | $1 billion to $5 billion | 17 | % of assets, Performance fee |
| [Aetheris Diversified Inc.](https://advisorcensus.com/firm/aetheris-diversified-inc-denver-co-335339) ([md](https://advisorcensus.com/firm/aetheris-diversified-inc-denver-co-335339.md)) | 335339 | Denver, CO | Exempt reporting adviser | Not reported | 1 | Not reported |
| [AG Solutions Capital, LLC](https://advisorcensus.com/firm/ag-solutions-capital-llc-greenwood-village-co-311557) ([md](https://advisorcensus.com/firm/ag-solutions-capital-llc-greenwood-village-co-311557.md)) | 311557 | Greenwood Village, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Agemy Wealth Advisors, LLC](https://advisorcensus.com/firm/agemy-wealth-advisors-llc-denver-co-218512) ([md](https://advisorcensus.com/firm/agemy-wealth-advisors-llc-denver-co-218512.md)) | 218512 | Denver, CO | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee |
| [Agentquant Inc](https://advisorcensus.com/firm/agentquant-inc-denver-co-344110) ([md](https://advisorcensus.com/firm/agentquant-inc-denver-co-344110.md)) | 344110 | Denver, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [AI Capital](https://advisorcensus.com/firm/ai-capital-denver-co-335052) ([md](https://advisorcensus.com/firm/ai-capital-denver-co-335052.md)) | 335052 | Denver, CO | Exempt reporting adviser | Not reported | 1 | Not reported |
| [AI Earn Ltd](https://advisorcensus.com/firm/ai-earn-ltd-denver-co-337851) ([md](https://advisorcensus.com/firm/ai-earn-ltd-denver-co-337851.md)) | 337851 | Denver, CO | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Aistock Securities Service Inc](https://advisorcensus.com/firm/aistock-securities-service-inc-denver-co-331373) ([md](https://advisorcensus.com/firm/aistock-securities-service-inc-denver-co-331373.md)) | 331373 | Denver, CO | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Aitrade Ltd](https://advisorcensus.com/firm/aitrade-ltd-denver-co-334311) ([md](https://advisorcensus.com/firm/aitrade-ltd-denver-co-334311.md)) | 334311 | Denver, CO | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Aksia Partners LLC](https://advisorcensus.com/firm/aksia-partners-llc-denver-co-337925) ([md](https://advisorcensus.com/firm/aksia-partners-llc-denver-co-337925.md)) | 337925 | Denver, CO | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Algebris Investments US Inc.](https://advisorcensus.com/firm/algebris-investments-us-inc-denver-co-342552) ([md](https://advisorcensus.com/firm/algebris-investments-us-inc-denver-co-342552.md)) | 342552 | Denver, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Align Financial Services](https://advisorcensus.com/firm/align-financial-services-thornton-co-336381) ([md](https://advisorcensus.com/firm/align-financial-services-thornton-co-336381.md)) | 336381 | Thornton, CO | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Alignpoint Wealth](https://advisorcensus.com/firm/alignpoint-wealth-lakewood-co-297295) ([md](https://advisorcensus.com/firm/alignpoint-wealth-lakewood-co-297295.md)) | 297295 | Lakewood, CO | State-registered investment adviser | Under $25 million | 8 | % of assets, Hourly, Fixed fee |
| [Alpha Capital Family Office, LLC](https://advisorcensus.com/firm/alpha-capital-family-office-llc-greenwood-village-co-307521) ([md](https://advisorcensus.com/firm/alpha-capital-family-office-llc-greenwood-village-co-307521.md)) | 307521 | Greenwood Village, CO | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Fixed fee |
| [Alpha Capital Management Group LLC](https://advisorcensus.com/firm/alpha-capital-management-group-llc-denver-co-283624) ([md](https://advisorcensus.com/firm/alpha-capital-management-group-llc-denver-co-283624.md)) | 283624 | Denver, CO | SEC-registered investment adviser | $500 million to $1 billion | 10 | % of assets, Fixed fee |
| [Alpine Crest Private Wealth LLC](https://advisorcensus.com/firm/alpine-crest-private-wealth-llc-denver-co-342012) ([md](https://advisorcensus.com/firm/alpine-crest-private-wealth-llc-denver-co-342012.md)) | 342012 | Denver, CO | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Alpine Quantitative Management, LLC](https://advisorcensus.com/firm/alpine-quantitative-management-llc-denver-co-293879) ([md](https://advisorcensus.com/firm/alpine-quantitative-management-llc-denver-co-293879.md)) | 293879 | Denver, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Alpine Wealth Advisors, LLC](https://advisorcensus.com/firm/alpine-wealth-advisors-llc-denver-co-105433) ([md](https://advisorcensus.com/firm/alpine-wealth-advisors-llc-denver-co-105433.md)) | 105433 | Denver, CO | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets |
| [Alps Advisors, Inc.](https://advisorcensus.com/firm/alps-advisors-inc-denver-co-134340) ([md](https://advisorcensus.com/firm/alps-advisors-inc-denver-co-134340.md)) | 134340 | Denver, CO | SEC-registered investment adviser | Over $5 billion | 20 | % of assets, Fixed fee, Other |
| [Altira Group LLC](https://advisorcensus.com/firm/altira-group-llc-denver-co-160010) ([md](https://advisorcensus.com/firm/altira-group-llc-denver-co-160010.md)) | 160010 | Denver, CO | Exempt reporting adviser | Not reported | 14 | Not reported |
| [Altitude Wealth Management, LLC](https://advisorcensus.com/firm/altitude-wealth-management-llc-denver-co-288529) ([md](https://advisorcensus.com/firm/altitude-wealth-management-llc-denver-co-288529.md)) | 288529 | Denver, CO | State-registered investment adviser | $100 million to $500 million | 9 | % of assets, Other |
| [Altius Financial, Inc.](https://advisorcensus.com/firm/altius-financial-inc-denver-co-113268) ([md](https://advisorcensus.com/firm/altius-financial-inc-denver-co-113268.md)) | 113268 | Denver, CO | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Hourly, Fixed fee |
| [Alumenis Capital Management GMBH Ltd](https://advisorcensus.com/firm/alumenis-capital-management-gmbh-ltd-denver-co-340855) ([md](https://advisorcensus.com/firm/alumenis-capital-management-gmbh-ltd-denver-co-340855.md)) | 340855 | Denver, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Ancora Holdings, Inc](https://advisorcensus.com/firm/ancora-holdings-inc-lakewood-co-340056) ([md](https://advisorcensus.com/firm/ancora-holdings-inc-lakewood-co-340056.md)) | 340056 | Lakewood, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Angelmd Advisors LLC](https://advisorcensus.com/firm/angelmd-advisors-llc-denver-co-284226) ([md](https://advisorcensus.com/firm/angelmd-advisors-llc-denver-co-284226.md)) | 284226 | Denver, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Angelmd Catalyst Advisors, LLC](https://advisorcensus.com/firm/angelmd-catalyst-advisors-llc-denver-co-289904) ([md](https://advisorcensus.com/firm/angelmd-catalyst-advisors-llc-denver-co-289904.md)) | 289904 | Denver, CO | Exempt reporting adviser | Not reported | Not reported | Not reported |
| [Anthropy Partners Management Company, LLC](https://advisorcensus.com/firm/anthropy-partners-management-company-llc-greenwood-village-co-335556) ([md](https://advisorcensus.com/firm/anthropy-partners-management-company-llc-greenwood-village-co-335556.md)) | 335556 | Greenwood Village, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Apache Bridge LLC](https://advisorcensus.com/firm/apache-bridge-llc-greenwood-village-co-296109) ([md](https://advisorcensus.com/firm/apache-bridge-llc-greenwood-village-co-296109.md)) | 296109 | Greenwood Village, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Apex Capital Management Ltd.](https://advisorcensus.com/firm/apex-capital-management-ltd-denver-co-307188) ([md](https://advisorcensus.com/firm/apex-capital-management-ltd-denver-co-307188.md)) | 307188 | Denver, CO | State-registered investment adviser | Under $25 million | 6 | % of assets |
| [Apex Financial Ltd](https://advisorcensus.com/firm/apex-financial-ltd-thornton-co-342652) ([md](https://advisorcensus.com/firm/apex-financial-ltd-thornton-co-342652.md)) | 342652 | Thornton, CO | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Apexes Management Ltd](https://advisorcensus.com/firm/apexes-management-ltd-denver-co-338468) ([md](https://advisorcensus.com/firm/apexes-management-ltd-denver-co-338468.md)) | 338468 | Denver, CO | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Apexium Securities Ltd](https://advisorcensus.com/firm/apexium-securities-ltd-parker-co-340985) ([md](https://advisorcensus.com/firm/apexium-securities-ltd-parker-co-340985.md)) | 340985 | Parker, CO | Exempt reporting adviser | Not reported | 0 | Not reported |

- Next page: https://advisorcensus.com/advisors/co/denver/page/2.md

## Questions people ask

**How many financial advisory firms are there in Denver, CO?**
AdvisorCensus lists 697 investment advisory firms with a principal office in the Denver metro area, from Form ADV filings as of October 2026: 269 SEC-registered, 158 state-registered, and 270 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Denver, CO?**
160 of the 697 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Denver, CO offer financial planning?**
284 of the 427 firms in Denver, CO that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Denver, CO fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 160 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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Every firm in this list as CSV: https://advisorcensus.com/advisors/co/denver.csv

Cite as: AdvisorCensus. Financial advisors in Denver, CO: 697 firms from Form ADV filings as of October 2026.