{ "path": "/advisors/co/denver", "url": "https://advisorcensus.com/advisors/co/denver", "page_type": "metro", "title": "Financial advisors in Denver, CO", "filters": {}, "scope_total": 697, "faq": [ { "q": "How many financial advisory firms are there in Denver, CO?", "a": "AdvisorCensus lists 697 investment advisory firms with a principal office in the Denver metro area, from Form ADV filings as of October 2026: 269 SEC-registered, 158 state-registered, and 270 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Denver, CO?", "a": "160 of the 697 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Denver, CO offer financial planning?", "a": "284 of the 427 firms in Denver, CO that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Denver, CO fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 160 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 697 investment advisory firms with a principal office in the Denver metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Denver has 697 investment advisory firms with a principal office in the metro area as of October 2026: 269 SEC-registered, 158 state-registered, and 270 exempt reporting advisers. 160 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 152 report under $100 million in regulatory assets under management. The metro area has 1,221,636 households, 246,723 of them with income of $200,000 or more, or 354 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Denver, CO: 697 firms from Form ADV filings as of October 2026.", "total_firms": 697, "page": 1, "total_pages": 14, "sort": "name", "registration_types": { "sec": 269, "state": 158, "exempt": 270 }, "fee_model_mix": [ { "code": "fee-only", "count": 160 }, { "code": "percentage_of_aum", "count": 398 }, { "code": "hourly", "count": 172 }, { "code": "subscription", "count": 5 }, { "code": "fixed", "count": 254 }, { "code": "commissions", "count": 9 }, { "code": "performance_based", "count": 78 }, { "code": "other", "count": 43 }, { "code": "not_reported", "count": 270 } ], "years_registered_distribution": [ { "code": "under_5", "count": 414 }, { "code": "5_to_9", "count": 120 }, { "code": "10_to_19", "count": 100 }, { "code": "20_plus", "count": 58 }, { "code": "not_reported", "count": 5 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 86 }, { "code": "25m_100m", "count": 66 }, { "code": "100m_500m", "count": 135 }, { "code": "500m_1b", "count": 52 }, { "code": "1b_5b", "count": 48 }, { "code": "over_5b", "count": 19 }, { "code": "not_reported", "count": 291 } ], "firms": [ { "crd_number": 174763, "name": "1060 Capital, LLC", "name_as_filed": "1060 CAPITAL, LLC", "url": "https://advisorcensus.com/firm/1060-capital-llc-denver-co-174763", "city": "Denver", "state": "CO", "years_registered": 6, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 312491, "name": "1888 Investments, LLC", "name_as_filed": "1888 INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/1888-investments-llc-denver-co-312491", "city": "Denver", "state": "CO", "years_registered": 5, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 287625, "name": "325 Fillmore LLC", "name_as_filed": "325 FILLMORE LLC", "url": "https://advisorcensus.com/firm/325-fillmore-llc-denver-co-287625", "city": "Denver", "state": "CO", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 305835, "name": "3LINES, LLC", "name_as_filed": "3LINES, LLC", "url": "https://advisorcensus.com/firm/3lines-llc-greenwood-village-co-305835", "city": "Greenwood Village", "state": "CO", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 343955, "name": "5280 Associates", "name_as_filed": "5280 ASSOCIATES", "url": "https://advisorcensus.com/firm/5280-associates-denver-co-343955", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 167460, "name": "5280 Capital", "name_as_filed": "5280 CAPITAL", "url": "https://advisorcensus.com/firm/5280-capital-denver-co-167460", "city": "Denver", "state": "CO", "years_registered": 12, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 328900, "name": "7TWO", "name_as_filed": "7TWO", "url": "https://advisorcensus.com/firm/7two-denver-co-328900", "city": "Denver", "state": "CO", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 148357, "name": "A & I Wealth Management", "name_as_filed": "A & I WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/a-and-i-wealth-management-lone-tree-co-148357", "city": "Lone Tree", "state": "CO", "years_registered": 17, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 337608, "name": "Able Research Technology Ltd", "name_as_filed": "ABLE RESEARCH TECHNOLOGY LTD", "url": "https://advisorcensus.com/firm/able-research-technology-ltd-denver-co-337608", "city": "Denver", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 339308, "name": "Abrdn Canada Limited", "name_as_filed": "ABRDN CANADA LIMITED", "url": "https://advisorcensus.com/firm/abrdn-canada-limited-denver-co-339308", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 339137, "name": "Absolutaris Base Limited", "name_as_filed": "ABSOLUTARIS BASE LIMITED", "url": "https://advisorcensus.com/firm/absolutaris-base-limited-denver-co-339137", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 290236, "name": "Access Venture Partners", "name_as_filed": "ACCESS VENTURE PARTNERS", "url": "https://advisorcensus.com/firm/access-venture-partners-westminster-co-290236", "city": "Westminster", "state": "CO", "years_registered": 9, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 153595, "name": "ACE Wealth Partners, LLC", "name_as_filed": "ACE WEALTH PARTNERS, LLC", "url": "https://advisorcensus.com/firm/ace-wealth-partners-llc-westminster-co-153595", "city": "Westminster", "state": "CO", "years_registered": 16, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 344440, "name": "Adlerberg Capital LLC", "name_as_filed": "ADLERBERG CAPITAL LLC", "url": "https://advisorcensus.com/firm/adlerberg-capital-llc-golden-co-344440", "city": "Golden", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 281452, "name": "Advance Wave Partners, LLC", "name_as_filed": "ADVANCE WAVE PARTNERS, LLC", "url": "https://advisorcensus.com/firm/advance-wave-partners-llc-greenwood-village-co-281452", "city": "Greenwood Village", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 112924, "name": "Advanced Investments", "name_as_filed": "ADVANCED INVESTMENTS", "url": "https://advisorcensus.com/firm/advanced-investments-englewood-co-112924", "city": "Englewood", "state": "CO", "years_registered": 27, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "commissions" ], "enhanced": false }, { "crd_number": 113549, "name": "Advantage Financial Services, Inc.", "name_as_filed": "ADVANTAGE FINANCIAL SERVICES, INC.", "url": "https://advisorcensus.com/firm/advantage-financial-services-inc-littleton-co-113549", "city": "Littleton", "state": "CO", "years_registered": 25, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 337910, "name": "Aegina Capital, LLC", "name_as_filed": "AEGINA CAPITAL, LLC", "url": "https://advisorcensus.com/firm/aegina-capital-llc-denver-co-337910", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 149742, "name": "Aether Investment Partners, LLC", "name_as_filed": "AETHER INVESTMENT PARTNERS, LLC", "url": "https://advisorcensus.com/firm/aether-investment-partners-llc-littleton-co-149742", "city": "Littleton", "state": "CO", "years_registered": 17, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 335339, "name": "Aetheris Diversified Inc.", "name_as_filed": "AETHERIS DIVERSIFIED INC.", "url": "https://advisorcensus.com/firm/aetheris-diversified-inc-denver-co-335339", "city": "Denver", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 311557, "name": "AG Solutions Capital, LLC", "name_as_filed": "AG SOLUTIONS CAPITAL, LLC", "url": "https://advisorcensus.com/firm/ag-solutions-capital-llc-greenwood-village-co-311557", "city": "Greenwood Village", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 218512, "name": "Agemy Wealth Advisors, LLC", "name_as_filed": "AGEMY WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/agemy-wealth-advisors-llc-denver-co-218512", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 344110, "name": "Agentquant Inc", "name_as_filed": "AGENTQUANT INC", "url": "https://advisorcensus.com/firm/agentquant-inc-denver-co-344110", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 335052, "name": "AI Capital", "name_as_filed": "AI CAPITAL", "url": "https://advisorcensus.com/firm/ai-capital-denver-co-335052", "city": "Denver", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 337851, "name": "AI Earn Ltd", "name_as_filed": "AI EARN LTD", "url": "https://advisorcensus.com/firm/ai-earn-ltd-denver-co-337851", "city": "Denver", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 331373, "name": "Aistock Securities Service Inc", "name_as_filed": "AISTOCK SECURITIES SERVICE INC", "url": "https://advisorcensus.com/firm/aistock-securities-service-inc-denver-co-331373", "city": "Denver", "state": "CO", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 334311, "name": "Aitrade Ltd", "name_as_filed": "AITRADE LTD", "url": "https://advisorcensus.com/firm/aitrade-ltd-denver-co-334311", "city": "Denver", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 337925, "name": "Aksia Partners LLC", "name_as_filed": "AKSIA PARTNERS LLC", "url": "https://advisorcensus.com/firm/aksia-partners-llc-denver-co-337925", "city": "Denver", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 342552, "name": "Algebris Investments US Inc.", "name_as_filed": "ALGEBRIS INVESTMENTS US INC.", "url": "https://advisorcensus.com/firm/algebris-investments-us-inc-denver-co-342552", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 336381, "name": "Align Financial Services", "name_as_filed": "ALIGN FINANCIAL SERVICES", "url": "https://advisorcensus.com/firm/align-financial-services-thornton-co-336381", "city": "Thornton", "state": "CO", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 297295, "name": "Alignpoint Wealth", "name_as_filed": "ALIGNPOINT WEALTH", "url": "https://advisorcensus.com/firm/alignpoint-wealth-lakewood-co-297295", "city": "Lakewood", "state": "CO", "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 307521, "name": "Alpha Capital Family Office, LLC", "name_as_filed": "ALPHA CAPITAL FAMILY OFFICE, LLC", "url": "https://advisorcensus.com/firm/alpha-capital-family-office-llc-greenwood-village-co-307521", "city": "Greenwood Village", "state": "CO", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 283624, "name": "Alpha Capital Management Group LLC", "name_as_filed": "ALPHA CAPITAL MANAGEMENT GROUP LLC", "url": "https://advisorcensus.com/firm/alpha-capital-management-group-llc-denver-co-283624", "city": "Denver", "state": "CO", "years_registered": 10, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 342012, "name": "Alpine Crest Private Wealth LLC", "name_as_filed": "ALPINE CREST PRIVATE WEALTH LLC", "url": "https://advisorcensus.com/firm/alpine-crest-private-wealth-llc-denver-co-342012", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 293879, "name": "Alpine Quantitative Management, LLC", "name_as_filed": "ALPINE QUANTITATIVE MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/alpine-quantitative-management-llc-denver-co-293879", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 105433, "name": "Alpine Wealth Advisors, LLC", "name_as_filed": "ALPINE WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/alpine-wealth-advisors-llc-denver-co-105433", "city": "Denver", "state": "CO", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 134340, "name": "Alps Advisors, Inc.", "name_as_filed": "ALPS ADVISORS, INC.", "url": "https://advisorcensus.com/firm/alps-advisors-inc-denver-co-134340", "city": "Denver", "state": "CO", "years_registered": 20, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 160010, "name": "Altira Group LLC", "name_as_filed": "ALTIRA GROUP LLC", "url": "https://advisorcensus.com/firm/altira-group-llc-denver-co-160010", "city": "Denver", "state": "CO", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 288529, "name": "Altitude Wealth Management, LLC", "name_as_filed": "ALTITUDE WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/altitude-wealth-management-llc-denver-co-288529", "city": "Denver", "state": "CO", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 113268, "name": "Altius Financial, Inc.", "name_as_filed": "ALTIUS FINANCIAL, INC.", "url": "https://advisorcensus.com/firm/altius-financial-inc-denver-co-113268", "city": "Denver", "state": "CO", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 340855, "name": "Alumenis Capital Management GMBH Ltd", "name_as_filed": "ALUMENIS CAPITAL MANAGEMENT GMBH LTD", "url": "https://advisorcensus.com/firm/alumenis-capital-management-gmbh-ltd-denver-co-340855", "city": "Denver", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": 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335556, "name": "Anthropy Partners Management Company, LLC", "name_as_filed": "ANTHROPY PARTNERS MANAGEMENT COMPANY, LLC", "url": "https://advisorcensus.com/firm/anthropy-partners-management-company-llc-greenwood-village-co-335556", "city": "Greenwood Village", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 296109, "name": "Apache Bridge LLC", "name_as_filed": "APACHE BRIDGE LLC", "url": "https://advisorcensus.com/firm/apache-bridge-llc-greenwood-village-co-296109", "city": "Greenwood Village", "state": "CO", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 307188, "name": "Apex Capital Management Ltd.", "name_as_filed": "APEX CAPITAL MANAGEMENT LTD.", "url": "https://advisorcensus.com/firm/apex-capital-management-ltd-denver-co-307188", "city": "Denver", "state": "CO", "years_registered": 6, "raum_band": "under_25m", "compensation_types": 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Highlands Ranch, CO", "firm_count": 14 }, { "path": "/advisors/co/denver/broomfield", "label": "Financial advisors in Broomfield, CO", "firm_count": 13 }, { "path": "/advisors/co/denver/lone-tree", "label": "Financial advisors in Lone Tree, CO", "firm_count": 11 } ], "fee_pages": [ { "path": "/advisors/co/denver/fee-only", "label": "Fee-only financial advisors in Denver, CO", "firm_count": 160 }, { "path": "/advisors/co/denver/flat-fee", "label": "Flat-fee financial advisors in Denver, CO", "firm_count": 254 }, { "path": "/advisors/co/denver/hourly", "label": "Hourly financial advisors in Denver, CO", "firm_count": 172 } ], "niche_pages": [ { "path": "/advisors/co/denver/business-owners", "firm_count": 2, "label": "Financial advisors for business owners in Denver, CO" }, { "path": "/advisors/co/denver/cryptocurrency-holders", "firm_count": 2, "label": "Financial advisors for cryptocurrency holders in Denver, CO" }, { "path": "/advisors/co/denver/financial-independence-and-early-retirement", "firm_count": 1, "label": "Financial advisors for financial independence and early retirement in Denver, CO" }, { "path": "/advisors/co/denver/pre-retirees", "firm_count": 1, "label": "Financial advisors for pre-retirees in Denver, CO" }, { "path": "/advisors/co/denver/retirees", "firm_count": 1, "label": "Financial advisors for retirees in Denver, CO" } ] }, "csv": "https://advisorcensus.com/advisors/co/denver.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" }, "sec_registrations_12_months": { "new_sec_registrations": 25, "sec_registered_at_start": 255, "per_100_registered": 9.8, "national_per_100": 10.0, "as_of": "2026-09-01", "sentence": "Over the 12 months to September 1, 2026, 25 firms here registered with the SEC as investment advisers: 9.8 for every 100 already registered, against 10.0 nationally.", "source": "https://advisorcensus.com/reports/monthly/2026-09" } }