{
  "path": "/advisors/ca/santa-maria/for-high-net-worth-individuals",
  "url": "https://advisorcensus.com/advisors/ca/santa-maria/for-high-net-worth-individuals",
  "page_type": "metro_answer",
  "title": "Financial advisors for high-net-worth individuals in Santa Maria, CA",
  "filters": {},
  "scope_total": 51,
  "faq": [
    {
      "q": "Which financial advisors in Santa Maria, CA work with high-net-worth individuals?",
      "a": "51 investment advisory firms with a principal office in the Santa Maria metro area report high-net-worth individuals among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one."
    },
    {
      "q": "How many financial advisory firms are there in Santa Maria, CA?",
      "a": "AdvisorCensus lists 77 investment advisory firms with a principal office in the Santa Maria metro area, from Form ADV filings as of October 2026: 33 SEC-registered, 30 state-registered, and 14 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Santa Maria, CA?",
      "a": "29 of the 77 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Santa Maria, CA offer financial planning?",
      "a": "41 of the 63 firms in Santa Maria, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Santa Maria, CA fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 29 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 51 investment advisory firms with a principal office in the Santa Maria metro area that report high-net-worth individuals among their clients on Form ADV Item 5.D, from filings as of October 2026. Item 5.D asks each firm which types of clients it advises; reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically; each firm's page lists its client types as filed.",
  "about_market": "Santa Maria has 77 investment advisory firms with a principal office in the metro area as of October 2026: 33 SEC-registered, 30 state-registered, and 14 exempt reporting advisers. 29 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 26 report under $100 million in regulatory assets under management. The metro area has 149,608 households, 29,958 of them with income of $200,000 or more, or 389 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors for high-net-worth individuals in Santa Maria, CA: 51 firms from Form ADV filings as of October 2026.",
  "total_firms": 51,
  "page": 1,
  "total_pages": 2,
  "sort": "name",
  "registration_types": {
    "sec": 29,
    "state": 22,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 24
    },
    {
      "code": "percentage_of_aum",
      "count": 48
    },
    {
      "code": "hourly",
      "count": 27
    },
    {
      "code": "subscription",
      "count": 0
    },
    {
      "code": "fixed",
      "count": 31
    },
    {
      "code": "commissions",
      "count": 1
    },
    {
      "code": "performance_based",
      "count": 3
    },
    {
      "code": "other",
      "count": 2
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 15
    },
    {
      "code": "5_to_9",
      "count": 15
    },
    {
      "code": "10_to_19",
      "count": 15
    },
    {
      "code": "20_plus",
      "count": 6
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 6
    },
    {
      "code": "25m_100m",
      "count": 15
    },
    {
      "code": "100m_500m",
      "count": 18
    },
    {
      "code": "500m_1b",
      "count": 7
    },
    {
      "code": "1b_5b",
      "count": 1
    },
    {
      "code": "over_5b",
      "count": 2
    },
    {
      "code": "not_reported",
      "count": 2
    }
  ],
  "firms": [
    {
      "crd_number": 310628,
      "name": "15 Equity",
      "name_as_filed": "15 EQUITY",
      "url": "https://advisorcensus.com/firm/15-equity-santa-barbara-ca-310628",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317221,
      "name": "Abundant Wealth Partners, LLC",
      "name_as_filed": "ABUNDANT WEALTH PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/abundant-wealth-partners-llc-santa-barbara-ca-317221",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 154413,
      "name": "Alamar Capital Management, LLC",
      "name_as_filed": "ALAMAR CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/alamar-capital-management-llc-santa-barbara-ca-154413",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 6,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 298006,
      "name": "Albert Investments, LLC",
      "name_as_filed": "ALBERT INVESTMENTS, LLC",
      "url": "https://advisorcensus.com/firm/albert-investments-llc-santa-barbara-ca-298006",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 7,
      "raum_band": "under_25m",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 170999,
      "name": "Ariadne Wealth Management, LP",
      "name_as_filed": "ARIADNE WEALTH MANAGEMENT, LP",
      "url": "https://advisorcensus.com/firm/ariadne-wealth-management-lp-santa-barbara-ca-170999",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 283288,
      "name": "Arlington Financial Advisors, LLC",
      "name_as_filed": "ARLINGTON FINANCIAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/arlington-financial-advisors-llc-santa-barbara-ca-283288",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 156109,
      "name": "Avalan, LLC",
      "name_as_filed": "AVALAN, LLC",
      "url": "https://advisorcensus.com/firm/avalan-llc-santa-barbara-ca-156109",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 141354,
      "name": "Blue Marble Investments",
      "name_as_filed": "BLUE MARBLE INVESTMENTS",
      "url": "https://advisorcensus.com/firm/blue-marble-investments-santa-barbara-ca-141354",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 297957,
      "name": "Bourke Wealth Management",
      "name_as_filed": "BOURKE WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/bourke-wealth-management-santa-barbara-ca-297957",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 7,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 282818,
      "name": "Capital Wealth Strategies, LLC",
      "name_as_filed": "CAPITAL WEALTH STRATEGIES, LLC",
      "url": "https://advisorcensus.com/firm/capital-wealth-strategies-llc-santa-barbara-ca-282818",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 141601,
      "name": "Castle Wealth Planning",
      "name_as_filed": "CASTLE WEALTH PLANNING",
      "url": "https://advisorcensus.com/firm/castle-wealth-planning-santa-barbara-ca-141601",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 11,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 144290,
      "name": "Certis Capital Management, Inc.",
      "name_as_filed": "CERTIS CAPITAL MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/certis-capital-management-inc-santa-barbara-ca-144290",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323461,
      "name": "Channel Wealth, LLC",
      "name_as_filed": "CHANNEL WEALTH, LLC",
      "url": "https://advisorcensus.com/firm/channel-wealth-llc-santa-barbara-ca-323461",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 151695,
      "name": "Curtis Advisory Group, LLC",
      "name_as_filed": "CURTIS ADVISORY GROUP, LLC",
      "url": "https://advisorcensus.com/firm/curtis-advisory-group-llc-santa-barbara-ca-151695",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 11,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 157284,
      "name": "Daniel Investment Associates, LLC",
      "name_as_filed": "DANIEL INVESTMENT ASSOCIATES, LLC",
      "url": "https://advisorcensus.com/firm/daniel-investment-associates-llc-santa-barbara-ca-157284",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 13,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 296927,
      "name": "Double Springs Capital LLC",
      "name_as_filed": "DOUBLE SPRINGS CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/double-springs-capital-llc-santa-barbara-ca-296927",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 8,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 108603,
      "name": "Dunvegan Associates Inc",
      "name_as_filed": "DUNVEGAN ASSOCIATES INC",
      "url": "https://advisorcensus.com/firm/dunvegan-associates-inc-santa-barbara-ca-108603",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 9,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 321779,
      "name": "Duran Capital Management, LLC",
      "name_as_filed": "DURAN CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/duran-capital-management-llc-santa-barbara-ca-321779",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 165943,
      "name": "Filippini Investment Advisory",
      "name_as_filed": "FILIPPINI INVESTMENT ADVISORY",
      "url": "https://advisorcensus.com/firm/filippini-investment-advisory-santa-barbara-ca-165943",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 13,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 324090,
      "name": "Finances for Real Life",
      "name_as_filed": "FINANCES FOR REAL LIFE",
      "url": "https://advisorcensus.com/firm/finances-for-real-life-lompoc-ca-324090",
      "city": "Lompoc",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 112804,
      "name": "Financial Telesis Company",
      "name_as_filed": "FINANCIAL TELESIS COMPANY",
      "url": "https://advisorcensus.com/firm/financial-telesis-company-solvang-ca-112804",
      "city": "Solvang",
      "state": "CA",
      "years_registered": 27,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 123659,
      "name": "Financial Vision LLC",
      "name_as_filed": "FINANCIAL VISION LLC",
      "url": "https://advisorcensus.com/firm/financial-vision-llc-goleta-ca-123659",
      "city": "Goleta",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "25m_100m",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332380,
      "name": "Foronjy Financial",
      "name_as_filed": "FORONJY FINANCIAL",
      "url": "https://advisorcensus.com/firm/foronjy-financial-santa-barbara-ca-332380",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 312691,
      "name": "Harbor Hills Financial Advisors",
      "name_as_filed": "HARBOR HILLS FINANCIAL ADVISORS",
      "url": "https://advisorcensus.com/firm/harbor-hills-financial-advisors-montecito-ca-312691",
      "city": "Montecito",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317000,
      "name": "Honor Family Office, LLC",
      "name_as_filed": "HONOR FAMILY OFFICE, LLC",
      "url": "https://advisorcensus.com/firm/honor-family-office-llc-santa-barbara-ca-317000",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 310022,
      "name": "Ironcrest Capital Management LLC",
      "name_as_filed": "IRONCREST CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/ironcrest-capital-management-llc-santa-barbara-ca-310022",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 5,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 137013,
      "name": "Johannsen & Associates, Inc.",
      "name_as_filed": "JOHANNSEN & ASSOCIATES, INC.",
      "url": "https://advisorcensus.com/firm/johannsen-and-associates-inc-santa-barbara-ca-137013",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 32,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 269869,
      "name": "Laguna Capital Management, Inc.",
      "name_as_filed": "LAGUNA CAPITAL MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/laguna-capital-management-inc-santa-barbara-ca-269869",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 11,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 297447,
      "name": "Lucent Wealth Planning, LLC",
      "name_as_filed": "LUCENT WEALTH PLANNING, LLC",
      "url": "https://advisorcensus.com/firm/lucent-wealth-planning-llc-santa-barbara-ca-297447",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 8,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 156144,
      "name": "Miltonian Capital Management, LLC",
      "name_as_filed": "MILTONIAN CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/miltonian-capital-management-llc-los-olivos-ca-156144",
      "city": "Los Olivos",
      "state": "CA",
      "years_registered": 15,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 113057,
      "name": "Mission Wealth Management, LP",
      "name_as_filed": "MISSION WEALTH MANAGEMENT, LP",
      "url": "https://advisorcensus.com/firm/mission-wealth-management-lp-santa-barbara-ca-113057",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 24,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 136029,
      "name": "Monarch Wealth Strategies",
      "name_as_filed": "MONARCH WEALTH STRATEGIES",
      "url": "https://advisorcensus.com/firm/monarch-wealth-strategies-santa-barbara-ca-136029",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 6,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 123266,
      "name": "Montecito Capital Management",
      "name_as_filed": "MONTECITO CAPITAL MANAGEMENT",
      "url": "https://advisorcensus.com/firm/montecito-capital-management-santa-barbara-ca-123266",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 22,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 164147,
      "name": "Omega Financial Group, LLC",
      "name_as_filed": "OMEGA FINANCIAL GROUP, LLC",
      "url": "https://advisorcensus.com/firm/omega-financial-group-llc-santa-barbara-ca-164147",
      "city": "Santa Barbara",
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  "csv": null,
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    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
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}