{
  "path": "/advisors/ca/santa-maria/flat-fee",
  "url": "https://advisorcensus.com/advisors/ca/santa-maria/flat-fee",
  "page_type": "metro_fee",
  "title": "Flat-fee financial advisors in Santa Maria, CA",
  "filters": {},
  "scope_total": 35,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Santa Maria, CA?",
      "a": "AdvisorCensus lists 77 investment advisory firms with a principal office in the Santa Maria metro area, from Form ADV filings as of October 2026: 33 SEC-registered, 30 state-registered, and 14 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Santa Maria, CA?",
      "a": "29 of the 77 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Santa Maria, CA offer financial planning?",
      "a": "41 of the 63 firms in Santa Maria, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Santa Maria, CA fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 29 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 35 investment advisory firms with a principal office in the Santa Maria metro area that report fixed fees among their Form ADV Item 5.E compensation arrangements, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.",
  "about_market": "Santa Maria has 77 investment advisory firms with a principal office in the metro area as of October 2026: 33 SEC-registered, 30 state-registered, and 14 exempt reporting advisers. 29 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 26 report under $100 million in regulatory assets under management. The metro area has 149,608 households, 29,958 of them with income of $200,000 or more, or 389 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Flat-fee financial advisors in Santa Maria, CA: 35 firms from Form ADV filings as of October 2026.",
  "total_firms": 35,
  "page": 1,
  "total_pages": 1,
  "sort": "name",
  "registration_types": {
    "sec": 20,
    "state": 15,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 14
    },
    {
      "code": "percentage_of_aum",
      "count": 32
    },
    {
      "code": "hourly",
      "count": 24
    },
    {
      "code": "subscription",
      "count": 1
    },
    {
      "code": "fixed",
      "count": 35
    },
    {
      "code": "commissions",
      "count": 1
    },
    {
      "code": "performance_based",
      "count": 1
    },
    {
      "code": "other",
      "count": 2
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 12
    },
    {
      "code": "5_to_9",
      "count": 7
    },
    {
      "code": "10_to_19",
      "count": 13
    },
    {
      "code": "20_plus",
      "count": 3
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 5
    },
    {
      "code": "25m_100m",
      "count": 7
    },
    {
      "code": "100m_500m",
      "count": 12
    },
    {
      "code": "500m_1b",
      "count": 6
    },
    {
      "code": "1b_5b",
      "count": 1
    },
    {
      "code": "over_5b",
      "count": 2
    },
    {
      "code": "not_reported",
      "count": 2
    }
  ],
  "firms": [
    {
      "crd_number": 310628,
      "name": "15 Equity",
      "name_as_filed": "15 EQUITY",
      "url": "https://advisorcensus.com/firm/15-equity-santa-barbara-ca-310628",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317221,
      "name": "Abundant Wealth Partners, LLC",
      "name_as_filed": "ABUNDANT WEALTH PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/abundant-wealth-partners-llc-santa-barbara-ca-317221",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 298006,
      "name": "Albert Investments, LLC",
      "name_as_filed": "ALBERT INVESTMENTS, LLC",
      "url": "https://advisorcensus.com/firm/albert-investments-llc-santa-barbara-ca-298006",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 7,
      "raum_band": "under_25m",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 283288,
      "name": "Arlington Financial Advisors, LLC",
      "name_as_filed": "ARLINGTON FINANCIAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/arlington-financial-advisors-llc-santa-barbara-ca-283288",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 156109,
      "name": "Avalan, LLC",
      "name_as_filed": "AVALAN, LLC",
      "url": "https://advisorcensus.com/firm/avalan-llc-santa-barbara-ca-156109",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 134598,
      "name": "Benedetti Financial, Inc.",
      "name_as_filed": "BENEDETTI FINANCIAL, INC.",
      "url": "https://advisorcensus.com/firm/benedetti-financial-inc-santa-maria-ca-134598",
      "city": "Santa Maria",
      "state": "CA",
      "years_registered": 25,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 297957,
      "name": "Bourke Wealth Management",
      "name_as_filed": "BOURKE WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/bourke-wealth-management-santa-barbara-ca-297957",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 7,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 141601,
      "name": "Castle Wealth Planning",
      "name_as_filed": "CASTLE WEALTH PLANNING",
      "url": "https://advisorcensus.com/firm/castle-wealth-planning-santa-barbara-ca-141601",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 11,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 144290,
      "name": "Certis Capital Management, Inc.",
      "name_as_filed": "CERTIS CAPITAL MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/certis-capital-management-inc-santa-barbara-ca-144290",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323461,
      "name": "Channel Wealth, LLC",
      "name_as_filed": "CHANNEL WEALTH, LLC",
      "url": "https://advisorcensus.com/firm/channel-wealth-llc-santa-barbara-ca-323461",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 151695,
      "name": "Curtis Advisory Group, LLC",
      "name_as_filed": "CURTIS ADVISORY GROUP, LLC",
      "url": "https://advisorcensus.com/firm/curtis-advisory-group-llc-santa-barbara-ca-151695",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 11,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 321779,
      "name": "Duran Capital Management, LLC",
      "name_as_filed": "DURAN CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/duran-capital-management-llc-santa-barbara-ca-321779",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 165943,
      "name": "Filippini Investment Advisory",
      "name_as_filed": "FILIPPINI INVESTMENT ADVISORY",
      "url": "https://advisorcensus.com/firm/filippini-investment-advisory-santa-barbara-ca-165943",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 13,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 123659,
      "name": "Financial Vision LLC",
      "name_as_filed": "FINANCIAL VISION LLC",
      "url": "https://advisorcensus.com/firm/financial-vision-llc-goleta-ca-123659",
      "city": "Goleta",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "25m_100m",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332380,
      "name": "Foronjy Financial",
      "name_as_filed": "FORONJY FINANCIAL",
      "url": "https://advisorcensus.com/firm/foronjy-financial-santa-barbara-ca-332380",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 340688,
      "name": "Forrest Michael Leichtberg",
      "name_as_filed": "FORREST MICHAEL LEICHTBERG",
      "url": "https://advisorcensus.com/firm/forrest-michael-leichtberg-santa-barbara-ca-340688",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317000,
      "name": "Honor Family Office, LLC",
      "name_as_filed": "HONOR FAMILY OFFICE, LLC",
      "url": "https://advisorcensus.com/firm/honor-family-office-llc-santa-barbara-ca-317000",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 269869,
      "name": "Laguna Capital Management, Inc.",
      "name_as_filed": "LAGUNA CAPITAL MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/laguna-capital-management-inc-santa-barbara-ca-269869",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 11,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 297447,
      "name": "Lucent Wealth Planning, LLC",
      "name_as_filed": "LUCENT WEALTH PLANNING, LLC",
      "url": "https://advisorcensus.com/firm/lucent-wealth-planning-llc-santa-barbara-ca-297447",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 8,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 284725,
      "name": "Merus Advisors, LLC",
      "name_as_filed": "MERUS ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/merus-advisors-llc-santa-barbara-ca-284725",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 156144,
      "name": "Miltonian Capital Management, LLC",
      "name_as_filed": "MILTONIAN CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/miltonian-capital-management-llc-los-olivos-ca-156144",
      "city": "Los Olivos",
      "state": "CA",
      "years_registered": 15,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 113057,
      "name": "Mission Wealth Management, LP",
      "name_as_filed": "MISSION WEALTH MANAGEMENT, LP",
      "url": "https://advisorcensus.com/firm/mission-wealth-management-lp-santa-barbara-ca-113057",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 24,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 166884,
      "name": "Nexxus Holdings Advisors LLC",
      "name_as_filed": "NEXXUS HOLDINGS ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/nexxus-holdings-advisors-llc-santa-barbara-ca-166884",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 12,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 164147,
      "name": "Omega Financial Group, LLC",
      "name_as_filed": "OMEGA FINANCIAL GROUP, LLC",
      "url": "https://advisorcensus.com/firm/omega-financial-group-llc-santa-barbara-ca-164147",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 13,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 144789,
      "name": "Pacific Wealth Strategies Group, Inc.",
      "name_as_filed": "PACIFIC WEALTH STRATEGIES GROUP, INC.",
      "url": "https://advisorcensus.com/firm/pacific-wealth-strategies-group-inc-santa-barbara-ca-144789",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 19,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 304375,
      "name": "Painted Porch Advisors LLC",
      "name_as_filed": "PAINTED PORCH ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/painted-porch-advisors-llc-santa-barbara-ca-304375",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 11869,
      "name": "Planmember Securities Corporation",
      "name_as_filed": "PLANMEMBER SECURITIES CORPORATION",
      "url": "https://advisorcensus.com/firm/planmember-securities-corporation-carpinteria-ca-11869",
      "city": "Carpinteria",
      "state": "CA",
      "years_registered": 35,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 333407,
      "name": "Santafino Wealth Management LLC",
      "name_as_filed": "SANTAFINO WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/santafino-wealth-management-llc-santa-barbara-ca-333407",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 331739,
      "name": "Select Investment Services",
      "name_as_filed": "SELECT INVESTMENT SERVICES",
      "url": "https://advisorcensus.com/firm/select-investment-services-santa-barbara-ca-331739",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 142510,
      "name": "Soho Financial Services LLC",
      "name_as_filed": "SOHO FINANCIAL SERVICES LLC",
      "url": "https://advisorcensus.com/firm/soho-financial-services-llc-montecito-ca-142510",
      "city": "Montecito",
      "state": "CA",
      "years_registered": 7,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317161,
      "name": "Synchronous Wealth Advisors LLC",
      "name_as_filed": "SYNCHRONOUS WEALTH ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/synchronous-wealth-advisors-llc-solvang-ca-317161",
      "city": "Solvang",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 132931,
      "name": "The J R Baker Group",
      "name_as_filed": "THE J R BAKER GROUP",
      "url": "https://advisorcensus.com/firm/the-j-r-baker-group-buellton-ca-132931",
      "city": "Buellton",
      "state": "CA",
      "years_registered": 9,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 143097,
      "name": "Trinity Capital Management, LLC",
      "name_as_filed": "TRINITY CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/trinity-capital-management-llc-santa-barbara-ca-143097",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 19,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 140824,
      "name": "Vida Wealth Partners, Inc.",
      "name_as_filed": "VIDA WEALTH PARTNERS, INC.",
      "url": "https://advisorcensus.com/firm/vida-wealth-partners-inc-santa-barbara-ca-140824",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
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      "crd_number": 167570,
      "name": "Wang Financial, LLC",
      "name_as_filed": "WANG FINANCIAL, LLC",
      "url": "https://advisorcensus.com/firm/wang-financial-llc-santa-barbara-ca-167570",
      "city": "Santa Barbara",
      "state": "CA",
      "years_registered": 5,
      "raum_band": "25m_100m",
      "compensation_types": [
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  ],
  "states": [],
  "metros": [],
  "siblings": {
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    "state": {
      "path": "/advisors/ca",
      "label": "Financial advisors in California"
    },
    "metro": {
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    },
    "city_pages": [
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      }
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      },
      {
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        "firm_count": 31
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    "answer_pages": [
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      },
      {
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        "label": "Financial advisors for retirement plans in Santa Maria, CA"
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      {
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        "firm_count": 22,
        "label": "Financial advisors for businesses in Santa Maria, CA"
      },
      {
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        "firm_count": 29,
        "label": "Financial advisors for charitable organizations in Santa Maria, CA"
      },
      {
        "path": "/advisors/ca/santa-maria/no-account-minimum",
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      {
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    ],
    "state_fee": {
      "path": "/advisors/ca/flat-fee",
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  },
  "csv": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}