{
  "path": "/advisors/ca/san-jose/santa-clara",
  "url": "https://advisorcensus.com/advisors/ca/san-jose/santa-clara",
  "page_type": "metro_city",
  "title": "Financial advisors in Santa Clara, CA",
  "filters": {},
  "scope_total": 20,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Santa Clara, CA?",
      "a": "AdvisorCensus lists 20 investment advisory firms with a principal office in Santa Clara, California (part of the San Jose metro area), from Form ADV filings as of October 2026: 4 SEC-registered, 6 state-registered, and 10 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Santa Clara, CA?",
      "a": "5 of the 20 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Santa Clara, CA offer financial planning?",
      "a": "7 of the 10 firms in Santa Clara, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Santa Clara, CA fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 5 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 20 investment advisory firms with a principal office in Santa Clara, California (part of the San Jose metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full San Jose metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": null,
  "citation": "AdvisorCensus. Financial advisors in Santa Clara, CA: 20 firms from Form ADV filings as of October 2026.",
  "total_firms": 20,
  "page": 1,
  "total_pages": 1,
  "sort": "name",
  "registration_types": {
    "sec": 4,
    "state": 6,
    "exempt": 10
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 5
    },
    {
      "code": "percentage_of_aum",
      "count": 10
    },
    {
      "code": "hourly",
      "count": 6
    },
    {
      "code": "subscription",
      "count": 1
    },
    {
      "code": "fixed",
      "count": 7
    },
    {
      "code": "commissions",
      "count": 0
    },
    {
      "code": "performance_based",
      "count": 1
    },
    {
      "code": "other",
      "count": 1
    },
    {
      "code": "not_reported",
      "count": 10
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 12
    },
    {
      "code": "5_to_9",
      "count": 4
    },
    {
      "code": "10_to_19",
      "count": 2
    },
    {
      "code": "20_plus",
      "count": 2
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 0
    },
    {
      "code": "25m_100m",
      "count": 4
    },
    {
      "code": "100m_500m",
      "count": 3
    },
    {
      "code": "500m_1b",
      "count": 0
    },
    {
      "code": "1b_5b",
      "count": 0
    },
    {
      "code": "over_5b",
      "count": 1
    },
    {
      "code": "not_reported",
      "count": 12
    }
  ],
  "firms": [
    {
      "crd_number": 309501,
      "name": "Altura Wealth Advisors Inc.",
      "name_as_filed": "ALTURA WEALTH ADVISORS INC.",
      "url": "https://advisorcensus.com/firm/altura-wealth-advisors-inc-santa-clara-ca-309501",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334249,
      "name": "Applied Ventures, LLC",
      "name_as_filed": "APPLIED VENTURES, LLC",
      "url": "https://advisorcensus.com/firm/applied-ventures-llc-santa-clara-ca-334249",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 329695,
      "name": "ASIA2G Capital",
      "name_as_filed": "ASIA2G CAPITAL",
      "url": "https://advisorcensus.com/firm/asia2g-capital-santa-clara-ca-329695",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 328902,
      "name": "Aurum Partners LLC",
      "name_as_filed": "AURUM PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/aurum-partners-llc-santa-clara-ca-328902",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 329900,
      "name": "Cove",
      "name_as_filed": "COVE",
      "url": "https://advisorcensus.com/firm/cove-santa-clara-ca-329900",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 104510,
      "name": "Edelman Financial Engines",
      "name_as_filed": "EDELMAN FINANCIAL ENGINES",
      "url": "https://advisorcensus.com/firm/edelman-financial-engines-santa-clara-ca-104510",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 28,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "subscription",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 301517,
      "name": "Figtree Financial Advisors, LLC",
      "name_as_filed": "FIGTREE FINANCIAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/figtree-financial-advisors-llc-santa-clara-ca-301517",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 7,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 285459,
      "name": "Heuristic Capital Partners Management Co, LLC",
      "name_as_filed": "HEURISTIC CAPITAL PARTNERS MANAGEMENT CO, LLC",
      "url": "https://advisorcensus.com/firm/heuristic-capital-partners-management-co-llc-santa-clara-ca-285459",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 161594,
      "name": "ID Ventures America",
      "name_as_filed": "ID VENTURES AMERICA",
      "url": "https://advisorcensus.com/firm/id-ventures-america-santa-clara-ca-161594",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 164597,
      "name": "Money Intelligence",
      "name_as_filed": "MONEY INTELLIGENCE",
      "url": "https://advisorcensus.com/firm/money-intelligence-santa-clara-ca-164597",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 12,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 162234,
      "name": "NRI Wealth Management, LLC",
      "name_as_filed": "NRI WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/nri-wealth-management-llc-santa-clara-ca-162234",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 132722,
      "name": "Rogers Investment Advisors, LLC",
      "name_as_filed": "ROGERS INVESTMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/rogers-investment-advisors-llc-santa-clara-ca-132722",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 21,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 324758,
      "name": "Silicon Valley Future Academy, LLC",
      "name_as_filed": "SILICON VALLEY FUTURE ACADEMY, LLC",
      "url": "https://advisorcensus.com/firm/silicon-valley-future-academy-llc-santa-clara-ca-324758",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 296804,
      "name": "SK Telecom Venture Capital, LLC",
      "name_as_filed": "SK TELECOM VENTURE CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/sk-telecom-venture-capital-llc-santa-clara-ca-296804",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 8,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 300087,
      "name": "Sodium Advisors Inc.",
      "name_as_filed": "SODIUM ADVISORS INC.",
      "url": "https://advisorcensus.com/firm/sodium-advisors-inc-santa-clara-ca-300087",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 7,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 342903,
      "name": "Soma Ventures Group, LLC",
      "name_as_filed": "SOMA VENTURES GROUP, LLC",
      "url": "https://advisorcensus.com/firm/soma-ventures-group-llc-santa-clara-ca-342903",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 293352,
      "name": "Taiwania Capital Management USA, Inc.",
      "name_as_filed": "TAIWANIA CAPITAL MANAGEMENT USA, INC.",
      "url": "https://advisorcensus.com/firm/taiwania-capital-management-usa-inc-santa-clara-ca-293352",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 8,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 166858,
      "name": "Teec Angel Fund",
      "name_as_filed": "TEEC ANGEL FUND",
      "url": "https://advisorcensus.com/firm/teec-angel-fund-santa-clara-ca-166858",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 150066,
      "name": "The Blakeley Group Inc",
      "name_as_filed": "THE BLAKELEY GROUP INC",
      "url": "https://advisorcensus.com/firm/the-blakeley-group-inc-santa-clara-ca-150066",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 335138,
      "name": "Viridian Way LLC",
      "name_as_filed": "VIRIDIAN WAY LLC",
      "url": "https://advisorcensus.com/firm/viridian-way-llc-santa-clara-ca-335138",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    }
  ],
  "states": [],
  "metros": [],
  "siblings": {
    "national": "/advisors",
    "state": {
      "path": "/advisors/ca",
      "label": "Financial advisors in California"
    },
    "metro": {
      "path": "/advisors/ca/san-jose",
      "label": "Financial advisors in San Jose, CA"
    },
    "city_pages": [
      {
        "path": "/advisors/ca/san-jose/palo-alto",
        "label": "Financial advisors in Palo Alto, CA",
        "firm_count": 197
      },
      {
        "path": "/advisors/ca/san-jose/los-altos",
        "label": "Financial advisors in Los Altos, CA",
        "firm_count": 49
      },
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        "path": "/advisors/ca/san-jose/los-gatos",
        "label": "Financial advisors in Los Gatos, CA",
        "firm_count": 25
      },
      {
        "path": "/advisors/ca/san-jose/mountain-view",
        "label": "Financial advisors in Mountain View, CA",
        "firm_count": 25
      },
      {
        "path": "/advisors/ca/san-jose/cupertino",
        "label": "Financial advisors in Cupertino, CA",
        "firm_count": 18
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        "path": "/advisors/ca/san-jose/campbell",
        "label": "Financial advisors in Campbell, CA",
        "firm_count": 16
      },
      {
        "path": "/advisors/ca/san-jose/sunnyvale",
        "label": "Financial advisors in Sunnyvale, CA",
        "firm_count": 14
      }
    ],
    "fee_pages": [
      {
        "path": "/advisors/ca/san-jose/fee-only",
        "label": "Fee-only financial advisors in San Jose, CA",
        "firm_count": 77
      },
      {
        "path": "/advisors/ca/san-jose/flat-fee",
        "label": "Flat-fee financial advisors in San Jose, CA",
        "firm_count": 91
      },
      {
        "path": "/advisors/ca/san-jose/hourly",
        "label": "Hourly financial advisors in San Jose, CA",
        "firm_count": 82
      }
    ],
    "answer_pages": [
      {
        "path": "/advisors/ca/san-jose/for-high-net-worth-individuals",
        "firm_count": 112,
        "label": "Financial advisors for high-net-worth individuals in San Jose, CA"
      },
      {
        "path": "/advisors/ca/san-jose/for-retirement-plans",
        "firm_count": 34,
        "label": "Financial advisors for retirement plans in San Jose, CA"
      },
      {
        "path": "/advisors/ca/san-jose/for-businesses",
        "firm_count": 38,
        "label": "Financial advisors for businesses in San Jose, CA"
      },
      {
        "path": "/advisors/ca/san-jose/for-charities",
        "firm_count": 37,
        "label": "Financial advisors for charitable organizations in San Jose, CA"
      },
      {
        "path": "/advisors/ca/san-jose/no-account-minimum",
        "firm_count": 18,
        "label": "Financial advisors with no account minimum in San Jose, CA"
      }
    ],
    "niche_pages": [
      {
        "path": "/advisors/ca/san-jose/cryptocurrency-holders",
        "firm_count": 1,
        "label": "Financial advisors for cryptocurrency holders in San Jose, CA"
      },
      {
        "path": "/advisors/ca/san-jose/divorce",
        "firm_count": 1,
        "label": "Financial advisors for divorce in San Jose, CA"
      },
      {
        "path": "/advisors/ca/san-jose/physicians",
        "firm_count": 1,
        "label": "Financial advisors for physicians in San Jose, CA"
      }
    ]
  },
  "csv": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}