{
  "path": "/advisors/ca/san-jose",
  "url": "https://advisorcensus.com/advisors/ca/san-jose/page/2",
  "page_type": "metro",
  "title": "Financial advisors in San Jose, CA",
  "filters": {},
  "scope_total": 449,
  "faq": [
    {
      "q": "How many financial advisory firms are there in San Jose, CA?",
      "a": "AdvisorCensus lists 449 investment advisory firms with a principal office in the San Jose metro area, from Form ADV filings as of October 2026: 113 SEC-registered, 87 state-registered, and 249 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in San Jose, CA?",
      "a": "77 of the 449 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in San Jose, CA offer financial planning?",
      "a": "118 of the 200 firms in San Jose, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in San Jose, CA fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 77 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 449 investment advisory firms with a principal office in the San Jose metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": "San Jose has 449 investment advisory firms with a principal office in the metro area as of October 2026: 113 SEC-registered, 87 state-registered, and 249 exempt reporting advisers. 77 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 71 report under $100 million in regulatory assets under management. The metro area has 679,914 households, 278,673 of them with income of $200,000 or more, or 621 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors in San Jose, CA: 449 firms from Form ADV filings as of October 2026.",
  "total_firms": 449,
  "page": 2,
  "total_pages": 9,
  "sort": "name",
  "registration_types": {
    "sec": 113,
    "state": 87,
    "exempt": 249
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 77
    },
    {
      "code": "percentage_of_aum",
      "count": 176
    },
    {
      "code": "hourly",
      "count": 82
    },
    {
      "code": "subscription",
      "count": 2
    },
    {
      "code": "fixed",
      "count": 91
    },
    {
      "code": "commissions",
      "count": 5
    },
    {
      "code": "performance_based",
      "count": 54
    },
    {
      "code": "other",
      "count": 24
    },
    {
      "code": "not_reported",
      "count": 249
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 222
    },
    {
      "code": "5_to_9",
      "count": 97
    },
    {
      "code": "10_to_19",
      "count": 91
    },
    {
      "code": "20_plus",
      "count": 28
    },
    {
      "code": "not_reported",
      "count": 11
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 40
    },
    {
      "code": "25m_100m",
      "count": 31
    },
    {
      "code": "100m_500m",
      "count": 51
    },
    {
      "code": "500m_1b",
      "count": 15
    },
    {
      "code": "1b_5b",
      "count": 26
    },
    {
      "code": "over_5b",
      "count": 10
    },
    {
      "code": "not_reported",
      "count": 276
    }
  ],
  "firms": [
    {
      "crd_number": 110451,
      "name": "Branson Frank a Inc",
      "name_as_filed": "BRANSON FRANK A INC",
      "url": "https://advisorcensus.com/firm/branson-frank-a-inc-palo-alto-ca-110451",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 40,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 343269,
      "name": "Breyer ZOU Ventures Management, LLC",
      "name_as_filed": "BREYER ZOU VENTURES MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/breyer-zou-ventures-management-llc-palo-alto-ca-343269",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 283790,
      "name": "Brightplan LLC",
      "name_as_filed": "BRIGHTPLAN LLC",
      "url": "https://advisorcensus.com/firm/brightplan-llc-san-jose-ca-283790",
      "city": "San Jose",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 157529,
      "name": "C.M. Capital Advisors, LLC",
      "name_as_filed": "C.M. CAPITAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/c-m-capital-advisors-llc-palo-alto-ca-157529",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 331914,
      "name": "C1 Advisors LLC",
      "name_as_filed": "C1 ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/c1-advisors-llc-palo-alto-ca-331914",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 168532,
      "name": "Canvas Ventures",
      "name_as_filed": "CANVAS VENTURES",
      "url": "https://advisorcensus.com/firm/canvas-ventures-campbell-ca-168532",
      "city": "Campbell",
      "state": "CA",
      "years_registered": 13,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 297266,
      "name": "Capital V Group LLC",
      "name_as_filed": "CAPITAL V GROUP LLC",
      "url": "https://advisorcensus.com/firm/capital-v-group-llc-cupertino-ca-297266",
      "city": "Cupertino",
      "state": "CA",
      "years_registered": 7,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 319214,
      "name": "Carbide Ventures",
      "name_as_filed": "CARBIDE VENTURES",
      "url": "https://advisorcensus.com/firm/carbide-ventures-palo-alto-ca-319214",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 306593,
      "name": "Caruso Family Financial Advisors (cffa) LLC",
      "name_as_filed": "CARUSO FAMILY FINANCIAL ADVISORS (CFFA) LLC",
      "url": "https://advisorcensus.com/firm/caruso-family-financial-advisors-cffa-llc-san-jose-ca-306593",
      "city": "San Jose",
      "state": "CA",
      "years_registered": 6,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334933,
      "name": "Carya Management, LLC",
      "name_as_filed": "CARYA MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/carya-management-llc-palo-alto-ca-334933",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 344046,
      "name": "Catalight Capital US, LLC",
      "name_as_filed": "CATALIGHT CAPITAL US, LLC",
      "url": "https://advisorcensus.com/firm/catalight-capital-us-llc-sunnyvale-ca-344046",
      "city": "Sunnyvale",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 294461,
      "name": "Catapult Ventures Management, LLC",
      "name_as_filed": "CATAPULT VENTURES MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/catapult-ventures-management-llc-los-altos-ca-294461",
      "city": "Los Altos",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 283170,
      "name": "Cervin Ventures Management, LLC",
      "name_as_filed": "CERVIN VENTURES MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/cervin-ventures-management-llc-palo-alto-ca-283170",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 132551,
      "name": "Changing Parameters, LLC",
      "name_as_filed": "CHANGING PARAMETERS, LLC",
      "url": "https://advisorcensus.com/firm/changing-parameters-llc-los-altos-ca-132551",
      "city": "Los Altos",
      "state": "CA",
      "years_registered": 22,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 108753,
      "name": "Chief Capital Management, Inc",
      "name_as_filed": "CHIEF CAPITAL MANAGEMENT, INC",
      "url": "https://advisorcensus.com/firm/chief-capital-management-inc-san-jose-ca-108753",
      "city": "San Jose",
      "state": "CA",
      "years_registered": 28,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 132170,
      "name": "Chinese Abraham Investment Advisors LLC",
      "name_as_filed": "CHINESE ABRAHAM INVESTMENT ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/chinese-abraham-investment-advisors-llc-cupertino-ca-132170",
      "city": "Cupertino",
      "state": "CA",
      "years_registered": 21,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 301595,
      "name": "CIP II Administrative, LLC",
      "name_as_filed": "CIP II ADMINISTRATIVE, LLC",
      "url": "https://advisorcensus.com/firm/cip-ii-administrative-llc-palo-alto-ca-301595",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 7,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 322343,
      "name": "Citta Capital Management, LLC",
      "name_as_filed": "CITTA CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/citta-capital-management-llc-san-jose-ca-322343",
      "city": "San Jose",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 157913,
      "name": "Clarity Wealth Advisors",
      "name_as_filed": "CLARITY WEALTH ADVISORS",
      "url": "https://advisorcensus.com/firm/clarity-wealth-advisors-san-jose-ca-157913",
      "city": "San Jose",
      "state": "CA",
      "years_registered": 12,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 285822,
      "name": "Clear Creek Capital, LLC",
      "name_as_filed": "CLEAR CREEK CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/clear-creek-capital-llc-gilroy-ca-285822",
      "city": "Gilroy",
      "state": "CA",
      "years_registered": null,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 282991,
      "name": "Clear Venture Management, LLC",
      "name_as_filed": "CLEAR VENTURE MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/clear-venture-management-llc-palo-alto-ca-282991",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 288838,
      "name": "Clearbridge Financial",
      "name_as_filed": "CLEARBRIDGE FINANCIAL",
      "url": "https://advisorcensus.com/firm/clearbridge-financial-campbell-ca-288838",
      "city": "Campbell",
      "state": "CA",
      "years_registered": 9,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 282239,
      "name": "Co=creation=capital",
      "name_as_filed": "CO=CREATION=CAPITAL",
      "url": "https://advisorcensus.com/firm/co-creation-capital-sunnyvale-ca-282239",
      "city": "Sunnyvale",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 307142,
      "name": "Cole, Thomas C.",
      "name_as_filed": "COLE, THOMAS C.",
      "url": "https://advisorcensus.com/firm/cole-thomas-c-palo-alto-ca-307142",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 288649,
      "name": "Combine Studios, LLC",
      "name_as_filed": "COMBINE STUDIOS, LLC",
      "url": "https://advisorcensus.com/firm/combine-studios-llc-los-altos-ca-288649",
      "city": "Los Altos",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 159641,
      "name": "Comprehensive Financial Management LLC",
      "name_as_filed": "COMPREHENSIVE FINANCIAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/comprehensive-financial-management-llc-los-gatos-ca-159641",
      "city": "Los Gatos",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "over_5b",
      "compensation_types": [
        "hourly",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167151,
      "name": "Concentrum Wealth Management",
      "name_as_filed": "CONCENTRUM WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/concentrum-wealth-management-san-jose-ca-167151",
      "city": "San Jose",
      "state": "CA",
      "years_registered": 13,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 161099,
      "name": "Connective Capital Management, LLC",
      "name_as_filed": "CONNECTIVE CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/connective-capital-management-llc-palo-alto-ca-161099",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 285027,
      "name": "Consonance Wealth Management",
      "name_as_filed": "CONSONANCE WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/consonance-wealth-management-los-gatos-ca-285027",
      "city": "Los Gatos",
      "state": "CA",
      "years_registered": 9,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 312196,
      "name": "Corinthian Wealth Management",
      "name_as_filed": "CORINTHIAN WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/corinthian-wealth-management-san-jose-ca-312196",
      "city": "San Jose",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105396,
      "name": "Cornerstone Capital, Inc.",
      "name_as_filed": "CORNERSTONE CAPITAL, INC.",
      "url": "https://advisorcensus.com/firm/cornerstone-capital-inc-palo-alto-ca-105396",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 48,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 164808,
      "name": "Costanoa Ventures",
      "name_as_filed": "COSTANOA VENTURES",
      "url": "https://advisorcensus.com/firm/costanoa-ventures-palo-alto-ca-164808",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 329900,
      "name": "Cove",
      "name_as_filed": "COVE",
      "url": "https://advisorcensus.com/firm/cove-santa-clara-ca-329900",
      "city": "Santa Clara",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 165571,
      "name": "Cowboy Capital, LLC",
      "name_as_filed": "COWBOY CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/cowboy-capital-llc-palo-alto-ca-165571",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 172326,
      "name": "Crescent Park Management, L.P.",
      "name_as_filed": "CRESCENT PARK MANAGEMENT, L.P.",
      "url": "https://advisorcensus.com/firm/crescent-park-management-l-p-los-altos-ca-172326",
      "city": "Los Altos",
      "state": "CA",
      "years_registered": 12,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 160470,
      "name": "CRV, LLC",
      "name_as_filed": "CRV, LLC",
      "url": "https://advisorcensus.com/firm/crv-llc-palo-alto-ca-160470",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 283270,
      "name": "CSC Upshot Ventures Management, LLC",
      "name_as_filed": "CSC UPSHOT VENTURES MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/csc-upshot-ventures-management-llc-palo-alto-ca-283270",
      "city": "Palo Alto",
      "state": "CA",
      "years_registered": 6,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288980,
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  "siblings": {
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    "state": {
      "path": "/advisors/ca",
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  "csv": "https://advisorcensus.com/advisors/ca/san-jose.csv",
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}
