{ "path": "/advisors/ca/san-jose/los-gatos", "url": "https://advisorcensus.com/advisors/ca/san-jose/los-gatos", "page_type": "metro_city", "title": "Financial advisors in Los Gatos, CA", "filters": {}, "scope_total": 25, "faq": [ { "q": "How many financial advisory firms are there in Los Gatos, CA?", "a": "AdvisorCensus lists 25 investment advisory firms with a principal office in Los Gatos, California (part of the San Jose metro area), from Form ADV filings as of October 2026: 10 SEC-registered, 9 state-registered, and 6 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Los Gatos, CA?", "a": "7 of the 25 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Los Gatos, CA offer financial planning?", "a": "14 of the 19 firms in Los Gatos, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Los Gatos, CA fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 7 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 25 investment advisory firms with a principal office in Los Gatos, California (part of the San Jose metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full San Jose metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Los Gatos, CA: 25 firms from Form ADV filings as of October 2026.", "total_firms": 25, "page": 1, "total_pages": 1, "sort": "name", "registration_types": { "sec": 10, "state": 9, "exempt": 6 }, "fee_model_mix": [ { "code": "fee-only", "count": 7 }, { "code": "percentage_of_aum", "count": 13 }, { "code": "hourly", "count": 9 }, { "code": "subscription", "count": 0 }, { "code": "fixed", "count": 14 }, { "code": "commissions", "count": 2 }, { "code": "performance_based", "count": 4 }, { "code": "other", "count": 6 }, { "code": "not_reported", "count": 6 } ], "years_registered_distribution": [ { "code": "under_5", "count": 9 }, { "code": "5_to_9", "count": 6 }, { "code": "10_to_19", "count": 8 }, { "code": "20_plus", "count": 2 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 3 }, { "code": "25m_100m", "count": 2 }, { "code": "100m_500m", "count": 5 }, { "code": "500m_1b", "count": 2 }, { "code": "1b_5b", "count": 1 }, { "code": "over_5b", "count": 1 }, { "code": "not_reported", "count": 11 } ], "firms": [ { "crd_number": 115479, "name": "ASL Financial, LLC", "name_as_filed": "ASL FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/asl-financial-llc-los-gatos-ca-115479", "city": "Los Gatos", "state": "CA", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 159641, "name": "Comprehensive Financial Management LLC", "name_as_filed": "COMPREHENSIVE FINANCIAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/comprehensive-financial-management-llc-los-gatos-ca-159641", "city": "Los Gatos", "state": "CA", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 285027, "name": "Consonance Wealth Management", "name_as_filed": "CONSONANCE WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/consonance-wealth-management-los-gatos-ca-285027", "city": "Los Gatos", "state": "CA", "years_registered": 9, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 288980, "name": "Cultivate Financial Group LLC", "name_as_filed": "CULTIVATE FINANCIAL GROUP LLC", "url": "https://advisorcensus.com/firm/cultivate-financial-group-llc-los-gatos-ca-288980", "city": "Los Gatos", "state": "CA", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 283911, "name": "Future Wealth LLC", "name_as_filed": "FUTURE WEALTH LLC", "url": "https://advisorcensus.com/firm/future-wealth-llc-los-gatos-ca-283911", "city": "Los Gatos", "state": "CA", "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 142085, "name": "John H. Becker", "name_as_filed": "JOHN H. BECKER", "url": "https://advisorcensus.com/firm/john-h-becker-los-gatos-ca-142085", "city": "Los Gatos", "state": "CA", "years_registered": 17, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 127337, "name": "Kane Investment Management, Inc.", "name_as_filed": "KANE INVESTMENT MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/kane-investment-management-inc-los-gatos-ca-127337", "city": "Los Gatos", "state": "CA", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 111436, "name": "Legacy Capital Group California, Inc.", "name_as_filed": "LEGACY CAPITAL GROUP CALIFORNIA, INC.", "url": "https://advisorcensus.com/firm/legacy-capital-group-california-inc-los-gatos-ca-111436", "city": "Los Gatos", "state": "CA", "years_registered": 18, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "commissions", "other" ], "enhanced": false }, { "crd_number": 288098, "name": "Libra Wealth LLC", "name_as_filed": "LIBRA WEALTH LLC", "url": "https://advisorcensus.com/firm/libra-wealth-llc-los-gatos-ca-288098", "city": "Los Gatos", "state": "CA", "years_registered": 5, "raum_band": "500m_1b", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 329966, "name": "LOS Gatos Financial LLC", "name_as_filed": "LOS GATOS FINANCIAL LLC", "url": "https://advisorcensus.com/firm/los-gatos-financial-llc-los-gatos-ca-329966", "city": "Los Gatos", "state": "CA", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 123189, "name": "Mainstreet Financial Planning, Inc.", "name_as_filed": "MAINSTREET FINANCIAL PLANNING, INC.", "url": "https://advisorcensus.com/firm/mainstreet-financial-planning-inc-los-gatos-ca-123189", "city": "Los Gatos", "state": "CA", "years_registered": 23, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 335854, "name": "Nautilus AI SPV Management Company, LLC", "name_as_filed": "NAUTILUS AI SPV MANAGEMENT COMPANY, LLC", "url": "https://advisorcensus.com/firm/nautilus-ai-spv-management-company-llc-los-gatos-ca-335854", "city": "Los Gatos", "state": "CA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 306220, "name": "Olma Advisors", "name_as_filed": "OLMA ADVISORS", "url": "https://advisorcensus.com/firm/olma-advisors-los-gatos-ca-306220", "city": "Los Gatos", "state": "CA", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 292274, "name": "Orchard City Wealth Management, LLC", "name_as_filed": "ORCHARD CITY WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/orchard-city-wealth-management-llc-los-gatos-ca-292274", "city": "Los Gatos", "state": "CA", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 281381, "name": "Ovis Capital, LLC", "name_as_filed": "OVIS CAPITAL, LLC", "url": "https://advisorcensus.com/firm/ovis-capital-llc-los-gatos-ca-281381", "city": "Los Gatos", "state": "CA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 146267, "name": "Pacific Wealth Advisors", "name_as_filed": "PACIFIC WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/pacific-wealth-advisors-los-gatos-ca-146267", "city": "Los Gatos", "state": "CA", "years_registered": 18, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 173288, "name": "Partnership Capital Growth Investors Management, LLC", "name_as_filed": "PARTNERSHIP CAPITAL GROWTH INVESTORS MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/partnership-capital-growth-investors-management-llc-los-gatos-ca-173288", "city": "Los Gatos", "state": "CA", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 334262, "name": "Proflex Finance", "name_as_filed": "PROFLEX FINANCE", "url": "https://advisorcensus.com/firm/proflex-finance-los-gatos-ca-334262", "city": "Los Gatos", "state": "CA", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 150801, "name": "React Investment Solutions, LLC", "name_as_filed": "REACT INVESTMENT SOLUTIONS, LLC", "url": "https://advisorcensus.com/firm/react-investment-solutions-llc-los-gatos-ca-150801", "city": "Los Gatos", "state": "CA", "years_registered": 16, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 170346, "name": "Rice Financial Consulting, Inc.", "name_as_filed": "RICE FINANCIAL CONSULTING, INC.", "url": "https://advisorcensus.com/firm/rice-financial-consulting-inc-los-gatos-ca-170346", "city": "Los Gatos", "state": "CA", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 105508, "name": "Scharf Investments, LLC", "name_as_filed": "SCHARF INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/scharf-investments-llc-los-gatos-ca-105508", "city": "Los Gatos", "state": "CA", "years_registered": 43, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 325620, "name": "SVG Ventures Management, LLC", "name_as_filed": "SVG VENTURES MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/svg-ventures-management-llc-los-gatos-ca-325620", "city": "Los Gatos", "state": "CA", "years_registered": 3, 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