{
  "path": "/advisors/ca/san-francisco/san-rafael",
  "url": "https://advisorcensus.com/advisors/ca/san-francisco/san-rafael",
  "page_type": "metro_city",
  "title": "Financial advisors in San Rafael, CA",
  "filters": {},
  "scope_total": 44,
  "faq": [
    {
      "q": "How many financial advisory firms are there in San Rafael, CA?",
      "a": "AdvisorCensus lists 44 investment advisory firms with a principal office in San Rafael, California (part of the San Francisco metro area), from Form ADV filings as of October 2026: 24 SEC-registered, 13 state-registered, and 7 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in San Rafael, CA?",
      "a": "20 of the 44 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in San Rafael, CA offer financial planning?",
      "a": "28 of the 37 firms in San Rafael, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in San Rafael, CA fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 20 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 44 investment advisory firms with a principal office in San Rafael, California (part of the San Francisco metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full San Francisco metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": null,
  "citation": "AdvisorCensus. Financial advisors in San Rafael, CA: 44 firms from Form ADV filings as of October 2026.",
  "total_firms": 44,
  "page": 1,
  "total_pages": 1,
  "sort": "name",
  "registration_types": {
    "sec": 24,
    "state": 13,
    "exempt": 7
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 20
    },
    {
      "code": "percentage_of_aum",
      "count": 35
    },
    {
      "code": "hourly",
      "count": 17
    },
    {
      "code": "subscription",
      "count": 0
    },
    {
      "code": "fixed",
      "count": 26
    },
    {
      "code": "commissions",
      "count": 1
    },
    {
      "code": "performance_based",
      "count": 1
    },
    {
      "code": "other",
      "count": 1
    },
    {
      "code": "not_reported",
      "count": 7
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 12
    },
    {
      "code": "5_to_9",
      "count": 13
    },
    {
      "code": "10_to_19",
      "count": 9
    },
    {
      "code": "20_plus",
      "count": 9
    },
    {
      "code": "not_reported",
      "count": 1
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 1
    },
    {
      "code": "25m_100m",
      "count": 10
    },
    {
      "code": "100m_500m",
      "count": 12
    },
    {
      "code": "500m_1b",
      "count": 7
    },
    {
      "code": "1b_5b",
      "count": 3
    },
    {
      "code": "over_5b",
      "count": 2
    },
    {
      "code": "not_reported",
      "count": 9
    }
  ],
  "firms": [
    {
      "crd_number": 338922,
      "name": "AQT Capital Management, LLC",
      "name_as_filed": "AQT CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/aqt-capital-management-llc-san-rafael-ca-338922",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 159395,
      "name": "Attune Financial Planning, LLC",
      "name_as_filed": "ATTUNE FINANCIAL PLANNING, LLC",
      "url": "https://advisorcensus.com/firm/attune-financial-planning-llc-san-rafael-ca-159395",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 118538,
      "name": "AWR Investment Management, LLC",
      "name_as_filed": "AWR INVESTMENT MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/awr-investment-management-llc-san-rafael-ca-118538",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 286040,
      "name": "Bay City Capital GF Xinde Investment Management Co",
      "name_as_filed": "BAY CITY CAPITAL GF XINDE INVESTMENT MANAGEMENT CO",
      "url": "https://advisorcensus.com/firm/bay-city-capital-gf-xinde-investment-management-co-san-rafael-ca-286040",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": null,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 326578,
      "name": "Brave Capital Management LLC",
      "name_as_filed": "BRAVE CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/brave-capital-management-llc-san-rafael-ca-326578",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 134174,
      "name": "Capital Trust Advisors",
      "name_as_filed": "CAPITAL TRUST ADVISORS",
      "url": "https://advisorcensus.com/firm/capital-trust-advisors-san-rafael-ca-134174",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299894,
      "name": "Cayman Capital Management, Inc.",
      "name_as_filed": "CAYMAN CAPITAL MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/cayman-capital-management-inc-san-rafael-ca-299894",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 7,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299116,
      "name": "Csuite Investment LLC",
      "name_as_filed": "CSUITE INVESTMENT LLC",
      "url": "https://advisorcensus.com/firm/csuite-investment-llc-san-rafael-ca-299116",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 7,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 111716,
      "name": "Cypress Praxis, LLC",
      "name_as_filed": "CYPRESS PRAXIS, LLC",
      "url": "https://advisorcensus.com/firm/cypress-praxis-llc-san-rafael-ca-111716",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 15,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 291740,
      "name": "DGA Capital, LLC",
      "name_as_filed": "DGA CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/dga-capital-llc-san-rafael-ca-291740",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 285681,
      "name": "Fiduciary Financial Group, LLC",
      "name_as_filed": "FIDUCIARY FINANCIAL GROUP, LLC",
      "url": "https://advisorcensus.com/firm/fiduciary-financial-group-llc-san-rafael-ca-285681",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 5,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 136880,
      "name": "Financial Concepts Unlimited, Inc.",
      "name_as_filed": "FINANCIAL CONCEPTS UNLIMITED, INC.",
      "url": "https://advisorcensus.com/firm/financial-concepts-unlimited-inc-san-rafael-ca-136880",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 27,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 163087,
      "name": "Freestyle Capital Management, LLC",
      "name_as_filed": "FREESTYLE CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/freestyle-capital-management-llc-san-rafael-ca-163087",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 172011,
      "name": "Global Retirement Partners LLC",
      "name_as_filed": "GLOBAL RETIREMENT PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/global-retirement-partners-llc-san-rafael-ca-172011",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 12,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 106158,
      "name": "HCM Wealth",
      "name_as_filed": "HCM WEALTH",
      "url": "https://advisorcensus.com/firm/hcm-wealth-san-rafael-ca-106158",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 31,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 145096,
      "name": "Hutchinson & Ziegler Financial Advisors, Inc.",
      "name_as_filed": "HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.",
      "url": "https://advisorcensus.com/firm/hutchinson-and-ziegler-financial-advisors-inc-san-rafael-ca-145096",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 9,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323831,
      "name": "Jocelyn Investment Management, LLC",
      "name_as_filed": "JOCELYN INVESTMENT MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/jocelyn-investment-management-llc-san-rafael-ca-323831",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 165536,
      "name": "Lava Creek Capital Management, LLC",
      "name_as_filed": "LAVA CREEK CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/lava-creek-capital-management-llc-san-rafael-ca-165536",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 7,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 291192,
      "name": "Longview Financial Advisors, LLC",
      "name_as_filed": "LONGVIEW FINANCIAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/longview-financial-advisors-llc-san-rafael-ca-291192",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 8,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 10603,
      "name": "Lyle & Forsyth Investment Managers",
      "name_as_filed": "LYLE & FORSYTH INVESTMENT MANAGERS",
      "url": "https://advisorcensus.com/firm/lyle-and-forsyth-investment-managers-san-rafael-ca-10603",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 44,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 270010,
      "name": "Madden Creek Advisors",
      "name_as_filed": "MADDEN CREEK ADVISORS",
      "url": "https://advisorcensus.com/firm/madden-creek-advisors-san-rafael-ca-270010",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 11,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 149549,
      "name": "Madrone Investment Advisory, LLC",
      "name_as_filed": "MADRONE INVESTMENT ADVISORY, LLC",
      "url": "https://advisorcensus.com/firm/madrone-investment-advisory-llc-san-rafael-ca-149549",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 123237,
      "name": "Marin Wealth Advisors LLC",
      "name_as_filed": "MARIN WEALTH ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/marin-wealth-advisors-llc-san-rafael-ca-123237",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 16798,
      "name": "McClurg Capital Corporation",
      "name_as_filed": "MCCLURG CAPITAL CORPORATION",
      "url": "https://advisorcensus.com/firm/mcclurg-capital-corporation-san-rafael-ca-16798",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 24,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 148565,
      "name": "Meritas Wealth Management, LLC",
      "name_as_filed": "MERITAS WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/meritas-wealth-management-llc-san-rafael-ca-148565",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 17,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 172520,
      "name": "O'Donnell Financial Services, LLC",
      "name_as_filed": "O'DONNELL FINANCIAL SERVICES, LLC",
      "url": "https://advisorcensus.com/firm/o-donnell-financial-services-llc-san-rafael-ca-172520",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 9,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 158515,
      "name": "Ohana Advisors",
      "name_as_filed": "OHANA ADVISORS",
      "url": "https://advisorcensus.com/firm/ohana-advisors-san-rafael-ca-158515",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 136331,
      "name": "Pinnacle Retirement & Financial Planning",
      "name_as_filed": "PINNACLE RETIREMENT & FINANCIAL PLANNING",
      "url": "https://advisorcensus.com/firm/pinnacle-retirement-and-financial-planning-san-rafael-ca-136331",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 28,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 119798,
      "name": "Redwood Financial Advisors, Inc",
      "name_as_filed": "REDWOOD FINANCIAL ADVISORS, INC",
      "url": "https://advisorcensus.com/firm/redwood-financial-advisors-inc-san-rafael-ca-119798",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 28,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 150667,
      "name": "Redwood Grove Wealth Management",
      "name_as_filed": "REDWOOD GROVE WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/redwood-grove-wealth-management-san-rafael-ca-150667",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 311984,
      "name": "Ridgecrest Wealth Partners, LLC",
      "name_as_filed": "RIDGECREST WEALTH PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/ridgecrest-wealth-partners-llc-san-rafael-ca-311984",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 5,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 107474,
      "name": "Ritter Wealth Counsel",
      "name_as_filed": "RITTER WEALTH COUNSEL",
      "url": "https://advisorcensus.com/firm/ritter-wealth-counsel-san-rafael-ca-107474",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 294105,
      "name": "RPA Financial, LLC",
      "name_as_filed": "RPA FINANCIAL, LLC",
      "url": "https://advisorcensus.com/firm/rpa-financial-llc-san-rafael-ca-294105",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 8,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 316418,
      "name": "Seagate Realty Advisors LLC",
      "name_as_filed": "SEAGATE REALTY ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/seagate-realty-advisors-llc-san-rafael-ca-316418",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 117627,
      "name": "Shira Ridge Wealth Management",
      "name_as_filed": "SHIRA RIDGE WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/shira-ridge-wealth-management-san-rafael-ca-117627",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 8,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 127746,
      "name": "Spectrum Financial Management",
      "name_as_filed": "SPECTRUM FINANCIAL MANAGEMENT",
      "url": "https://advisorcensus.com/firm/spectrum-financial-management-san-rafael-ca-127746",
      "city": "San Rafael",
      "state": "CA",
      "years_registered": 23,
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